Mary Lee v. Nancy Berryhill

Court: Court of Appeals for the Ninth Circuit
Date filed: 2017-12-29
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                                                                            FILED
                            NOT FOR PUBLICATION
                                                                             DEC 29 2017
                    UNITED STATES COURT OF APPEALS                       MOLLY C. DWYER, CLERK
                                                                           U.S. COURT OF APPEALS


                            FOR THE NINTH CIRCUIT


MARY A. LEE,                                     No.    15-35630

              Plaintiff-Appellant,               D.C. No. 6:13-cv-00809-SB

 v.
                                                 MEMORANDUM*
NANCY A. BERRYHILL, Acting
Commissioner Social Security,

              Defendant-Appellee.


                    Appeal from the United States District Court
                             for the District of Oregon
                    Michael H. Simon, District Judge, Presiding

                          Submitted December 22, 2017**
                             San Francisco, California

Before: THOMAS, Chief Judge, and TROTT and SILVERMAN, Circuit Judges.

      Mary Lee appeals the district court’s decision affirming the Commissioner

of Social Security’s denial of Lee’s application for disability insurance benefits and

supplemental security income under Titles II and XVI of the Social Security Act.

      *
             This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
      **
             The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
We have jurisdiction under 28 U.S.C. § 1291. We review de novo, Ghanim v.

Colvin, 763 F.3d 1154, 1159 (9th Cir. 2014), and affirm.

      Examining physician Dr. Higgins-Lee’s assignment of a Global Assessment

of Functioning (“GAF”) score of 45 to Lee and her ultimate conclusion that Lee’s

psychological conditions make it impossible for her to work are contradicted by

the medical opinions of nonexamining physicians Dr. Lebray, Dr. Boyd, and Dr.

Lundblad. Each of these doctors noted that Lee was still able to work because her

psychological conditions only led to mild and moderate limitations. Consistent

with these findings, Dr. Lebray also assigned Lee a much higher GAF score.

Accordingly, to reject Dr. Higgins-Lee’s medical opinions the administrative law

judge (“ALJ”) had to provide specific and legitimate reasons supported by

substantial evidence. Garrison v. Colvin, 759 F.3d 995, 1012 (9th Cir. 2014). The

ALJ provided such reasons.

      First, the contradictory medical opinions discussed above undermine Dr.

Higgins-Lee’s conclusion. Lester v. Chater, 81 F.3d 821, 831 (9th Cir. 1995)

(“We have, in some cases, upheld the Commissioner’s decision to reject the

opinion of a treating or examining physician, based in part on the testimony of a

nonexamining medical advisor.” (citations omitted)). Second, the ALJ notes that

Dr. Higgins-Lee conducted her examination at a stressful time in Lee’s life. Lee’s


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house was being foreclosed on, she was having difficulty finding another place to

rent, and her daughter was potentially going to move away from home. Whereas

Lee cried throughout her examination with Dr. Higgins-Lee, Lee’s demeanor

throughout her Social Security hearing testimony was entirely different, leading the

ALJ to conclude that Lee “returned to baseline.” See Rollins v. Massanari, 261

F.3d 853, 856 (9th Cir. 2001) (noting that an improvement in a medical condition

can be a specific and legitimate reason for rejecting a physician’s medical opinion).

Third, Lee’s daily activities are inconsistent with Dr. Higgins-Lee’s conclusion that

Lee cannot work. Ghanim, 763 F.3d at 1162 (noting that a conflict between a

medical opinion and a claimant’s activities can serve as a specific and legitimate

reason for rejecting the medical opinion). Lee stated that she does the dishes,

occasionally does the wash and drying, sometimes cooks dinner and does the

shopping, helps with the garden, watches TV, uses her computer, and volunteers at

the Moose Club on Wednesday nights to call bingo.

      Lee’s arguments that the ALJ erred by not specifically discussing both

specific medical test results from Dr. Higgins-Lee’s examination and Dr. Higgins-

Lee’s ultimate conclusion that Lee could not work also fail. The ALJ specifically

rejected the GAF score—a rating of Lee’s overall psychological functioning—that

Dr. Higgins-Lee assigned Lee. See Social Security Disability Law & Procedure in


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Federal Court § 5:30 (Carolyn A. Kubitschek & Jon C. Dubin, eds., 2017). After

rejecting the GAF score, the ALJ did not need to reject each individual

psychological test result that Dr. Higgins-Lee relied on when assigning Lee’s GAF.

See Hiler v. Astrue, 687 F.3d 1208, 1212 (9th Cir. 2012) (noting that an ALJ does

not need to discuss evidence “that is neither significant nor probative”).

Specifically rejecting Dr. Higgins-Lee’s ultimate conclusion that Lee was unable to

work was also unnecessary because this conclusion followed directly from the

ALJ’s rejection of the GAF score. See Social Security Disability Law & Procedure

in Federal Court § 5:30 (noting that a common manifestation of a GAF score of 45

is not being able to keep a job).

      Treating physician Dr. Pinsonneault’s conclusion that Lee could not work

because her asthma prevents her from lifting or carrying items and walking more

than thirty minutes, and her mental conditions significantly interfere with her

concentration and social abilities is contradicted. Nonexamining physicians Dr.

Alley, Dr. Pritchard, and Dr. Eder all conclude that Lee can carry or lift objects,

and stand and/or walk about six hours in a workday. Nonexamining physicians Dr.

Lebray and Dr. Boyd conclude that Lee has mild difficulties in maintaining

concentration, persistence, or pace and moderate difficulties in social functioning.

Because Dr. Pinsonneault’s opinions regarding the limitations resulting from Lee’s


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medical conditions are contradicted, Dr. Pinsonneault’s derivative conclusion that

Lee is unable to work is contradicted. The ALJ provides the required specific and

legitimate reasons supported by substantial evidence to reject Dr. Pinsonneault’s

opinions.

      First, the conflicting medical opinions discussed above undermine Dr.

Pinsonneault’s opinions. Lester, 81 F.3d at 831. Second, the ALJ notes that Dr.

Pinsonneault’s conclusions are “unsupported by medically acceptable clinical and

laboratory diagnostic techniques.” Dr. Pinsonneault wrote an initial letter

expressing her opinion that Lee was permanently disabled after a single

appointment that included minimal objective medical testing. Then, barely three

weeks into the patient-physician relationship and after only the second

appointment, which included a discussion of Lee’s blood work, Dr. Pinsonneault

wrote a second letter reaching the same conclusion. The minimal objective

evidence supporting Dr. Pinsonneault’s opinions and the brevity of the patient-

physician relationship justify discounting these opinions. Bayliss v. Barnhart, 427

F.3d 1211, 1216 (9th Cir. 2005) (“[W]hen evaluating conflicting medical opinions,

an ALJ need not accept the opinion of a doctor if that opinion is brief, conclusory,

and inadequately supported by clinical findings.”). Finally, the ALJ notes that Dr.

Pinsonneault’s opinion is internally contradictory because she concludes Lee is


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permanently disabled but notes that Lee’s conditions are well controlled on

medication. See Valentine v. Comm’r Soc. Sec. Admin., 574 F.3d 685, 692–93 (9th

Cir. 2009). A finding that symptoms are well controlled on medications is not

necessarily inconsistent with a finding of disability. However, the record here

indicates that when Lee’s conditions are well controlled, she is able to work.

      The ALJ provides specific, clear, and convincing reasons for rejecting Lee’s

hearing testimony. First, the ALJ’s extensive discussion of the medical record

reveals that many medical opinions conflict with Lee’s testimony regarding the

severity of her symptoms. Burch v. Barnhart, 400 F.3d 676, 681 (9th Cir. 2005).

Second, Lee continued working at substantial gainful employment levels for over a

year after the alleged onset of her disability. Third, Lee’s various daily activities

discussed above undermine her credibility regarding the intensity of her pain and

limitations. See Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1227 (9th

Cir. 2009). Finally, the ALJ notes that Lee’s multiple failures to follow a

prescribed course of treatment undermine her credibility. Tommasetti v. Astrue,

533 F.3d 1035, 1039 (9th Cir. 2008) (citing Smolen v. Chater, 80 F.3d 1273, 1284

(9th Cir. 1996)).




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      Because lay witness Margaret Hicks’s testimony is largely consistent with

Lee’s testimony, the same reasons for rejecting Lee’s testimony justify rejection of

Hick’s testimony. See Molina v. Astrue, 674 F.3d 1104, 1121 (9th Cir. 2012).

      Finally, the ALJ did not err at step five. The ALJ was only required to

incorporate the accepted medical evidence into the residual functional capacity,

and he did just that. Batson v. Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1197

(9th Cir. 2004). Moreover, the ALJ accounted for his finding that Lee had

moderate difficulties in concentration, persistence, or pace by limiting Lee to

“simple repetitive tasks” because this limitation accorded with the restrictions

discussed in the medical record. See Stubbs-Danielson v. Astrue, 539 F.3d 1169,

1174 (9th Cir. 2008).

      AFFIRMED.




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