02/27/2018
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs February 2, 2018
IN RE VICTORIA H.
Appeal from the Juvenile Court for Marion County
No. 23-112A Ronnie J. T. Blevins, II, Judge
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No. M2017-01162-COA-R3-PT
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This is a termination of parental rights case. Appellant/Father appeals the trial court’s
termination of his parental rights on the grounds of: (1) failure to establish/exercise
paternity; (2) abandonment by willful failure to support; and (3) abandonment by an
incarcerated parent for wanton disregard. Appellant also appeals the trial court’s finding
that termination of his parental rights is in the child’s best interest. Because Appellee
Tennessee Department of Children’s Services did not meet its burden to show that Father
has the ability to pay support, we reverse the trial court’s termination of Father’s parental
rights on the ground of abandonment by willful failure to support. The trial court’s order
is otherwise affirmed.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Juvenile Court
Reversed in Part, Affirmed in Part, and Remanded
KENNY ARMSTRONG, J., delivered the opinion of the court, in which D. MICHAEL
SWINEY, C.J., and W. NEAL MCBRAYER, J., joined.
Robert Floyd Davis, Winchester, Tennessee, for the appellant, Shaun P.
Herbert H. Slatery, III, Attorney General and Reporter, and Jordan K. Crews, Assistant
Attorney General, for the appellee, Tennessee Department of Children’s Services.
OPINION
I. Background
Appellant Shaun P. (“Father”) is the father of the minor child, Victoria H. (the
“Child”).1 In September of 2015, approximately four days before Victoria was born,
Jacqueline H. (“Mother”) was arrested for manufacturing methamphetamine.2 Mother
tested positive for methamphetamine, and her three older children, who are not the
subject of this appeal, were placed in the custody of the Tennessee Department of
Children’s Services (“DCS,” or “Appellee”). When Victoria H. was born, she tested
positive for methamphetamine and was placed in the neonatal intensive care unit due to
withdrawal symptoms. At trial, the Child’s foster mother testified that Victoria continues
to suffer the effects of being born addicted to methamphetamine, see further discussion
infra. Before Victoria was released from the hospital, the juvenile court granted
temporary custody to DCS. The Child was placed in foster care, and she has lived with
the same foster family since that time. On December 10, 2015, the trial court entered an
order adjudicating the Child to be dependent and neglected due to neglect and severe
child abuse on the part of Mother. Mother is married to Jonathan H.3
Father has a long criminal history. In February of 2003, he pled guilty to: (1) four
counts of burglary of an automobile; two counts of theft over $1,000; (3) two counts of
theft over $500; (4) four counts of theft under $500; and (5) two counts of vandalism
under $500. He received an effective sentence of sixteen years and was released from
prison in March of 2015, six months before Victoria H. was born. Father was
incarcerated again in March of 2016, see infra.
After he was released from prison in 2015, Father moved into Mother’s home. At
trial, Father testified that he was aware that methamphetamine was being manufactured in
the home and conceded that “there [were] a lot of drugs coming in and out of the house.”
At some point, Father learned that Mother was pregnant with Victoria H. There were
questions concerning paternity. Father testified that, when the Child was born, Mother
was married to Jonathan H., but she was having an affair with another man, whom Father
described as a “meth cook.” Despite Mother’s activities, Father testified that he thought
he was Victoria H.’s biological father “from the very beginning.” Father further stated
that Mother told him, during the pregnancy, that he was the Child’s father, see infra.
Despite his belief that he was the Child’s biological father, Appellant did not take action
to establish paternity until DCS filed the petition to terminate his parental rights in
September of 2016. At that point, Father submitted to DNA testing, which revealed that
he was, in fact, the Child’s father. On November 10, 2016, the trial court entered an
order establishing Appellant as the Victoria’s legal father.
1
In cases involving minor children, it is the policy of this Court to redact the parties’ names so as
to protect their identities.
2
On December 12, 2016, Mother voluntarily surrendered her parental rights to Victoria H. She is
not a party to this appeal.
3
Jonathan H. is not a party to this appeal.
-2-
As mentioned above, Father’s criminal activity continued after his initial release
from jail in March of 2015. The same month he was released, Father was charged with
shoplifting and aggravated stalking of Mother. Father was convicted of shoplifting and
phone harassment and received probation for each offense. In March of 2016, Father
violated his probation for failure to report and a drug-paraphernalia charge. Father was
released from jail in November of 2016. On or about February 12, 2017, Father was
incarcerated again for violating his probation by failing to report.
On September 1, 2016,4 DCS filed its petition to terminate Father’s parental rights
to Victoria H. As grounds, DCS averred: (1) failure to establish/exercise paternity; (2)
abandonment by willful failure to support; and (3) abandonment by an incarcerated
parent for wanton disregard. The trial court appointed an attorney to represent Father and
a guardian ad litem for the Child. The trial court heard the petition on March 21, 2017.
Although Father remained incarcerated at the time of the hearing, he was allowed to
attend and testify. By order of May 1, 2017, the trial court terminated Father’s parental
rights to Victoria H. on the grounds of: (1) failure to establish paternity or exercise
paternity pursuant to Tennessee Code Annotated Sections 36-1-113(g)(9)(A); (2)
abandonment by willful failure to support pursuant to Tennessee Code Annotated
Sections 36-1-113(g)(1) and 36-1-102(1)(A)(iv); and (3) abandonment by an incarcerated
parent for wanton disregard pursuant to Tennessee Code Annotated Section 36-1-
113(g)(1) and 36-1-102(1)(A)(iv). The trial court also found, by clear and convincing
evidence, that termination of Father’s parental rights was in the Child’s best interest.
Father appeals.
II. Issues
Appellant raises two issues for review, which we restate as follows:
1. Whether there is clear and convincing evidence to support the trial
court’s termination of Appellant’s parental rights on any statutory ground.
2. Whether there is clear and convincing evidence that termination of
Appellant’s parental rights is in the child’s best interest.
III. Standard of Review
Under both the United States and Tennessee Constitutions, a parent has a
fundamental right to the care, custody, and control of his or her child. Stanley v. Illinois,
4
On February 2, 2017, DCS filed an amended petition, adding the additional ground of failure to
assume custody or financial responsibility pursuant to Tennessee Code Annotated Section 36-1-
113(g)(14). In its order terminating Father’s parental rights, the trial court found that this ground was
“redundant” and dismissed it. DCS does not appeal this ground.
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405 U.S. 645, 651 (1972); Nash-Putnam v. McCloud, 921 S.W.2d 170, 174 (Tenn.
1996). Thus, the state may interfere with parental rights only when a compelling interest
exists. Nash-Putnam, 921 S.W.2d at 174-75 (citing Santosky v. Kramer, 455 U.S. 745
(1982)). Our termination statutes identify “those situations in which the state’s interest in
the welfare of a child justifies interference with a parent’s constitutional rights by setting
forth grounds on which termination proceedings can be brought.” In re W.B., Nos.
M2004-00999-COA-R3-PT, M2004-01572-COA-R3-PT, 2005 WL 1021618, at *7
(Tenn. Ct. App. Apr. 29, 2005) (citing Tenn. Code Ann. § 36-1-113(g)). A person
seeking to terminate parental rights must prove both the existence of one of the statutory
grounds for termination and that termination is in the child’s best interest. Tenn. Code
Ann. § 36-1-113(c); In re D.L.B., 118 S.W.3d 360, 367 (Tenn. 2003); In re Valentine,
79 S.W.3d 539, 546 (Tenn. 2002).
Because of the fundamental nature of the parent’s rights and the grave
consequences of the termination of those rights, courts must require a higher standard of
proof in deciding termination cases. Santosky, 455 U.S. at 769. Accordingly, both the
grounds for termination and that termination of parental rights is in the child’s best
interest must be established by clear and convincing evidence. Tenn. Code Ann. § 36-3-
113(c)(1); In re Valentine, 79 S.W.3d at 546. Clear and convincing evidence “establishes
that the truth of the facts asserted is highly probable ... and eliminates any serious or
substantial doubt about the correctness of the conclusions drawn from the evidence.” In
re M.J.B., 140 S.W.3d 643, 653 (Tenn. Ct. App. 2004), perm. app. denied (Tenn. July
12, 2004). Such evidence “produces in a fact-finder’s mind a firm belief or conviction
regarding the truth of the facts sought to be established.” Id. at 653.
In light of the heightened standard of proof in termination of parental rights cases,
a reviewing court must modify the customary standard of review in Tennessee Rule of
Appellate Procedure 13(d). As to the trial court’s findings of fact, our review is de novo
with a presumption of correctness unless the evidence preponderates otherwise. Tenn. R.
App. P. 13(d). We must then determine whether the facts, as found by the trial court or
as supported by the preponderance of the evidence, clearly and convincingly establish the
elements necessary to terminate parental rights. Jones v. Garrett, 92 S.W.3d 835, 838
(Tenn. 2002).
IV. Grounds for Termination of Parental Rights
As noted earlier, the trial court relied on the following statutory grounds in
terminating Appellant’s parental rights: (1) failure to establish/exercise paternity; (2)
abandonment by willful failure to support; and (3) abandonment by an incarcerated
parent for wanton disregard. Although only one ground must be proven by clear and
convincing evidence in order to terminate a parent’s rights, the Tennessee Supreme Court
has instructed this Court to review every ground relied upon by the trial court to
terminate parental rights in order to prevent “unnecessary remands of cases.” In re
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Angela E., 303 S.W.3d 240, 251 n.14 (Tenn. 2010). Accordingly, we will review all of
the foregoing grounds.
A. Failure to Establish/Exercise Paternity
Tennessee Code Annotated Section 36-1-113(g)(9)(A) provides, in relevant part:
(9)(A) The parental rights of any person who, at the time of the filing of a
petition to terminate the parental rights of such person, . . . is the putative
father of the child may also be terminated based upon any one (1) or more
of the following additional grounds:
***
(iii) The person has failed to seek reasonable visitation with the child . . . .
(iv) The person has failed to manifest an ability and willingness to assume
legal and physical custody of the child;
(v) Placing custody of the child in the person’s legal and physical custody
would pose a risk of substantial harm to the physical or psychological
welfare of the child; or
(vi) The person has failed to file a petition to establish paternity of the child
within thirty (30) days after notice of alleged paternity, or as required in §
36-2-318(j), or after making a claim of paternity pursuant to § 36-1-
117(c)(3)[.]
Tenn. Code Ann. § 36-1-113(g)(9)(A). For purposes of Section 36-1-113(g)(9)(A)(vi),
“notice” “means the oral statement to an alleged biological father from a biological
mother that the alleged biological father is believed to be the biological father of the
biological mother’s child.” Tenn. Code Ann. § 36-1-113(g)(9)(B)(ii).
The grounds set out in Section 36-1-113(g)(9)(A) are only applicable to putative
fathers. As this Court recently explained:
Prior to March 2016, under the previous version of the statute, there was
some question regarding whether these additional grounds were applicable
to putative fathers. See In re Bernard T., 319 S.W.3d 586, 599 (Tenn.
2010) (citing In re D.A.H., 142 S.W.3d 267, 272-73 (Tenn. 2004)) (“The
grounds for termination in Tenn. Code Ann. § 36-1-113(g)(9) cannot be
used to terminate the rights of a person who is a child’s biological parent,
legal parent, or putative biological father at the time the termination petition
is filed.”). But see In re Dixie M.M., No. M2012-01226-COA-R3-PT, 2012
WL 4474155, at *8 (Tenn. Ct. App. Sept. 27, 2012) (affirming the trial
court’s termination of the putative father’s parental rights on the ground of
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failure to seek reasonable visitation with the child pursuant to Tennessee
Code Annotated section 36-1-113(g)(9)(A)(iii)). On March 23, 2016, the
legislature amended the wording of the statute to explicitly state that these
additional grounds applied to “the putative father of the child.” See 2016
Pub. Acts, c. 636, § 5, eff. Mar. 23, 2016.
In re E.C., No. E2016-02582-COA-R3-PT, 2017 WL 2438574, at *6 (Tenn. Ct. App.
June 6, 2017). Accordingly, in order to determine whether clear and convincing evidence
exists to terminate Father’s parental rights under section 36-1-113(g)(9)(A), we must first
determine whether Father is a putative father. A “putative father” is statutorily defined as
follows:
(43) “Putative father” means a biological or alleged biological father of a
child who, at the time of the filing of a petition to terminate the parental
rights of such person ... meets at least one (1) of the criteria set out in § 36-
1-117(c) and is not a legal parent[.]
Tenn. Code Ann. § 36-1-102(43). In relevant part, Tennessee Code Annotated Section
36-1-117(c), provides:
(c) The parental rights of the putative father of a child who has not filed a
petition to establish paternity of the child or who has not established
paternity of the child who is the subject of an adoption proceeding and who
meets any of the following criteria shall be terminated by surrender,
parental consent, termination of parental rights pursuant to § 36-1-113, or
by waiver of interest, before the court may enter an order of adoption
concerning that child:
(1) The biological father of a child has filed with the putative father
registry, pursuant to § 36-2-318 a statement of an intent to claim
paternity of the child at any time prior to or within thirty (30) days
after the child’s birth and has notified the registry of all address
changes;
(2) The biological father has been specifically identified to the
petitioners or their attorney, or to the department, the licensed child-
placing agency, or the licensed clinical social worker involved in the
care, placement, supervision, or study of the child as the child’s father
by the child’s biological mother in a sworn, written statement or by
other information that the court determines to be credible and reliable;
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(3) The biological father has claimed to the child’s biological mother,
or to the petitioners or their attorney, or to the department, a licensed
child-placing agency, or a licensed clinical social worker who or that
is involved in the care, placement, supervision, or study of the child
that the biological father believes that the biological father is the
father of the child. . . .
(4) The biological father is recorded on the child’s birth certificate as
the father of the child;
(5) The biological father is openly living with the child at the time the
adoption proceeding is commenced and is holding himself out as the
father of the child; provided that, if custody of the child has been
removed from the biological mother by court order, notice shall be
given to any man who was openly living with the child at time of the
initiation of the custody or guardianship proceeding that resulted in
the removal of the custody or guardianship of the child from the
biological mother or biological father, if the man held himself out to
be the father of the child at the time of the removal; or
(6) The biological father has entered a permanency plan under the
provisions of title 37, chapter 2, part 4, or under similar provisions of
any other state or territory in which the biological father
acknowledges paternity of the child.
Tenn. Code Ann. § 36-1-117(c).
Here, it is undisputed that Father did not qualify as a legal parent at the time DCS
filed the petition to terminate his parental rights on September 1, 2016. A DNA test was
not performed until after DCS filed the petition, and Father’s paternity was established by
order of November 10, 2016. Furthermore, no father is listed on the Child’s birth
certificate, nor is there evidence that Mother filed a sworn written statement indicating
Appellant’s paternity. Moreover, there is no evidence that Father: (1) registered with the
putative father registry; (2) lived with the Child at any time; or (3) entered into a
permanency plan for the Child. As such, Father can only be established as a putative
father if he has claimed to be the father pursuant to Tennessee Code Annotated Section
36-1-117(c)(3). Turning to the record, Father testified in relevant part, as follows:
Q. Okay. Now I think you stated that you knew that you were the father of
Victoria from the beginning.
A. I felt that way. Yes, sir.
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Q. And. In fact, I think you told a detective back in November of 2015 that
you were the father, that you knew you were the father.
A. I felt that I was the father. Yes, sir.
Q. Okay. And, in fact, I think when DCS—when the workers from DCS
came to visit you when you were incarcerated, you stated that you knew
you were the father at that time; is that correct?
A. I told them that I felt that I was the father. I wasn’t 100 percent sure.
The foregoing testimony clearly supports a finding that Father told DCS and others that
he was Victoria’s biological father. As such, under Tennessee Code Annotated Section
36-1-117(c)(3), we conclude that Father is a putative father for purposes of termination of
his parental rights under Tennessee Code Annotated Section 36-1-113(g)(9)(A).
We next turn to the question of whether the record contains clear and convincing
evidence to support the trial court’s termination of Father’s parental rights on the grounds
set forth in Tennessee Code Annotated 36-1-113(g)(9)(A). In its order terminating
Father’s parental rights, the trial court found, in relevant part:
The Court heard testimony from [Father], as well as from DCS
representatives. [Father’s] testimony was that he was not incarcerated from
March 2015 until March 2016. The Court finds that he could have taken
action to establish and exercise paternity in that time period. . . . The DCS
representative stated that [Appellant] admitted that he was the father of
Victoria, and knew all along. This disclosure came when DCS contacted
him while he was incarcerated . . . to inquire if he wished to waive his
parental interest.
[Father] testified that he told Detective Chad Pierce, in November of
2015, that he was the father of Victoria. He also testified that he was not
sure if he was the father, but admitted upon cross-examination, that at the
very least, he knew there was the possibility that he was the father of
Victoria.
He admitted that he did not live with the mother, and that he did not
make any payments for support, or help with expenses for the child. He did
not seek visitation, or attempt to legitimate the child. The child was not
legitimated until DCS approached him to undertake genetic testing.
Further, due to the extensive criminal history, and lengthy periods of
incarceration, it would pose a physical and psychological risk to the child to
be placed in the legal and physical custody of [Father].
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[Father] willfully did not take steps to establish parentage or exercise
parentage, while having the ability to do so during the period of time from
March of 2015 through March 2016. Therefore, the ground for termination
of parental rights pursuant to TCA 36-1-113(g)(9)(A) . . . is clearly and
convincingly met by DCS as a matter of law.
Turning to the record, Appellant testified that, during her pregnancy, Mother told
Appellant, “You’re the daddy.” Appellant went on to state that Mother also told other
men that these men were the Child’s father. Regardless, by his own testimony, even
before Victoria was born, Mother made oral statements to Father that she believed he was
the Child’s biological father. These statements constitute “notice” under Tennessee Code
Annotated Section 36-1-113(g)(9)(B)(ii) for purposes of termination of Appellant’s
parental rights under Tennessee Code Annotated Section 36-1-113(g)(9)(A)(vi). In short,
there is clear and convincing evidence that Appellant “failed to file a petition to establish
paternity of the child within thirty (30) days after notice of alleged paternity. . . .” Tenn.
Code Ann. § 36-1-113(g)(9)(A)(vi). Furthermore, Father failed to seek visitation with
the Child despite the fact that he was not incarcerated for some portion of the first year of
her life. Tenn. Code Ann. §36-1-113(g)(9)(A)(iii). Moreover, and for reasons discussed
in more detail infra, Father’s lifestyle and criminal history, coupled with the lack of
evidence concerning his ability to establish a suitable home after he is released from jail,
support the trial court’s finding that placement with Father “would pose a risk of
substantial harm to the physical or psychological welfare of the child.” Tenn. Code Ann.
§ 36-1-113(g)(9)(A)(v). From the totality of the circumstances, we conclude that there is
clear and convincing evidence to support the trial court’s termination of Father’s parental
rights on this ground.
B. Abandonment by Willful Failure to Support
The trial court found, by clear and convincing evidence, that Father’s parental
rights should be terminated on the ground of abandonment by willful failure to support.
In pertinent part, Tennessee Code Annotated Section 36-1-113(g) provides:
(g) Initiation of termination of parental or guardianship rights may be based
upon any of the grounds listed in this subsection (g). The following grounds
are cumulative and non-exclusive, so that listing conditions, acts or
omissions in one ground does not prevent them from coming within another
ground:
(1) Abandonment by the parent or guardian, as defined in § 36-1-102, has
occurred[.]
Tenn. Code Ann. § 36-1-113(g)(1). Tennessee Code Annotated Section 36-1-102(1)(A)
defines “abandonment” as follows:
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(1)(A) For purposes of terminating the parental or guardian rights of a
parent or parents or a guardian or guardians of a child to that child in order
to make that child available for adoption, “abandonment” means that:
***
(iv) A parent or guardian is incarcerated at the time of the institution of an
action or proceeding to declare a child to be an abandoned child, or the
parent or guardian has been incarcerated during all or part of the four (4)
months immediately preceding the institution of such action or proceeding,
and . . . has willfully failed to . . . support or has willfully failed to make
reasonable payments toward the support of the child for four (4)
consecutive months immediately preceding such parent’s . . . incarceration .
...
Tenn. Code Ann. § 36-1-102(1)(A)(iv). At the time DCS filed its petition to terminate
his parental rights on September 1, 2016, Father had been incarcerated for over five
months, i.e., since March of 2016. Father was released approximately one month after
DCS filed its petition, i.e., November of 2016, but he was remanded to jail in February of
2017. Accordingly, pursuant to the foregoing definition, the relevant time period is from
November of 2015 to March of 2016, which is the four month period preceding Father’s
incarceration prior to the filing of DCS’s petition.
In In re Audrey S., this Court discussed willfulness in the context of termination
of parental rights cases:
The concept of “willfulness” is at the core of the statutory definition
of abandonment. A parent cannot be found to have abandoned a child . . .
unless the parent has . . . “willfully” . . . failed to support the child for a
period of four consecutive months. . . . In the statutes governing the
termination of parental rights, “willfulness” does not require the same
standard of culpability as is required by the penal code. Nor does it require
malevolence or ill will. Willful conduct consists of acts or failures to act
that are intentional or voluntary rather than accidental or inadvertent.
Conduct is “willful” if it is the product of free will rather than coercion.
Thus, a person acts “willfully” if he or she is a free agent, knows what he or
she is doing, and intends to do what he or she is doing ....
The willfulness of particular conduct depends upon the actor’s
intent. Intent is seldom capable of direct proof, and triers-of-fact lack the
ability to peer into a person’s mind to assess intentions or motivations.
Accordingly, triers-of-fact must infer intent from the circumstantial
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evidence, including a person’s actions or conduct.
In re Audrey S., 182 S.W.3d 838, 863-64 (Tenn. Ct. App. 2005) (internal citations and
footnotes omitted). This Court has held that failure to pay support is “willful” if the
parent “is aware of his or her duty to support, has the capacity to provide the support,
makes no attempt to provide support, and has no justifiable excuse for not providing the
support.” In re J.J.C., 148 S.W.3d 919, 926 (Tenn. Ct. App. 2004) (quoting In re
Adoption of Muir, No. M2002-02963-COA-R3-CV, 2003 WL 22794524, at *5 (Tenn.
Ct. App. Nov. 25, 2003)).
In its order terminating Father’s parental rights, the trial court made the following
findings concerning the ground of abandonment by willful failure to support:
The Court finds that [Father] admitted he has never made payments of
support, nor paid any expenses . . . . Therefore, the court finds clear and
convincingly as a matter of law, that [Father] abandoned the child by failure
to support . . . .
Although it is undisputed that Appellant has paid no support for this Child, in order to
prove this ground, DCS also has the burden to show that Father had the capacity to
provide support. In re. J.J.C., 148 S.W.3d at 926. As this Court recently explained:
It is axiomatic that “in order to establish the ground of abandonment by
willful failure to support by clear and convincing evidence, the party
seeking termination must generally ‘submit ... evidence regarding [the
parent’s] employment, income, [or] other non-monetary assets,’ as well as
the parent’s ‘expenses during the four-month period.’” In re Michael B.,
No. M2015-02497-COA-R3-PT, 2016 WL 7486361, at *11 (Tenn. Ct.
App. Oct. 6, 2016) (quoting In re Destiny H., No. W2015-00649-COA-R3-
PT, 2016 WL 722143, at *9 (Tenn. Ct. App. Feb. 24, 2016)). Such
evidence need not be an accounting of every dollar earned and spent, and it
need not even be tied to dollars and cents, but it must be clear and
convincing evidence that the parent had the capacity to pay support, did not
do so, and had no justification for not doing so. In the case of In re
Adoption of Angela E., 402 S.W.3d [636,] at 641 [(Tenn. 2013)], in the
context of examining whether the father’s payments were “token support,”
our Supreme Court stated that the evidence of the father’s income and
expenses was “limited at best” and failed to prove that his payments were
“token support.” See also In re Michael B., 2016 WL 7486361, at *11
(discussing In re Adoption of Angela E. and other cases regarding proof of
employment, income, other non-monetary assets, and expenses necessary to
establish a parent's capacity to pay support).
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In re Preston L., No. M2016-02338-COA-R3-PT, 2017 WL 4315356, at *5 (Tenn. Ct.
App. September 27, 2017).
Here, the trial court made no finding that Appellant had the ability to pay support.
From our review of the record, there is no evidence that Appellant has been legally
employed since Victoria was born. Father testified that he is a tattoo and piercing artist,
but there is no evidence that he has earned any income from these services. In fact, it
appears that, due to his incarceration, Father has no employment history. When
questioned about his ability to work, Father stated, in relevant part that, “[a]t this moment
in time, I’m not able to work. I’m mentally and physically disabled. I’ve been in the
process of trying to get my disability started.” There is no evidence concerning the
nature of Father’s alleged mental and physical infirmities, nor is there evidence, other
than his own testimony, that Father has sought Social Security disability. From the
record, we conclude that DCS failed to show that Appellant had the ability to pay support
so as to establish that his failure to do so was willful. Accordingly, we reverse the trial
court’s termination of Father’s parental rights on the ground of abandonment by willful
failure to support.
C. Abandonment by and Incarcerated Parent for Wanton Disregard
The trial court also found that Father abandoned the Child by wanton disregard,
As defined at Tennessee Code Annotated Section 36-1-102(1)(A)(iv), abandonment, as a
ground for termination of a parent’s rights, may be established if “the parent . . . has
engaged in conduct prior to incarceration that exhibits a wanton disregard for the welfare
of the child.” Tenn. Code Ann. § 36-1-102(1)(A)(iv). Although the statute does not
define “wanton disregard,” this Court has explained that
[i]ncarceration alone is not conclusive evidence of wanton conduct prior to
incarceration. In re Audrey S., 182 S.W.3d 838, 866 (Tenn. Ct. App. 2005).
Rather, “incarceration serves only as a triggering mechanism that allows the
court to take a closer look at the child’s situation to determine whether the
parental behavior that resulted in incarceration is part of a broader pattern
of conduct that renders the parent unfit or poses a risk of substantial harm
to the welfare of the child.” Id. The statutory language governing
abandonment due to a parent’s wanton disregard for the welfare of a child
“reflects the commonsense notion that parental incarceration is a strong
indicator that there may be problems in the home that threaten the welfare
of the child” and recognizes that a “parent’s decision to engage in conduct
that carries with it the risk of incarceration is itself indicative that the parent
may not be fit to care for the child.” Id.
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In re C.A.H., No. M2009-00769-COA-R3-PT, 2009 WL 5064953, at *5 (Tenn. Ct. App.
Dec. 22, 2009). We further note that the ground of abandonment by wanton disregard
does not require that the conduct at issue occur within the four months prior to
incarceration. In re Audrey S., 182 S.W.3d at 865 (“This test has no analog to the first
statutory definition of abandonment [i.e., abandonment by willful failure to visit or
support], and it is not expressly limited to any particular four-month period.”). Rather,
Tennessee courts may consider the parent’s behavior throughout the child’s life, even
when the child is in utero. See In re A.B., No. E2016-00504-COA-R3-PT, 2017 WL
111291, at *10 (Tenn. Ct. App. Jan. 11, 2017). In short, “[t]he actions that our courts
have commonly found to constitute wanton disregard reflect a ‘me first’ attitude
involving the intentional performance of illegal or unreasonable acts and indifference to
the consequences of the actions for the child.” In re Anthony R., No. M2014-01753-
COA-R3-PT, 2015 WL 3611244, at *3 (Tenn. Ct. App. June 9, 2015).
In its order terminating his parental rights, the trial court found, in relevant part,
that:
Evidence of [Father’s] criminal convictions was admitted to the
Court by evidence introduced into the record as well as through [the]
testimony of [Father] [Father] admitted that he has spent thirteen years
incarcerated, since 2002. Through his testimony, it was determined that he
has spent thirteen of the last fifteen years incarcerated. In fact, he was not
incarcerated, per his own admission, from March 2015 until March 2016.
Further, the Court takes judicial notice that the case[s] entered into
evidence, established his incarceration as early as 1991. He has been
incarcerated in multiple counties for multiple offenses.
***
The Court finds that [Father] has engaged in conduct prior to
incarceration that exhibits a wanton disregard for the welfare of the child.
The evidence supports these findings. Father’s criminal record is prolific and runs the
gamut from theft to assault. As a result of his continuing criminal activity, he has spent
the majority of Victoria’s life in jail. Although incarceration, alone, does not prove a
parent’s wanton disregard for his or her child, In re Audrey S., 182 S.W.3d at 866, in this
case, Father’s recidivism has resulted in his inability to provide a safe and stable
environment for the Child. As discussed above, Father has no employment history and
no legal source of income. Although he testified that he is eligible for Social Security
disability, his incarceration has kept him from pursuing these payments. Father testified
that, when he is released from jail, he will stay in a one-room house on his father’s land.
He conceded that this living situation is not suitable for the Child but stated that, if he is
granted custody, his father will “help” him purchase a trailer home. Father’s father did
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not testify, and Father’s ability to provide a suitable home for the Child is not established
in the record. Furthermore, because Father has been incarcerated during most of
Victoria’s life, he has not visited the Child. The Child does not know him as her father,
and there is no evidence that there is any bond between Father and Child. These
problems are the direct result of Father’s decision to intentionally engage in illegal
activity, and they provide clear and convincing proof of Father’s wanton disregard for
Victoria’s welfare. Accordingly, we affirm the trial court’s termination of Father’s
parental rights on this ground.
V. Best Interest
When at least one ground for termination of parental rights has been established,
the petitioner must then prove, by clear and convincing evidence, that termination of the
parent’s rights is in the child’s best interest. White v. Moody, 171 S.W.3d 187, 192
(Tenn. Ct. App. 2004). When a parent has been found to be unfit (upon establishment of
ground(s) for termination of parental rights), the interests of parent and child diverge. In
re Audrey S., 182 S.W.3d at 877. The focus shifts to the child’s best interest. Id. at 877.
Because not all parental conduct is irredeemable, Tennessee’s termination of parental
rights statutes recognize the possibility that terminating an unfit parent’s parental rights is
not always in the child's best interest. Id. However, when the interests of the parent and
the child conflict, courts are to resolve the conflict in favor of the rights and best interest
of the child. Tenn. Code Ann. § 36-1-101(d). Further, “[t]he child’s best interest must be
viewed from the child’s, rather than the parent’s, perspective.” White, 171 S.W.3d at
194.
The Tennessee Legislature has codified certain factors that courts should consider
in ascertaining the best interest of the child in a termination of parental rights case. As is
relevant to the instant case, these factors include, but are not limited to, the following:
(1) Whether the parent or guardian has made such an adjustment of
circumstance, conduct, or conditions as to make it safe and in the child's
best interest to be in the home of the parent or guardian;
***
(3) Whether the parent or guardian has maintained regular visitation or
other contact with the child;
(4) Whether a meaningful relationship has otherwise been established
between the parent or guardian and the child;
(5) The effect a change of caretakers and physical environment is likely to
have on the child’s emotional, psychological and medical condition;
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***
(7) Whether the physical environment of the parent’s or guardian’s home is
healthy and safe, whether there is criminal activity in the home, or whether
there is such use of alcohol, controlled substances or controlled substance
analogues as may render the parent or guardian consistently unable to care
for the child in a safe and stable manner;
Tenn. Code Ann. §§ 36-1-113(i). This Court has noted that “this list [of factors] is not
exhaustive, and the statute does not require a trial court to find the existence of each
enumerated factor before it may conclude that terminating a parent’s rights is in the best
interest of a child.” In re M.A.R., 183 S.W.3d 652, 667 (Tenn. Ct. App. 2005).
Depending on the circumstances of an individual case, the consideration of a single factor
or other facts outside the enumerated, statutory factors may dictate the outcome of the
best interest analysis. In re Audrey S., 182 S.W.3d at 877. As explained by this Court:
Ascertaining a child’s best interests does not call for a rote examination of
each of Tenn. Code Ann. §§ 36-1-113(i)’s nine factors and then a
determination of whether the sum of the factors tips in favor of or against
the parent. The relevancy and weight to be given each factor depends on the
unique facts of each case. Thus, depending upon the circumstances of a
particular child and a particular parent, the consideration of one factor may
very well dictate the outcome of the analysis.
White, 171 S.W.3d at 194.
In its order terminating Appellant’s parental rights, the trial court made the
following findings concerning Victoria’s best interest:
The Court finds the testimony and evidence presented by [the Child’s foster
mother] establishes a loving bond between the child and the foster parents.
The child is well adjusted, and a disruption of that relationship would be
detrimental to the child. The foster parents wish to adopt Victoria, and they
can provide financially for her, and give her stability and permanency in a
loving home. Therefore, the Court finds clear and convincingly, as a matter
of law that it is in the best interest of Victoria H[.], that termination of
parental rights pertaining to [Appellant] be granted.
The evidence supports the trial court’s findings. As noted above, Victoria is a child with
special medical needs. Her foster mother testified that Victoria has respiratory and gastro
intestinal issues. As a result, she sees numerous doctors. The foster mother testified that
she ensures that Victoria goes to these appointments and follows all of the doctors’
instructions. Victoria must take breathing treatments, and the foster mother ensures that
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she does so.
Photos, admitted into evidence, show that Victoria’s current home is well suited to
her needs. In addition, the evidence shows that Victoria has bonded with her foster
family. Because Victoria was placed with this family shortly after she was born, her
foster parents are the only parents she has known. Given the bond between the Child and
the foster parents and the Child’s special medical needs, we agree with the trial court that
removal from this home would likely cause the Child emotional, psychological, and/or
physical detriment. This is especially so in view of Father’s incarceration and the lack of
evidence concerning his ability to provide a safe and stable home for Victoria. In
addition, there is no evidence that Victoria knows Father or that there is any bond
between them. Father’s recidivism and frequent returns to jail do not bode well for his
ability to provide a long-term home for the Child. From the totality of the circumstances,
we conclude that there is clear and convincing evidence to support the trial court’s
finding that termination of Appellant’s parental rights is in the Child’s best interest.
VI. Conclusion
For the foregoing reasons, we reverse the trial court’s termination of Father’s
parental rights on the ground of abandonment by willful failure to support. The trial
court’s order is otherwise affirmed, and the case is remanded for such further proceedings
as may be necessary and are consistent with this opinion. Costs of the appeal are
assessed to the Appellant, Shaun P. Because Shaun P. is proceeding, in forma pauperis,
in this appeal, execution for costs may issue if necessary.
_________________________________
KENNY ARMSTRONG, JUDGE
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