IN THE SUPREME COURT OF IOWA
No. 10–1503
Filed January 18, 2013
GAIL BIERMAN and BETH WEIER,
Appellees,
vs.
SCOTT WEIER and AUTHOR SOLUTIONS, INC.,
Appellants.
Appeal from the Iowa District Court for Polk County, Carla T.
Schemmel, Judge.
Defendants in a libel action bring an interlocutory appeal from the
district court’s denial of their motions for summary judgment.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED FOR
FURTHER PROCEEDINGS.
Cory F. Gourley of Gourley, Rehkemper & Lindholm, PLC, Des
Moines, for appellant Scott Weier.
Michael A. Giudicessi of Faegre Baker Daniels LLP, Des Moines,
and Mary Andreleita Walker of Faegre Baker Daniels LLP, Minneapolis,
Minnesota, for appellant Author Solutions.
Gary D. Dickey, Jr. of Dickey & Campbell Law Firm, Des Moines,
for appellees.
2
Charles D. Tobin of Holland & Knight LLP, Washington, D.C., and
Sharon K. Malheiro and Jeffrey D. Ewoldt of Davis, Brown, Koehn, Shors
& Roberts, P.C., Des Moines, for amicus curiae Michael G. Gartner; Big
Green Umbrella Media, Inc.; Lee Enterprises, Incorporated; Hearst
Television, Inc.; SourceMedia Group; The Associated Press; The Iowa
Newspaper Association; The Iowa Broadcasters Association; and The
Iowa Freedom of Information Council.
3
MANSFIELD, Justice.
This defamation case concerns Mind, Body and Soul, a book
written by Scott Weier. In the author’s words, the book is “based on my
life.” It discusses Scott’s personal transformation, largely through his
relationship with God, following his divorce “on bad terms” from his first
wife. Scott’s ex-wife and her father concluded the book falsely accused
them of lying, abuse, and suffering from mental illness. They sued Scott
and Author Solutions, Inc. (ASI), the company that produced the book,
for libel, invasion of privacy, and intentional infliction of emotional
distress. The district court, finding issues of fact, denied both
defendants’ motions for summary judgment. The author and the
publisher appealed.
On our review, we uphold the denial of Scott’s motion for summary
judgment for substantially the reasons set forth in the district court’s
thorough opinion. However, we hold that ASI, as a bona fide book
publisher, should be considered a “media defendant.” Therefore, we find
that ASI was entitled to summary judgment because plaintiffs failed to
provide sufficient proof to establish a prima facie case under the
established standards applicable to such defendants. We also decline
Scott and ASI’s invitation to revise our common law of defamation at this
time.
I. Background Facts and Proceedings.
After a contentious divorce which apparently resulted in a severing
of Scott’s ties with his daughters as well as his ex-wife, Scott wrote a
253-page memoir entitled Mind, Body and Soul. 1 In it he described his
1Because one of the plaintiffs and one of the defendants share the same last
name, we will refer to all individual parties by their first names.
4
own shortcomings and the development of his personal relationship with
God and offered advice for others on their own spiritual journeys. He
also criticized his ex-wife, Beth Weier, in various respects—accusing her
of lying to their daughters, being a bad parent, having a lack of religious
conviction, and generally being mean and spiteful. In a key passage, he
alleged that Beth’s father, Gail Bierman, molested her as a child and that
she suffered from either bipolar disorder or borderline personality
disorder as a result. In one sentence summarizing a theme of the book,
Scott wrote, “Satan (through my ex) set out to destroy my life, and has
upended it completely, but through doing so, it has completely changed
my life for the good!”
In late 2008, Scott enlisted the services of ASI to publish his book.
For a total fee of $3183.81, ASI formatted and typeset the manuscript,
designed the cover, and provided 250 copies of the book for Scott to self-
distribute to local bookstores, friends, and family.
ASI offered proofreading and editing services, but Scott declined to
purchase them. ASI did run a simple software program on the text that
it described as a “manuscript scrub.” This program is a macro in
Microsoft Word designed to identify passages that contain certain “buzz”
words that might have the potential for being problematic. As an ASI
employee explained:
What happens is all these words show up, and they’re from
all sorts of topics. Could be trademark issues or copyright
issues. It’s a variety of things. It can also be for offensive
language. There’s other things I look for as well just to make
sure that there isn’t some sort of hate literature or
something like that.
So what will happen is the file will be created, the
scrub will be created and all these words will be
highlighted. . . . So it’s just a broad range of things you try
to go through and kind of size it up as quickly as possible.
5
After performing the manuscript scrub on Scott’s book, ASI’s
employee received a highlighted printout that he “speed read.” In one
identified passage, Scott had written, “I was molested by an uncle
sexually as a young child.” The employee did not do anything about this
passage after verifying with Scott that he had more than one uncle. The
same employee also initially noted the following passage:
The two women we spoke of earlier, they were both molested
by their fathers, or at least that is what they told me. And
both of them were bipolar or borderline personality disorder,
which is a fairly normal result of this type of sin against a
child. Why does one person end up with mental issues and
the other does not?
ASI’s employee did not take action on this passage because he “didn’t
think there was enough information about the women.” Thus, ASI did
not require any changes to the book prior to publication.
ASI did not promote the book but did provide guidance and tips to
Scott on how to market his book himself. Scott distributed twenty to
thirty of his 250 copies of the book to friends, family, and businesses in
the Clear Lake area. The rest of the books remain stored in his parents’
basement. ASI also offered the book on its own website, where three
copies were sold, and through Amazon.com, where one copy was sold.
Following the book’s release, Beth learned from a friend that Scott
had written it and had made reference to her in it. She obtained a copy
in February 2009, read it, and discovered various references to her and
her daughters, including passages that appeared to indicate Beth had
been abused by her father and suffered from bipolar or borderline
personality disorder. She believed those statements, as well as others in
the book, were false and defamatory. She and her father retained
counsel and sent a cease and desist letter to Scott and ASI. Neither
Scott nor ASI took action in response to the letter.
6
On February 24, 2009, Beth and Gail filed a petition in the Polk
County District Court alleging libel per se, false light invasion of privacy,
and intentional infliction of emotional distress. The petition specifically
identified thirty-two excerpts from the book as being defamatory. 2 The
plaintiffs also sought and were granted a temporary injunction to prevent
further distribution of the book during the pendency of the litigation. 3
Scott and ASI filed separate answers to Beth and Gail’s petition. 4
Later, after discovery, all parties filed motions for summary judgment.
Beth and Gail sought partial summary judgment on their libel claims,
requesting an adjudication that certain passages in the book were
libelous per se.
2The portions of the book identified by Beth and Gail as defamatory included the
following passages:
• The two women we spoke of earlier, they were both molested by their
fathers, or at least that is what they told me. And both of them were
bipolar or borderline personality disorder, which is a fairly normal
result of this type of sin against a child.
• Yes there are many skeletons in the closet that could be brought to
the forefront, ones that would greatly damage my ex and her family.
• I have been held in contempt for things that are ridiculous, all
because my ex has hired good lawyers who have gotten up in court
and flat out lied, and in the end I have had to pay for her lawyers a
few times to tell all these lies about me.
• Basically she has taught them a sinful nature, instead of the
kingdom of God.
• Now you have just one parent trying to instill morals and values into
my daughters. And what is she instilling? Hatred, non-forgiveness,
no Christian morals (they do not go to church).
3Beth and Gail originally named Amazon.com as a defendant but later dismissed
it with prejudice.
4Scott also filed counterclaims against Beth and Gail, alleging they had
committed slander and slander per se against him in statements they made to his
daughters. The district court granted Beth and Gail’s motion for summary judgment on
those counterclaims, and Scott has not challenged their dismissal on appeal.
7
ASI filed a motion for summary judgment urging dismissal of all
claims against it. ASI contended that most of Beth and Gail’s libel claims
should fail as a matter of law because the statements identified by the
plaintiffs either were admitted to be true, were not about the plaintiffs,
were not provably false, or were not defamatory. Additionally, ASI argued
that Beth and Gail could not establish the elements of libel and were not
entitled to presumptions under a libel per se theory because ASI was a
media defendant. ASI’s motion further argued that the claims for false
light and intentional infliction of emotional distress should be summarily
dismissed because they were simply libel claims under a different label.
Alternatively, ASI maintained that the plaintiffs could not establish the
publicity or fault requirements of their false light claims, and the
plaintiffs could not establish the necessary elements of intentional
infliction of emotional distress. ASI also sought summary judgment on
the plaintiffs’ request for punitive damages against it.
Scott’s motion for summary judgment advanced most of the same
arguments as ASI’s motion, although he did not contend that he was a
media defendant.
On September 15, 2010, the district court issued a twenty-three-
page ruling on the parties’ motions. The court concluded the statements
in Scott’s book regarding Gail’s alleged abuse of Beth and Beth’s
resulting mental illness constituted libel per se and granted Beth and
Gail’s motion for partial summary judgment on that ground. The court
then turned to whether ASI was a media defendant. It found it was not:
ASI is not the New York Times, or any other media entity.
Rather it is a business which contracts to publish
documents for private authors. And while its authors may,
in some instances, have first amendment rights, the rights
retained by ASI have nothing to do with the First
Amendment. . . . Based on the Court[’]s earlier
8
determination that certain statements in the Book are
libelous per se, ASI should be treated here as any other
private defendant would be in a libel per se action.
Accordingly, the elements of falsity, malice, and damage can
be presumed as to ASI and the only element the Plaintiffs
would have to prove is publication.
The district court further concluded that even if the plaintiffs were
required to prove the four elements of a libel claim, they had
demonstrated a fact issue as to each element sufficient to survive
summary judgment.
The district court also denied ASI’s motion for summary judgment
on the false light invasion of privacy claim, finding fact issues existed as
to whether ASI gave publicity to the book and whether ASI acted
recklessly or with knowledge the book was false. The court, however,
granted summary judgment to ASI on the intentional infliction of
emotional distress claim, concluding the plaintiffs had failed to show a
fact question as to the claimed outrageousness of ASI’s conduct. The
district court also denied ASI’s motion for summary judgment on the
question of punitive damages, finding a fact question existed as to
whether ASI acted recklessly when it published the allegedly defamatory
statements in the book. In addition, the district court denied Scott’s
motion for summary judgment on all claims.
ASI and Scott applied for leave with this court to pursue an
interlocutory appeal. We granted their applications and stayed
proceedings pending appeal. We initially heard argument in this case
last term. However, we then decided to hold this case over for
reargument and further consideration in the current term. At that time,
we asked the parties to provide supplemental briefing on whether this
court should continue to recognize the doctrine of libel per se.
9
II. Scope of Review.
Our review of rulings on motions for summary judgment is for
correction of errors at law. Kiesau v. Bantz, 686 N.W.2d 164, 171 (Iowa
2004). Summary judgment is appropriately granted when there is no
genuine issue of material fact and the moving party is entitled to
judgment as a matter of law. Id. When considering a motion for
summary judgment, the record must be viewed in the light most
favorable to the nonmoving party. Id.
We have explained that summary judgment “is afforded a unique
role in defamation cases. Judges have a responsibility to determine
whether allowing a case to go to a jury would . . . endanger first
amendment freedoms.” Jones v. Palmer Commc’ns, Inc., 440 N.W.2d 884,
889 (Iowa 1989) (citation and internal quotation marks omitted),
overruled in part on other grounds by Schlegel v. Ottumwa Courier, 585
N.W.2d 217, 224 (Iowa 1998).
III. Discussion.
Defamation law in Iowa is a blend of three things: common law,
some statutes set forth in chapter 659 of the Iowa Code, and First
Amendment principles established by decisions of the United States
Supreme Court. In its constitutional decisions, that Court has seemingly
cleared a path for traditional common law defamation claims to proceed
when the plaintiff is a private figure and the defamation concerns private
matters. Less clear is whether the identity of the defendant as a media
defendant changes the constitutional analysis.
Nonetheless, since the United States Supreme Court
constitutionalized the law of defamation, our court has consistently
viewed media defendant status as significant. When the defendant is a
media defendant, we have said that presumptions of fault, falsity, and
10
damages are not permissible, and thus the common law doctrine of libel
per se cannot apply. We must now decide whether we should continue
to recognize libel per se and the distinction between media and nonmedia
defendants, and if so, where ASI belongs.
To frame this discussion, it is useful to review how we got to where
we are today. Accordingly, we will first discuss Iowa’s historical law of
defamation and then the United States Supreme Court’s landmark
defamation cases, followed by our own response to those decisions.
Against that backdrop, we will consider the defendants’ arguments that
we should abandon libel per se in light of certain constitutional
developments as well as the growth of the Internet.
A. Iowa’s Common Law of Defamation. Before 1964,
“defamation law consisted primarily of a complex set of common-law
rules developed by the state courts.” Jones, 440 N.W.2d at 890. At
common law, defamation involved the following elements: (1) publication,
(2) of a defamatory statement, (3) which was false and (4) malicious,
(5) made of and concerning the plaintiff, (6) which caused injury. See
Johnson v. Nickerson, 542 N.W.2d 506, 510 (Iowa 1996); Vojak v. Jensen,
161 N.W.2d 100, 104, 108 (Iowa 1968), abrogated in part on other
grounds by Barreca v. Nicholas, 683 N.W.2d 111, 119–21 (Iowa 2004).
“Defamation includes the twin torts of libel and slander. Libel involves
written statements, while slander involves oral statements.” Kiesau, 686
N.W.2d at 174 (Iowa 2004) (citation omitted). We recognized two types of
libel: libel per se and libel per quod. Id. at 175.
Certain statements were held to be libelous per se, which meant
they were “actionable in and of themselves without proof of malice, falsity
or damage.” Vojak, 161 N.W.2d at 104. This was “based on the very
nature of the language used.” Nickerson, 542 N.W.2d at 510. Libel per
11
se statements have “ ‘a natural tendency to provoke the plaintiff to wrath
or expose him to public hatred, contempt, or ridicule, or to deprive him
of the benefit of public confidence or social intercourse.’ ” Id. (quoting
Prewitt v. Wilson, 128 Iowa 198, 202, 103 N.W. 365, 367 (1905)). For
example, “[i]t is libel per se to make published statements accusing a
person of being a liar, a cheater, or thief.” Spencer v. Spencer, 479
N.W.2d 293, 296 (Iowa 1991). “To accuse a person of an indictable crime
is defamation per se.” Huegerich v. IBP, Inc., 547 N.W.2d 216, 221 (Iowa
1996); see also Patrick J. McNulty, The Law of Defamation: A Primer for
the Iowa Practitioner, 44 Drake L. Rev. 639, 648 (1996) [hereafter
McNulty] (listing additional examples of libel per se).
In libel per quod cases, by contrast, a plaintiff must ordinarily
prove all the above six elements, including “some sort of cognizable
injury, such as injury to reputation.” Nickerson, 542 N.W.2d at 513; see
also Suntken v. Den Ouden, 548 N.W.2d 164, 167 (Iowa Ct. App. 1996).
Further, “[h]urt feelings alone cannot serve as the basis of a defamation
action.” Nickerson, 542 N.W.2d at 513. A statement was considered
libelous per quod at common law if it was “necessary to refer to facts or
circumstances beyond the words actually used to establish the
defamation.” Id. at 510. Thus, a statement would be deemed libel per
quod where the words in themselves were not considered sufficiently
harmful to the plaintiff without further context. See, e.g., Ragland v.
Household Fin. Corp., 254 Iowa 976, 982–83, 119 N.W.2d 788, 792 (Iowa
1963) (holding a statement that the plaintiff had not paid a debt was not
libelous per se).
“Although [the per se] presumptions were attacked through the
years, sometimes scornfully, they remained viable until the United States
12
Supreme Court began to intervene in 1964.” McNulty, 44 Drake L. Rev.
at 643–44 (footnote omitted).
B. The United States Supreme Court Intervenes. In 1964, the
United States Supreme Court for the first time placed First Amendment
boundaries on the common law of defamation. In New York Times v.
Sullivan, 376 U.S. 254, 279–80, 84 S. Ct. 710, 726, 11 L. Ed. 2d 686,
706 (1964), it overturned a libel judgment that an Alabama city
commissioner had obtained against the New York Times and announced
that “[t]he constitutional guarantees require . . . a federal rule that
prohibits a public official from recovering damages for a defamatory
falsehood relating to his official conduct unless he proves that the
statement was made with ‘actual malice’—that is, with knowledge that it
was false or with reckless disregard of whether it was false or not.”
Seven years later, in Rosenbloom v. Metromedia, Inc., 403 U.S. 29, 43–44,
91 S. Ct. 1811, 1819–20, 29 L. Ed. 2d 296, 312 (1971), a plurality of the
Court extended this protection to private persons when the defamatory
statements concerned matters of general or public interest.
However, just three years after that, the Court changed course
somewhat in a case brought by an attorney who was neither a public
official nor a public figure. Gertz v. Robert Welch, Inc., 418 U.S. 323,
325–32, 94 S. Ct. 2997, 3000–03, 41 L. Ed. 2d 789, 797–801 (1974).
Although the magazine article in question involved a matter of public
interest, the Court acknowledged the criticism of the Rosenbloom dissent
that providing special protection for speech on matters of public concern
“would involve the courts in the dangerous business of deciding ‘what
information is relevant to self-government.’ ” Id. at 339, 94 S. Ct. at
3006–07, 41 L. Ed. 2d at 805 (quoting Rosenbloom, 403 U.S. at 79, 91
S. Ct. at 1837, 29 L. Ed. 2d at 332 (Marshall, J., dissenting)). Thus, in
13
Gertz, the Court held “that, so long as they do not impose liability
without fault, the States may define for themselves the appropriate
standard of liability for a publisher or broadcaster of defamatory
falsehood injurious to a private individual.” Id. at 347, 94 S. Ct. at 3010,
41 L. Ed. 2d at 809. Gertz also concluded that “the States may not
permit recovery of presumed or punitive damages, at least when liability
is not based on a showing of knowledge of falsity or reckless disregard for
the truth.” Id. at 349, 94 S. Ct. at 3011, 41 L. Ed. 2d at 810.
The defendant in Gertz was a magazine publisher, id. at 325, 94
S. Ct. at 3000, 41 L. Ed. 2d at 797, and the Supreme Court’s opinion
included extensive references to newspapers, broadcasters, publishers,
and news media, see id. at 340, 94 S. Ct. at 3007, 41 L. Ed. 2d at 805–
06. Accordingly, the decision has often been interpreted as
distinguishing between media and nonmedia defendants with its fault
and damage proof requirements applying to lawsuits involving a media
defendant. See McNulty, 44 Drake L. Rev. at 695 n.574.
However, a decade after the Gertz decision was filed, the Court
added another layer of complexity in Dun & Bradstreet, Inc. v. Greenmoss
Builders, Inc., 472 U.S. 749, 105 S. Ct. 2939, 86 L. Ed. 2d 593 (1985). In
another plurality opinion, the court reinjected considerations of whether
the challenged publication related to a matter of public concern. The
Court’s plurality opinion interpreted the holding in Gertz as limited to
matters of public concern, while concluding the First Amendment
imposed no restrictions on speech of purely private concern about a
private party plaintiff. Dun & Bradstreet, 472 U.S. at 763, 105 S. Ct. at
2947, 86 L. Ed. 2d at 605 (plurality opinion). Thus, in Dun & Bradstreet,
the Court upheld a state supreme court decision reinstating a jury
14
verdict that awarded presumed and punitive damages to a business
defamed by a false credit report without proof of malice. Id.
Two years later, the Supreme Court again addressed the
intersection of the First Amendment and libel claims in Philadelphia
Newspapers Inc. v. Hepps, 475 U.S. 767, 106 S. Ct. 1558, 89 L. Ed. 2d
783 (1986). In Hepps, the plurality concluded a private figure plaintiff
must bear the burden of proving the falsity of speech against a media
defendant when the speech is of public concern. Hepps, 475 U.S. at
776–77, 106 S. Ct. at 1563–64, 89 L. Ed. 2d at 793 (plurality opinion).
The Court added that it did not need to “consider what standards would
apply if the plaintiff sues a nonmedia defendant.” Id. at 779 n.4, 106
S. Ct. at 1565 n.4, 89 L. Ed. 2d at 794 n.4. But Justice Brennan and
Justice Blackmun, whose votes were necessary to form the majority,
indicated in a separate concurring opinion that they would not accept a
media/nonmedia distinction. See id. at 779–80, 106 S. Ct. at 1565–66,
89 L. Ed. 2d at 795 (Brennan, J., concurring).
C. Our Court Responds to the United States Supreme Court’s
Decisions and Embraces the Media Defendant/Nonmedia Defendant
Distinction. We applied the New York Times v. Sullivan framework in a
few early cases involving public officials or public figures. See Anderson
v. Low Rent Hous. Comm’n, 304 N.W.2d 239, 248–49 (Iowa 1981);
Blessum v. Howard Cnty. Bd. of Supervisors, 295 N.W.2d 836, 843 (Iowa
1980); McCarney v. Des Moines Register & Tribune Co., 239 N.W.2d 152,
156 (Iowa 1976). Then, after the Supreme Court decided Gertz, but
before it decided Dun & Bradstreet, we addressed Gertz’s application to
Iowa libel law in a 1984 case involving a private figure. See Vinson v.
Linn-Mar Cmty. Sch. Dist., 360 N.W.2d 108, 117–18 (Iowa 1984). In
Vinson, a former school bus driver brought various claims against a
15
school district including a claim of defamation. Id. at 111. The
defendant school system argued that we should discard existing Iowa law
regarding libel per se and “adopt the standard mandated for actions by
private individuals against media defendants in Gertz.” Id. at 117. We
noted that Vinson involved a nonmedia defendant and found the speech
was not constitutionally protected under Gertz. We concluded:
In this situation where only a private plaintiff and non-media
defendant are involved, the common law standard does not
threaten the free and robust debate of public issues or a
meaningful dialogue about self-government, or freedom of
the press. We refuse to extend the Gertz holding to actions
between a private individual and a non-media defendant.
Id. at 118. Vinson remains the law in Iowa to this day. 5
In 1989, in Jones, we were confronted with a libel case against a
media defendant. The case involved a television story discussing the
termination of a black firefighter’s employment after he had failed a
written examination. Jones, 440 N.W.2d at 889–90. The firefighter had
been hired as part of a federal court consent decree entered in an
employment discrimination class action case. Id. at 889. The firefighter
sued the owner of the television channel. Id. at 888. The media
defendant asked us to require that the plaintiff prove actual malice. Id.
at 896. We again read Gertz as not permitting liability without fault to be
5In Vinson, we expressly distinguished Anderson v. Low Rent Housing
Commission, which ASI cites to us. 360 N.W.2d at 118 (distinguishing Anderson, 304
N.W.2d 239). Anderson involved a suit brought by a terminated city employee who was
“in the midst of a controversy, which received widespread coverage from the news
media, involving city projects, officials, and fellow employees.” 304 N.W.2d at 242. We
held that a malice standard applied to the fired employee’s defamation claims against
all defendants, both media and nonmedia, stating that “we find no basis in the plain
language of the first amendment that would justify according greater protection to the
media than to private parties.” Id. at 247. However, in Vinson we made clear that the
Anderson outcome was based on the fact that the plaintiff was a public official. 360
N.W.2d at 118.
16
imposed on a media defendant. Id. However, we decided to adopt a
negligence standard, rather than an actual malice standard. Id. at 896–
99. We did so even though the media defendant argued that the
television report had been on a matter of public concern. Id. at 897–98.
In rejecting an actual malice standard, we relied in part upon the
language of our own constitution which provides “[e]very person may
speak, write, and publish his sentiments on all subjects, being
responsible for the abuse of that right.” Id. at 898 (quoting Iowa Const.
art. I, § 7 (emphasis added)). “[T]his express concern for the abuse of free
speech is not found in the United States Constitution.” Id. We noted,
“Several other states have interpreted similar clauses in state
constitutions to justify the adoption of a negligence standard for private
plaintiffs in a defamation action.” Id.
Seven years later, in Nickerson, which again involved a media
defendant, we reiterated our view of the importance of the media
defendant/nonmedia defendant distinction. In that case, the foreman of
a jury that found an African-American defendant guilty of murder filed a
defamation action after the Des Moines Register printed a story alleging
links between the foreman and a white supremacist group. Nickerson,
542 N.W.2d at 509. We took the position that under Gertz, a private
party must establish fault—and for that matter actual damages—to bring
a case against a media defendant. Id. at 511. “Hence, in cases against a
media defendant, the distinction between libel and libel per se has
become irrelevant.” Id. We summarized:
[T]o establish a prima facie defamation action against a
media defendant, a private figure plaintiff must prove
(1) publication (2) of a defamatory statement (3) concerning
the plaintiff (4) in a negligent breach of the professional
standard of care (5) that resulted in demonstrable injury.
17
Id.
Johnson explained that to prevail in a defamation action against a
media defendant, a plaintiff must “prove some sort of cognizable injury,
such as injury to reputation. Hurt feelings alone cannot serve as the
basis of a defamation action.” Id. at 513 (citation omitted). We indicated
that when suing media defendants for defamation, plaintiffs no longer
benefit from presumed fault or damages. Id. We also noted that “[b]oth
public officials and private individuals must prove the falsity of the
challenged statements.” Id. at 511 n.3 (citing Hepps, 475 U.S. at 775–
76, 106 S. Ct. at 1563–64, 89 L. Ed. 2d at 792).
Two years later, in 1998, we examined more closely the damages
that must be proved by a private plaintiff in a libel action against a media
defendant. Schlegel, 585 N.W.2d at 222–23 (Iowa 1998). In that case,
the Ottumwa Courier incorrectly reported that a local lawyer had declared
bankruptcy, and the lawyer sued for defamation. Id. at 220. We
reaffirmed that the libel per se damage presumption does not apply when
the defendant is a member of the media; a plaintiff needs to prove actual
damages. Id. at 222–23. We acknowledged that Gertz permitted a
private plaintiff to recover against a media defendant under a broad
formulation of actual damages which included humiliation and mental
anguish. Id. at 223–24. We concluded, however, that an Iowa plaintiff
must establish actual reputational harm when suing a media defendant,
and not merely emotional distress or humiliation, before he or she may
recover for any parasitic damages such as personal humiliation or
mental anguish. Id.
Three years after that, in Caveman Adventures UN, Ltd. v. Press-
Citizen Co., 633 N.W.2d 757 (Iowa 2001), abrogated in part on other
grounds by Barreca, 683 N.W.2d at 119–21, we addressed the standards
18
for awarding punitive damages against media defendants. There, an
electronics store paid a newspaper to run an advertisement making
unflattering claims about a competing store. Caveman Adventures, 633
N.W.2d at 760. The competitor sued the newspaper. Id. We reiterated
that “[i]n the wake of Gertz, the common-law rules of libel recovery have
been most altered with regard to private-party actions against media
publishers or broadcasters.” Id. at 761. We held the plaintiff could not
recover punitive damages from the newspaper absent a showing that the
newspaper had acted with actual malice; because the plaintiff had failed
to make that showing, the judgment had to be reversed. Id. at 762.
Throughout the above cases, it appears we have relied largely on a
reading of Gertz that gives legal effect to defendants’ media status. We
have also interpreted our common law, outside the libel per se context, to
place higher fault and damage burdens on plaintiffs. As a result, in
private plaintiff/private interest cases, media status is highly
determinative in Iowa. A media defendant benefits from the bar on
presumed damages and the requirement to prove fault and falsity,
whereas a nonmedia defendant is subject to presumptions of damages,
falsity, and malice if a traditional case of defamation per se has been
established.
While a close reading of the United States Supreme Court cases on
point reveals that we may not have been compelled to arrive at this
distinction, the media/nonmedia dichotomy is nonetheless a well-
established component of Iowa’s defamation law. As a result, libel per se
is available only when a private figure plaintiff sues a nonmedia
defendant for certain kinds of defamatory statements that do not concern
a matter of public importance. See, e.g., Kiesau, 686 N.W.2d at 175. In
these cases, if the alleged defamatory statements have “a natural
19
tendency to provoke the plaintiff to wrath or expose him to public hatred,
contempt, or ridicule,” the plaintiff need not prove that the statement
actually damaged her or him; damages are presumed. Nickerson, 542
N.W.2d at 510 (citation and internal quotation marks omitted).
D. Should We Abandon Libel Per Se? ASI and Scott ask us to
abandon what remains of libel per se in Iowa and require that
defamation plaintiffs always prove falsity, fault, and damages to
reputation. They contend we should abolish the twenty-eight-year-old
distinction in our caselaw between media and nonmedia defendants and,
effectively, the doctrine of libel per se dating back to the nineteenth
century. They maintain we should do so because the distinction is both
unconstitutional and unwise as a matter of public policy. In ASI and
Scott’s view, it is impermissible under the First Amendment and article I,
section 7 of the Iowa Constitution for state common law to afford more
protection to media defendants than to other defendants. They also
insist that the presumptions associated with libel per se have outlived
their usefulness, and that technological developments—specifically the
rise of the Internet and electronic publishing—have rendered the
media/nonmedia defendant distinction obsolete. We now turn to these
arguments.
1. Federal constitutional considerations. Notwithstanding ASI and
Scott’s contentions, we are not persuaded that our current libel law in
Iowa transgresses First Amendment boundaries. The United States
Supreme Court has never invalidated the common law libel
presumptions as they now apply in Iowa—to private plaintiff/private
concern cases against nonmedia defendants. Most persuasive on this
point, Dun & Bradstreet actually approved the libel per se presumption of
damages in a private plaintiff/private concern case against a nonmedia
20
defendant. The facts and result of that case are instructive here. In that
case, a construction contractor sued a credit reporting company for
defamation when the company falsely reported that the contractor had
filed for bankruptcy. Dun & Bradstreet, 472 U.S. at 751–52, 105 S. Ct.
at 2941, 86 L. Ed. 2d at 597–98 (plurality opinion). The contractor was a
private plaintiff, the credit report was not a matter of public concern, and
the reporting company was a nonmedia defendant. Id. A total of five
justices agreed the First Amendment allowed common law presumed and
punitive damages under those facts. Id. at 763, 105 S. Ct. at 2947, 86 L.
Ed. 2d at 605 (plurality opinion); id. at 764, 105 S. Ct. at 2948, 86 L. Ed.
2d at 605–06 (Burger, C.J., concurring); id. at 774, 105 S. Ct. at 2953,
86 L. Ed. 2d at 612 (White, J., concurring).
The two justices who concurred in the judgment went further,
arguing that traditional common law libel rules could be applied
whenever the plaintiffs were private citizens. Id. at 763–64, 105 S. Ct. at
2948, 86 L. Ed. 2d at 605 (Burger, C.J., concurring) (“I preferred to allow
this area of law to continue to evolve as it had up to then with respect to
private citizens rather than embark on a new doctrinal theory . . . .”
(Alterations omitted.) (Citation and internal quotation marks omitted.));
id. at 767, 105 S. Ct. at 2949, 86 L. Ed. 2d at 607–08 (White, J.,
concurring) (“[C]ommon-law remedies should be retained for private
plaintiffs.”).
In Iowa, the unaltered common law per se rule applies only on
facts like those in Dun & Bradstreet—private plaintiff, private concern,
and nonmedia defendant. That is, it is consistent with the result in Dun
& Bradstreet. No subsequent Supreme Court decision has held
otherwise on facts like those before us.
21
Some observers, as well as the four Dun & Bradstreet dissenters,
note that in that case six Justices declined to draw a First Amendment
line based on defendants’ media status (i.e., the four dissenters plus the
two who concurred in the judgment). See, e.g., id. at 783–84, 105 S. Ct.
at 2958, 86 L. Ed. 2d at 618–19 (Brennan, J., dissenting). But this does
not render Iowa’s decision to honor such a distinction unconstitutional.
The two justices who concurred in the Dun & Bradstreet judgment would
have allowed libel per se claims by private plaintiffs to proceed against
both media and nonmedia defendants. Id. at 763–64, 105 S. Ct. at
2947–48, 86 L. Ed. 2d at 605–06 (Burger, C.J., concurring); id. at 772–
74, 105 S. Ct. at 2952–53, 86 L. Ed. 2d at 611–12 (White, J.,
concurring). Iowa can make its defamation law more protective of
defendants than the First Amendment requires. And less than a year
after Dun & Bradstreet, a plurality of the Court reemphasized defendants’
media status in Hepps, and specifically withheld judgment on whether
Gertz restrictions apply to nonmedia defendants. 475 U.S. at 777, 779
n.4, 106 S. Ct. at 1564, 1565 n.4, 89 L. Ed. 2d at 793, 797 n.4 (plurality
opinion).
ASI and Scott also argue a recent United States Supreme Court
decision, United States v. Alvarez, __, U.S. __, 132 S. Ct. 2537, 183 L. Ed.
2d 574 (2012), has implicitly invalidated libel per se presumptions by
recognizing a First Amendment right to make factually false statements.
That case invalidated the Stolen Valor Act, a law making it a crime to
falsely claim receipt of a military decoration or medal authorized by
Congress. Alvarez, __ U.S. at __, 132 S. Ct. at 2543, 183 L. Ed. 2d at
585–86 (plurality opinion). The four justices in the plurality concluded
that, without some legally cognizable harm, the falsity of defendant’s
speech was not enough to justify government penalties. Id. at __, 132 S.
22
Ct. at 2545–46, 183 L. Ed. 2d at 588–89. Further, the law did not
implicate one of the “few historic and traditional categories” where
“content-based restrictions on speech have been permitted.” Id. at __,
132 S. Ct. at 2544, 183 L. Ed. 2d at 586–87 (citation and internal
quotation marks omitted). Those traditionally unprotected categories,
the plurality noted, included defamation. Id.
The two justices who concurred in the judgment in Alvarez applied
a different level of scrutiny to the Stolen Valor Act, but also observed that
laws punishing false fact statements were permissible when they “limit
the scope of their application, sometimes by requiring proof of specific
harm to identifiable victims; sometimes by specifying that the lies be
made in contexts in which a tangible harm to others is especially likely to
occur; and sometimes by limiting the prohibited lies to those that are
particularly likely to produce harm.” Id. at __, 132 S. Ct. at 2554, 183 L.
Ed. 2d at 597 (Breyer, J., concurring). And three dissenting justices
would have upheld the constitutionality of the Stolen Valor Act. Id. at __,
132 S. Ct. at 2556–65, 183 L. Ed. 2d at 600–10 (Alito, J., dissenting).
ASI and Scott contend the libel per se presumptions cross the
same constitutional threshold the Stolen Valor Act crossed, by imposing
strict liability on nonmedia defendants for publishing false statements.
The problem with this argument, however, is that both opinions making
up the Alvarez majority specifically highlighted defamation as a
traditional area where the law was constitutional because it did not
punish statements merely because of their falsity. Id. at __, 132 S. Ct. at
2545, 183 L. Ed. 2d at 587 (plurality opinion); id. at __, 132 S. Ct. at
2554, 183 L. Ed. 2d at 597 (Breyer, J., concurring). “Defamation
statutes focus upon statements of a kind that harm the reputation of
another or deter third parties from association or dealing with the victim.”
23
Id. at __, 132 S. Ct. at 2554, 183 L. Ed. 2d at 597 (Breyer, J., concurring)
(emphasis added).
It is noteworthy that both the plurality opinion and Justice
Breyer’s concurrence not only recognize the continued vitality of
defamation law, but also cite Gertz with approval. Id. at __, 132 S. Ct. at
2544, 183 L. Ed. 2d at 587 (plurality opinion); id. at __, 132 S. Ct. at
2553, 183 L. Ed. 2d at 597 (Breyer, J., concurring). As we have pointed
out, our court has relied upon Gertz in large part to sustain its
distinction between media and nonmedia defendants. See Caveman
Adventures, 633 N.W.2d at 761–62; Schlegel, 585 N.W.2d at 224–26;
Nickerson, 542 N.W.2d at 510–12; Jones, 440 N.W.2d at 896–97. In
sum, Alvarez characterizes defamation as a category of false speech the
government is allowed to restrict, so it is unlikely that case does anything
to change the Court’s libel jurisprudence.
ASI also argues the Citizens United decision, which overturned
federal prohibitions on election spending by corporations, has washed
away any distinction between media and nonmedia defendants in libel
actions. See Citizens United v. Fed. Election Comm’n, 558 U.S. 310, 130
S. Ct. 876, 175 L. Ed. 2d 753 (2010). In justifying its position, the
Citizens United majority noted that although the Bipartisan Campaign
Reform Act did not apply to media corporations, one of the rationales
asserted by the government in defending the Act could be used to restrict
political speech by media corporations. Id. at __, 130 S. Ct. at 905–06,
175 L. Ed. 2d at 790–91. The Court then elaborated:
The media exemption discloses further difficulties with
the law now under consideration. There is no precedent
supporting laws that attempt to distinguish between
corporations which are deemed to be exempt as media
corporations and those which are not. “We have consistently
rejected the proposition that the institutional press has any
24
constitutional privilege beyond that of other speakers.” With
the advent of the Internet and the decline of print and
broadcast media, moreover, the line between the media and
others who wish to comment on political and social issues
becomes far more blurred.
Id. at __, 130 S. Ct. at 905–06, 175 L. Ed. 2d at 790 (citations omitted).
None of the Court’s discussion, however, addressed the law of
defamation. This topic was touched on two years later in Alvarez, and as
noted, the Court implicitly approved its earlier precedents. Nor did
Citizens United suggest that anything prevents a state from affording
more protection to media defendants in libel cases (whether they are
corporations or not) than the federal constitutional minimum. In short,
Citizens United, like Dun & Bradstreet before it, may indicate that a
majority of the Court questions the constitutional significance of a
media/nonmedia distinction. But it is impossible to find a hint in
Citizens United or any other United States Supreme Court decision that
states may not continue to recognize libel per se in private
plaintiff/private concern/nonmedia defendant cases if they choose to do
so.
2. Iowa constitutional considerations. We are likewise convinced
that Iowa’s Constitution does not bar the application of libel per se to
private plaintiff/private concern cases against nonmedia defendants.
Article I, section 7 of our constitution provides:
Every person may speak, write, and publish his sentiments
on all subjects, being responsible for the abuse of that right.
No law shall be passed to restrain or abridge the liberty of
speech, or of the press. In all prosecutions or indictments
for libel, the truth may be given in evidence to the jury, and
if it appears to the jury that the matter charged as libellous
was true, and was published with good motives and for
justifiable ends, the party shall be acquitted.
Iowa Const. art. I, § 7. We have said that “the Iowa Constitution
generally imposes the same restrictions on the regulation of speech as
25
does the federal constitution.” State v. Milner, 571 N.W.2d 7, 12 (Iowa
1997); see also In re Adoption of S.J.D., 641 N.W.2d 794, 802 (Iowa
2002).
In any event, to the extent there are textual differences between
the First Amendment and article I, section 7, they do not support the
elimination of libel per se. In the third sentence of section 7, our
constitution’s framers specifically allowed for criminal libel, while
providing that the defendant shall be acquitted if truth of the statement,
“good motives” and “justifiable ends” were shown. This sentence mirrors
the relevant text of the criminal libel statute that was in effect when our
1857 Constitution was adopted. See Iowa Code § 2769 (1851) (“In all
prosecutions or indictments for libel the truth thereof may be given in
evidence to the jury, and if it appear to them that the matter charged as
libelous was true and was published with good motives and for justifiable
ends the defendant shall be acquitted.”); see also id. § 2767 (“A libel is
the malicious defamation of a person made public by any printing,
writing, sign, picture, representation, or effigy, tending to provoke him to
wrath or expose him to public hatred, contempt, or ridicule, or to deprive
him of the benefits of public confidence and social intercourse . . . .”).
Thus, our constitutional framers clearly contemplated criminal libel—in
fact, there was an existing criminal libel statute—and made provisions
for it in the Iowa Constitution.
As ASI expounds in its supplemental brief, libel per se is a civil
doctrine that derives from criminal libel. See Mosnat v. Snyder, 105 Iowa
500, 504, 75 N.W. 356, 358 (1898). Both doctrines impose a form of
strict liability subject to a defense. If our constitution was written to
expressly allow for criminal libel, it is difficult to see why it would not
26
tolerate libel per se as well. The Iowa Constitution appears to recognize
rather than undercut its validity. 6
Also, unlike the First Amendment, article I, section 7 contains an
“abuse clause.” See Iowa Const. art. I, § 7 (“being responsible for the
abuse of that right”). In Jones, we found the abuse clause shows an
“express concern for injury to reputation found in the Iowa Constitution.”
Jones, 440 N.W.2d at 898. While recognizing that United States
Supreme Court precedent did not allow liability without fault in private
plaintiff/public concern/media defendant cases, we relied on the “abuse”
clause to hold that no more than proof of negligence (rather than proof of
malice) should be required. Id. at 898–99.
A number of other states have similar abuse language in the free
speech clauses of their constitutions. Some, like Jones, hold that an
abuse clause justifies a lower scienter requirement in libel cases where
some proof of fault is required. See Troman v. Wood, 340 N.E.2d 292,
297 (Ill. 1975) (“The freedom of speech provisions of both our former and
present constitutions . . . recognize the interest of the individual in the
protection of his reputation, for they provide that the exercise of the right
to speak freely shall not relieve the speaker from responsibility for his
abuse of that right.”); Kennedy v. Sheriff of E. Baton Rouge, 935 So. 2d
669, 680 (La. 2006) (“Courts in other states with similar clauses in their
constitutions have interpreted the proviso against abuse as evidencing
an express concern for injury to reputation that justifies adoption of a
negligence standard for private plaintiffs in defamation actions. We agree
6ASI correctly notes that our criminal libel statute was repealed over a
generation ago. See 1976 Iowa Acts ch. 1245, ch. 4 § 526. Still, we have continued to
recognize libel per se. See, e.g., Kiesau, 686 N.W.2d at 176; Spencer, 479 N.W.2d at
296.
27
with this line of cases and will not ignore the express concern for injury
to reputation found in the Louisiana Constitution.” (Citations omitted.));
Martin v. Griffin Television, Inc., 549 P.2d 85, 91 (Okla. 1976) (“Expressly
in its constitution, Oklahoma has weighted the right with the
responsibility for an abuse of that right. That same responsibility is not
expressly found in the federal constitution.”) Kentucky has a similar
abuse clause to ours and, like us, has adhered to the common law
defamation presumptions. McCall v. Courier-Journal & Louisville Times
Co., 623 S.W.2d 882, 886 (Ky. 1981) (adopting a negligence standard for
claims against media defendants in light of United States Supreme Court
precedent and the state’s abuse clause while reaffirming “the basic
common law and statutory rules of libel and slander as expressed and
interpreted by this court in the past”); Columbia Sussex Corp. v. Hay, 627
S.W.2d 270, 273 (Ky. Ct. App. 1981) (noting that defamation imposes
strict liability on a per se theory and that “the defamatory utterance is
presumptive evidence of the injury to reputation and of the ill will
otherwise necessary to support a punitive award”); see also Kanaga v.
Gannett Co., 687 A.2d 173, 181–82 (Del. 1996) (noting Delaware’s
constitutional abuse clause, similar to Iowa’s, and going on to recognize
presumed damages for private plaintiff/nonmedia defendant cases).
A Utah Supreme Court decision presents some historical context
for this type of constitutional language. See Am. Bush v. City of South
Salt Lake, 140 P.3d 1235, 1244–53 (Utah 2006) (holding that the Utah
Constitution does not protect nude dancing in light of the abuse clause).
In analyzing the speech component of the Utah Constitution, which is
substantially similar to Iowa’s, that court found that “the phrase
‘responsible for the abuse’ was intended to preserve liability for
defamation” among other things. Id. at 1241, 1244 (alterations omitted)
28
(citation and internal quotation marks omitted). The court noted that,
following the revolutionary period in the United States, states
consciously replaced broader speech guarantees based on Cato’s Letters
with a more restrictive model inspired by Blackstone. Id. at 1248
(“[W]hen the Utah framers chose to include [an abuse clause], they chose
a phrase with a long history of preserving the power of the state to
regulate speech under certain historical exceptions.”). The states’
adoption of the Blackstonian model, emphasizing accountability for
“improper, mischievous, or illegal” speech, was a response to the
unyielding protection offered by Cato’s Letters. Id. (citation and internal
quotation marks omitted); see also Miami Herald Publ’g Co. v. Ane, 458
So. 2d 239, 241 (Fla. 1984) (stating that “Florida’s concern for individual
reputation is reflected in” the wording of Florida’s free speech protection);
Bentley v. Bunton, 94 S.W.3d 561, 578 (Tex. 2002) (examining Texas’s
nearly identical abuse clause, and noting “[i]f anything, in the context of
defamation, the First Amendment affords more protection”).
Although a majority of states have some form of abuse clause,
there is not always consensus on the meaning and scope of that
language. See 1 Jennifer Friesen, State Constitutional Law: Litigating
Individual Rights, Claims, and Defenses § 5.02[3][e], at 5–10 (4th ed.
2006); see also Lawson v. Helmer, 77 P.3d 724, 728 (Alaska 2003)
(holding an absolute privilege could apply to in-court testimony and
stating that “[i]n providing that citizens are responsible for abusing their
right to free speech, the Alaska Constitution did not create an absolute
right to sue others for defamation”); Yetman v. English, 811 P.2d 323,
334 (Ariz. 1991) (noting Arizona’s abuse clause and stating that
“whatever its scope of application in other areas, [Arizona’s free speech
guarantee] provides no greater privilege for otherwise defamatory
29
statements than the first amendment of the United States Constitution”);
Degrassi v. Cook, 58 P.3d 360, 364 (Cal. 2002) (noting that the abuse
clause “implicitly contemplated the continued existence of a long-
established common law action for defamation”); Price v. State, 622
N.E.2d 954, 964 (Ind. 1993) (“When the expressions of one person cause
harm to another in a way consistent with common law tort, an abuse
under [the state speech protection] has occurred.”); Bradburn v. N. Cent.
Reg’l Library Dist., 231 P.3d 166, 172 (Wash. 2010) (under the state
abuse clause “no greater protection [than under the First Amendment] is
afforded to obscenity, speech in nonpublic forums, commercial speech,
and false or defamatory statements”). Yet in surveying this array of
cases from around the country, we do not find much if any support for
ASI and Scott’s contention that the abuse clause renders libel per se
unconstitutional.
In sum, we are unable to conclude that the Iowa Constitution—a
document that acknowledges criminal libel and liability for abuse of
speech—provides defendants in defamation cases with more protection
than the United States Constitution.
3. Policy considerations. Regardless of what the Federal or Iowa
Constitution may require, ASI and Scott also urge us to abandon libel
per se on policy grounds. They contend that the doctrine is outmoded
and that a distinction between media and nonmedia defendants is no
longer workable. We disagree on both scores.
We believe that libel per se remains a useful rule in an area where
it is often difficult for a plaintiff to prove actual damages:
The rationale of the common-law rules has been the
experience and judgment of history that proof of actual
damage will be impossible in a great many cases where, from
the character of the defamatory words and the
30
circumstances of publication, it is all but certain that serious
harm has resulted in fact. . . . As a result, courts for
centuries have allowed juries to presume that some damage
occurred from many defamatory utterances and
publications.
Dun & Bradstreet, 472 U.S. at 760–61, 105 S. Ct. at 2946, 86 L. Ed. 2d
at 603 (citation and internal quotation marks omitted).
The harm resulting from an injury to reputation is difficult to
demonstrate both because it may involve subtle differences
in the conduct of the recipients toward the plaintiff and
because the recipients, the only witnesses able to establish
the necessary causal connection, may be reluctant to testify
that the publication affected their relationships with the
plaintiff. Thus some presumptions are necessary if the
plaintiff is to be adequately compensated.
Note, Defamation, 69 Harv. L. Rev. 875, 891–92 (1956). These
observations, we believe, remain valid today.
ASI and Scott argue that the Internet is “a great equalizer” and has
rendered libel per se obsolete because the targets of defamation can
respond quickly at minimal cost. We are not persuaded, however, that
the Internet’s ability to restore reputations matches its ability to destroy
them. As the New Jersey Supreme Court recently explained:
In today’s world, one’s good name can too easily be
harmed through publication of false and defaming
statements on the Internet. Indeed, for a private person
defamed through the modern means of the Internet, proof of
compensatory damages respecting loss of reputation can be
difficult if not well-nigh insurmountable. We question why
New Jersey’s longstanding common law tradition of
presumed damages—for defamation claims by private
citizens on matters that do not involve public concern—
should be altered now to force an average citizen to ferret out
proof of loss of reputation from any of the world-wide
potential viewers of the defamatory Internet transmission
about that otherwise private person. We are not persuaded
that the common law of this state need change to require
such victims to demonstrate compensatory losses in order to
proceed with a cause of action.
31
In sum, private persons face the real risk of harm
through the modern ease of defamatory publications now
possible through use of the Internet. Presumed damages
vindicate the dignitary and peace-of-mind interest in one’s
reputation that may be impaired through the misuse of the
Internet. Permitting reputational damages to be presumed
in a defamation action arising in that setting serves a
legitimate interest, one that ought not be jettisoned from our
common law.
W.J.A. v. D.A., 43 A.3d 1148, 1159–60 (N.J. 2012). 7
ASI and Scott also argue that libel per se recently has become
subject to so many exceptions that it is not worth preserving what
remains. In making this argument, they point to Barreca. We have
trouble following their position. Barreca did not carve out a new
exception to defamation per se. Instead, it reaffirmed the doctrine of
slander per se. Barreca, 683 N.W.2d at 116. It applied the longstanding
defense of qualified privilege to statements made by an alderman at a city
council meeting. Id. at 119. It attempted to eliminate some “confusion”
in the caselaw about when the privilege exists and what must be shown
to overcome it. Id. at 117–23. Barreca provided helpful clarification (we
believe), but it did not significantly change the law. Defendants do not
contend that a qualified privilege applies in this case.
This case illustrates why retaining libel per se for private
plaintiff/private concern/nonmedia defendants may be appropriate. In
our present-day world, accusations can be spread quickly and
inexpensively, through self-publishing of a book or otherwise. A
generation or two ago, it is entirely plausible that if Scott had decided to
7The New Jersey Supreme Court did hold that presumed damages should be
limited to “nominal damages” and that “[t]o receive a compensatory award for
reputational loss, a plaintiff will be required to prove actual harm, pecuniary or
otherwise, to his reputation through the production of evidence.” W.J.A., 43 A.3d at
1160.
32
write a memoir about his life, it would have stayed by his typewriter and
never been copied or distributed. Now, however, for a relatively modest
price, it is possible to print 250 copies of a professional-looking book
alleging that one’s ex-wife is a victim of child abuse from her father. We
think libel per se plays a useful role in helping to keep our social
interactions from becoming ever more coarse and personally destructive.
We are not persuaded that debate and discussion are insufficiently
robust in Iowa, or that libel jury verdicts and the costs of defending libel
actions are a drag on free speech in this state, or that Iowa has less
vibrant discourse when compared with other states that have abolished
libel per se.
Iowa is not the only state to continue to apply common law per se
presumptions in private plaintiff/private concern cases involving (at
least) nonmedia defendants. See Delta Health Grp., Inc. v. Stafford, 887
So. 2d 887, 896 (Ala. 2004) (“Damage is implied by law when spoken
words are found to be slander per se.”); MacDonald v. Riggs, 166 P.3d 12,
15 (Alaska 2007) (noting that libel and slander per se do not require
proof of special damages); Denver Publ’g Co. v. Bueno, 54 P.3d 893, 900
(Colo. 2002) (“[I]f the plaintiff is a private person, and the claim is for libel
per se, the plaintiff need not prove actual damages.”); Gaudio v. Griffin
Health Servs. Corp., 733 A.2d 197, 215 (Conn. 1999) (finding that
reputational injury could be conclusively presumed in a defamation
action by an employee against an employer for claims made in a
termination letter); Tuite v. Corbitt, 866 N.E.2d 114, 121 (Ill. 2006) (“A
statement is defamatory per se if its defamatory character is obvious and
apparent on its face and injury to the plaintiff’s reputation may be
presumed.”); Baker v. Tremco Inc., 917 N.E.2d 650, 657 (Ind. 2009)
(stating that in a defamation per se action, no proof of injury is required);
33
Stringer v. Wal-Mart Stores, Inc., 151 S.W.3d 781, 793–94 (Ky. 2004)
(indicating that Kentucky follows a traditional common law approach to
defamation per se in private plaintiff/private concern cases and that
damages and malice are presumed); Costello v. Hardy, 864 So. 2d 129,
140 (La. 2004) (stating that “[w]hen a plaintiff proves publication of
words that are defamatory per se, the elements of falsity and malice (or
fault) are presumed, but may be rebutted by the defendant” and “[t]he
element of injury may also be presumed”); Morgan v. Kooistra, 941 A.2d
447, 455 (Me. 2008) (indicating that defamation action requires “either
actionability of the statement irrespective of special harm or the
existence of special harm caused by the publication”); Mitan v. Campbell,
706 N.W.2d 420, 421 (Mich. 2005) (indicating that defamation per se
renders a statement actionable “irrespective of special harm”); State v.
Crawley, 819 N.W.2d 94, 104 (Minn. 2012) (stating that Minnesota
recognizes defamation per se which is “actionable without any proof of
actual damages” (citation and internal quotation marks omitted)); Speed
v. Scott, 787 So. 2d 626, 632 (Miss. 2001) (explaining that no proof of
special harm is required for slander per se); Blue Ridge Homes, Inc. v.
Thein, 191 P.3d 374, 382 (Mont. 2008) (“Defamation per se requires no
proof of special damages.”); McCune v. Neitzel, 457 N.W.2d 803, 810
(Neb. 1990) (“In a suit for slander per se, no proof of any actual harm to
reputation or any other damage is required for the recovery of either
nominal or substantial damages.”); Bongiovi v. Sullivan, 138 P.3d 433,
448 (Nev. 2006) (finding a doctor’s statement that another doctor had
poor surgical skills was slander per se and the plaintiff was entitled to
presumed damages); Lassonde v. Stanton, 956 A.2d 332, 342 (N.H. 2008)
(upholding a damage award to a home contractor in a defamation per se
case despite the absence of proof of damages); Geraci v. Probst, 938
34
N.E.2d 917, 922 (N.Y. 2010) (stating that damages will be presumed “for
statements that charge a person with committing a serious crime or that
would tend to cause injury to a person’s profession or business”); Ellis v.
N. Star Co., 388 S.E.2d 127, 129 (N.C. 1990) (noting that the court has
previously held that in libel per se actions, damages may be presumed
without a finding of malice); Brown v. Gatti, 145 P.3d 130, 133 (Or. 2006)
(explaining that certain defamation is actionable without proof of specific
harm); Nassa v. Hook-SupeRx, Inc., 790 A.2d 368, 374 (R.I. 2002) (“For
slander per se, a plaintiff can establish liability without a showing of
special or pecuniary damages because those damages are presumed.”);
Fountain v. First Reliance Bank, 730 S.E.2d 305, 309 (S.C. 2012)
(indicating that when a statement is defamatory per se, the defendant “is
presumed to have acted with common law malice and the plaintiff is
presumed to have suffered general damages” (citation and internal
quotation marks omitted)); Salinas v. Salinas, 365 S.W.3d 318, 320 (Tex.
2012) (“Our law presumes that statements that are defamatory per se
injure the victim’s reputation and entitle him to recover general damages,
including damages for loss of reputation and mental anguish.” (Citation
and internal quotation marks omitted.)); Larson v. SYSCO Corp., 767
P.2d 557, 560 (Utah 1989) (indicating that with defamation per se,
malice and damages are presumed); Askew v. Collins, 722 S.E.2d 249,
251 (Va. 2012) (“[T]he jury needed no proof of damages suffered by
Collins on which to predicate its compensatory award based upon the
per se defamation . . . .”); In re Judicial Disciplinary Proceedings Against
Gableman, 784 N.W.2d 605, 624 (Wis. 2010) (“A plaintiff in a traditional
defamation action, unless proceeding on a theory of defamation per se,
proves damages or a harm to reputation.”); Hoblyn v. Johnson, 55 P.3d
1219, 1233 (Wyo. 2002) (“Defamation per se means a statement which is
35
defamatory on its face and, therefore, actionable without proof of special
damages.” (Citation and internal quotation marks omitted.)). 8
Turning to the media/nonmedia distinction, it is true that a
number of cases and commentators have criticized it, primarily from a
constitutional rather than a common law standpoint. But the criticism
is not new. See, e.g., Restatement (Second) of Torts § 580B cmt. e, at
225–26 (1977). And one premise of the criticism may no longer be as
valid as it used to be. According to the drafters of the Second
Restatement:
It would seem strange to hold that the press, composed of
professionals and causing much greater damage because of
the wider distribution of the communication, can
constitutionally be held liable only for negligence, but that a
private person, engaged in a casual private conversation with
a single person, can be held liable at his peril if the
statement turns out to be false, without any regard to his
lack of fault.
8As the parentheticals indicate, many of these jurisdictions follow the
Restatement approach and only presume damages, not falsity or malice, in the case of
defamation per se. See Restatement (Second) of Torts, § 558 at 155 (1977). Several
jurisdictions have chosen to follow a different approach by abolishing defamation per se
altogether. See, e.g., United Ins. Co. of Am. v. Murphy, 961 S.W.2d 752, 756 (Ark. 1998)
(adopting a rule that all defamation plaintiffs must establish actual reputational harm);
Gobin v. Globe Pub. Co., 649 P.2d 1239, 1242 (Kan. 1982) (“Damages recoverable for
defamation may no longer be presumed; they must be established by proof, no matter
what the character of the libel.”); Metromedia, Inc. v. Hillman, 400 A.2d 1117, 1123 (Md.
1979) (stating that the libel per se only relieves the plaintiff from having to show the
publication is defamatory); Nazeri v. Mo. Valley Coll., 860 S.W.2d 303, 313 (Mo. 1993)
(abandoning the libel per se/per quod distinction and requiring all libel plaintiffs to
establish actual reputational harm to recover in a case involving a nonmedia
defendant); Smith v. Durden, 276 P.3d 943, 948 (N.M. 2012) (acknowledging abolition of
distinction between libel per quod and libel per se in New Mexico and noting that key to
analysis is the status of the plaintiff and holding that all defamation plaintiffs must
establish actual harm to reputation to recover without consideration of the
media/nonmedia status of defendant); Memphis Publ’g Co. v. Nichols, 569 S.W.2d 412,
419 (Tenn. 1978) (“[T]he Per se/per quod distinction is no longer a viable one. The
plaintiff must plead and prove injury from the alleged defamatory words, whether their
defamatory meaning be obvious or not.”). Nonetheless, it would not be accurate to say
that the concept of defamation per se is an outlier. It appears most jurisdictions
continue to recognize some form of it.
36
Id. Thus, in 1977, the drafters of the Restatement believed the greater
power of the institutional media to inflict harm counseled against giving
it more legal protection.
In recent years, however, the Internet and social media have
evened the playing field somewhat, by giving individuals with access to a
computer a ready platform for spreading falsehoods or engaging in
cyberbullying. Yet unlike the media, these individuals may have fewer
incentives to self-police the truth of what they are saying. For example,
they may speak anonymously or pseudonymously. Also, because they
are not in the communications business, they may care less about their
reputation for veracity. In short, as compared to a generation ago,
nonmedia defendants may have a greater capacity for harm without
corresponding reasons to be accurate in what they are saying. This is a
justification for retaining our media/nonmedia distinction.
Also, Congress has recognized a distinction with some parallels to
the media/nonmedia distinction in the Communications Decency Act of
1996. See 47 U.S.C. § 230 (2006). That act insulates a provider of an
interactive computer service from defamation liability for “information
provided by another information content provider.” Id. § 230(c)(1); see
also Carafano v. Metrosplash.com, Inc., 339 F.3d 1119, 1122 (9th Cir.
2003) (“Congress granted most Internet services immunity from liability
for publishing false or defamatory material so long as the information
was provided by another party. As a result, Internet publishers are
treated differently from corresponding publishers in print, television and
radio.”). Hence, Congress concluded that one could legitimately
distinguish among potential defamation defendants, by eliminating all
liability for the service provider that merely passes along allegedly
libelous material while allowing state law to continue to impose liability
37
on the originator of that material. Of course, a media defendant is not
necessarily the same as an interactive computer service provider, and
vice versa, 9 but the point remains that our national elected
representatives as a matter of public policy decided that one who initially
makes a false statement about another can be treated differently from an
entity that merely enables that statement to be publicized. 10
We have recognized libel per se continuously since the nineteenth
century. See Morse v. Times-Republican Printing Co., 124 Iowa 707, 718,
100 N.W. 867, 871 (1904) (noting “the falsity of the defamatory matter,
malice in its publication, and injury to the plaintiff are all presumed”);
Scholl v. Bradstreet Co., 85 Iowa 551, 554, 52 N.W. 500, 501 (Iowa 1892)
(“As the publication by the defendant was not actionable per se, it was
incumbent on the plaintiff to prove that there were special damages, and
that the publication was made in malice.”); Call v. Larabee, 60 Iowa 212,
215, 14 N.W. 237, 238 (Iowa 1882) (noting that where a libel is
actionable per se, “[t]he law presumes that damages do result from the
libel”). Our current Gertz-inspired framework, which distinguishes
media and nonmedia defendants and reserves libel per se for private
plaintiffs and nonmedia defendants, has endured since 1984. See
Vinson, 360 N.W.2d at 118. Even before then, our defamation law
afforded more leeway to media defendants in certain circumstances. See
9A newspaper reporter, for example, would be a media defendant even though
she or he provides original content. However, a newspaper that publishes an
advertisement, a radio broadcaster that puts a guest on the air, or a book publisher
that prints someone else’s book, is in a similar position to the internet service provider
under the CDA. See Jones, 440 N.W.2d at 888–90 (characterizing broadcast reporters
as media defendants).
10Likewise, our general assembly has enacted defamation laws that distinguish
between certain members of the news media and other defendants. See, e.g., Iowa Code
§§ 659.2, .3, .5 (2009).
38
Cherry v. Des Moines Leader, 114 Iowa 298, 304, 86 N.W. 323, 325
(1901) (stating that “the editor of a newspaper has the right, if not the
duty, of publishing, for the information of the public, fair and reasonable
comments, however severe in terms, upon anything which is made by its
owner a subject of public exhibition, as upon any other matter of public
interest; and such a publication falls within the class of privileged
communications, for which no action will lie without proof of actual
malice”), abrogated in part on other grounds by Barreca, 683 N.W.2d at
119–21; see also Haas v. Evening Democrat Co., 252 Iowa 517, 531, 107
N.W.2d 444, 453 (1961) (holding that a newspaper for the most part was
entitled to a qualified privilege in a pre-New York Times v. Sullivan case
and noting that “[a] man who commences a newspaper war cannot
subsequently come to the court as plaintiff to complain that he has had
the worst of the fray” (citation and internal quotation marks omitted)).
But see Morse, 124 Iowa at 724, 100 N.W. at 873 (“The publisher of a
newspaper possesses no immunity from liability on account of a libelous
publication, not belonging to any other citizen.” (Citation and internal
quotation marks omitted.)).
These precedents should not be tossed aside lightly.
“[T]he decision to make the paradigm shift that is caused by
overruling established common-law principles must be
tempered by judicial restraint, with deference to the doctrine
of stare decisis and its role in perpetuating stability under
the rule of law.”
State v. Becker, 818 N.W.2d 135, 160 (Iowa 2012) (quoting Aizupitis v.
State, 699 A.2d 1092, 1094 (Del. 1997)).
E. Is ASI a Media Defendant? Since we are retaining our
common law of libel per se and our common law distinction between
media defendants and other defendants for libel law purposes, we next
39
need to consider whether ASI is a media defendant. The district court
found that ASI was not a media defendant, reasoning, “ASI is not the
New York Times, or any other media entity. Rather, it is a business
which contracts to publish documents for private authors.”
We recognize that our recent defamation cases involving media
defendants have dealt with the news media. Caveman Adventures, 633
N.W.2d at 761–62 (finding a showing of actual malice required to recover
punitive damages against a newspaper); Schlegel, 585 N.W.2d at 219,
224–26 (applying a media defendant damages standard to a case against
a newspaper publisher and an editor-in-chief); Nickerson, 542 N.W.2d at
510–12 (finding a newspaper was a media defendant and, thus, “the
distinction between libel and libel per se has become irrelevant”); Jones,
440 N.W.2d at 888 (finding that a television news company was a media
defendant).
But we do not believe the concept of a media defendant
encompasses only businesses that report news. Rather, our purpose
was to track Gertz’s definition of “media defendant.” See Caveman
Adventures, 633 N.W.2d at 761; Vinson, 360 N.W.2d at 117–18. Gertz
involved a monthly magazine. 418 U.S. at 325, 94 S. Ct. at 3000, 41 L.
Ed. 2d at 797. The United States Supreme Court repeatedly indicated in
Gertz that its principles would apply to “a publisher or broadcaster.” See
id. at 340, 94 S. Ct. at 3007, 41 L. Ed. 2d at 805–06 (“Our decisions
recognize that a rule of strict liability that compels a publisher or
broadcaster to guarantee the accuracy of his factual assertions may lead
to intolerable self-censorship.”); id. at 346, 94 S. Ct. at 3010, 41 L. Ed.
2d at 809 (referring to “a publisher or broadcaster”); id. at 347, 94 S. Ct.
at 3010, 41 L. Ed. 2d at 609 (same); id. at 348, 94 S. Ct. at 3011, 41 L.
Ed. 2d at 810 (referring to “the press and broadcast media”).
40
Other jurisdictions have held that book publishers are media
defendants. See Geiger v. Dell Publ’g Co., 719 F.2d 515, 516 (1st Cir.
1983) (finding that a publisher of an autobiographical book is a media
defendant for defamation purposes); Shaari v. Harvard Student Agencies,
Inc., 691 N.E.2d 925, 928 (Mass. 1998) (finding that the publisher of a
travel guidebook was a media defendant); Main v. Royall, 348 S.W.3d
381, 387 (Tex. App. 2011) (holding that a book publisher was a “member
of the electronic or print media” for purposes of Texas law). The First
Circuit in Geiger observed that book publishers should trigger the same
constitutional protections as news outlets.
Although it is true that book publishers are not often under
the sort of time pressure that requires them to commit a
story to print within the space of a few hours, we note that
they operate under economic constraints that prevent their
conducting the kind of routine check appellant wishes us to
impose on them. A non-fiction work often details events that
are long past and describes people who are unavailable to
verify the author’s statements. To require a book publisher
to check, as a matter of course, every potentially defamatory
reference might raise the price of non-fiction works beyond
the resources of the average man. This result would, we
think, produce just such a chilling effect on the free flow of
ideas as First Amendment jurisprudence has sought to
avoid.
Geiger, 719 F.2d at 518.
We believe these publishers are part of the “press” separately
recognized by the First Amendment of the United States Constitution and
article I, section 7 of the Iowa Constitution. See U.S. Const. amend. I
(“Congress shall make no law . . . abridging the freedom of speech, or of
the press . . . .”); Iowa Const. art. I, § 7 (“No law shall be passed to
restrain or abridge the liberty of speech, or of the press.”). The press
play a vital role in our country by regularly circulating ideas, whether in
book, magazine, or newspaper form. Thus, to hold the press or one of its
41
agents or employees legally liable for a statement, our precedents require
something more than that the statement be libel per se.
ASI by its own admission is not a “traditional publisher.” But it
provided several publishing services. It designed and physically
produced the book. It distributed the book. Although ASI did not
promote or line-edit the book, it did run a manuscript scrub software on
it. The software searched for, among other things, passages that could
be potentially obscene or defamatory. After the program was run on
Scott’s book, an employee of ASI discussed a problem area with him.
Additionally, ASI acknowledged that it has declined to publish books in
the past, because they raise libel, copyright, trademark, or even morality
concerns. A person or entity like ASI whose regular practice is to
(1) receive written materials prepared by a number of different third
parties and (2) make finished products from the materials that are
designed to be more suitable and accessible for the public to read should
be considered a publisher and a media defendant for purposes of our
case law. 11 See Parisi v. Sinclair, 774 F. Supp. 2d 310, 320 n.6 (D.D.C.
2011) (describing ASI’s role in another case as that of a publisher).
Furthermore, the plaintiffs concede that if ASI were just a contract
printer, it could not be found liable without proof of negligence. See
Maynard v. Port Publ’ns, Inc., 297 N.W.2d 500, 507 (Wis. 1980);
Restatement (Second) of Torts § 581, at 231 (providing that one who
merely delivers or transmits defamatory matter published by a third
person is subject to liability only if he knows or has reason to know of its
defamatory character). For example, in Sandler v. Cacagni, the plaintiff
11To be clear, this is our test of when a person or entity becomes a bona fide
publisher and therefore a media defendant.
42
brought a libel action against “BookSurge,” a self-publishing company
that allows authors to upload manuscripts on its website and transform
them into bound books. 565 F. Supp. 2d 184, 187 (D. Me. 2008). Unlike
ASI, BookSurge “does not review submissions for content.” Id.
BookSurge’s employees “did not read or review the manuscript submitted
to them.” Id. at 190. Although BookSurge did not market the book, it
was available for purchase through Amazon.com. Id. at 190–91. The
district court analogized BookSurge to a contract printer and granted
summary judgment in its favor, finding no evidence of negligence. 12 Id.
at 196.
And the plaintiffs concede that if ASI were a traditional publisher,
liability could not be imposed without fault. Plaintiffs’ argument seems
to be that because ASI falls into some kind of “no man’s land” in between
contract printer and traditional publisher, it can be subject to strict
liability. This strikes us as incongruous. Companies would have an
incentive either to do no independent review of what they are publishing
or a great deal of review. However, a company like ASI that tried to meet
market demand by providing a more limited package of services would
lose “publisher” status. Since what really matters is whether the entity
is regularly engaged in the dissemination of an author’s ideas through
outlets that are not otherwise readily available to that author, it makes
no sense to draw lines of this kind. 13
12Maine law requires a defamation plaintiff to prove fault in every case. Sandler,
565 F. Supp. 2d at 193. However, the significant point is that the court analyzed the
case under Restatement section 581. See id. at 193–94.
13ASI puts the matter as follows:
ASI consistently argued to the District Court that it should be treated as
a contract printer, with no prospect of liability, or in the alternative, as a
media defendant who under the undisputed facts was not liable because
of the lack of fault, falsity and damages. The District Court instead
43
It is true that Scott paid ASI to publish his book, rather than the
other way around. But this fact alone does not change the analysis.
Both our precedents and the United States Supreme Court’s have
accorded the same protection to media defendants when they publish
advertisements as when they publish content they have paid for. See
Caveman Adventures, 633 N.W.2d at 761–62; see also New York Times,
376 U.S at 256, 264, 84 S. Ct. at 713, 717, 11 L. Ed. 2d at 692, 697.
We believe that following our established defamation law and
recognizing ASI as a media defendant will afford adequate protection to
individuals who have been victimized by the false statements of others.
The plaintiffs can still pursue a libel per se claim against Scott, because
he is not a media defendant. 14 In this regard, we take note of a recent
decision that bears considerable resemblance to the present case. See
Lassiter v. Lassiter, 456 F. Supp. 2d 876 (E.D. Ky. 2006), aff’d, 280 F.
App’x 503 (6th Cir. 2008). In Lassiter, the defendant published a book
entitled I Have a Testimony following her divorce from her husband. As
explained by the district court:
The book is primarily of an inspirational and religious
nature. Ms. Lassiter’s main theme in the book is how her
faith and the power of prayer have seen her through many
trying times in her life, including certain phases of her
marriage and her divorce.
She alleges ongoing mental cruelty and abuse by her
husband throughout the marriage. She also states in the
book that he physically assaulted her on two occasions.
Further, she charges in the book that her husband
committed adultery during the marriage.
_______________
incorrectly accepted the argument of Appellees that ASI should be strictly
liable. As a matter of law, ASI was entitled to status as one or the other,
and in either case then was entitled to summary judgment. Appellees
seek to deny it status as either.
14Scott is not an employee or agent of ASI.
44
Although defendant did not mention plaintiff by name
in the book, everybody who knew the couple knew to whom
she was referring when she referred to her husband.
Id. at 878. The district court applied Kentucky’s law of libel per se,
recognizing that this “is an action by one private person against another
private person about a matter that is not of public interest.” Id. at 880.
Significantly, it also rejected the defendant’s claim that she was a “media
defendant” even though she “self-published her book with her personal
computer.” Id. at 878 n.1, 880. Ultimately, though, the district court
found for the defendant because she demonstrated that the defamatory
statements were either true or protected opinions as to which the
underlying facts had been disclosed. Id. at 879–80, 882. A key
difference between Lassiter and the present case, of course, is that Ms.
Lassiter published the book on her own; but a key similarity between
both cases is that the underlying author of the allegedly defamatory
material remains subject to a potential libel per se cause of action.
F. Do the Challenged Statements Involve Matters of Public
Concern? ASI and Scott also argue that libel per se cannot be applied to
them because the allegedly defamatory statements in the book involve
matters of public concern. See Dun & Bradstreet, 472 U.S. at 759–63,
105 S. Ct. at 2945–47, 86 L. Ed. 2d at 602–05; Barreca, 683 N.W.2d at
120 n.6. This argument need not be reached as to ASI because we have
already concluded that it is a media defendant. As to Scott, we disagree.
Public concern protection serves the constitutional goal of
“assur[ing] unfettered interchange of ideas for the bringing about of
political and social changes desired by the people.” Dun & Bradstreet,
472 U.S. at 759, 105 S. Ct. at 2945, 86 L. Ed. 2d at 602 (citation and
internal quotation marks omitted). On the other hand, “purely private
disputes such as a lawsuit in which the impact is limited primarily to the
45
parties involved, even though perhaps of interest to the public, are
insufficient to create a matter of public concern.” Nickerson, 542 N.W.2d
at 511.
Scott argues that Mind, Body and Soul relates to matters of public
concern, namely, religious beliefs, mental health, and unprosecuted child
abuse. We believe this approach would broaden the “public concern”
category so it covers virtually anything. No man is an island, and
everyone’s life is potentially of interest to everyone else. But the events
described in the book would not reasonably be expected to have an
impact beyond the parties involved. See Jones, 440 N.W.2d at 900. They
take on broader significance only to the extent Scott has written about
them and urged us to learn lessons from them. Accordingly, we do not
believe there is any constitutional or common law bar to applying libel
per se to Scott. See Lassiter, 456 F. Supp. 2d at 880 (finding that a
woman’s self-published “religious and inspirational” book accusing her
ex-husband of abuse and adultery was not a matter of public concern);
W.J.A., 43 A.3d at 1157 (rejecting the defendant’s claim that an
allegation of child molestation was a matter of public concern).
G. Should ASI Have Been Granted Summary Judgment on the
Plaintiffs’ Libel Claims? We turn now to whether ASI should have been
granted summary judgment as a media defendant. As we have
discussed, “presumed damages” are impermissible against a media
defendant. Schlegel, 585 N.W.2d at 222. “Hurt feelings alone cannot
serve as the basis of a defamation action.” Nickerson, 542 N.W.2d at 513.
There must be proof of “reputational harm.” Schlegel, 585 N.W.2d at
224.
46
ASI moved for summary judgment below based on the absence of
injury to reputation. It now reurges on appeal that it was entitled to
summary judgment on this ground.
We believe our decision in Schlegel is on point. In that case, a
newspaper incorrectly reported that a lawyer had declared bankruptcy.
Id. at 220. The record was rife with evidence of hurt feelings and
depression, but did not demonstrate that anyone thought less of the
attorney. Id. at 225. “The Schlegels presented a number of witnesses,
most of whom were friends, who saw the false report. None testified that
Richard had any particular reputation before the false report or that they
thought ill of him because of it.” Id. We held the defendants should
have been granted judgment n.o.v. Id. at 226.
Plaintiffs’ case here suffers from the same gap in proof. While the
summary judgment record contains evidence of the good reputations of
both Beth and Gail before the publication of the book, it is devoid of
evidence that anyone changed his or her opinion of the two after reading
the book. The affidavits of friends revealed either that they had not read
the book, or that if they had read portions of it, they did not accept the
allegations it contained about Beth and Gail. Beth’s work supervisor
averred that Beth has suffered mental anguish and was less outgoing at
work than before the book was published—i.e., the same kind of proof we
found insufficient in Schlegel—but he did not assert that anyone at work
thought less of her because of the statements in the book. Beth testified
that she did not know who might think less of her because of the
publication of the book. She speculated that some people of whom she is
not aware might have read it, and expressed her belief that it is just as
likely someone thinks less of her after reading the book as it is that
someone else read it and does not. Gail testified that he suffered stress
47
because of the publication of Scott’s book, mainly because he had to
endure a deposition. He did not identify anyone who believed the
allegations about him published in the book and consequently thought
less of him.
Beth and Gail urge us to consider the testimony of Scott’s parents
who testified that they thought less of Beth and Gail because of the
allegations of sexual abuse and mental illness. However, the record is
clear that Scott’s parents formed their opinions about the abuse and the
mental illness long before Scott wrote or published his book. They
testified that they came to believe the abuse had occurred and that Beth
suffered from some sort of personality disorder while Scott and Beth were
still married, at least six years before the book was published.
Accordingly, the testimony of Scott’s parents is not evidence tending to
prove the publication of the statements in the book caused Beth and Gail
reputational harm.
Plaintiffs also argue we can infer reputational harm
circumstantially based on the evidence that (1) Beth and Gail had good
reputations before the book was published and (2) approximately thirty-
four copies of the book were distributed by gift or sale. Plaintiffs cite
Wilson v. IBP, Inc., 558 N.W.2d 132 (Iowa 1996), and Lara v. Thomas, 512
N.W.2d 777 (Iowa 1994), in support of this argument. Both of these
cases, however, were slander per se cases. Wilson, 558 N.W.2d at 140;
Lara, 512 N.W.2d at 780. The fighting issue in these cases was whether
the damages were excessive. 558 N.W.2d at 140; 512 N.W.2d at 780.
Neither case holds that reputational harm, when proof of such harm is
required, can be inferred from mere distribution of a publication. Indeed,
allowing such an inference would in effect turn libel per quod into “libel
per se lite.”
48
For the foregoing reasons, we conclude that ASI should have been
granted summary judgment on plaintiffs’ libel claims.
H. Should Scott Have Been Granted Summary Judgment on
the Plaintiffs’ Libel Claims? If Mind, Body and Soul amounts to libel
per se, Beth and Gail need not prove any falsity, fault or reputational
injury (damages) to proceed against Scott. However, they must meet
other requirements. “To establish a prima facie case in any defamat[ion]
action, a plaintiff must show the defendant (1) published a statement
that was (2) defamatory (3) of and concerning the plaintiff.” Taggart v.
Drake Univ., 549 N.W.2d 796, 802 (Iowa 1996).
Scott first maintains there is no evidence that the allegedly libelous
material was published to a third party. “Publication is an essential
element of defamation and simply means a communication of statements
to one or more third persons.” Huegerich, 547 N.W.2d at 221 (Iowa
1996). Scott argues, “The Plaintiffs simply cannot provide evidence of
one single person who read any of the statements claimed to be
defamatory.” This is not accurate. Several persons, including Scott’s
mother, testified to having read or at least skimmed the book.
Scott next argues that the district court erred in finding as a
matter of law that statements from Mind, Body and Soul were so
defamatory that they amounted to libel per se. “If a statement is clear
and unambiguous, the issue of whether the statement is libelous per se
is for the court.” Kiesau, 686 N.W.2d at 175. Thus, the court may find a
statement is libel per se if it unambiguously tends “to provoke the
plaintiff to wrath or expose him to public hatred, contempt, or ridicule.”
Nickerson, 542 N.W.2d at 510. Accusations of indictable crimes of moral
turpitude are libel per se. See Huegerich, 547 N.W.2d at 221 (accusing
plaintiff of possessing illegal drugs is libel per se); Rees v. O’Malley, 461
49
N.W.2d 833, 835 (Iowa 1990) (accusing plaintiff of extortion is libel per
se); Vinson, 360 N.W.2d at 115–16 (accusing plaintiff of falsifying time
cards is libel per se). Likewise, an accusation of immorality or
dishonesty is libel per se. See Kiesau, 686 N.W.2d at 178 (stating that
substantial evidence supported a jury finding that a doctored image of
plaintiff appearing topless was libel per se); Wilson, 558 N.W.2d at 139–
40 (stating that an accusation of untruthfulness was sufficient evidence
to support a jury finding of libel per se).
We agree with the district court that “stating a person has been
molested by their father and suffers from bipolar disorder constitutes
libel per se under Iowa law.” Obviously, this does not preclude Scott
from raising other defenses (such as truth, which he has pled in his
answer). It means only that certain statements in the book are of a
character that our common law views as libelous per se. 15
Additionally, Scott claims the identified statements cannot be
considered libel per se because they were not “of and concerning” the
plaintiffs. As Scott points out, Beth and Gail are not named in those
statements. For example, in one passage we have previously noted, Scott
wrote, “The two women we spoke of earlier, they were both molested by
their fathers, or at least that is what they told me.” Scott argues that
because one would have to resort to outside facts, that passage cannot
be defamatory.
However, this element only requires that a third-party recipient be
able to understand who is the intended subject. See Restatement
(Second) of Torts § 564, cmt. a. Iowa Code section 659.1 provides, “In an
15Neither party has asked us to dissect all the challenged statements in the book
and determine whether they are—or are not—libelous per se. For purposes of the
present appeal, we hold only that at least some of them are.
50
action for slander or libel, it shall not be necessary to state any extrinsic
facts for the purpose of showing the application to the plaintiff of any
defamatory matter out of which the cause of action arose . . . .” Iowa
Code § 659.1 (2009). The necessary implication of this statutory
language is that a libel action can be pursued even when “extrinsic facts”
are required. See Boardman & Cartwright v. Gazette Co., 225 Iowa 533,
538, 281 N.W. 118, 120 (1938) (“Of course, it is not necessary to
constitute a libel that the article name the person libeled, but it must by
inference or innuendo at least refer in an intelligent way to the person
libeled.”); see also Ruzicka v. Conde Nast Publ’ns, Inc., 999 F.2d 1319,
1322 n.6 (8th Cir. 1993) (“The plaintiff need not be cited by name for the
defamation to be ‘of and concerning the plaintiff.’ ” (Citation omitted.)).
Here the passage in question, referring to “two women we spoke of
earlier,” appears on page 20 of the book. In the preceding nineteen
pages, only two women are discussed—Scott’s ex-wife and a woman who
became pregnant and claimed Scott was the father. As the district court
found, it does not take speculation or guesswork to put two and two
together. Other statements that are the subject of the lawsuit clearly
refer to Scott’s “ex” or “ex-wife.” Accordingly, the district court correctly
denied Scott’s motion for summary judgment, because Beth and Gail
have shown the existence of a fact issue as to whether the challenged
statements were “of and concerning” them.
I. Should ASI Have Been Granted Summary Judgment on the
Plaintiffs’ False Light Invasion of Privacy Claim? ASI contends the
district court should have granted its motion for summary judgment on
plaintiffs’ claim of false light invasion of privacy. This claim arises in the
following circumstances:
51
One who gives publicity to a matter concerning another that
places the other before the public in a false light is subject to
liability to the other for invasion of his privacy, if (1) the false
light in which the other was placed would be highly offensive
to a reasonable person, and (2) the actor had knowledge of or
acted in reckless disregard as to the falsity of the publicized
matter and the false light in which the other would be
placed.
Kiesau, 686 N.W.2d at 179 (quoting Winegard v. Larsen, 260 N.W.2d
816, 823 (Iowa 1977)).
In the proceedings below, ASI argued, among other things, that the
required evidence of malice was lacking. The district court denied ASI’s
motion on this point without extensive analysis, simply observing that a
fact issue was presented whether ASI “had knowledge of or acted in
reckless disregard of the falsity of the publicized matter.” We respectfully
view the matter otherwise.
As Beth and Gail note, ASI adopted a computerized process for
review of certain buzz words, which it used on the text, but then did no
further follow-up when the program retrieved the aforementioned “two
women we mentioned earlier” passage. We do not believe this evidence,
viewed most favorably to the plaintiffs, constitutes legal malice. There is
no indication in the record that ASI doubted the veracity of the book or
had a specific reason to do so. See Harte-Hanks Commc’ns, Inc. v.
Connaughton, 491 U.S. 657, 688, 109 S. Ct. 2678, 2696, 105 L. Ed. 2d
562, 589 (1989) (“There must be sufficient evidence to permit the
conclusion that the defendant in fact entertained serious doubts as to
the truth of his publication.” (Citation and internal quotation marks
omitted.)). Although Scott’s book vented at times about his ex-wife, it did
not do so to a degree or in ways that would have put ASI on notice he
was making things up. Much of the book consists of Scott’s religious
reflections. Accordingly, we conclude the district court should have
52
granted summary judgment to ASI on plaintiffs’ false light invasion of
privacy claim.
J. Should Scott Weier Have Been Granted Summary Judgment
on the Plaintiffs’ False Light Invasion of Privacy Claim? Scott also
contends the district court should have granted summary judgment in
his favor on the false light claims. He first asserts that Beth and Gail
have failed to establish the “publicity” element of the claim.
“Publicity” [for an invasion of privacy claim] means that the
matter is made public, by communicating it to the public at
large, or to so many persons that the matter must be
regarded as substantially certain to become one of public
knowledge. The difference is not one of the means of
communication, which may be oral, written or by any other
means. It is one of a communication that reaches, or is sure
to reach, the public.
Thus it is not an invasion of the right of privacy . . . to
communicate a fact concerning the plaintiff’s private life to a
single person or even to a small group of persons. On the
other hand, any publication in a newspaper or a magazine,
even of small circulation, or in a handbill distributed to a
large number of persons, or any broadcast over the radio, or
statement made in an address to a large audience, is
sufficient to give publicity within the meaning of the term
. . . . The distinction, in other words, is one between private
and public communication.
Restatement (Second) of Torts § 652D cmt. a, at 384–85.
We think the record raises a fact question as to whether the book
and the allegations contained therein were sufficiently publicized to
preclude summary judgment on these claims. Approximately twenty to
thirty copies of the book were distributed. Scott actually ordered 250
copies of the book and attempted to market the book for sale at local
businesses. He participated in a television interview promoting the book.
As noted by the district court, the book was “available for purchase on
the world-wide web for a period of approximately two months.” The
record indicates several people have read the book or portions of the
53
book. The finder of fact will need to decide if this is enough publicity to
sustain a false light invasion of privacy claim.
We also think Beth and Gail have engendered a fact question on
the malice element. The allegations made in the book are based on
interactions and conversations that allegedly occurred between Beth and
Scott during their marriage. If what Scott says is untrue, there is
certainly a fact issue as to whether he knew it was untrue or acted with
reckless disregard of its truth or falsity. Accordingly, we affirm the
district court’s denial of Scott’s motion for summary judgment on this
claim.
K. Should Scott Weier Have Been Granted Summary
Judgment on the Plaintiffs’ Intentional Infliction of Emotional
Distress Claims? Scott asserts Beth and Gail have failed to establish a
triable issue on the outrageous conduct element of their intentional
infliction of emotional distress claims. See Barreca, 683 N.W.2d at 123
(listing “outrageous conduct by the defendant” as one element of the
tort). He contends that because he did not refer to Beth or Gail by name
in the critical parts of the book or in any publicity, his actions do not
constitute the outrageous conduct necessary to support an intentional
infliction of emotional distress claim. As Scott puts it, “[I]f Appellants
had wanted to maliciously or with reckless disregard bring about
unwarranted publicity or intrude on Appellees, they would have certainly
mentioned them or referred to them in the very limited ‘publicity’ the
book did get.” Evaluating these contentions alone, and assuming all
factual disputes are resolved in Beth and Gail’s favor, we find a triable
issue of fact as to whether Scott’s conduct was “outrageous.”
Accordingly, we affirm the district court’s denial of Scott’s motion
for summary judgment on this claim.
54
IV. Conclusion.
For the reasons described above, we reverse the district court’s
denial of ASI’s motion for summary judgment as to the plaintiffs’ libel
and false light invasion of privacy claims and remand for entry of
judgment in ASI’s favor. We affirm the district court’s denial of summary
judgment for Scott on the libel, false light, and intentional infliction of
emotional distress claims, and remand for trial on those counts.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED
FOR FURTHER PROCEEDINGS.
All justices concur except Wiggins, J., who concurs specially, and
Hecht and Appel, JJ., who concur in part and dissent in part.
55
#10–1503, Bierman v. Weier
WIGGINS, Justice (concurring specially).
I write separately to concur in the result only. I agree we should
not abandon libel or slander per se. In addition to the reasons stated by
the majority, I believe the only way a defamed person can definitely
vindicate his or her reputation is to bring an action against the defamer.
When a defamatory act gives rise to a per se claim, we should not require
the defamed person to prove damages in order to vindicate his or her
name. This is true for two reasons. First, in many cases, damages may
be impossible to prove, and thus many per se cases would never be
resolved. Second, a jury award of one dollar vindicates the defamed
person’s reputation, a remedy far superior to any dollar amount a jury
might award.
I also agree that Author Solutions, Inc. is a media defendant under
any test we could devise to determine when a defendant is a media
defendant. However, rather than articulate a test or factors for the
bench and bar, the majority attempts to pigeonhole the facts of this case
into caselaw from other jurisdictions. I think the majority bypassed an
important opportunity to articulate a test or factors that would assist our
courts and attorneys in identifying a media defendant in future litigation.
As one author has noted: “The state supreme court grants review
selectively; the court is intended to specialize in law development
functions, to resolve legal issues of great importance to the jurisprudence
of the state, and to assure decisional uniformity throughout the state.”
Gerald B. Cope, Jr., Discretionary Review of the Decisions of Intermediate
Appellate Courts: A Comparison of Florida’s System with Those of the
Other States and the Federal System, 45 Fla. L. Rev. 21, 29 (1993)
(emphasis added) (footnotes omitted).
56
By not providing a test or factors, the majority fails to perform one
of our primary functions and gives credence to the dissenter’s argument
that technological developments in communications and the proliferation
of new electronic media will make it difficult, if not impossible, to
distinguish between media and nonmedia defendants. I believe the
orderly development of common law requires such an analysis, and this
court could—and should—develop principled standards to differentiate
between media and nonmedia defendants.
57
#10–1503, Bierman v. Weier
HECHT, Justice (concurring in part and dissenting in part).
I concur with the majority’s determination that ASI is entitled, on
this record, to summary judgment on the plaintiffs’ libel and false light
invasion of privacy claims. I also concur in the majority’s determination
that the district court properly denied Scott’s motion for summary
judgment on the false light invasion of privacy and intentional infliction
of emotional distress claims. However, as I believe Scott is also entitled
to summary judgment on the plaintiffs’ libel claims, I respectfully dissent
from the majority’s contrary determination.
Although I agree with several outcomes reached by the majority, I
disagree with the reasoning applied to the libel claims because I consider
the current distinction in our defamation law between media and
nonmedia defendants unsound and unsupported by our state
constitution. Accordingly, because I believe all libel defendants are
entitled to the same free speech protections, I would hold that the
plaintiffs are not entitled to the traditional presumptions associated with
the doctrine of libel per se.
The majority correctly notes that abandonment of the doctrine and
reversal is not yet compelled in this case by the United States Supreme
Court’s First Amendment jurisprudence. However, my view that a
distinction between media and nonmedia defendants is unwarranted has
been articulated by some Justices serving on that Court. In Philadelphia
Newspapers, Inc. v. Hepps, 475 U.S. 767, 106 S. Ct. 1558, 89 L. Ed. 2d
783 (1986), the Court concluded a private figure plaintiff must bear the
burden of proving the falsity of speech in a defamation action against a
media defendant when the subject of the tortious speech is a matter of
public concern. Hepps, 475 U.S. at 776, 106 S. Ct. at 1563, 89 L. Ed. 2d
58
at 793 (plurality opinion). Justice Brennan, joined by Justice Blackmun,
concurred but wrote separately in Hepps asserting that such a
distinction is “irreconcilable with the fundamental First Amendment
principle that the inherent worth of speech . . . in terms of its capacity for
informing the public does not depend upon the identity of the source,
whether corporation, association, union, or individual.” Id. at 780, 106
S. Ct. at 1565, 89 L. Ed. 2d at 795 (Brennan, J., concurring) (citations
and internal quotation marks omitted). 16
Even before the New York Times decision and the resulting
upheaval in defamation law, the common law struggled with the
application of traditional labels to “new methods of communication,”
such as radio, television, and film. See W. Page Keeton, et al., Prosser
and Keeton on Torts § 112, at 787–88 (5th ed. 1984) [hereinafter Keeton]
(describing the difficulty of applying distinctions between “libel” and
“slander” to such methods of communication). Technological
developments in communications—including the ascension of the
16The shifting emphasis across the Court’s decisions on the identity of the
defendant and the character of the speech, the respective importance of those two
factors in the Supreme Court’s First Amendment jurisprudence, and the resulting
confusion have been noted by many critics and commenters. See generally, Robert D.
Sack, Sack on Defamation: Libel, Slander, and Related Problems §§ 1:1–1:9, at 1–2 to 1–
43 (4th ed. 2012); Richard J. Convisor & Roger W. Meslar, Obsolete on its Face: The
Libel Per Quod Rule, 45 Ark. L. Rev. 1 (1992); William G. Hagans, Who Does the First
Amendment Protect?: Why the Plaintiff Should Bear the Burden of Proof in Any
Defamation Action, 26 Rev. Litig. 613 (2007); Patrick J. McNulty, The Law of Defamation:
A Primer for the Iowa Practitioner, 44 Drake L. Rev. 639 (1996); Katherine W. Pownell,
Defamation and the Nonmedia Speaker, 41 Fed. Comm. L.J. 195 (1989); Ruth Walden &
Derigan Silver, Deciphering Dun & Bradstreet: Does the First Amendment Matter in
Private Figure-Private Concern Defamation Cases?, 14 Comm. L. & Pol’y 1 (2009); John
J. Watkins & Charles W. Schwartz, Gertz and the Common Law of Defamation: Of Fault,
Nonmedia Defendants, and Conditional Privileges, 15 Tex. Tech L. Rev. 823 (1984);
Rebecca Phillips, Comment, Constitutional Protection for Nonmedia Defendants: Should
There Be a Distinction between You and Larry King?, 33 Campbell L. Rev. 173 (2010).
59
Internet and electronic communications—lead me to conclude libel per se
is a doctrinal relic that is not worth preserving. 17
This case demonstrates the increasing difficulty courts in this state
and across the nation will have as they attempt to place defendants on a
continuum between contract printers and “traditional publishers.”
“[P]roliferation of the new electronic media and the consequent
difficulties of differentiating between media and nonmedia will likely lead
courts away from use of such distinctions in defamation and related
law.” 1 Robert D. Sack, Sack on Defamation: Libel, Slander, and Related
Problems Introduction, at xlix (4th ed. 2012) [hereinafter Sack]; see also
Nicole A. Stafford, Comment, Lose the Distinction: Internet Bloggers and
First Amendment Protection of Libel Defendants - Citizen Journalism and
the Supreme Court’s Murky Jurisprudence Blur the Line Between Media
and Non-Media Speakers, 84 U. Det. Mercy L. Rev. 597, 606–10 (2007)
(detailing inconsistent approaches of lower courts with respect to
treatment of bloggers as media or nonmedia defendants).
When we rejected an argument to eliminate the distinction between
media and nonmedia defamation defendants in Vinson v. Linn-Mar
17The author of a well-known treatise on tort law has described defamation law
in colorful terms:
It must be confessed at the beginning that there is a great deal of the law
of defamation which makes no sense. It contains anomalies and
absurdities for which no legal writer ever has had a kind word, and it is a
curious compound of a strict liability imposed upon innocent defendants,
as rigid and extreme as anything found in the law, with a blind and
almost perverse refusal to compensate the plaintiff for real and very
serious harm. The explanation is in part one of historical accident and
survival, in part one of the conflict of opposing ideas of policy in which
our traditional notions of freedom of expression have collided violently
with sympathy for the victim traduced and indignation at the maligning
tongue.
Keeton, § 111, at 771–72 (footnote omitted).
60
Community School District, 360 N.W.2d 108, 118 (Iowa 1984), we stated
that a majority of jurisdictions addressing the issue had concluded a
distinction between media and nonmedia defendants was warranted
when the plaintiff was a private person. However, twenty-eight years
later, it appears the opposite is true. Several of the decisions we cited in
Vinson have since been limited or overruled, and many other courts have
rejected the distinction when they have addressed the issue directly.
Schomer v. Smidt, 170 Cal. Rptr. 662, 665 (Ct. App. 1980), a decision of
the California Fourth District Court of Appeal cited in Vinson, held that
“the legal concept of slander per se has not been revised in California,
except as to media defendants” by the Gertz decision. In 1987, in a case
involving a public figure, the same court held “[t]o the extent that
language in . . . Schomer v. Smidt, . . . may be construed as suggesting
the constitutional standard does not apply to nonmedia defendants . . . it
is disapproved.” Miller v. Nestande, 237 Cal. Rptr. 359, 364 n.7 (Ct. App.
1987) (citation omitted). Even more recently, the California First District
Court of Appeal held that the First Amendment prohibits applying the
common-law presumption of falsity to alleged defamatory statements,
whether made by media or nonmedia defendants, when the statements
regard matters of public interest. Nizam-Aldine v. City of Oakland, 54
Cal. Rptr. 2d 781, 787–88 (Ct. App. 1996) (cataloging cases in California
and other jurisdictions which have “rejected the distinction between
media and non-media defendants when addressing related First
Amendment issues”).
In Vinson, we also cited Retail Credit Co. v. Russell, 218 S.E.2d 54,
59 (Ga. 1975), but a current review of that case demonstrates it did not
explicitly address the distinction between media and nonmedia
defendants, but instead determined that Georgia law did not recognize a
61
privilege for credit reporting agencies. More recently, the Georgia
Supreme Court disregarded the distinction between media and nonmedia
defendants in deciding a defamation case brought by a plaintiff who had
failed to request a retraction from the defendant who posted a libelous
statement on an electronic message board. Mathis v. Cannon, 573
S.E.2d 376, 384–85 (Ga. 2002) (noting the distinction between media and
nonmedia defendants in that case is “difficult to apply” and “fails to
accommodate changes in communications and the publishing industry
due to the computer and the Internet”).
In Stuempges v. Parke, Davis & Co., 297 N.W.2d 252, 258–59
(Minn. 1980), another case cited by this court in Vinson, the Minnesota
Supreme Court concluded Gertz did not supplant the Minnesota common
law requirement that a private plaintiff prove a nonmedia defendant
acted with ill will and improper motives (common law malice) with a New
York Times actual malice requirement. More recently, the Minnesota
Court of Appeals clarified that “the constitutional protections of New
York Times are not contingent upon whether the defendant is a ‘media
defendant.’ ” Culliton v. Mize, 403 N.W.2d 853, 856 (Minn. Ct. App.
1987) (citing earlier decisions of the Minnesota Supreme Court which
required New York Times malice be proven by a public figure plaintiff
against a nonmedia defendant).
The Second Restatement of Torts concluded the holding of Gertz
should be applied to both media and nonmedia defendants.
As the Supreme Court declares, the protection of the First
Amendment extends to freedom of speech as well as to
freedom of the press, and the interests that must be
balanced to obtain a proper accommodation are similar. It
would seem strange to hold that the press, composed of
professionals and causing much greater damage because of
the wider distribution of the communication, can
constitutionally be held liable only for negligence, but that a
62
private person, engaged in a casual private conversation with
a single person, can be held liable at his peril if the
statement turns out to be false, without any regard to his
lack of fault.
Restatement (Second) of Torts § 580B cmt. e, at 225–26 (1977).
Although the majority notes that several jurisdictions have not yet
abandoned the doctrine of defamation per se and adopted the
Restatement view, one scholar has noted that twenty-two state and
federal jurisdictions require proof of fault in defamation actions brought
against nonmedia defendants, including Alabama, Arizona, California,
Florida, Kansas, Louisiana, Maine, Maryland, New Jersey, New Mexico,
New York, Ohio, Tennessee, Texas, Utah, Virginia, and Washington, as
well as the Fifth, Eighth, Ninth, Tenth, and District of Columbia Federal
Circuits. Sack, § 6:5.1, at 6–21 to 6–22. 18 He further reports that only
eight states (including Iowa, Minnesota, Illinois, Oregon, Colorado,
Kentucky, and Wisconsin) have expressly held that nonmedia defendants
are not entitled to Gertz protections. Id.; see also Snyder v. Phelps, 580
F.3d 206, 219 n.13 (4th Cir. 2009) (“Neither the Supreme Court nor this
Court has specifically addressed the question of whether the
constitutional protections afforded to statements not provably false
should apply with equal force to media and nonmedia defendants. . . .
Any effort to justify a media/nonmedia distinction rests on unstable
ground, given the difficulty of defining with precision who belongs to the
‘media.’ ”); Flamm v. Am. Ass’n of Univ. Women, 201 F.3d 144, 149 (2d
Cir. 2000) (“We agree that a distinction drawn according to whether the
defendant is a member of the media is untenable.”); Arthaud v. Mut. of
18Sack further notes that other jurisdictions “while specifically ruling only on
public-figure/public-official cases, have emphasized that distinctions between media
and nonmedia defendants were unfounded, thus suggesting that they would treat both
categories of defendants similarly.” Sack, § 6:5.1, at 6–22.
63
Omaha Ins. Co., 170 F.3d 860, 862 (8th Cir. 1999) (requiring a private
plaintiff to demonstrate actual reputational harm against a nonmedia
defendant); Levinsky’s, Inc. v. Wal-Mart Stores, Inc., 127 F.3d 122, 128
(1st Cir. 1997) (relying on Maine law to conclude a defamation plaintiff
must always show the defendant acted at least negligently); In re IBP
Confidential Bus. Documents Litig., 797 F.2d 632, 642 (8th Cir. 1986)
(“The fact that cases such as New York Times and Gertz involved media
defendants, while arguably relevant in identifying the particular first
amendment freedom involved, is in our view irrelevant to the question of
what level of constitutional protection that right is to receive.”); Don King
Prods., Inc. v. Douglas, 742 F. Supp. 778, 782 n.4 (S.D.N.Y. 1990) (“[A]ll
speakers, regardless of status as members of the organized press, are
entitled to . . . First Amendment protection.”); United Ins. Co. of Am. v.
Murphy, 961 S.W.2d 752, 756 (Ark. 1998) (adopting a rule that all
defamation plaintiffs must establish actual reputational harm); Antwerp
Diamond Exch. of Am., Inc. v. Better Bus. Bureau of Maricopa Cnty., Inc.,
637 P.2d 733, 738 (Ariz. 1981) (acknowledging adoption of Second
Restatement’s formulation of defamation requiring proof of at least
negligence on the part of the defendant whether defendant is media or
nonmedia); Wattigny v. Lambert, 408 So. 2d 1126, 1131 (La. Ct. App.
1981) (concluding Gertz protections applied to defamation action against
a nonmedia defendant and “will be held liable only if a finding of fault is
made”); Lester v. Powers, 596 A.2d 65, 69 (Me. 1991) (noting Maine
common law requires defamation plaintiff to demonstrate negligence on
the part of the defendant, citing Restatement (Second)); Jacron Sales Co.
v. Sindorf, 350 A.2d 688, 695–96 (Md. 1976) (concluding Gertz
restrictions apply to both media and nonmedia defendants); Nazeri v. Mo.
Valley Coll., 860 S.W.2d 303, 313 (Mo. 1993) (abandoning the libel per
64
se/per quod distinction and requiring all libel plaintiffs to establish
actual reputational harm to recover in a case involving a nonmedia
defendant); Durando v. Nutley Sun, 37 A.3d 449, 458 (N.J. 2012) (noting
New Jersey law expanded free speech protections beyond what is
required in federal law such that the “actual-malice standard protects
both media and non-media defendants who make statements involving
matters of public concern” even if subject of libel is a private person);
Bainhauer v. Manoukian, 520 A.2d 1154, 1168 (N.J. Super. Ct. App. Div.
1987) (concluding “common law strict liability has been replaced by, at
the least, a negligence standard of fault” and that the distinction between
media and nonmedia defendants is irrelevant to the analysis); Smith v.
Durden, 276 P.3d 943, 948–49 (N.M. 2012) (acknowledging abolition of
distinction between libel per quod and libel per se in New Mexico and
noting that key to analysis is the status of the plaintiff and holding that
all defamation plaintiffs must establish actual harm to reputation to
recover without consideration of the media/nonmedia status of
defendant); Ryder Truck Rentals, Inc. v. Latham, 593 S.W.2d 334, 338–39
(Tex. App. 1979) (concluding Gertz protections applied to both media and
nonmedia defendants even in cases involving private plaintiffs); Bender v.
City of Seattle, 664 P.2d 492, 503–04 (Wash. 1983) (noting that a private
figure defamation plaintiff must establish negligence to recover for
defamation in a case involving a nonmedia defendant, citing Restatement
(Second)). 19 To be sure, this survey of the caselaw demonstrates that
19We also note that with the advent of new methods of mass communication,
which make it more difficult to distinguish between media and nonmedia defendants,
plaintiffs now have an increased ability to rebut false publications. While the majority
argues that contemporary communications make it easier for one to defame another,
referencing the low cost and relative ease with which Scott was able to have a
professional-looking book printed, I note that the plaintiffs in this case also have the
same easy access to mass communication. For a fraction of the cost they have incurred
65
there is ample authority for the conclusion expressed by the reporters of
section 580B of the Restatement. 20 I would expressly adopt it in this
case.
I agree with others who have concluded it is unsound to give more
protection to media defendants who, in theory, put out vast amounts of
speech and can thus cause greater reputational harm than a nonmedia
tortfeasor.
[I]t makes little sense to grant protection to the media
without granting similar protection to private individuals. If
statements by a newspaper or radio station defaming a
prominent attorney, a government-backed scientist, or a
well-known socialite, private figures all, must be proved to
have been at least negligently false, why should the identical
comment made in private correspondence, in a lecture, or
even in private conversation, be actionable without fault?
Both Justice White and Justice Brennan argued persuasively
that statements by nonmedia defendants have an informing
function similar to those by members of the press, and that
freedom of speech is of equal rank with freedom of the press.
One can fairly expect the blogging defendant to prevail on
this issue when the Court first confronts him or her as a
defendant.
Sack, § 6:5.2, at 6–24 to 6–25 (footnotes omitted).
Further, much can be said for the simplification of defamation law
that results from treating media and nonmedia defendants alike.
Defamation law has long been viewed as complex, and that perception
_______________
in this lawsuit, Beth and Gail could write their own book and self-publish it rebutting
the claims made by Scott. For even less, they could rebut his claims on Facebook or on
a blog or on a website created just for that purpose. This democratization of media has
only been realized in recent years and is available to all plaintiffs, whether the
defendant is a member of the media or not.
20Although the majority catalogues cases from many jurisdictions which still
recognize defamation per se, it is notable that in none of the cases cited was the court
urged to abandon the doctrine. Further, as the majority acknowledges, many of those
jurisdictions which continue to recognize some form of libel per se do not continue to
apply all of the presumptions traditionally associated with the tort.
66
has only grown since the New York Times decision. As one commentator
described:
The law of defamation is in disarray. It is confusing. It is
unclear. Most critically, it fails to serve its most important
objectives: providing an adequate remedy for reputational
harm while allowing sufficient protection for speech. The
chaotic nature of defamation law is primarily due to the fact
that, at present, defamation involves a juxtaposition of two
bodies of law: (1) the archaic state common law of libel and
slander, a system arising from medieval roots, and (2) First
Amendment jurisprudence, as developed by the courts
following the United States Supreme Court’s landmark New
York Times Co. v. Sullivan decision in 1964. The latter body
of law, of necessity, imposes only federal constitutional
limitations on what remains essentially a state cause of
action. As a result, the law of defamation resembles a
creature fashioned by committee, or worse yet, one fashioned
by several independent committees working in separate
rooms in different eras with different blueprints--some
building up and others chiseling down.
Robert M. Ackerman, Bringing Coherence to Defamation Law Through
Uniform Legislation: The Search for an Elegant Solution, 72 N.C. L. Rev.
291, 293 (1994); see also Keeton, § 113, at 808 (“Much could be
accomplished by way of simplifying the law and adequately protecting
speech in the private area by way of requiring fault with respect to truth
or falsity of the matter published in all situations.”); Harvey L. Zuckman,
et al., Modern Communications Law § 5.11, at 617 (1999) (describing
current defamation law as “almost unworkable” and “failing in its
purpose”).
While I believe important policy considerations favor the
abandonment of the media/nonmedia distinction, I also believe the text
and spirit of article I, section 7 of the Iowa Constitution support the
conclusion that the distinction is unsound. I do not share the majority’s
belief that the framers’ express imposition of legal responsibility for
“abuse” of the right of free expression is more consistent with the
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doctrine of defamation per se than with a legal standard requiring proof
of fault by plaintiffs in all defamation cases. 21 Under either theoretical
framework, liability can result from an abuse of the right. A requirement
that all defamation plaintiffs must prove fault as a condition of recovery
is entirely compatible with the constitutional text. In fact, in Jones v.
Palmer Communications, Inc., 440 N.W.2d 884 (Iowa 1989), overruled in
part on other grounds by Schlegel v. Ottumwa Courier, 585 N.W.2d 217,
224 (Iowa 1998), we adopted the negligence standard for defamation
suits brought by private plaintiffs against media defendants, expressly
holding a negligence standard sufficiently protected the explicit
constitutional requirement that people be responsible for their abuse of
the right of free speech. Jones, 440 N.W.2d at 898.
Further, I believe the elimination of the media/nonmedia
distinction and adoption of a fault requirement for all plaintiffs in libel
actions would comport with the spirit of our free speech guarantee and
would give effect to the first sentence of section 7: “Every person may
speak, write, and publish his sentiments on all subjects.” Iowa Const.
art. I, § 7 (emphasis added). The right of free speech in our constitution
is not a right belonging only to the press: It is the right of every person.
The objective of the protections announced in New York Times and
Gertz which have so changed the landscape of libel law was avoidance of
“intolerable self-censorship” caused by the harsh rule of strict liability in
the common law. Gertz v. Robert Welch, Inc., 418 U.S. 323, 340–41, 94
S. Ct. 2997, 3007, 41 L. Ed. 2d 789, 805–06 (1974). Considering this
purpose, and recognizing the right to free speech under our constitution
21Indeed, the majority cites cases from other jurisdictions which have concluded
similar “abuse” language in their state constitutions allows for varying fault standards
to be applied before civil liability may be imposed.
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is a right belonging to media and nonmedia speakers alike, I would hold
article I, section 7 permits no distinction between media and nonmedia
defendants in the law of defamation. As I believe proof of fault is
required against all defendants in libel cases under our constitution, I
would overrule Vinson and abandon the doctrine of libel per se. Finding
myself in agreement with the majority’s determination that the plaintiffs
failed to engender a fact question in the summary judgment record on
the issue of their actual reputational injury, I would reverse the district
court’s ruling on Scott’s motion for summary judgment on the plaintiffs’
libel claims.
Appel, J., joins this concurrence in part and dissent in part.