FILED
MARCH 8, 2018
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION THREE
STATE OF WASHINGTON, )
) No. 34926-8-111
Respondent, )
)
V. )
)
DONALD J. ZACK, ) OPINION PUBLISHED IN PART
)
Appellant. )
KORSMO, J. - Donald Zack appeals his conviction for third degree assault of a
law enforcement officer, contending that the State of Washington did not retain
jurisdiction to prosecute an Indian for any offenses committed within the boundaries of
the Yakama Reservation. Interpreting the governor's retrocession proclamation as he
intended it, we conclude that the State retained jurisdiction to prosecute Mr. Zack for an
offense occurring on deeded land and affirm the conviction.
FACTS
The salient facts are largely historic and will be discussed shortly. As to the facts
of this incident, few are relevant to the analysis. Mr. Zack, who lives on the Yakama
Reservation but is not an enrolled member of the tribe, was booked into the Toppenish
City Jail. A jail officer then took him to the Toppenish City Hospital, property located on
No. 34926-8-111
State v. Zack
deeded (fee) land within the boundaries of the reservation, for treatment. While at the
hospital, Mr. Zack assaulted the officer. The officer is not an Indian; Mr. Zack asserts
that he is an Indian, although he is not an enrolled member of any tribe.
In general terms, Washington responded to Public Law 280 by asserting civil and
criminal jurisdiction over Indians acting on deeded or fee lands, but it declined to assert
jurisdiction over Indians while on tribal or trust land. 1 RCW 37.12.010. The history of
Washington's assertion of jurisdiction over the Yakama Reservation is discussed in
Washington v. Confederated Bands & Tribes of Yakima Indian Nation, 439 U.S. 463,
465-76, 99 S. Ct. 740, 58 L. Ed. 2d 740 (1979).2 Subsequently, Congress acted to
encourage states to withdraw some of their assertions of authority in favor of tribal
authority. 25 U.S.C. §1323 (1968).
Washington responded by passing legislation authorizing the Governor, upon the
request of a tribe, to enter into negotiations with any tribe desiring to assume jurisdiction
from Washington State. RCW 37.12.160. Governor Jay Inslee, after negotiations with
the Yakama Nation, issued Proclamation 14-01 on January 17, 2014.3 The proclamation
returned complete civil and criminal jurisdiction to the tribe in four specific subject areas,
1 See, e.g., State v. Sohappy, 110 Wn.2d 907, 757 P.2d 509 (1988) (no State
jurisdiction over Indian acting on tribal lands or in-lieu sites). Nothing in the Governor's
proclamation affects Indians acting on tribal lands. Sohappy remains good law.
2 Yakima Indian Nation recognized that Washington had assumed criminal
jurisdiction over fee lands to the full extent permitted by Public Law 280. 439 U.S. at 498.
3 A copy of the proclamation is attached as Appendix A.
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State v. Zack
returned some civil and criminal jurisdiction arising from the operation of motor vehicles
on public thoroughfares, and noted some subject areas in which no changes were being
made. With respect to the question of criminal jurisdiction, the proclamation states in
paragraph 3:
3. Within the exterior boundaries of the Yakama Reservation, the State
shall retrocede, in part, criminal jurisdiction over all offenses not addressed
by Paragraphs 1 and 2. The State retains jurisdiction over criminal offenses
involving non-Indian defendants and non-Indian victims.
(emphasis added). See Appendix A at 2.
In his formal conveyance of the proclamation to the Assistant Secretary of Indian
Affairs, Governor Inslee wrote a clarification to assure that the underscored language was
understood to mean that the State was retaining jurisdiction in criminal cases where either
the defendant or the victim was not an Indian. See Appendix Bat 2. In accepting the
State's retrocession of jurisdiction, the Department of Interior accepted only the
proclamation and not the interpretation placed on it by the Governor. See Appendix C at
5. In the view of the Assistant Secretary, the proclamation was unambiguous and did not
need interpretation, but that the courts would resolve the matter if needed. Id.
The State filed a charge of third degree assault. Mr. Zack moved to dismiss the
prosecution for lack of jurisdiction, alleging that he was an Indian and that under the
terms of the proclamation, the State could not act against him because it had retained
jurisdiction only of criminal matters that involved both a non-Indian defendant and a non-
3
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Indian victim. Evidence of Mr. Zack's Indian heritage was presented and argued to the
trial court, but the judge made no determination of that status.4
Instead, the court interpreted the proclamation to mean that the State retained
jurisdiction if either the defendant or the victim was a non-Indian. The motion to dismiss
was denied. Mr. Zack then stipulated to admission of the police reports and was
convicted as charged at a bench trial. He timely appealed to this court.
ANALYSIS
This appeal presents two issues. In the published portion of this opinion, we
address the interpretation of the retrocession proclamation. In the unpublished portion,
we address Mr. Zack's contention that the evidence was insufficient to support the
conviction.
Retrocession Proclamation
The jurisdiction issue turns on the meaning of the Governor's proclamation, with
the dispositive question being the meaning of the word "and." In context, the word "and"
4
Mr. Zack testified that he is 15/32 Indian (7/32 Yakama, 1/4 Muscogee Creek)
and is ineligible to enroll as a member of the Yakama Nation; he claims eligibility to
enroll with the Muscogee Creek Tribe in Oklahoma, but has not done so. Mr. Zack has
received medical and dental benefits through the federal Indian Health Services for his
entire life, participates in treaty fishing with the tribe, and has held jobs at the tribal
casino. Mr. Zack also testified that he has spent some time in the tribal jail, but is no
longer allowed there and instead is held by Yakima County. The State alleged in its trial
court briefing that in 2014 the tribe turned Mr. Zack over to the State for prosecution of a
trespass case that occurred on tribal trust land.
4
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State v. Zack
is used in a list and should be read in the disjunctive; to do otherwise would render the
proclamation internally inconsistent and nonsensical. Thus,we agree with the Governor
that the meaning of the word "and" in this instance is "and/or."
Whether a state court has jurisdiction over crimes committed on reservation land is
a question of law subject to de novo review. State v. Squally, 132 Wn.2d 333,340,937
P.2d 1069 (1997). We have been unable to find clear Washington authority addressing
construction of a gubernatorial proclamation.5 Since this particular proclamation,like
many before it,flows from a statutory grant of authority to enter into negotiations upon
the request of a tribe and to return jurisdiction to the tribe when agreeable,we deem it
appropriate to treat the proclamation as if it were legislative in origin.6
When addressing a question of pure statutory interpretation or of the meaning of
the constitution,an appellate court also engages in de novo review. State v. Bradshaw,
152 Wn.2d 528,531,98 P.3d 1190 (2004).7 The goal of statutory interpretation "is to
discern and implement" legislative intent. Lowy v. PeaceHealth, 174 Wn.2d 769,779,
5
In Squally, the court's opinion makes reference to the "broad language" of the
Governor's proclamation,a factor of significance to the court's resolution of the
jurisdictional issue presented by that case. Squally, 132 Wn.2d at 343. However,the
court never stated a standard of review applicable to the proclamation nor did it suggest
whether the Governor's language was accorded any special weight in the court's analysis.
6
Due to the absence of case or statutory authority on the topic,the attorney general
issued an opinion indicating it was appropriate to interpret a gubernatorial proclamation in
the same manner as construing a statute. 1957 Op. Att'y Gen. No. 74,at 3.
7
The same standard applies to review of administrative regulations. Skinner v.
Civil Serv. Comm 'n, 168 Wn.2d 845,849,232 P.3d 558 (2010).
5
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State v. Zack
280 P.3d 1078 (2012). In some circumstances,"legislative intent" may also include the
Governor's intent: "Where the Governor has vetoed part of a statute,the Governor has
acted as part of the Legislature and we consider gubernatorial intent as well." In re
Marriage of Maples, 78 Wn. App. 696,701-02, 899 P.2d 1 (1995) (citing State ex rel.
Royal v. Yakima County Comm 'rs, 123 Wn.2d 451, 462-63, 869 P.2d 56 (1994)). Accord
State v. Reis, 183 Wn.2d 197,212-13,351 P.3d 127 (2015); Hallin v. Trent, 94 Wn.2d
671,677,619 P.2d 357 (1980); Shelton Hotel Co. v. Bates, 4 Wn.2d 498,506,104 P.2d
478 (1940). In the circumstance of a gubernatorial proclamation that carries out a
legislative grant of authority,we likewise consider it appropriate to treat the Governor's
express statement of intent as a species of "legislative intent" for the purpose of
construing the Governor's meaning. 8
A court begins its inquiry into determination of intent by looking at the plain
meaning of the statute as expressed through the words themselves. Tesoro Ref & Mktg.
Co. v. Dep 't ofRevenue, 164 Wn.2d 310,317,190 P.3d 28 (2008). If the statute's
8
We note that the federal courts look to presidential intent when construing the
meaning of a proclamation. E.g., Diaz v. United States, 222 U.S. 574,578,32 S. Ct. 184,
56 L. Ed. 321 (1912) ("It could not have been the intention of the President to prevent the
seizure of property when necessary for military uses,or to prevent its confiscation or
destruction."); Bailey v. Richardson, 182 F.2d 46,52 (D.C. Cir. 1950) ("The question is
not what the word might mean otherwise or elsewhere; the question is simply what the
President used it to mean."), ajf'd by an equally divided court, Carlson v. Landon, 341
U.S. 918,71 S. Ct. 669, 95 L. Ed. 1352 (1951), abrogated by Bd. ofRegents ofState
Coils. v. Roth, 408 U.S. 564,571 & n.9,92 S. Ct. 2701, 33 L. Ed. 2d 548 (1972).
6
No. 34926-8-111
State v. Zack
meaning is plain on its face,the court applies the plain meaning. State v. Armendariz,
160 Wn.2d 106,110,156 P.3d 201 (2007).9 A provision is ambiguous if it is reasonably
subject to multiple interpretations. State v. Engel, 166 Wn.2d 572,579,210 P.3d 1007
(2009). Only if the language is ambiguous does the court look to aids of construction,
such as legislative history. Armendariz, at 110-11. When interpretation is necessary,the
legislation "must be interpreted and construed so that all the language used is given
effect,with no portion rendered meaningless or superfluous." Whatcom County v. City of
Bellingham, 128 Wn.2d 537,546,909 P.2d 1303 (1996).
Initially,we do conclude that the challenged language of paragraph three is
potentially ambiguous. Although the word "and" typically is used in the conjunctive
sense of joining two or more items,it need not be so applied:
Where the plain language and intent of the statute so indicate,"[t]he
disjunctive 'or' and conjunctive 'and' may be interpreted as substitutes."
Mount Spokane Skiing Corp. v. Spokane County, 86 Wn. App. 165,174,
936 P.2d 1148 (1997); see also CLEAN v. City ofSpokane, 133 Wn.2d 455,
473-74,947 P.2d 1169 (1997); Bullseye Distrib. LLC v. State Gambling
Comm'n, 127 Wn. App. 231,238-40,110 P.3d 1162 (2005).
State v. McDonald, 183 Wn. App. 272,278,333 P.3d 451 (2014). This long has been a
rule of construction. State v. Tiffany, 44 Wash. 602,604,87 P. 932 (1906) ("No doubt or
is sometimes construed to mean and, and vice versa, in statutes,wills,and contracts.").
9
Similarly,words in a constitutional provision are given their common and
ordinary meaning. State ex rel. Albright v. City ofSpokane, 64 Wn.2d 767,770,394 P.2d
231 (1964).
7
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There simply are times where the meaning of the word "and" is unclear and Mr. Zack's
argument convinces us this is one of those occasions. 10
Here, it is appropriate to treat "and" as "or" in order to avoid rendering a portion of
the proclamation meaningless. After noting the return of jurisdiction in paragraphs one
and two, the proclamation states that all other matters of criminal jurisdiction are returned
"in part," but that the State was retaining "criminal offenses involving non-Indian
defendants and non-Indian victims." Appendix A at 2. Mr. Zack's construction of that
phraseology would mean that the only type of case the State now could prosecute would
require the involvement of non-Indian defendants who victimized other non-Indians on
fee land. However, Public Law 280 and RCW 37.12.010 were only about the assertion of
State jurisdiction over Indians. The State already had authority to prosecute non-Indians
for offenses committed on deeded lands prior to the enactment of Public Law 280. E.g.,
Draper v. United States, 164 U.S. 240, 17 S. Ct. 107, 41 L. Ed. 419 (1896) (only state had
authority to try non-Indian for murder of non-Indian); State v. Lindsey, 133 Wash. 140,
144-45, 233 P. 327 (1925) (non-Indian manufacturer of liquor); State v. Batten, 17 Wn.
App. 428, 430, 563 P.2d 1287 (1977) (murder of non-Indian by non-Indian). Excluding
Indians from prosecution in all cases, as Mr. Zack contends occurred in this proclamation,
10
Indeed, in Yakima Indian Nation, the Supreme Court rejected an argument that
the phrase "assumption of civil and criminal jurisdiction" in Public Law 280 had to be
read conjunctively. 439 U.S. at 496-97.
8
No. 34926-8-III
State v. Zack
would mean that the Governor intended to return all of the criminal jurisdiction the State
assumed by RCW 37.12.010 and the words "in part" would be rendered meaningless
because there would have been total rather than partial retrocession. 11
In addition, the proclamation also would be rendered nonsensical and in excess of
the Governor's statutory authority. Read literally, as Mr. Zack argues we must do, the
proclamation would only apply to multiple defendants committing offenses against
multiple victims. Apparently a single defendant acting on his own could not be
prosecuted for offending against either a single victim or against multiple victims. In
addition, even multiple defendants presumably could not be prosecuted if they acted in
concert against only a single victim. Finally, victimless crimes could not be prosecuted at
all if the only jurisdiction the State was retaining involved multiple defendants acting
against multiple victims. This interpretation is nonsensical.
The Governor also was not authorized by RCW 37.12.160 to return any
jurisdiction other than that assumed by RCW 37.12.010. Asserting or removing State
jurisdiction over non-Indians is not within the scope of Public Law 280 or RCW
11 Examples of the kinds of cases the State was returning would include most drug
and hunting offenses committed on fee lands (along with all other victimless crimes), as
well as crimes committed by an Indian against an Indian on fee land. Since the State had
no jurisdiction over Indians acting on tribal land, those situations are not changed by the
proclamation.
9
No. 34926-8-III
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37.12.010. Interpreting the proclamation as Mr. Zack insists would result in the
Governor engaging in an ultra vires action.
For all of these reasons, we reject Mr. Zack's contention. Standard rules of
construction simply preclude his interpretation of the proclamation. In addition, we also
have the Governor's clarification of his intent contained in the letter in Appendix B.
Although we think the Governor's interpretation is strong evidence of his intent, it is not
controlling over our decision any more than a legislative statement of intent controls an
issue of statutory construction. Nonetheless, it is significant contemporaneous evidence
of the purpose behind the Governor's choice of language. It fully supports our decision.
Thus, we conclude that the State retained jurisdiction to prosecute this assault
against a non-Indian occurring on deeded land within the boundaries of the Yakama
Reservation. The trial court correctly denied the motion to dismiss for lack of
jurisdiction.
A majority of the panel having determined that only the foregoing portion of this
opinion will be printed in the Washington Appellate Reports and that the remainder
having no precedential value shall be filed for public record pursuant to RCW 2.06.040, it
is so ordered.
10
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Sufficiency ofthe Evidence
Mr. Zack also contends that the evidence was insufficient to support the
conviction, arguing that the victim was a corrections officer rather than a law
enforcement officer. We disagree.
Well settled standards govern this challenge. Whether or not sufficient evidence
has been produced to support a criminal conviction presents a question of law under the
due process clause of the Fourteenth Amendment to the Constitution of the United States.
Jackson v. Virginia, 443 U.S. 307, 317-19, 99 S. Ct. 2781, 61 L. Ed. 2d 560 (1979).
Specifically, Jackson stated the test for evidentiary sufficiency under the federal
constitution to be "whether, after viewing the evidence in the light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the crime
beyond a reasonable doubt." Id. at 319. Washington follows the Jackson standard. State
v. Green, 94 Wn.2d 216, 221-22, 616 P.2d 628 (1980) (plurality opinion); Id. at 235
(Utter, C.J., concurring).
A person commits the crime of third degree assault if he, "Assaults a law
enforcement officer or other employee of a law enforcement agency who was performing
his or her official duties at the time of the assault." RCW 9A.36.03l(l)(g). The
legislature has not defined the terms "law enforcement officer" or "law enforcement
agency" for purposes of this statute; neither are those terms found in the general
11
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definition statutes of the criminal code. See RCW 9A.04.l10. 12 This court has
previously determined that the Department of Corrections is a law enforcement agency.
See McLean v. Dep't of Corr., 37 Wn. App. 255,680 P.2d 65 (1984) (construing phrase
in felon employment disqualification statute). 13 We think the reasoning of that case is
equally applicable here. More importantly,we believe that a fact-finder would
contemplate that incarcerating an offender is just as much a law enforcement function as
investigating a crime and arresting a suspect. Accordingly,we believe the evidence is
sufficient to support the determination that the officer was an employee of a law
enforcement agency.
Cost Issues
Although he had not complied with our general order,Mr. Zack asks this court not
to impose appellate costs against him. Since the State indicates that it will not file a cost
bill,we will not further address this request.
12 "Law enforcement officer" is defined in RCW 9A.76.020(2) (Obstructing a law
enforcement officer),which states, "' Law enforcement officer' means any general
authority,limited authority,or specially commissioned Washington peace officer . . . and
other public officers who are responsible for enforcement of fire,building,zoning,and
life and safety codes."
13 Mr. Zack attempts to distinguish McLean by pointing to the subsequent
enactment of the custodial assault statute,RCW 9A.36.100(l)(b),and suggesting that was
the more appropriate charge for this case. However,the assault occurred away from the
detention facility, making that statute inapplicable to this case.
12
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Mr. Zack also challenges the trial court's imposition of $200 incarceration costs
without first determining his ability to pay them. The State indicates that it will obtain an
order striking that cost award from the judgment and sentence. We remand the case for
that purpose.
I CONCUR:
13
APPENDIX A
JAYINSLEE
Governor
STATE OF WASHINGTON
OFFICE OF THE GOVERNOR
P.O. Box 40002 •Olympia.Washington 98504-0002 • (360) 902-4111 • www.governor.wa.gov
PROCLAMATION BY THE GOVERNOR
14-01
WHEREAS, on March 19, 2012, Governor Christine Gregoire signed Engrossed
Substitute House Bill 2233, "Creating a procedure for the state's retrocession ofcivil and
criminal jurisdiction over Indian tribes and Indian country"; and
WHEREAS, Engrossed Substitute House Bill 2233, which became Chapter 48, Laws of
2012, creates a process by which the state of Washington (hereafter, "the State") may
retrocede to the United States all or part ofthe civil and criminal jurisdiction previously
acquired by the State over a federally recognized Indian tribe, and the Indian country of
such tribe, under federal Public Law 280, Act of August 15, 1953; and
WHEREAS, on March 13, 1963, in accordance with federal Public Law 280, Act of
August 15, 1953, the State assumed partial civil and criminal jurisdiction, subject to the
limitations in RCW 37,12,021 and RCW 37.12.060, within the Indian country of the
Confederated Tribes and Bands of the Yakama Nation (hereafter, "Yakama Nation")
pursuant to Chapter 36, Laws of 1963; and
WHEREAS, after March 13, 1963, the Yakama Nation did not invoke with the State the
provision ofRCW 37.12.021 but chose to rely upon the rights and remedies of its Treaty of
1855 with the United States, 12 Stat. 951and federal laws; and
WHEREAS, on January 11, 1980, the Assistant Secretary-Indian Affairs, United States
Department ofthe Interior, approved the Yakama Nation's petition for re-assumption of
jurisdiction over Indian child custody proceedings under the Indian Child Welfare Act of
1978. Effective March 28, 1980, the Yakama Nation reassumed jurisdiction over Yakama
Indian child custody proceedings; and
WHEREAS, on July 17, 2012, the Yakama Nation filed a retrocession petition with the
Office ofthe Governor. The retrocession petition by the Yakama Nation requests full
retrocession of civil and criminal jurisdiction on all ofYakama Nation Indian country and
in five areas ofRCW 37.12.010, including: Compulsory School Attendance; Public
Assistance; Domestic Relations; Juvenile Delinquency; and Operation of Motor Vehicles
on Public Streets, Alleys, Roads, and Highways; and
WHEREAS, Governor Gregoire convened government-to-government meetings with the
Yakama Nation to discuss the Nation's retrocession petition. In the course of those
meetings, the Yakama Nation and Governor Gregoire confirmed that the Yakama Nation
asks the State to retrocede all jurisdiction assumed pursuant to RCW 37.12.010 in 1963
over the Indian country of the Yakama Nation, both within and without the external
boundaries of the Yakama Reservation. However, the Yakama Nation requests that the
State retain jurisdiction over mental illness as provided in RCW 37.12.010(4), and
jurisdiction over civil commitment of sexually violent predators under RCW 71.09, and
acknowledges that the State would retain criminal jurisdiction over non-Indian defendants;
and
WHEREAS, Governor Jay Inslee convened further government-to-government meetings
between the State and Yakama Nation. The Governor's Office has also consulted with
elected officials from the jurisdictions proximately located to the Yakama Nation's Indian
country; and
WHEREAS, on July 9, 2013, Governor Inslee exercised the six-month extension
provision for issuing a proclamation, pursuant to RCW 37.12.160; and
WHEREAS, strengthening the sovereignty and independence of the federally recognized
Indian tribes within Washington State is an important priority for the State; and
NOW, IBEREFORE, I, Jay Inslee, Governor of the state of Washington, by virtue of the
authority vested in me by Section 37.12.160 of the Revised Code of Washington, do
hereby grant in part, and deny in part, the retrocession petition submitted by the
Confederated Tribes and Bands of the Yakama Nation, according to the following
provisions:
1. Within the exterior boundaries of the Yakama Reservation, the State shall retrocede
full civil and criminal jurisdiction in the following subject areas ofRCW 37.12.010:
Compulsory School Attendance; Public Assistance; Domestic Relations; and Juvenile
Delinquency.
2. Within the exterior boundaries of the Yakama Reservation, the State shall retrocede, in
part, civil and criminal jurisdiction in Operation of Motor Vehicles on Public Streets,
Alleys, Roads, and Highways cases in the following manner: Pursuant to RCW
37.12.010(8), the State shall retain jurisdiction over civil causes of action involving
non-Indian plaintiffs, non-Indian defendants, and non-Indian victims; the State shall
retain jurisdiction over criminal offenses involving non-Indian defendants and non
Indian victims.
3. Within the exterior boundaries of the Yakama Reservation, the State shall retrocede, in
part, criminal jurisdiction over all offenses not addressed by Paragraphs 1 and 2. The
State retains jurisdiction over criminal offenses involving non-Indian defendants and
non-Indian victims.
4. Jurisdiction over Indian child custody proceedings under RCW 37.12.010(3) and
Adoption proceedings and Dependent Children pursuant to RCW 37.12.010(6) and (7),
which the Yakama Nation reassumed in 1980 under the Indian Child Welfare Act,
shall remain under the exclusive jurisdiction of the Yakama Nation.
5. Outside the exterior boundaries of the Yakama Reservation, the State does not
retrocede jurisdiction. The State shall retain all jurisdiction it assumed pursuant to
RCW 37.12.010 in 1963 over the Yakama Nation's Indian country outside the Yakama
Reservation.
6. Nothing herein shall affect the State's civil jurisdiction over the civil commitment of
sexually violent predators pursuant to chapter 71.09 RCW and the State must retain
such jurisdiction notwithstanding the completion of the retrocession process authorized
under RCW 37.12.160.
7. Pursuant to RCW 37.12.010, the State shall retain all jurisdiction not specifically
retroceded herein within the Indian country of the Yakama Nation.
8. This Proclamation does not affect, foreclose, or limit the Governor's authority to act on
future requests for retrocession under RCW 37.12.160.
Signed and sealed with the official seal of the state of Washington this 17th day of January,
A.D. Two-thousand and Fourteen, at Olympia, Washington.
By:
Isl
Jay Inslee, Governor
BY THE GOVERNOR:
Isl
Secretary of State
APPENDIXB
JAYINSLEE
Governor
STATE OF WASHINGTON
Office of the Governor
January 27, 2014
The Honorable Kevin Washburn
Assistant Secretary of Indian Affairs
U.S. Department of Interior
MS-4141 -MlB
1849 C. Street, N.W.
Washington, D.C. 20240
Re: Yakama Nation Retrocession Petition
Dear Assistant Secretary Washburn:
Pursuantto 25 U.S.C. §1323 and Revised Code of Washington (RCW) 37.12, I have included the
attached proclamation, signed by me on January 17, 2014. The proclamation addresses a
retrocession petition submitted by the Confederate Tribes and Bands of the Yakama Nation in
Washington State.
On March 19, 2012, former Washington State Governor Christine Gregoire signed Engrossed
Substitute I louse Bill 2233. This important piece of legislation created a process by which the
state of Washington may retrocede to the United States civil and criminal jurisdiction previously
acquired by the State over a federally recognized Indian tribe under federal Public Law 280 in
1953. The bill gives the Governor of the state of Washington the authority to approve, in whole
or in part, a retrocession petition submitted by a Washington State Indian tribe. Final approval
rests with the U.S. Department of the Interior.
On July 17, 2012, the Y akama Nation filed a retrocession petition with the Office of the
Governor requesting full civil and criminal jurisdiction on all of Yakama Nation Indian country
in five specific areas of RCW 37.12.010. I believe that the enclosed Proclamation is a great first
step towards strengthening the sovereignty and independence of the Yakama Nation.
In paragraph one of the proclamation, the State grants exclusive civil and criminal jurisdiction
within the exterior boundaries of the Yakama Reservation in four subject areas of RCW
37.12.0 l 0: Compulsory School Attendance; Public Assistance; Domestic Relations; and Juvenile
Delinquency.
In paragraph two. the proclamation also grants to the Yakama Nation civil and criminal
jurisdiction within the exterior boundaries of the reservation in Operation of Motor Vehicles on
Public Streets, Alleys. Roads, and Highways cases which do not involve non-Indian plaintiffs,
non-Indian defendants, or non-Indian victims. l would note that the proclamation itself states that
the State will retain jurisdiction in these cases over civil causes of action involving "non-Indian
P.O. Box 40002 • Olympia, Washington 9850�002 • (360) 902-4111 • www.govemor.wa.gov 0
The Honorable Kevin Washburn
January 27, 2014
Page Two
plaintiffs, non-Indian defendants, and non-Indian victims," as well as in criminal cases involving
"non-Indian defendants and non-Indian victims." The intent set forth in paragraph two, however.
is for the State to retain jurisdiction in this area where any party is non-Indian, and therefore may
be more properly read in both instances as the State retaining jurisdiction in those cases
involving "non-Indian plaintiffs, non-Indian defendants and/or non-Indian victims." I
respectfully request that the Department make this clear in the notice accepting the retrocession
Proclamation.
Finally, in paragraph three of the proclamation, the State is also retroceding criminal jurisdiction
within the exterior boundaries of the reservation over all offenses not specifically addressed in
paragraphs one and two, which do not involve non-Indian defendants or non-Indian victims.
Again, I would note that in this paragraph the proclamation states that the State retains
jurisdiction over criminal offenses involving "non-Indian defendants and non-Indian victims,"
but the intent is for the State to retain such jurisdiction in those cases involving non-Indian
defendants and/or non-Indian victims."
The proclamation does deny part of the petition by the Yakama Nation, and allow the State to
retain existing civil and criminal jurisdiction in a limited number of areas. First and foremost, the
State is retaining its existing jurisdiction outside of the exterior boundaries of the Y akama
Reservation, including all trust and fee lands. Moreover, consistent with the description above,
the State is retaining civil and criminal jurisdiction in Operation of Motor Vchicle cases that
involve non-Indian plaintiffs, non-Indian defendants, and/or non-Indian victims.
It is important to note that nothing in the proclamation changes the existing jurisdiction the
Yakama Nation has over Indian child custody proceedings under RCW 37.12.010(3) and
Adoption proceedings and Dependent Children pursuant to RCW 37.12.010(6) and (7). The
Yakama Nation reassumed jurisdiction over these subjects in 1980 under the Indian Child
Welfare Act, and shall remain under the exclusive jurisdiction of the Yalcama Nation.
Similarly, nothing in the proclamation shall affect the State's civil jurisdiction over the civil
commitment of sexually violent predators pursuant to chapter 71.09 RCW and the State must
retain such jurisdiction notwithstanding the completion of the retrocession process authorized
under RCW 37.12.160.
Thank you for accepting this proclamation on behalf of the state of Washington and for working
to bring the retrocession petition to fruition. I look forward to continue working with you and the
Yakama N ·o n this issue moving forward.
APPENDIXC
United States Department of the Interior
OFFICE OF THE SECRETARY
Washington, DC 20240
OCT t 9 2019
The Honorable JoDe Goudy
Chairman, Confederated Tribes
and Bands of the Yakama Nation
P.O. Box 151, Fort Road
Toppenish, Washington 98948
Dear Chairman Goudy:
I am pleased to notify you of our acceptance of retrocession to the United States of partial civil
and criminal jurisdiction over the Yakama Nation (Nation). 1 The Department of the Interior
(Department) congratulates the State of Washington (State) and the Nation on the careful and
deliberative process used to reach agreement on retrocession.2 We have attempted to be equally
deliberative in our process. We explain below the process of our decisionmaking, the reasons
for our decision, and the effective date of complete implementation.
It is important to understand what retrocession means. Some correspondence and media reports
reflect confusion about the meaning of retrocession. Retrocession does not affect the Nation's
formal legal authority or jurisdiction in any way. Indeed, the Nation's authority neither contracts
nor expands in light of retrocession. The Nation's jurisdiction simply will no longer be
concurrent with the State's; rather, the Nation's jurisdiction will be exclusive for certain
purposes. In its retrocession request, the State wishes to give up a portion of the authority that
had been delegated to it by Congress under Public Law 280. The sole legal effect of retrocession
is to restore Federal authority to the Federal Government over certain categories of offenses
within the Yakama Reservation. In short, the primary effect of retrocession is that the State
will transfer back to the Federal Government Federal authority that the State had been delegated
under Public Law 280. As a result, under retrocession, the State has chosen to retract state
authority, Federal authority will resume, and the Nation's authority will remain the same as
it has always been.
The road to retrocession has been a long one for the Nation. We commend the State for
establishing a formal procedure on retrocession of state criminal and civil jurisdiction to address
this issue proactively and thoughtfully. Engrossed Substitute House Bill 2233, enacted in 2012,
1
Jurisdiction was previously acquired by the State of Washington pursuant to Public Law 83-280, 67 Stat 588,
codified as amended at 18 U.S.C. 1162, 28 U.S.C. 1360, and as provided in Revised Code of Washington 37.12.010,
37.12.021, 37.12.030, 37.12.040, and 37.12.060 (1963), and 37.12.050 (1957).
2
The intended acceptance is pursuant to 25 U.S.C. § 1323 and authority vested in the Secretary of the Interior by
Executive Order No. 11435 of November 21, 1968, 33 Fed. Reg. 17339, and delegated to the Assistant Secretary
Indian Affairs. It is also pursuant to the request by the State of Washington reflected in the Proclamation of the
Governor 14-0 I, signed on January 17, 2014, and transmitted to the Assistant Secretary - Indian Affairs in
accordance with the process set forth in RCW 3 7.12.160 (2012).
2
provided a path for the State and tribal nations to follow in addressing retrocession. After filing
the retrocession petition with the Governor in July of 2012, the Nation engaged in govemment
to-govemments meetings with the State. The Nation also entered into a 2013 Memorandum of
Understanding with Yakima County regarding the procedures to serve state court arrest warrants
on tribal members on trust land within the Yakama Reservation. After following the procedures
set forth in House Bill 2233, including a 6-month extension by the State, the Governor submitted
the Proclamation for our approval in January of 2014.
From the time the Proclamation was submitted, the Office of Justice Services (OJS) within the
Bureau of Indian Affairs (BIA) has engaged with the Yakama Nation Tribal Police Department
and Corrections to determine the capacity of the Nation's law enforcement services. In
preparation for retrocession, the Nation committed additional resources to their law enforcement
services. The Nation has nearly doubled the size of the police department by funding 10 new
police officer positions. In September of 2014, OJS finalized an assessment of the Nation's
Police Department, which found the Nation has the capacity to respond to an increased number
of emergency calls for service and would be prepared to handle increased responsibilities as a
result of retrocession.
One of the critical elements of success in preparing for exclusive criminal jurisdiction over
some offenses committed by Native Americans is an effective tribal court. In December of
2014, OJS began an assessment of the Yakama Nation Tribal Court. This assessment provided
recommendations for improving tribal court operational activities and assisted in developing a
strategic 3-5 year plan for the court. On May 6, 2015, OJS issued the tribal court assessment and
strategic plan, including findings and recommendations. As a result of these findings, $149,000
in one-time Federal funding was provided to address the following issues: 1) assistance in
acquiring necessary equipment, including computers, scanners, and other items, related to the
infrastructure of the court; 2) increased salary of law-trained judges; 3) hiring a legal assistant to
assist civil pro-se litigants; 4) hiring a court administrator; 5) providing training to tribal judges
and tribal prosecutors and defenders on issues involving domestic violence, child abuse, and
neglect; and 6) providing relevant training to the court administrator. Discussions have also
occurred regarding Fiscal Year 2016 funding for a comt management system. Together these
efforts will help the Nation further the pursuit of justice and ensure that individuals' rights are
protected.
The OJS has also actively engaged in developing partnerships and opening lines of
communication between the Nation's police, local law enforcement, county prosecutor's office,
the Federal Bureau of Investigation (FBI), and the U.S. Attorney's Office. This has created a
more cooperative relationship between law enforcement agencies. As a result, crimes are now
less likely to go uninvestigated or unprosecuted.
As is our practice when reviewing retrocession requests, the Department worked closely with
the Department of Justice (DOJ) in evaluating the request. In March of 2014, the Department
participated in meetings with the OOJ Office of Tribal Justice and the U.S. Attorney's Office in
the Eastern District of Washington. On June 16, 2014, the Department formally requested, as set
forth in Executive Order No. 11435, the consultation and opinion of the Attorney General with
respect to retrocession of criminal jurisdiction. We must work closely with the OOJ in making
2
3
this decision because, while the decision is vested with the Department, DOJ has significant
equities in light ofthe additional investigative and prosecution work that is likely to be required
ofFBI and the United States Attorney's Office in the Eastern District ofWashington.
United States Attorney Michael C. Onnsby has been key to our consideration ofretrocession.
In a letter dated April 3, 2015, to the Acting Deputy Attorney General, the U.S. Attorney
expressed caution and stressed the need for careful implementation, but he also noted that the
relevant Federal and tribal partners have worked hard in recent years to improve communication
and have developed what he described as a "strong, collaborative working relationship[.]"
He also noted that the Nation has developed a "symbiotic working relationship with FBI
and the USAO" in particular.
The U.S. Attorney vowed to make retrocession successful ifit occurs. In his letter, the U.S.
Attorney identified with great specificity what needs to happen if retrocession is approved, as
well as what has not yet occurred. His guidance has been very helpful. Since law enforcement
agencies tend to address matters by priority, it is sometimes difficult to prioritize matters that
remain hypothetical. This letter provides the concrete decision that will enable the interested
jurisdictions to prioritize plans for implementation.
The U.S. Attorney proposed an implementation period of6-12 months for law enforcement
agencies to develop transition plans. As the chiefFederal law enforcement officer in the
Eastern District ofWashington, his leadership will be crucial in ensuring successful
implementation. Accordingly, we have worked his proposal into our decision.
On January 26, 2015, the Department held a formal tribal consultation with the Nation, OOJ,
and the United States Attorney's Office to discuss the proposed retrocession. On that occasion,
we heard from the Nation the importance ofretrocession. We also toured some ofthe Nation's
police training and criminal justice facilities. Since long before statehood for the State
ofWashington, the Nation and the United States Government have had a govemment-to
government relationship, evidenced most clearly by the Nation's Treaty with the
United States of 1855. The consultation continued that relationship.
During our meetings on the Yakama Reservation, Councilmember Virgil Lewis, who chairs the
Tribal Council's Law and Order Committee, advised us ofthe steps that the Nation has taken
to prepare for implementation. He assured us that the Nation has the staff and the employees to
undertake law enforcement for the Nation. He was frank and transparent about the opportunities
as well as the challenges that retrocession would create. While the Nation's detention center,
for example, is a state-of-the-art facility, the tribal court and the police department have certain
needs. Following retrocession, the State will no longer have jurisdiction over tribal members
as to the offenses for which retrocession has been granted. Thus, the entire responsibility for
policing such offenses will rest on the shoulders ofthe Nation and the United States. As noted
above, the Nation's authority has not expanded, but the weight ofits responsibility has indeed
increased. Accordingly, tribal leadership and the U.S. Attorney, rather than State, county or
municipal leadership, will now bear the responsibility and the accountability to tribal members
for public safety on the Yakama Reservation. Following our meetings on the reservation, I am
confident that the Nation is committed to carrying the weight ofthis responsibility.
3
4
In March of2015, FBI :finalized a report on the implications ofretrocession. This report was
written at the request ofthe Office ofTribal Justice. The report concluded that the impact of
retrocession was unknown but indicated similarly sized tribes have experienced positive impacts
from retrocession. We note that, as a result ofretrocession, FBI and U.S. Attorney's Office will
undertake the same role that their sister offices play on dozens ofreservations throughout the
western United States, including Arizona, Montana, New Mexico, and South Dakota.
On April 30, 2015, I met with the Governor's General Counsel to discuss retrocession. An issue
that has been highlighted in several meetings is related to reservation boundaries. We have
assured anyone who has asked that this process is not a mechanism for redrawing reservation
boundaries. The scope ofthe Yakama Nation's territorial jurisdiction will be governed by
Federal law. The decision before my Office is nothing more than an acceptance ofthe State's
request for retrocession. As explained to the Governor's office, this decision is not intended
to affect the boundaries ofthe reservation in any way. As noted above, this decision does not
expand tribal jurisdiction; it merely eliminates State authority over certain offenses on the
reservation.
The Department also received correspondence from local government representatives about
the retrocession request from the State. For example, a letter from Yakima County, signed
by Prosecuting Attorney Joseph A. Brusic, Sheriff Brian Winter, and all three County
Commissioners, expressed a strong desire to see the retrocession process succeed. They asked
for an opportunity to have discussions with the Nation and the Federal Government in an effort
to reach agreement on protocols. We will be happy to convene meetings to help facilitate
implementation ofretrocession. We note, however, that it would constitute extreme hubris for a
Federal official more than 2,500 miles away in Washington, D.C., to attempt to resolve disputes
between neighbors in the Yakima Valley. That said, the County's request is consistent with the
request ofthe U.S. Attorney and DOJ, and we certainly are willing to create time and space for
such discussions.
We appreciate the 1manimous expression ofsupport from Yakima County officials. We expect
cooperation to be forthcoming. It is our experience that law enforcement officers tend to share
a strong esprit de corps and a mutual respect that crosses jurisdictional and even sovereign lines.
It comes from the common experience ofperforming a very difficult job every day as well as
a common commitment to protecting the public. Whatever the views ofpolitical leadership,
when the chips are down and danger is afoot, officers on the beat tend to support one another.
We are confident that, police officers working on the ground will be able to develop agreements
on mutual aid, cross-deputation, and other needed mechanisms for cooperation. Indeed, in light
ofincreasing fiscal constraints, cooperation in stretching resources is more important than ever.
Moreover, in this age oftremendous scrutiny oflaw enforcement, it is entirely appropriate that
police officers arresting Native Americans on the Yakama Reservation be more responsive to
tribal officials. It is also appropriate for tribal suspects to answer to tribal institutions, such
as tribal courts and tribal juries. This will increase the legitimacy ofcriminal justice decisions.
We hope that this is one ofthe many positive outcomes ofretrocession.
4
5
While Congress assigned the decision on retrocession to officials in Washington, DC, it will
require careful cooperation between the Nation and the local subdivisions of state government,
such as the counties and municipalities, to make it work well.
In early August of 2015, the Department received the DOJ's response to our letter requesting
the Attorney General's views on retrocession. The DOJ declined to state a position in favor
of or against retrocession. It did, however, recommend that the Department consider a 6-month
waiting period between the date of acceptance and actual transfer of jurisdiction in order to
allow for an orderly transfer of authority from the State to the Federal Government.
In deference to the counsel of DOJ, a specific period to allow the relevant agencies to coordinate
their actions going forward is granted. I am confident that the Nation, working with the U.S.
Attorney's Office and BIA OJS can accomplish all of the tasks needed for actual implementation
in six months. Accordingly, our decision is that retrocession will be implemented completely as
of 12:01 a.m. PST on April 19, 2016.
It is worth noting one final issue has been raised regarding the extent of retrocession.
Washington law clearly sets forth the process for retrocession of civil or criminal jurisdiction in
Washington State.3 The process requires the Governor to convene a government-to government
meeting, within 90 days of receiving a retrocession resolution, for the purpose of considering the
Nation's resolution.4 Within one year of receipt of the resolution the Governor must issue a
proclamation, approving the request either in whole or in part, and formally submit the
proclamation to the Federal Government. 5 We understand the Proclamation to be the final
product resulting from the formal government-to-government meetings. We also believe that
the Proclamation is plain on its face and unambiguous. We worry that unnecessary interpretation
might simply cause confusion. If a disagreement develops as to the scope of the retrocession,
we are confident that courts will provide a definitive interpretation of the plain language of the
Proclamation. In sum, it is the content of the Proclamation that we hereby accept in approving
retrocession.
The Nation has long awaited retrocession and will soon take the next step towards greater
control over its tribal justice system. While tribal self-governance has long been the Federal
Government's guiding principle for Federal Indian policy, it has been slow in coming in the
area of criminal justice. Tribal self-governance is more important in this area of public policy
and government service than perhaps any other. It would be difficult for this office to reject an
agreement reached between the State of Washington and the Yakama Nation, especially one that
seeks to facilitate greater tribal self-governance over a matter as important as law enforcement
and public safety. We believe that this step will advance tribal self-governance and tribal
sovereignty for the Nation. More importantly, we believe that it will produce improved public
safety for the Nation and its people.
3
RCW 37.12.160.
4
See RCW 37.12.160(3).
5
See RCW 37.12.160(4).
s
6
If you have questions, please contact Mr. Darren Cruzan, Director, Bureau of Indian Affairs,
Office of Justice Services, 1849 C Street, NW, Mailstop 2615, Washington, DC 20240, or by
telephone (202) 208-5787.
s·ncerely,
2:um
Secretary - Indian Affairs
cc: Governor, State of Washington
Director, Office of Tribal Justice, U.S. Department of Justice
United States Attorney, Eastern District of Washington
6
No. 34926-8-111
FEARING, C.J. (concurring)- I concur in all rulings of the majority, including the
majority's reading of the language in paragraph 3 of Governor Jay Inslee's Proclamation
14-01 of January 17, 2014. Sometimes the word "and" means the disjunctive rather than
the conjunctive. Bullseye Distributing LLCv. State Gambling Commission, 127 Wn.
App. 231, 239, 110 P.3d 1162 (2005). In the context of paragraph 3 of the proclamation,
we must read the word "and" between "non-Indian defendants" and "non-Indian victims"
in the conjunctive because the paragraph declares a partial retrocession. If we read the
word "and" in the disjunctive, the proclamation would announce a full retrocession. We
must read a document by according all words some meaning. Statev. Roggenkamp, l 53
Wn.2d 614, 624, 106 P.3d 196 (2005).
I disagree with the majority's utilization of Governor Jay Inslee's January 27,
2014, letter to the United States Department of the Interior to assist in discerning the
intent of Proclamation 14-01. The Department of the Interior did not deem the
Governor's letter as binding on the department. We determine the measure of
retrocession by the extent of acceptance by the Department of the Interior, not the intent
of the State to the extent the State expresses that intent in a document not accepted by the
department. UnitedStatesv. Lawrence, 595 F.2d 1149, 1151 (9th Cir. 1979); 0/iphantv.
No. 34926-8-111
State v. Zack-concurring
Schlie, 544 F.2d 1007 (9th Cir. 1976), rev'd on other grounds sub nom. Oliphant v.
Suquamish Indian Tribe, 435 U.S. 191, 98 S. Ct. 1011, 55 L. Ed. 2d 209 (1978); Omaha
Tribe ofNebraska v. Village of Walthill, 334 F. Supp. 823 (D. Neb. 1971), ajf'd sub nom.
Omaha Tribe ofNebraska v. Villlage of Walthill, Nebraska, 460 F.2d 1327 (8th Cir.
1972).
I CONCUR:
cr.
F :!�,
2