2018 IL App (1st) 162707
FIRST DISTRICT
FIFTH DIVISION
Date Filed March 30, 2018
No. 1-16-2707
MARQUES WATSON JR., a Minor, ) Appeal from the Circuit Court
by Denise Leonard, His Mother and ) of Cook County.
Guardian of His Estate; and DENISE LEONARD, )
Individually, )
)
Plaintiffs-Appellants, )
)
v. ) No. 12 L 3340
)
WEST SUBURBAN MEDICAL CENTER; )
RESURRECTION HEALTH CARE )
CORPORATION; and VHS WEST )
SUBURBAN MEDICAL CENTER, INC., )
) Honorable
Defendants ) Lorna E. Propes,
) Judge Presiding.
)
(West Suburban Medical Center and Resurrection )
Health Care Corporation, )
)
Defendants-Appellees). )
JUSTICE HALL delivered the judgment of the court, with opinion.
Presiding Justice Reyes and Justice Lampkin concurred in the judgment and
opinion.
OPINION
¶1 The plaintiffs, Marques Watson Jr. and Denise Leonard, his mother, filed a medical
malpractice complaint against the defendants, West Suburban Medical Center, Resurrection
Health Care Corporation (collectively WSMC), and VHS West Suburban Medical Center,
Inc. (VHS). The plaintiffs’ motion to dismiss VHS voluntarily and without prejudice was
No. 1-16-2707
granted prior to trial. The jury found for WSMC and against the plaintiffs, and the trial court
entered judgment on the verdict. Following the denial of their posttrial motion, the plaintiffs
filed a timely notice of appeal.
¶2 On appeal, the plaintiffs contend that the jury’s verdict must be reversed and a new trial
ordered because (1) numerous trial court errors denied them a fair trial and (2) the jury’s
verdict was against the manifest weight of the evidence. After careful review of the evidence
at trial, we conclude that the plaintiffs received a fair trial, and the jury’s verdict was not
against the manifest weight of the evidence.
¶3 BACKGROUND
¶4 I. Facts
¶5 On December 11, 2008, 24-year-old Denise was 29 weeks into her pregnancy. On that
date, she had a regularly scheduled appointment at the PCC Community Wellness Clinic.
There she was seen by Dr. Thomas Staff who detected an abnormally high fetal heart rate.
Dr. Staff directed Denise to go to the WSMC’s obstetrical triage to determine if she was in
preterm labor and to monitor the fetal heart rate. In accordance with Dr. Staff’s direction, that
evening Denise went to WSMC where she was seen by nurse Felicia Hughes-Schmidt (nurse
Hughes) and Dr. Sherif Milik, the maternal/child health fellow (the fellow). 1
¶6 Dr. Milik performed a sterile speculum exam to determine if Denise’s amniotic
membrane (membrane) had ruptured. The sterile speculum exam involved three tests to
determine if the membrane had ruptured: (1) checking for the pooling of fluid in the posterior
fornix of the vagina; (2) “ferning,” where a swab taken from the pooled fluid is tested; and
(3) testing the pooled fluid with a nitrazine strip. The results of the three tests showed that the
1
A “fellow” refers to a physician who has completed a residency and has received the opportunity
to obtain additional training through the award of a fellowship.
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membrane had not ruptured. Dr. Milik then performed a digital exam to determine if
Denise’s cervix was dilated or shortened. After several hours of observation and a
determination that Denise was not in premature labor, Dr. Milik discharged her at or around
11 p.m. on December 11, 2008.
¶7 At approximately 3 a.m. on December 12, 2008, Denise felt a gush of water down her leg
and was taken by ambulance to WSMC. At this time, Dr. Christine Swartz was the fellow on
the labor and delivery floor, and Dr. Natasha Diaz was the attending doctor (the attending).
Denise was seen by nurse Hughes and Dr. Stephen Johnson, a second-year resident.
According to Denise, Dr. Johnson entered her room and lifted the sheet covering her,
commenting that he did not see anything. He then left the room. At 5:45 a.m. on December
12, 2008, Dr. Johnson signed an order discharging Denise from WSMC.
¶8 Upon arriving home, Denise slept until 7 p.m. When she woke up, she noticed her
stomach had dropped. Rather than return to WSMC, she had a cousin drive her to University
of Illinois Hospital (UIC) where she was admitted. A resident performed a sterile speculum
exam, which revealed that Denise’s membrane had ruptured. Because the rupture increased
the risk of an infection, Denise was given antibiotics. As a matter of course, she was screened
for Group B streptococcus (GBS). 2 Denise began displaying symptoms of infection and was
diagnosed with clinical chorioamnionitis (chorio) due to a GBS infection and sepsis.
Marques was delivered by an emergency C-section.
¶9 While at birth Marques’s blood culture tested negative for GBS, he was given antibiotics
for his first five days of life. He was taken off the antibiotics on December 17, 2008, but
2
Some of the witnesses referred to Group B Strep as “GBBS.” For consistency, we will use the
acronym “GBS.”
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No. 1-16-2707
remained in the neonatal intensive care unit (NICU) of UIC. On December 26, 2008,
Denise’s C-section incision opened. Testing of the incision area was positive for GBS.
¶ 10 Between December 18, 2008, and January 3, 2009, Marques experienced incidents of
slow heart rate, apnea, and low temperatures. On January 2, 2009, he had to be resuscitated,
and he was restarted on antibiotics. On January 4, 2009, Marques tested positive for GBS and
was diagnosed with meningitis, which resulted in significant brain damage.
¶ 11 II. Pretrial Proceedings
¶ 12 A. The Complaint
¶ 13 On March 28, 2012, the plaintiffs filed their medical malpractice complaint against
WSMC. The first amended complaint was filed on October 12, 2012. Count I alleged that
WSMC was negligent in that it failed to timely assess, diagnose, and treat fetal distress
and/or infection in the face of the signs and symptoms; failed to perform the appropriate tests
to rule out infections; failed to properly staff its labor and delivery floor; failed to timely call
for an appropriate consultation; failed to properly monitor Denise; discharged Denise
prematurely; failed to follow the “chain of command” to preclude Denise’s premature
discharge; and failed to follow up with Denise. The plaintiffs alleged further that WSMC’s
negligence resulted in personal and financial injuries to Marques. Count II was brought
pursuant to the Rights of Married Persons Act (750 ILCS 65/15 (West 2012)) (commonly
known as the Family Expense Act). 3 Thereafter, the parties engaged in extensive discovery.
3
Counts III and IV of the first amended complaint were alleged against VHS and are not
at issue in this appeal.
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¶ 14 B. Pretrial Rulings
¶ 15 1. Barring Rebuttal Witness Testimony
¶ 16 On January 13, 2016, Circuit Court Judge Janet Adams Brosnahan ordered that the
plaintiffs disclose their rebuttal experts by January 20, 2016. On January 20, 2016, the
plaintiffs disclosed Dr. Barry Schifrin as their rebuttal expert.
¶ 17 On January 22, 2016, WSMC filed an emergency motion to bar Dr. Schifrin’s testimony.
WSMC pointed out that on January 8, 2016, the parties had taken the evidence deposition of
Dr. Sarah Kilpatrick, an obstetrician/gynecologist, who had treated Marques. To allow the
plaintiffs’ to present Dr. Schifrin’s testimony would deprive WSMC of the opportunity to
effectively and adequately cross-examine Dr. Kilpatrick. In the alternative, WSMC requested
that Dr. Kilpatrick’s evidence deposition be stricken, and the parties be permitted to redepose
Dr. Kilpatrick following the completion of Dr. Schifrin’s deposition.
¶ 18 On January 29, 2016, a hearing was held on WSMC’s motion to bar Dr. Schifrin’s
rebuttal testimony. In ruling on the motion, Judge Brosnahan stated as follows:
“Any order or ruling I make today shouldn’t be construed as a sanction. It’s a remedy
in the interest of promoting the goals of allowing the parties to have a fair trial on the
merits.
And it is unfair and unduly prejudicial to allow the plaintiff[s] to get evidence
testimony and then disclose an expert on the very same topics that were addressed by
the witnesses in evidence.
So, I believe the least severe remedy I can fashion if the plaintiff[s] truly
believe[ ] that they need this rebuttal testimony is to strike the evidence testimony and
give you a chance to do a do-over. If the plaintiff[s] [do not] want to do that, then the
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No. 1-16-2707
plaintiff[s] ha[ve] to forgo the opportunity to disclose rebuttal opinions now on
testimony that’s already been received in evidence.”
Judge Brosnahan ordered Dr. Kilpatrick’s evidence deposition stricken, unless the plaintiffs
withdrew Dr. Schifrin’s rebuttal disclosure by January 31, 2016. The plaintiffs chose to
withdraw Dr. Schifrin’s rebuttal disclosure.
¶ 19 2. Motions in Limine
¶ 20 a. Denise’s Prior Abortion
¶ 21 The plaintiffs’ motion in limine No. 30 sought to prevent the defense from making any
reference, directly or indirectly, to the fact that Denise had an abortion. The trial court
granted the motion, “[b]ut with the caveat that the defense can—may say that she had a prior
pregnancy. And all witnesses will be cautioned to not say anything other than she had an
earlier pregnancy.”
¶ 22 b. Cumulative Testimony
¶ 23 WSMC’s motion in limine No. 13 sought an order excluding cumulative testimony on
standard of care and causation testimony, specifically by Drs. Edith Gurewitsch (maternal
fetal medicine), Carolyn Crawford (neonatology), and Armando Correa (pediatric infectious
diseases) and nursing expert, Debra Sperling, RN.
¶ 24 As to cumulative causation testimony, the trial court granted the motion as to the three
doctors and by agreement as to Ms. Sperling. The court explained its ruling as follows:
“Now with regard to the [maternal fetal medicine] person and the [infectious disease]
person, I can see where they might have slightly different testimony about causation,
all the business about [GBS] and the time it takes to incubate or whatever a better
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No. 1-16-2707
word would be, all of that might be something that [infectious disease] person would
address in more detail. And that is going to be up to you.”
¶ 25 In discussing the standard of care, the plaintiffs’ attorney explained that of the experts he
disclosed, Dr. Gurewitsch, the maternal fetal medicine expert, would be testifying as to the
standard of care applicable to Dr. Johnson with regard to the allegations of negligence
against him. The following colloquy occurred:
“THE COURT: So far as the other witnesses, the only one who can testify about
the standard of care is Gurewitsch?
***
MR. FORD [(PLAINTIFFS’ ATTORNEY)]: I mean, I think the others are
qualified to do it. If I’ve done it through Gurewitsch—what you’re saying is I have to
make an election of who I am putting in?
THE COURT: Yes.
MR. FORD: I understand that, Your Honor. And if all of those opinions get in
through Gurewitsch, then I don’t need to do it through anybody else. But I don’t
know what your Honor’s rulings are yet. Although, I don’t think that will be a
problem.
THE COURT: Granted as to Gurewitsch only with regard to the standard of care.”
¶ 26 III. Jury Trial
¶ 27 The issues at trial were (1) whether Dr. Johnson and/or nurse Hughes violated the
standard of care applicable to their professions and (2) whether Marques suffered early or
late onset of GBS. The following is a summary of the nonexpert and expert trial testimony
pertinent to those issues.
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No. 1-16-2707
¶ 28 A. For the Plaintiff
¶ 29 1. Dr. Stephen Johnson
¶ 30 On December 12, 2008, Dr. Johnson was a second-year resident at WSMC. He had no
independent recollection of treating Denise. Dr. Johnson’s testimony was based on his notes
and Denise’s medical records from December 12, 2008.
¶ 31 Dr. Johnson evaluated Denise to determine if she had undergone a spontaneous rupture of
the membrane. The records showed that he did not order any lab work or a GBS test, and his
notes did not state that he sought a consultation with an obstetrics-gynecologist physician.
¶ 32 Dr. Johnson agreed that had he performed a sterile speculum exam on a 20- to 30-week
pregnant patient and found the membrane had ruptured, the standard of care required that the
patient be admitted to the hospital and placed on antibiotics. The standard of care also
required that Dr. Johnson consult the fellow or the attending. Dr. Johnson further agreed that
it would be a deviation from the standard of care to perform a digital exam before or in lieu
of a sterile speculum exam. In his notes, the doctor wrote, “not ruptured,” which meant that
he evaluated Denise for a rupture of the membrane though he did not document the details of
the testing. Dr. Johnson did document that he had performed a digital exam on Denise.
¶ 33 As a second-year resident, Dr. Johnson understood that he was not to discharge a patient
before a consultation with the attending. To do so would have been a violation of the
standard of care. On Denise’s WSMC discharge order, the space for the fellow’s or
attending’s signature was blank. Dr. Johnson maintained that he would never discharge a
patient unless he had consulted with the fellow or the attending.
¶ 34 Dr. Johnson acknowledged that his notes did not indicate that the sterile speculum exam
was performed. However, nurse Hughes made a notation that the nitrazine strip test was
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No. 1-16-2707
negative. Dr. Johnson’s custom and practice were always to speak to the fellow or the
attending before discharging a patient.
¶ 35 2. Natasha Diaz, MD
¶ 36 On December 12, 2008, Dr. Diaz was the attending for the labor and delivery floor at
WSMC. She did not recall Denise, and her review of the WSMC records did not refresh her
recollection. Denise’s WSMC records did not show any notes by Dr. Diaz. It was Dr. Diaz’s
custom and practice to write a note in the chart if she has seen a patient. If she saw the patient
and discussed the case with the fellow, she would sign the discharge order.
¶ 37 Dr. Diaz could not speculate on whether Dr. Johnson received an approval to discharge
Denise. She acknowledged that at her deposition testimony, she testified that it would have
been a violation of the standard of care if Dr. Johnson had discharged Denise without either
Dr. Swartz’s or her approval. Dr. Diaz explained that if she did not sign the discharge form, it
could mean that she did not have any contact with the patient. She was not required to see a
patient.
¶ 38 3. Christine Swartz, MD
¶ 39 On December 12, 2008, Dr. Swartz was a fellow at WSMC. She had no recollection of
Denise, and a review of the records did not refresh her recollection. Dr. Swartz did not find
any notes she had written in Denise’s WSMC records. The WSMC records reflected that at
4:06 a.m. on December 12, 2008, Dr. Swartz was notified about Denise; the notification
could have been via a pager.
¶ 40 According to the WSMC system in place in December 2008, if a resident saw a patient, it
was the resident’s responsibility to present the case to the attending or the fellow. If Dr.
Swartz saw the patient, it was her custom and practice to write a note and countersign the
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No. 1-16-2707
resident’s signature. It would be a deviation from the standard of care for a resident to
discharge a patient without the consent of the attending. Dr. Swartz agreed that the lack of
the attending’s signature does not mean the attending did not see the patient. It would be
unusual for a resident to discharge a patient without ever speaking to the attending. Dr.
Swartz was familiar with situations in which medical records were not signed by the fellow
or an attending. Such a situation could occur as a result of a shift change or from human
error. The care providers were responsible to review the records prior to a shift change.
¶ 41 4. Felicia Hughes-Schmidt, RN
¶ 42 At the time of the events in this case, nurse Hughes had been a labor and delivery nurse
for three years. Like Dr. Johnson, she had no independent recollection of Denise and her
testimony was based on the WSMC records and her notes.
¶ 43 WSMC had a written policy referred to as the “chain of command.” Under the chain of
command, if a nurse feels that the doctor is not performing his duties properly, the nurse
consults her immediate superior. If the nurse’s concerns are not addressed at that level, the
nurse continues up the authority level, even to the medical director of the department.
Following the chain of command is considered a nursing responsibility.
¶ 44 On December 12, 2008, Denise returned to WSMC around 3 a.m., complaining of
vaginal leaking. Nurse Hughes noted that when Denise coughed, a small amount of cloudy
fluid ran down her legs; the fluid tested “[n]itrazine negative.” Because of the risk of false
negative result, the doctor would always do a confirming test during the speculum exam.
Nurse Hughes acknowledged that she did not document any examination by Dr. Johnson.
¶ 45 Nurse Hughes was not permitted to order a GBS test unless she was ordered to do so by a
doctor. In that case, she would send the GBS test swab to the laboratory. The results would
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No. 1-16-2707
not have been available for a couple of days and would not have been available prior to
Denise’s discharge on December 12, 2008.
¶ 46 On Denise’s discharge record, nurse Hughes wrote that Denise was discharged by Dr.
Johnson. She did not document the presence of either Dr. Swartz or Dr. Diaz. If either of
them had ordered Denise’s discharge, she would have documented that information. She
acknowledged that it would have been a breach of the standard of care for Dr. Johnson to
discharge Denise on his own authority.
¶ 47 Nurse Hughes explained that the doctors at WSMC routinely communicated with each
other. When Dr. Johnson wrote that he discharged Denise, he actually got the order from the
attending. She did not write “per the attending,” because she did not receive the order
directly from the attending. Had nurse Hughes thought that Dr. Johnson was wrong to
discharge Denise, she would have brought the matter to the attention of the charge nurse. The
matter would then be discussed with the attending, Dr. Johnson, and the nurses. Since
Denise’s membrane had not ruptured and she was not in premature labor, it was proper to
send her home.
¶ 48 Nurse Hughes tested the fluid that appeared when Denise coughed with the nitrazine
stick. She noted that the nitrazine test was negative, meaning that the fluid was not amniotic
fluid. The fact that Denise complained of pain in her back lower abdomen was not unusual
for a patient in the third trimester of pregnancy. Nurse Hughes noted that at 4:06 a.m. she
spoke with Dr. Swartz. At that time, she would have informed the doctor of Denise’s
condition. Dr. Swartz was not required to see the patient in person.
¶ 49 The documentation showed that at 4:10 a.m., nurse Hughes changed the entry for the
GBS test from blank to negative. She explained that she had intended to change it to
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“unknown” rather than “negative” because GBS testing would not have been performed at 29
weeks.
¶ 50 Nurse Hughes was required to be present if Dr. Johnson was performing a digital exam.
Had she witnessed Dr. Johnson performing a digital exam on a patient who was complaining
that her membrane had ruptured, she would have stopped him because performing a digital
exam introduced the risk of an infection.
¶ 51 The WSMC records reflected that Dr. Johnson saw Denise at 5 a.m. on December 12,
2008, and discharged her at 5:45 a.m. that morning. According to nurse Hughes, that was
sufficient time for Dr. Johnson to perform the speculum and digital exams, report the
findings to the attending and the fellow, discuss it with them, and for them to make a
decision on the necessity of further care for the patient. Nurse Hughes would never allow a
doctor or a nurse to conclude there was nothing wrong with a patient by merely lifting the
sheet off the patient and looking at the patient. The fact that she did not document that Dr.
Swartz saw Denise did not mean that Dr. Swartz was uninvolved in Denise’s care.
¶ 52 5. Andre Kajdacsy-Balla, MD
¶ 53 Dr. Balla, the UIC pathologist, discussed the pathology report from the examination of
the placenta following Marques’s delivery. He explained that the testing of the placenta
revealed the premature rupture of the membrane and “clinical” chorio. The existence of
chorio must be confirmed by the pathologist and would then be referred to as “histological”
chorio. The report referred to the “ ‘pale greenish discoloration of the fetal surface of the
placenta.’ ” Such a sign is frequently associated with chorio but was not diagnostic. Another
sign is the presence of neutrophils, which respond to fight an infection, inflammation, and
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No. 1-16-2707
irritation. The ultimate diagnosis was acute chorio. While related, the existence of chorio
does not prove that GBS exists.
¶ 54 Dr. Balla agreed that even though the placenta was removed via the C-section, it could
become contaminated as it was pulled through the various layers of skin and other parts of
the incision. In this case, no culture of the placenta was done, and therefore, there is no proof
that the placenta had GBS on it. No culture of the amniotic fluid was done. Dr. Balla
acknowledged that the fetal membranes in this case were thin and transparent, whereas in
severe cases of chorio, the fetal membranes are not transparent.
¶ 55 According to Dr. Balla, mycoplasm can cause chorio, but in the majority of cases, chorio
is caused by GBS. About 20% of children born with placentas with chorio suffer ill effects.
¶ 56 6. Kelly Riggs, MD
¶ 57 In December 2008, Dr. Riggs was in her last year of residency at UIC. She had no
recollection of Marques. Her review of a January 14, 2009, note she prepared did not refresh
her recollection.
¶ 58 Dr. Riggs wrote the note for the infectious disease service. In preparing the note, Dr.
Riggs would have reviewed the patient’s chart, seen the patient, and discussed the case with
the attending. After seeing the patient with the attending, she would write the note based on
the patient’s past medical history and the attending’s recommendations. The attending in this
case was Dr. Frank.
¶ 59 According to Dr. Riggs’s note, Marques was born at 31-weeks gestation with late onset
of GBS. He was given antibiotics for five days following delivery. On January 3, 2009,
Marques was again given antibiotics to rule out necrotizing enterocolitis, an infection of the
intestinal system. Blood and cerebral cultures were positive for GBS. The other antibiotics
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were discontinued, and Marques was started on penicillin. On January 4, 2009, Marques had
a seizure and was given “phenobarb,” an antiepileptic medication. A lumbar puncture was
done and grew GBS. A second lumbar puncture was done on January 6, 2009, revealing that
the GBS was continuing to grow despite adequate treatment. Ultrasound and CT-scan tests
performed on January 13, 2009, revealed multiple brain abscesses on both hemispheres of
Marques’s brain.
¶ 60 Reviewing Marques’s birth history, Dr. Riggs found premature prolonged rupturing of
the membrane at 3 a.m. on December 12, 2008. She noted that Denise was given antibiotics
and the delivery was via C-section. There was a concern about chorio, an infection of the
placenta, and that Denise’s heart rate was fast. Denise’s GBS status was listed as unknown.
Marques was transferred to the neonatal intensive care unit due to prematurity and
respiratory distress.
¶ 61 Dr. Riggs discussed with Dr. Frank how Marques could have gotten a GBS infection
when he had been treated with the standard post-delivery protocols, i.e., antibiotics until the
blood cultures were negative for five days. Dr. Frank believed that Marques suffered an
overwhelming infection. The infection was treated with the antibiotics, but a few bacteria
were not completely killed off and could have “seeded” his brain.
¶ 62 Dr. Riggs acknowledged that in her note she referred to Marques’s condition multiple
times as “late onset GBS,” meaning that GBS manifested itself after the first seven days of
life. She was aware that the blood culture taken from Marques when he was born was
negative for GBS.
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¶ 63 Dr. Riggs was not aware that Denise’s C-section incision tested positive for GBS.
Although the NICU was a closed unit, mothers and fathers could visit, and mothers could
breastfeed their babies.
¶ 64 7. Richard Boyer, MD
¶ 65 Dr. Boyer was board-certified in radiology, diagnostic radiology, pediatric neurology,
and pediatric radiology. He testified as an expert as to the radiology studies performed on
Marques.
¶ 66 On December 23, 2008, Marques underwent an ultrasound to rule out an intraventricular
bleed. Premature babies such as Marques were prone to hemorrhages in certain parts of their
brains, which were premature at that age. The immaturity of Marques’s brain was consistent
with his prematurity. While the findings were nonspecific, the ventricles were smaller than
they should have been and the evidence of echogenicity, i.e., an increase of water in parts of
the brain, indicated further investigation was necessary.
¶ 67 The January 13, 2009, ultrasound showed areas of Marques’s brain that were filled with
fluid that was destroying or liquefying those areas. Both hemispheres of his brain showed
significant progression of disease. Since Marques was diagnosed with meningitis on January
3, 2009, Dr. Boyer opined that complications of meningitis were already present on the
December 23, 2008, ultrasound and were full-blown by the time of the January 13, 2009,
ultrasound.
¶ 68 Dr. Boyer reviewed the report of Dr. Winnie Mar, the UIC radiologist who read
Marques’s December 23, 2008, ultrasound. He disagreed with Dr. Mar’s reading of the
ultrasound as she failed to note any abnormality. He also disagreed with her finding that the
ventricles were normal in shape and size. Dr. Boyer agreed with Dr. Mar that there was no
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No. 1-16-2707
hydrocephalus or hemorrhaging. But because those were the areas Dr. Mar concentrated on,
her report was incomplete. Dr. Boyer acknowledged that he had not read Dr. Mar’s
deposition wherein she testified that she did not find any increased echogenicity.
¶ 69 Dr. Boyer acknowledged that if the culture taken from Denise’s C-section wound on
December 26, 2008, was positive for GBS, the findings from the January 13, 2009,
ultrasound would be consistent with Marques having acquired GBS between December 26,
2008, and January 13, 2009. He still maintained that the December 23, 2008, ultrasound
showed abnormalities and that Marques suffered from early onset of GBS, which was
modified by the antibiotics he received following birth.
¶ 70 Dr. Boyer disagreed with Dr. Mar that Marques’s ventricles were normal. He explained
that in the ultrasound performed on December 23, 2008, Marques’s ventricles were not as
open as they should have been by his tenth day of life.
¶ 71 8. Theonia Kamman Boyd, MD
¶ 72 Dr. Boyd testified as an expert on pediatric pathology. She explained that if the
membrane ruptures, the previously sterile amniotic fluid may become contaminated with
bacteria that are present in other parts of the mother’s body. The presence of the bacteria
triggers the release of the mother’s and the baby’s infection-fighting cells. By itself, an
infection can weaken the membrane and increase the risk of a rupture. The longer the baby
stays in the contaminated amniotic fluid increases the risk that all three umbilical vessels will
be infected.
¶ 73 Based on the histological features, the gestational age at delivery, and the GBS positive
vaginal swab taken from Denise shortly after delivery, Dr. Boyd opined that it was more
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likely than not Marques was infected with GBS at the time of birth. 4 She further opined that
GBS caused the chorio. Based on her pathological findings, Dr. Boyd opined that Marques
suffered the early onset of GBS.
¶ 74 Dr. Boyd explained that a baby’s pattern of inflammation takes more than a day to
develop. Therefore, the infection must have been present a day and a half to two days prior to
delivery. Dr. Boyd’s findings were consistent with the rupture of the membrane 31 hours and
22 minutes prior to Marques’s delivery on December 13, 2008. In terms of pathology, it
would not be plausible for the rupture of the membrane to have occurred just prior to going
to UIC on December 13, 2008, where she was given antibiotics and Marques’s delivery was
by emergency C-section. The pathology could not have evolved under any circumstance in
an eight or nine hour time frame. Had the infection been there longer than four days,
Marques would have died before delivery.
¶ 75 Dr. Boyd’s opinion that Marques suffered from early onset of GBS was based on the
pathological materials viewed in the clinical context. She acknowledged that using the 48
hour time frame, Denise was infected prior to her examination by Dr. Milik or her
appointment with Dr. Staff on December 11, 2008.
¶ 76 Dr. Boyd agreed that the clinical signs of chorio did not mean that histological chorio, as
determined by the pathologist, was present; the reverse was true as well. A pathologist may
find histological chorio where there were no clinical signs of the infection in the mother or
the baby. Based on the inflammatory response Dr. Boyd observed microscopically, the
infection was present from a day and a half to two days prior to Marques’s delivery.
4
Dr. Boyd later acknowledged that the vaginal swab was taken prior to delivery.
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¶ 77 It was Dr. Boyd’s opinion that, prior to delivery, Marques ingested amniotic fluid and
microorganisms, which settled in his lungs and gut. The GBS cultured from Denise’s vaginal
swab was virulent, meaning it had the inherent ability to cause disease. However, it was
plausible that the infection was not detected until January 3, 2009.
¶ 78 According to Dr. Boyd, based on the pathology results, the vaginal swab, and the course
that followed the neonatal infection, it was more likely than not that early onset of GBS was
present no matter when it was recognized clinically.
¶ 79 9. Edith Gurewitsch, MD
¶ 80 Dr. Gurewitsch, an obstetrician-gynecologist, testified as an expert witness as to the
standard of care applicable to Dr. Johnson. She reviewed Denise’s records from WSMC and
Marques’s and Denise’s records from UIC.
¶ 81 According to Dr. Gurewitsch, the only way to know if the membrane had ruptured was to
perform a sterile speculum exam. On Denise’s December 11, 2008, visit to WSMC, Denise
reported no leakage of fluid, and the test results from Dr. Milik’s sterile speculum exam
confirmed that no rupture had occurred. On her return to WSMC on December 12, 2008,
Denise reported experiencing a gush of fluid down her leg and thereafter continual leakage of
fluid. On this visit, there was no evidence that a sterile speculum exam and the three tests
were performed, but there was evidence that Dr. Johnson performed a digital exam on
Denise.
¶ 82 Upon her return home, Denise continued to leak fluid, which turned from clear to cloudy
and then to pus. Upon Denise’s admission to UIC 30 hours later, a rupture of the membrane
was confirmed, and antibiotics were administered.
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No. 1-16-2707
¶ 83 Within a reasonable degree of medical certainty, Dr. Gurewitsch opined that Denise’s
membrane ruptured at 3 a.m. on December 12, 2008, when she experienced the leakage of
the fluid. At that time, antibiotics should have been administered to Denise. Dr. Gurewitsch
opined that it was a violation of the standard of care for Dr. Johnson to perform a digital
examination without first performing the sterile speculum exam to determine whether the
membrane had ruptured. Dr. Johnson also violated the standard of care when his examination
of Denise consisted only of lifting the sheet covering her.
¶ 84 Based on her review of the depositions of Drs. Diaz and Swartz, Dr. Guresitsch further
opined that Dr. Johnson discharged Denise without consulting either Dr. Diaz or Dr. Swartz.
Dr. Gurewitsch concluded that Denise was discharged from WSMC without being properly
evaluated for a rupture of the membrane.
¶ 85 Dr. Gurewitsch agreed that if the membrane had not ruptured, a swab for GBS was not
required. She further agreed that if the resident had seen the patient, discussed the patient
with the attending, and followed the attending’s direction, the resident did not have to make
sure the attending signed the discharge order.
¶ 86 10. Debra Sperling, RN
¶ 87 Nurse Sperling had been a registered nurse for 35 years and testified as to the standard of
care applicable to nurse Hughes.
¶ 88 Ms. Sperling explained that WSMC had chain of command protocols in place on
December 12, 2008. In order to rule out spontaneous rupture of the membrane, it was
necessary to perform the sterile speculum exam. Where a rupture of the membrane was
suspected and the doctor did not perform the exam, or in the absence of the sterile speculum
exam, the doctor started a digital examination, the chain of command required the nurse,
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No. 1-16-2707
first, to speak to the doctor about her concerns. If the nurse’s concerns were not addressed by
the doctor, the nurse was required to report those concerns to the charge nurse and then
further up the chain of command if necessary until those concerns were addressed.
¶ 89 Nurse Sperling saw no documentation by Dr. Johnson that he had performed any of the
testing from a sterile speculum exam. His notation “not ruptured” was not documentation of
the sterile speculum exam. Denise’s description of the “examination” Dr. Johnson performed,
i.e., merely lifting the sheet covering her and telling her he did not see anything, was not an
examination. Nurse Hughes was required to ask Dr. Johnson why he did not do the sterile
speculum exam and go up the chain of command if necessary.
¶ 90 11. Carolyn Crawford, MD
¶ 91 Dr. Crawford specialized in pediatrics with a subspecialty in neonatal perinatal medicine.
She testified as an expert witness on the timing of Marques’s GBS infection.
¶ 92 Dr. Crawford opined that Marques suffered an early onset of GBS as the result of a
vertical transmission, ultimately leading to meningitis. Dr. Crawford’s opinion was based on
Denise’s membrane having ruptured over 31 hours prior to Marques’s delivery, making it
possible for an infection to develop. The infection could have been transmitted to Marques
through the amniotic fluid prior to birth, either through his airways or if he swallowed the
fluid. The fact that the fluid had turned to pus at the time of delivery meant that Marques had
been covered in and breathing and swallowing the purulent fluid. After Marques’s delivery,
the placenta showed signs of severe infection, both on Denise’s side and more so on
Marques’ side.
¶ 93 Dr. Crawford explained that a C-reactive protein (C-RP) test assists in arriving at the
diagnosis of an infection and following its course. Marques’s C-RP readings were high,
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No. 1-16-2707
indicating an infection. Marques was given antibiotics for five days, the proper protocol. The
antibiotics were stopped on December 17, 2008. Marques then began showing increased
signs of apnea, the stoppage of his breathing, and bradycardis, a slowing of the heart rate,
both of which could result from an infection. Marques began receiving breast milk through a
tube, not by breast feeding. The fact that Marques continued to have bradycardis was a factor
in the determination of the diagnosis. On December 21, 2008, the record showed that
Marques experienced an episode of apnea, bradycardia, and desaturation (turning blue). The
episode could have been the result of infection. Dr. Crawford believed that the episode
indicated the return of the infection to Marques. On January 3, 2009, Marques suffered an
arrest of his breathing, which Dr. Crawford attributed to sepsis meningitis recurring in
Marques. By January 4, 2009, Marques was back on antibiotics but was having episodes of
posturing and stiffness from side to side and suffering seizures. The lumbar puncture
revealed the presence of GBS, the same infection that Denise tested positive for at UIC.
¶ 94 Dr. Crawford opined that if when she arrived at WSMC on December 12, 2008, Denise
had been given the appropriate antibiotics more likely than not, her infection would have
been eradicated. In that case, Marques would not have been infected with the resulting
complications from meningitis. Dr. Crawford concluded that GBS existed in Denise’s
vaginal area on December 12, 2008. The CT-scan and MRI studies of Marques’s brain
showed abscesses and large cysts that could only have developed from a smoldering
infection which had existed for three to three and a half weeks.
¶ 95 Dr. Crawford maintained that the note on Denise’s chart that she was breastfeeding on
December 15, 2008, was a “typo” that was copied on her subsequent charts, and there was no
notation on Marques’s chart that he was breastfed. She did not believe that Marques’s apnea
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No. 1-16-2707
and bradycardis was caused by his premature birth. Dr. Crawford disagreed with Dr. Frank’s
deposition testimony in which he stated that his January 15, 2009, note on Marques’s chart
was not to be interpreted as stating that Marques had early onset of GBS. She believed that
Marques’s infection was suppressed by the antibiotics he was given at birth. While he
appeared to get better, the infection had not been completely eradicated from his system and
subsequently returned.
¶ 96 12. Denise Leonard
¶ 97 Denise wore a sterile gown and scrubbed her hands with a brush and antibiotic soap
before she came in contact with Marques following his birth. According to Denise, she never
intended to breastfeed Marques. Between December 14 and December 25, 2008, she held
Marques three times for just moments. Denise also visited Marques on December 26, 2008.
Later that day, she was not feeling well. Denise returned to UIC where her C-section incision
tested positive for GBS, and she was placed on antibiotics for seven days. Denise told the
doctors at UIC she was providing breast milk to Marques in bottles. Any reference in UIC
records to her breastfeeding Marques was incorrect. On January 7, 2009, her breast milk was
tested and was negative for GBS.
¶ 98 Denise acknowledged that she did not mention to anyone that Dr. Johnson’s examination
consisted only of lifting the sheet covering her.
¶ 99 B. For the Defense
¶ 100 1. Rama Bhat, MD
¶ 101 Dr. Bhat, board-certified in pediatrics and neonatal medicine, was involved in Marques’s
care at UIC from December 15 to December 31, 2008. While he had no specific recollection,
in preparation for caring for Marques, he would have reviewed Marques’s prior records.
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No. 1-16-2707
According to the delivery records, Marques’s signs were normal at birth, but because of the
concerns of chorio in Denise and his premature birth, he was placed on antibiotics, ampicillin
and gentamicin. A blood draw was taken prior to the administration of the antibiotics to
check if an infection existed. Marques was placed in the NICU because of breathing
difficulty, probably due to his premature birth and delivery by C-section, which can cause
excessive fluid in the lungs.
¶ 102 On December 20, 2008, the blood culture showed no sign of bacteria or infection. The
first C-RP test was done on December 13, 2008, shortly after birth and was slightly elevated,
indicating an inflammation. The trend of the subsequent C-RP tests was downward at a rapid
pace, indicating no infection. Had an infection existed, the numbers would have continued to
rise. Marques’s white blood cell count was normal. By December 14, 2008, Marques was
breathing on his own. Initially, Marques was fed fluids and then protein intravenously.
Babies were not breastfed until they are 35 weeks old or more.
¶ 103 On December 15, 2008, Dr. Bhat observed improvement in Marques since the time of
delivery; he noted no symptoms or signs of infection. On December 16, 2008, Marques was
started on breast milk via a nasogastric tube. On December 17, 2008, the antibiotics were
stopped. The laboratory work ups were normal, and Marques’s blood culture negative. Since
continuing the antibiotics longer than necessary increased the risk for necrotizing
enterocolitis, it was recommended to stop as soon as possible. If the baby was infected, the
antibiotics would have been continued.
¶ 104 Dr. Bhat explained that according to the Center for Disease Control (CDC), “late onset”
in a diagnosis meant any infection after seven days. Prior to January 4, 2009, there was no
mention of meningitis in Marques’s records. Babies usually develop late onset GBS from
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No. 1-16-2707
their mothers who are the ones in constant contact with them. Dr. Bhat noted that Denise had
contact with Marques, touching him and changing his diaper. It also could come from other
babies in the unit or a nurse handling multiple patients. There have been case reports of GBS
transmission through breast milk. The fact that the breast milk tested negative on January 7,
2009, did not indicate that the breast milk prior to that date would have been negative for
GBS.
¶ 105 Dr. Bhat opined that Marques’s meningitis was late onset based on his recovery from his
initial respiratory distress, that he tolerated his feedings, was thriving but suddenly became ill
with an infection between the seventeenth and twenty-third days of life. Since Marques did
well his first 17 days of life, he could not have been infected in utero. On January 3, 2009,
Marques’s white blood cell count was low, which indicated an infection. However, between
December 14, 2008, and January 2, 2009, his white blood cell count was in the normal range
for premature babies. In 40 years of practice, Dr. Bhat had not seen a baby contract a GBS
infection in utero, which was suppressed by antibiotics, only to reoccur later.
¶ 106 Dr. Bhat explained that premature babies experience apnea, bradycardis, and
desaturation. Poor feeding is common with premature babies. It was routine for premature
babies to undergo an ultrasound by 7 to 10 days of life. While increased pressure would
indicate brain swelling, Marques’s December 23, 2008, ultrasound did not reveal increased
pressure. Prior to December 22, 2008, Marques showed no signs of meningitis. While
bradycardis and apnea may be signs of infection, the laboratory results by themselves are not
conclusive. The laboratory results are considered along with the results of a physical
examination. The diagnosis is made based on the overall picture.
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No. 1-16-2707
¶ 107 2. Bonnie Flood Chez, RN
¶ 108 Nurse Chez had been an obstetrical nurse for 40 years and testified as to the standard of
care applicable to nurse Hughes.
¶ 109 From her review of Denise’s WSMC records, nurse Chez concluded that on December
12, 2008, nurse Hughes complied with the standard of care in caring for Denise from the time
she was admitted until she was discharged later that morning. WSMC did have a chain of
command policy in place. Nurse Chez was familiar with the chain of command policy but
noted that it rarely had to be used in clinical practice.
¶ 110 According to nurse Chez, the standard of care did not require nurse Hughes to invoke the
chain of command on December 12, 2008. At Denise’s first visit to WSMC on December 11,
2008, nurse Hughes had done a thorough assessment of Denise. When Denise returned
several hours later, nurse Hughes performed another comprehensive examination. Nurse
Chez did not find any confirmation in the record that Dr. Johnson did a digital exam followed
by a sterile speculum exam. Dr. Johnson documented that there was no spontaneous rupture
of the membrane. Therefore, the standard of care did not require nurse Hughes to invoke the
chain of command.
¶ 111 Nurse Chez opined that Denise’s membrane was not ruptured when she was at WSMC.
She explained that the assessments of Denise’s condition were compatible with a patient who
has not had a spontaneous rupture of the membrane. In addition, the nitrazine tests performed
on December 11 and 12, 2008, were negative. While there was no evidence that the pooling
or ferning tests were performed a second time, documentation absences were not necessarily
care deficiencies. The data documented in Denise’s record supported that the membrane was
intact. Denise’s discharge from WSMC with the proper instructions was appropriate.
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No. 1-16-2707
¶ 112 Nurse Chez noted that there was evidence in the record that Drs. Swartz and Diaz were
present at WSMC on December 12, 2008. Communications between nurses and doctors
could be by telephone or beeper. Once all the data is collected, at a higher level, someone
makes the decision to discharge the patient. The record reflected that Drs. Johnson, Swartz,
and Diaz were communicating. Dr. Johnson would not have independently made the decision
to discharge Denise. Since there was no documentation that Dr. Johnson performed a sterile
speculum exam, Ms. Chez could not say for certain one was performed. However, in her best
clinical opinion, he did perform the exam.
¶ 113 3. Larry Severidt, MD
¶ 114 Dr. Severidt was board-certified in family medicine and geriatrics. He practiced family
medicine in Iowa where he had delivered over 2000 babies in his 35 years of family practice.
He testified as an expert witness to the standard of care applicable to Dr. Johnson. Dr.
Severidt noted that Dr. Johnson’s residency was in family practice, not obstetrics, but the
standard of care was the same for both areas.
¶ 115 The standard of care for ruling out a premature rupture of the membrane required a sterile
speculum exam. In his deposition, Dr. Johnson testified that by documenting that the
membrane had not ruptured, he had performed the sterile speculum exam. Dr. Severidt
concluded that Dr. Johnson had performed the sterile speculum test based on Dr. Johnson’s
notation that Denise’s membrane had not ruptured, which could only have been determined
from the sterile speculum exam and the testing of the results. While there was no evidence
that Dr. Johnson documented that the pooling or ferning tests were negative, the nursing
record showed that the nitrazine test was negative. Dr. Severidt pointed out that Dr. Milik did
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No. 1-16-2707
not document that he performed the sterile speculum exam or that the membrane was not
ruptured. He only noted that the results of the tests from the exam were negative.
¶ 116 From the WSMC records, Dr. Severidt noted that Dr. Johnson had performed a digital
exam on Denise and recorded the results. The digital exam was necessary to determine if
Denise’s contractions were causing changes in or opening the cervix. In Denise’s case, there
were no changes, indicating that her contractions were false labor.
¶ 117 From his review of the WSMC records and Dr. Johnson’s deposition testimony, Dr.
Severidt opined that Dr. Johnson had complied with the standard of care. Within a reasonable
degree of medical certainty, Dr. Severidt opined that Denise’s membrane was intact when
she was discharged from WSMC at 5:45 a.m. on December 12, 2008. He based his opinion
on Dr. Johnson’s evaluation of Denise, which resulted in a determination that the membrane
had not ruptured. He believed that the rupture of the membrane occurred between her
discharge from WSMC and her admission to UIC.
¶ 118 Dr. Severidt opined that the standard of care did not require Denise to be admitted to
WSMC rather than discharged. It was within the standard of care for her to be discharged
because the membrane had not ruptured and she was not in labor.
¶ 119 Dr. Severidt opined that the communication among and what was communicated to the
team, i.e., Drs. Johnson, Diaz, Swartz, and nurse Hughes, met the standard of care. He
explained that while Drs. Johnson, Diaz, Swartz, and nurse Hughes had no recollection of
being present at WSMC on December 12, 2008, that did not mean that they were not
involved in Denise’s care. Dr. Severidt further opined that all of the WSMC policies and
procedures were followed in this case. According to him, it was the responsibility of the
attending to cosign the discharge note, though on occasion an attending might forget to do so.
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No. 1-16-2707
¶ 120 Dr. Severidt explained that he instructed his residents to document the tests from the
sterile speculum exam, but he also told them that if they put “not ruptured,” he would
presume that they had done all three tests. It would be a violation of the standard of care if
Dr. Johnson’s examination of Denise consisted of lifting the sheet covering her, stating that
he did not see anything, ignoring her statement that she was “sitting in it,” informing her he
agreed with the preceding doctor (Dr. Milik), and discharging her. However, Dr. Severidt
found no evidence that such an examination took place. It would also have been a violation
of the standard of care for Dr. Johnson to discharge Denise without speaking to Dr. Swartz or
Dr. Diaz.
¶ 121 Dr. Severidt agreed that Marques likely was infected by Denise in utero. The membrane
was ruptured by the time she arrived at UIC in the evening of December 12, 2008. The
majority of women who believe they are leaking amniotic fluid are not; the fluid could be
vaginal discharge or urine. In the latter case, part of the baby is sitting on the mother’s
bladder and pushes against it, causing a squirt of fluid.
¶ 122 4. Suneet P. Chauhan, MD
¶ 123 Dr. Chauhan was an obstetrician-gynecologist with a subspecialty in maternal fetal
medicine, which consisted of treating pregnant women with complications.
¶ 124 Questioned about electronic fetal monitor tracing, Dr. Chauhan explained that a fetal
heart rate was considered normal between 120 and 160, with the baseline at 150. If a baby is
infected, the rate would almost be a straight line above 160, and he had seen it as high as 180
or 200. Where the rate stays above 160 for 10 minutes is called fetal tachycardia.
¶ 125 The December 11 and 12, 2008, fetal tracing records from WSMC showed a pattern of
the accelerations which indicated Marques was doing well. At 6 a.m. on December 13, 2008,
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No. 1-16-2707
UIC fetal tracings showed deceleration, i.e., Marques’s heart rate was falling. According to
Dr. Chauhan, deceleration should be monitored in case the decelerations occur back-to-back.
In this case, the deceleration was consistent with the finding of fluid and was caused by the
compression of the umbilical cord, and it was reassurance that Marques was doing well. At 8
a.m., the fetal tracings showed that overall Marques had a reasonable heartbeat, between 150
and 160. At 10 a.m., the UIC fetal tracings showed that Marques’s heart rate was around 150.
There was no evidence of tachycardia or infection. The tracings were continued until delivery
and indicated that Marques was doing quite well. Nothing indicated that Marques was not
receiving enough oxygen or that he would have a poor outcome. Based on the fetal tracings
and Marques’s vital signs, there was no evidence that Marques was infected while he was in
utero.
¶ 126 Dr. Chauhan explained that the only way for the doctor or the mother to know that the
chorio infection was present was if the mother’s temperature was at least 100.4 degrees; even
at 100.2 degrees, it was not a fever. At 8:20 a.m., on December 13, 2008, Denise had a
temperature of 97.8 degrees. Since she did not have a fever at this time, the doctor caring for
her would not have known that she had a chorio infection. There is no correlation between
clinical chorio and histological chorio, which suggests an infection at the microscopic level.
¶ 127 Dr. Chauhan did not dispute that at the time of Marques’s delivery, the environment he
had been in contained pus-like fluid. He found it unlikely that Marques had been in pus-filled
fluid for 31 hours. The fetal tracings and his Apgar score would not have been as good; the
umbilical artery pH of 7.3 was so good that it would be hard to believe that Marques had
been in pus for over 30 hours. The pus-filled fluid was not sent to be tested, and no cultures
of the placenta were done.
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No. 1-16-2707
¶ 128 Within a reasonable degree of medical certainty, Dr. Chauhan opined that the C-section
incision was more likely the source of Marques’s GBS meningitis. When Denise was
discharged on December 16, 2008, her C-section incision was dry and intact. When she
returned to UIC on December 26, 2008, the C-section incision site was draining. Denise’s
temperature and pulse rate indicated that she did not have a fever. The pus from the C-section
was tested and revealed the presence of GBS. Dr. Chauhan explained:
“The skin GBS is more likely to cause the newborn to get it than when a mother
has a C-section and GBS was positive in the vagina and the rectum, because the baby
never came through the birth canal to be exposed to that.”
¶ 129 Dr. Chauhan acknowledged that Denise had not complained that her membrane had
ruptured on her December 11, 2008, visit to WSMC. Dr. Chauhan agreed that it would be a
violation of the standard of care for Dr. Johnson to discharge Denise without speaking to the
fellow or the attending. Having read all of the records, pertinent depositions and testimony,
Dr. Chauhan concluded that Dr. Johnson did not violate the standard of care in his treatment
of Denise.
¶ 130 5. Daniel K. Benjamin Jr., MD
¶ 131 Dr. Benjamin testified as an expert in pediatric infectious disease. At the time of trial, he
was professor of pediatric infectious disease and pediatrics at Duke University Medical
Center in North Carolina. Dr. Benjamin had authored articles on early and late onset
meningitis and early and late onset GBS. He had authored and published articles in the area
of neonatal meningitis. Dr. Benjamin also reviewed the medical records from WSMC and
UIC and the depositions of the lay and expert witnesses.
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No. 1-16-2707
¶ 132 Based on the depositions, the epidemiology, and the clinical presentation, Dr. Benjamin
opined, within a reasonable degree of medical certainty, that Marques suffered late onset of
GBS. Dr. Benjamin explained that, in 85% of the cases, early onset of GBS would be seen
the first day of life, approximately 10% would be seen in the second day of life, and in some
between three and seven days of life. Typically, early onset of disease presented a
pneumonia-like picture, bacteria in the blood, and occasionally meningitis or infection in the
brain. Late onset was between 7 and 90 days of life, with the peak occurring between 20 and
30 days of life. Late onset usually presents with meningitis first. Early onset can be prevented
if the mother is given antibiotics during labor and delivery. In the case of late onset, giving
the mother antibiotics would have no impact on late onset of the disease. Giving the baby
antibiotics at delivery probably did not impact late onset.
¶ 133 Based on his review of the materials, experience, training, and background, Dr. Benjamin
opined that Marques developed late onset meningitis after December 26, 2008. He explained
that the blood culture done after delivery and prior to Marques receiving antibiotics, tested
negative for bacteria in his blood. Because Denise had a history of chorio, the antibiotics
were administered to Marques for five days, a common practice. The antibiotics were
stopped on December 17, 2008, but would remain in his system until December 18, 2008.
Between December 18, 2008, and January 2 or 3, 2009, Marques’s clinical behavior was that
of a baby who was not infected. Apnea could occur because of prematurity or infection. In
Marques’s case, the timing and number of the episodes of apnea and bradycardia did not
indicate Marques was infected. Dr. Benjamin explained that had Marques been infected on
December 13, 14, or 15, 2008, and not received sufficient antibiotics, there would have been
would have been more episodes of bradycardia. Marques’s clinical presentation between
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December 18, 2008, and the end of December 2008 did not support a finding that he was
infected at the time of delivery.
¶ 134 According to Dr. Benjamin, the results of the December 23, 2008, ultrasound were not as
significant as the fact that Marques received no antibiotics after December 17, 2008. This
was not consistent with a diagnosis of early onset of meningitis. Dr. Benjamin acknowledged
that Marques’s condition between December 17 and 21, 2008, was inconclusive as to
whether he was infected at that time. By December 22, 2008, Marques was taking
nasogastric feeds, whereas an infected baby would not want to eat. While Marques had two
episodes of emesis, these were insufficient to suspect he was suffering from meningitis. It
was not until January 2009, that Marques became very sick and developed late onset of GBS.
¶ 135 Dr. Benjamin explained that the antibiotics Denise and Marques received interrupted the
colonization of bacteria, in Marques’s case for the first week of life. Because bacteria are on
everything, people become colonized with them. Marques could have become colonized with
bacteria from contacts with family members, healthcare personnel, or the environment. Once
colonized, if the baby is stressed enough, the bacteria could travel from the gut to the brain.
While older children’s and adults’ immune systems fight off infection, babies do not have a
developed immune system in the first month of life.
¶ 136 Dr. Benjamin believed that Marques was infected by his contacts with Denise noted on
his chart in the days following his birth: cuddling and changing his diaper. Hypothetically, if
Marques had received antibiotics, i.e., the correct dose of ampicillin from December 31,
2008, through January 31, 2009, he would not have sustained the injuries he suffered.
¶ 137 Dr. Benjamin maintained that the rupture of Denise’s membrane was unconnected to
Marques’s late onset of meningitis. From a causation standpoint, the fact that Denise was
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given antibiotics before delivery would not impact late onset GBS. Whether or not the digital
exam was appropriate, from a causation standpoint, Dr. Benjamin maintained that the digital
exam did not impact late onset GBS.
¶ 138 Dr. Benjamin further maintained that a vertical transmission, i.e., from mother to baby
prior to or during delivery, did not occur in this case. Marques was infected via a horizontal
transmission, either from a family member or someone providing care in the NICU. The fact
that Denise’s breast milk tested negative was not relevant. UIC medical records reflected that
UIC clinicians diagnosed Marques with late onset GBS.
¶ 139 Dr. Benjamin acknowledged that Marques could have been infected in utero. It was
possible that Marques could have both early and late onset of GBS. He acknowledged the
existence of partially treated GBS that relapses. Dr. Benjamin maintained that it did not occur
in Marques’s case.
¶ 140 Dr. Benjamin further maintained that Denise’s treatment at WSMC did not cause or
contribute to Marques’s injuries since she was given antibiotics at UIC before delivery. He
did not have and did not express an opinion in his deposition as to whether Denise’s
membrane ruptured 31 hours prior to delivery.
¶ 141 Dr. Benjamin explained that if Marques had early onset meningitis, there would have
been signs of it between 72 and 96 hours of the stoppage of the antibiotics. Compared to the
signs after January 1, 2009, he maintained that the signs documented in Marques’s chart, i.e.,
apnea, bradycardia, diarrhea, poor feeding, and desaturations, were insufficient in number or
extent to establish that Marques was suffering early onset of meningitis.
¶ 142 According to Dr. Benjamin, the five days of antibiotics were sufficient to completely
eradicate the infection even if meningitis had developed. Assuming there was a tiny pocket
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No. 1-16-2707
of pus remaining, the bacteria would be slow to grow back because they had been exposed to
the antibiotics. Between 48 and 72 hours, the bacteria begin to replicate, and the body reacts
to the existence of the infection. The baby would then show signs of the infection. He
explained that the gowns and gloves do not provide enough protection to prevent
colonization of bacteria, leading to infections.
¶ 143 IV. Jury Instructions
¶ 144 The plaintiffs submitted their issues instruction (Illinois Pattern Jury Instructions, Civil,
No. 20.01 (2011)). The plaintiffs’ instruction No. 7 stated in pertinent part as follows:
“The plaintiff claims that Marques Watson was injured and sustained damage, and
that the defendant was negligent in one or more of the following respects:
1. Failed to properly examine Denise Leonard to rule out preterm premature
rupture of membranes;
2. Failed to perform a sterile speculum exam on Denise Leonard;
3. Allowed a resident to discharge Denise Leonard without an attending or a
fellow countersigning the discharge;
4. Failed to admit Denise Leonard for observation when it knew or should have
known that [she] had premature rupture of membranes’;
5. Failed by its nurse to inform the attending physician that Denise Leonard was
being discharged by a resident without a countersignature;
6. Failed to inform the fellow that Denise Leonard had been discharged by a
resident without a counter signature [sic];
[7]. Failed by its nurse to inform the fellow that the resident had conducted an
improper examination on Denise Leonard.”
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No. 1-16-2707
¶ 145 WSMC submitted instruction No. 4, its issues instruction, stating the plaintiffs’ claims of
negligence as follows:
“Failed to properly examine Denise Leonard to rule out preterm rupture of
membranes; and/or
Performed a digital exam on Denise Leonard before performing a sterile
speculum exam; and/or
Failed to admit Denise Leonard when Dr. Johnson should have known she had
premature preterm rupture of membranes.”
¶ 146 The trial court instructed the jury with a modified version of WSMC’s instruction No. 4
stating the allegations of negligence on the part of WSMC, Dr. Johnson, and nurse Hughes as
follows:
“Failed to properly examine Denise Leonard to rule out premature preterm
rupture of membranes; and/or
Performed a digital exam on Denise Leonard before performing a sterile
speculum exam; and/or
Failed to admit Denise Leonard when Dr. Johnson knew or should have known
she had premature preterm rupture of membranes.”
¶ 147 V. Verdict and Posttrial Proceedings
¶ 148 Following deliberations, the jury returned a verdict in favor of WSMC and against the
plaintiffs. The trial court denied the plaintiffs’ posttrial motion. This appeal followed.
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¶ 149 ANALYSIS
¶ 150 I. Trial Court Errors Require a New Trial
¶ 151 The plaintiffs contend that trial court errors denied them a fair trial. The plaintiffs argue
that the trial court’s rulings on evidence, jury instructions, and courtroom decorum,
considered either individually or cumulatively, require that they receive a new trial.
¶ 152 A “trial court will order a new trial if a trial error or an accumulation of trial errors
prejudiced a party or unduly affected the trial’s outcome.” Dupree v. County of Cook, 287 Ill.
App. 3d 135, 145 (1997). We will review each assertion of error in turn.
¶ 153 A. Dr. Chauhan’s Undisclosed Opinions
¶ 154 1. Standard of Review
¶ 155 The decision whether to allow an expert to present certain opinions is within the trial
court’s discretion and will not be disturbed absent an abuse of discretion. Spaetzel v. Dillon,
393 Ill. App. 3d 806, 812 (2009). An abuse of discretion will be found only if no reasonable
person would take the view adopted by the trial court. Spaetzel, 393 Ill. App. 3d at 812.
¶ 156 2. Discussion
¶ 157 The plaintiffs contend that Dr. Chauhan was permitted to testify to undisclosed opinions
in violation of Illinois Supreme Court Rule 213(f)(3) (eff. Jan. 1, 2018). For a controlled
witness such as Dr. Chauhan, WSMC was required to identify, inter alia, “the subject matter
on which the witness will testify” and “the conclusions and opinions of the witness and the
bases therefor.” Ill. S. Ct. R. 213(f)(3)(i), (ii) (eff. Jan. 1, 2018).
¶ 158 During direct examination, Dr. Chauhan opined that the care at WSMC did not cause
Marques’s injury. In addressing the basis for his opinion, Dr. Chauhan testified that the
electronic fetal monitoring tracings showed that Marques was not infected. The plaintiffs’
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attorney objected on the ground that WSMC failed to disclose Dr. Chauhan’s opinion that
electronic fetal monitoring tracings showed Marques was doing well and showed no signs of
infection. After reviewing paragraph 24 of WSMC’s disclosure, the trial court overruled the
objection.
¶ 159 Paragraph 24 of WSMC’s disclosure stated in pertinent part as follows:
“Dr. Chauhan will discuss the fetal monitor tracings, medical records, cord gases,
Apgars, placental pathology findings, operative findings, amniotic fluid culture (lack
thereof), placental cultures (lack thereof) and mother and baby’s course at the time
leading up to Marques Watson’s delivery and the days after Marques’ birth. It is Dr.
Chauhan’s opinion that Ms. Leonard’s rupture of membranes was not due to her care
at [WSMC], which is agreed upon by plaintiff’s experts. He will discuss various
causes of Ms. Leonard’s premature rupture of membranes which occurred after she
left [WSMC].”
¶ 160 “Rule 213 is mandatory and strict compliance is required.” Copeland v. Stebco Products
Corp., 316 Ill. App. 3d 932, 938 (2000). Compliance with Rule 213 requires not only the
disclosure of the specific opinion of the expert witness but the basis for that opinion as well.
Copeland, 316 Ill. App. 3d at 941. Reversal is proper where a Rule 213 violation affects the
outcome of a trial. See Clayton v. County of Cook, 346 Ill. App. 3d 367, 382 (2004)
(erroneous admission of an undisclosed expert opinion and the trial court’s failure to apply
the proper remedy to the Rule 213 violation warranted reversal and a new trial).
¶ 161 Dr. Chauhan’s Rule 213 disclosure contained the following statement:
“The medical care and treatment rendered to Denise Leonard at [WSMC]
complied with the standard of care. The care and treatment rendered to Denise
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Leonard prior to her presentment at UIC did not cause or contribute to cause any
injury to Marques Watson Jr. Marques Watson Jr.’s injuries were as a result of late-
onset [GBS] which were neither diagnosable nor preventable by any clinician prior to
birth.”
¶ 162 An underlying purpose of Rule 213 is to prevent unfair surprise. See Clayton, 346 Ill.
App. 3d at 377 n.1. WSMC disclosed that Dr. Chauhan would testify that in his opinion
Marques was not infected while in the care of WSMC. In paragraph 24, WSMC disclosed
that the electronic fetal monitoring tracings were a basis for that opinion. In paragraph 27,
WSMC disclosed Dr. Chauhan’s opinion that the late onset of GBS was not diagnosable or
preventable by a clinician, that he would address the differences between clinical and
histological chorio, and that he would address the plaintiffs’ witnesses’ opinions in that area.
¶ 163 We are satisfied that WSMC’s disclosures were sufficient to inform the plaintiffs that Dr.
Chauhan would rely on the electronic fetal monitoring tracings as a basis for his opinion that
Marques was not infected prior to delivery and that he would refer to the difference between
clinical and histological chorio as a basis for his opinion that WSMC’s treatment did not
cause Marques’s late-onset GBS because it could not have been diagnosed or prevented.
¶ 164 The plaintiffs point out that on cross-examination by their attorney, Dr. Chauhan
admitted that the Rule 213 disclosures did not state that he would give an opinion that the
fetal monitoring tracings showed no infection in Marques. However, during Dr. Chauhan’s
deposition, the plaintiffs’ attorney questioned him as to a note referring to the fetal tracing.
Therefore, the plaintiffs may not claim to have been “unfairly” surprised by Dr. Chauhan’s
testimony that he relied on the fetal monitor tracings in concluding that Marques was not
injured by the care Denise received at WSMC. Dr. Chauhan’s testimony explained the
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connection between the fetal monitoring tracings and the existence of an infection in
Marques. At the very least, it was a logical corollary to his disclosed opinions. See Spaetzel,
393 Ill. App. 3d at 813.
¶ 165 As we noted above, it was within the trial court’s discretion to determine whether to
allow Dr. Chauhan’s opinion testimony into evidence. The record reflects that when the
plaintiffs’ attorney raised a Rule 213 objection, the trial court reviewed the disclosures to
determine whether Dr. Chauhan’s opinion on the fetal tracings had been disclosed. Having
reviewed paragraph 24 of WSMC’s Rule 213 disclosure, the trial court determined that the
opinion was admissible. We cannot say that no reasonable person would have ruled as the
trial court did.
¶ 166 Moreover, even if error occurred in the admission of Dr. Chauhan’s opinion, the fetal
tracings were only one area of the evidence presented on the issue of when Marques became
infected. We cannot say that it affected the outcome of the trial so as to require reversal and a
new trial.
¶ 167 The plaintiffs complain next that Dr. Chauhan improperly opined about the infection in
Denise’s C-section incision. The trial court sustained the plaintiffs’ Rule 213 objection.
Nonetheless, the plaintiffs maintain that they were prejudiced because the jury heard the
testimony, which was contrary to Dr. Chauhan’s deposition testimony. But their attorney
could not cross-examine Dr. Chauhan on his deposition testimony without highlighting his
undisclosed opinion.
¶ 168 Where a violation of Rule 213’s disclosure requirements has occurred, the aggrieved
party may move for sanctions, such as striking only the testimony violating the rule, striking
the witness’s entire testimony and barring the witness from testifying further, or declaring a
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mistrial. Clayton, 346 Ill. App. 3d at 378. The court has the discretion to fashion the
appropriate remedy, ensuring that the sanction allows for a fair trial rather than punishing the
party that committed the violation. Clayton, 346 Ill. App. 3d at 378.
¶ 169 The plaintiffs did not request that the trial court impose a sanction or even request that the
testimony be stricken and the jury admonished to disregard the testimony. See Magna Trust
Co. v. Illinois Central R.R. Co., 313 Ill. App. 3d 375, 395 (2000) (“Although the prejudicial
effect of an improper argument cannot be erased from the minds of jurors by an
admonishment from the court, the act of properly sustaining an objection and instructing the
jury to disregard such argument has usually been viewed as sufficient to cure any
prejudice.”). Moreover, “[a] party may not urge a trial court to follow a course of action, and
then, on appeal, be heard to argue that doing so constituted reversible error.” Forest Preserve
District v. First National Bank of Franklin Park, 2011 IL 110759, ¶ 27.
¶ 170 In sum, we conclude that the trial court did not abuse its discretion in its rulings on the
plaintiffs’ Rule 213 objections. We further conclude that by failing to request that the trial
court impose a sanction for the Rule 213 violation the plaintiffs waived their right to
complain that they were prejudiced.
¶ 171 B. Reference to Denise’s Abortion
¶ 172 Prior to trial, the trial court granted the plaintiffs’ motion in limine barring reference to an
abortion Denise underwent prior to her pregnancy with Marques. The court ordered that all
references to her abortion be redacted.
¶ 173 During the direct examination of defense expert, Dr. Severidt, an exhibit displaying the
report of the paramedics who transported Denise to WSMC on December 12, 2008, was
displayed before the jury. Contrary to the trial court’s order, the word “abortion” had not
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been redacted. The plaintiffs’ attorney immediately requested that the exhibit be taken down
and requested to be heard outside the presence of the jury.
¶ 174 The trial court and the attorneys discussed various remedies to cure the error. The
plaintiffs’ attorney requested that the entire line in which the word “abortion,” appeared be
taken out. The trial court agreed, and the line was removed. The following colloquy took
place:
“THE COURT: Okay. Now, it does not appear from looking at the document as
though there was anything missing that was there before; would you agree with that,
Mr. Ford?
MR. FORD: That’s fine.
THE COURT: Okay.
MR. FORD: And that’s what we were supposed to do.
THE COURT: Right. We’ve been over that. And I told you—
MR. FORD: Okay. I am going to stop.”
The trial continued before the jury with the redacted exhibit.
¶ 175 In ruling on the plaintiffs’ posttrial motion, the trial court pointed out that the word
“abortion” was not testified to or used by anyone. While the plaintiffs’ attorney disagreed,
the court recalled the exhibit was taken down a “split second” after he requested it. The
plaintiffs’ attorney also noted that his request that the exhibit not be used at all was denied.
He acknowledged that he did not ask for a mistrial.
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¶ 176 1. Standard of Review
¶ 177 We review a trial court’s ruling on a violation of a motion in limine for an abuse of
discretion. See Magna Trust Co., 313 Ill. App. 3d at 396 (holding that the trial court did not
abuse its discretion by denying a motion for mistrial for a violation of a motion in limine).
Violation of a motion in limine is not per se reversible error in the absence of substantial
prejudice to the party. Magna Trust Co., 313 Ill. App. 3d at 396.
¶ 178 2. Discussion
¶ 179 The plaintiffs maintain that they were seriously prejudiced by the violation of the motion
in limine. They argue that the issue of abortion, though constitutionally protected, is still to
some individuals the taking of human life and/or immoral. In their posttrial motion, the
plaintiffs cited an August 15, 2013, report from the Pew Research Center, “Abortion Viewed
in Moral Terms: Fewer See Stem Cell Research and IVF as Moral Issues.” According to the
report, one out of two jurors carried personal beliefs that would cause them to conclude that
Denise acted immorally in having an abortion. They further argue that, had the motion
in limine not been granted, they would have questioned prospective jurors regarding their
views on abortion. 5 Finally, the plaintiffs maintain that the violation appeared to be
deliberate on WSMC’s part.
¶ 180 Whether inadvertent or deliberate, the only way the violation of the motion in limine
could have caused prejudice to the plaintiffs was if the jury actually saw the word “abortion,”
in connection with Denise. While how quickly events occur cannot be gleaned from the cold
5
Three weeks after the jury’s verdict, the plaintiffs’ attorney received an anonymous letter
addressed to his wife and him containing antiabortion rhetoric. The couple had not previously been
the recipient of such material. The plaintiffs acknowledge that this incident cannot be tied into the
events of this case, but they maintain it was an indication of the existence of strong feelings about
abortion.
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record, we have the trial court’s description of the event as it unfolded. As the impartial
observer of these events, its recollection that the exhibit with the offending word was on
display for a “split second” makes it unlikely that the jury observed the word and understood
its context with regard to Denise.
¶ 181 The fact that the plaintiffs’ attorney did not immediately move for a mistrial suggests that
only in hindsight did the violation rise to the level of prejudice the plaintiffs now assert.
While the trial court did not choose to remedy the violation by not using the exhibit or by
using it with another witness, as requested by the plaintiffs’ attorney, we find no abuse of
discretion in the trial court’s redaction order to remedy the violation.
¶ 182 C. Issues Instruction
¶ 183 The plaintiffs contend that the trial court erred when it refused to instruct the jury on their
theory of the case. The plaintiffs maintain that their theory at trial was that Dr. Johnson never
performed a sterile speculum exam on Denise. However, the issues instruction given to the
jury provided that Dr. Johnson performed a digital exam on Denise before performing a
sterile speculum exam on her. The plaintiffs further argue that the modified issues instruction
failed to instruct the jury on their allegations of negligence against nurse Hughes.
¶ 184 1. Standard of Review
¶ 185 “Whether to give or deny a jury instruction is within the trial court’s discretion.”
Stapleton v. Moore, 403 Ill. App. 3d 147, 163 (2010). Likewise, whether the evidence at trial
raised an issue requiring a particular jury instruction is within the trial court’s discretion.
Stapleton, 403 Ill. App. 3d at 163.
¶ 186 2. Discussion
¶ 187 At the jury instructions conference, the following colloquy occurred:
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“THE COURT: Okay, [WSMC’s] Jury Instruction No. 4, 20.01 as modified,
please look at it. Everyone either agrees to it or tell me what you object to on the
record.
MR. FORD: I thought we were going to put something about the chain of
command in here.
THE COURT: You didn’t offer anything on the chain of command.
***
THE COURT: I believe this. I do not believe that there is any evidence that the
failing to go up the chain of command itself caused any injury to Marques.
However, what did the failure to go up the chain of command result in? It resulted
in, in your view, the failure to stop him in his tracks because, of course, the first line
of chain of command behavior was to stop Dr. Johnson, and that’s here, that he did
what he did, and that’s what injured the child, in your theory. And the failure to go up
the chain of command to keep the plaintiff from being discharged resulted in the
wrong discharge in your theory.
MR. FORD: In other words, this is all incorporated under [the plaintiffs’
instruction No. 3]?
THE COURT: It is. There is no separate failure to go up the chain of command.
No proximate cause of anything.
MR. FORD: I see what you are saying.”
¶ 188 “[A] litigant waives the right to object on appeal to instructions or verdict forms that were
given to the jury, when the party fails to make a specific objection during the jury instruction
conference or when the form is read to the jury.” Baumrucker v. Express Cab Dispatch, Inc.,
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2017 IL App (1st) 161278, ¶ 63. In this case, the trial court requested that the parties raise
any objections on the record to WSMC’s modified instruction No. 4. The only objection the
plaintiffs’ attorney raised was the lack of reference to the chain of command. After further
discussion, the plaintiffs’ attorney agreed with the trial court that the chain of command
allegation was covered in another jury instruction and abandoned any objection to the
modified issues instruction.
¶ 189 Based on the discussion quoted above between the trial court and the plaintiffs’ attorney,
we conclude that the plaintiffs waived their right to object to the issues instruction given to
the jury.
¶ 190 D. The Handshake Exchange
¶ 191 Prior to the commencement of closing argument, the trial court held a discussion with the
parties’ attorneys regarding an incident that occurred at the end of Dr. Benjamin’s testimony.
The trial judge explained that Dr. Benjamin had shaken her hand as he left the witness stand
and said something to her, which she did not believe the jury heard. The judge felt it was
“very inappropriate, but it happened so fast that I just reacted like a normal person would
when someone would shake your hand.” The judge was “not sure what the jury might have
taken from it, and since it made me uncomfortable, that means it could have made—did it
make you uncomfortable?”
¶ 192 The plaintiffs’ attorney acknowledged that he witnessed the handshake and that he
thought it was unusual. The trial court stated that she would leave the response up to the
plaintiffs’ attorney and do whatever he asked. The plaintiffs’ attorney responded as follows:
“MR. FORD: I think at this point why don’t we just—
THE COURT: Let it go.
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MR. FORD:—let it go.”
¶ 193 1. Standard of Review
¶ 194 “A judge’s conduct and remarks in the presence of a jury will not warrant a reversal
unless they are such as would ordinarily create prejudice in the minds of the jurors.” Pavilon
v. Kaferly, 204 Ill. App. 3d 235, 251 (1990).
¶ 195 2. Discussion
¶ 196 WSMC argues that the plaintiffs waived any error in connection with the handshake
exchange between Dr. Benjamin and the trial judge. As we previously noted “[a] party may
not urge a trial court to follow a course of action, and then, on appeal, be heard to argue that
doing so constituted reversible error.” First National Bank of Franklin Park, 2011 IL
110759, ¶ 27. In this case, outside the presence of the jury, the trial judge placed on the
record the fact that Dr. Benjamin unexpectedly shook her hand as he left the witness stand.
Uncertain as to what the jury might have implied from the handshake, the trial judge left the
decision as to how to deal with the conduct with the plaintiffs’ attorney. The plaintiffs’
attorney made the decision not to make any more of the incident but to “ ‘let it go.’ ”
¶ 197 The plaintiffs respond that they were placed in a “no win” situation because the other
alternative, i.e., an instruction to the jury, would have highlighted the incident in the minds of
the jury. They maintain that Dr. Benjamin was a critical witness for WSMC’s argument that
its conduct was not the cause of Marques’s injuries. Therefore, the show of friendliness
between the trial judge and Dr. Benjamin prejudiced the plaintiffs’ ability to obtain a fair
trial. Waiver aside, we find the exchange of handshakes between the trial judge and Dr.
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Benjamin did not so prejudice the plaintiffs in the minds of the jury that a new trial is
required.
¶ 198 “[A] trial judge should refrain from conveying to the jury his or her opinions on ultimate
matters of fact or the credibility of the witnesses and the weight to be given their testimony.”
Holton v. Memorial Hospital, 176 Ill. 2d 95, 127 (1997). In cases where the trial judge’s
conduct was so prejudicial that reversal and remand for a new trial was required, the conduct
was repetitive or combined with other errors. In Holton, outside the presence of the jury, the
plaintiffs’ counsel accused a defense witness of perjury. Just before closing argument, the
trial judge read a statement to the jury informing it that he had determined that the witness’s
testimony was untrue and that defense attorneys knew the testimony was false but had
encouraged the witness to believe the statement was true. The trial judge instructed the jury
that they could take that fact into consideration in determining the credibility of the witness’s
testimony. The prejudicial impact was heightened when immediately following the judge’s
statement, the plaintiffs’ attorney’s closing argument was riddled with references to “coached
and deceitful hospital witnesses and manipulative attorneys.” Holton, 176 Ill. 2d at 127-28.
¶ 199 In Pavilon, the trial judge’s excessive admonishments to the pro se plaintiff, his
misconstruction of a witness’s testimony, his improper criticism of one of the plaintiff’s
witnesses, and his comments on the evidence cumulatively were sufficient to create prejudice
in the minds of the jurors. Pavilon, 204 Ill. App. 3d at 256.
¶ 200 In the present case there was no repetitive prejudicial conduct by the trial judge, and it
was not a situation where the judge’s conduct combined with other errors to so prejudice a
party that a new trial was required. Moreover, the plaintiffs’ attorney did not seek a mistrial,
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a third alternative available to him and one which would not have required him to draw the
jury’s attention to the complained-of conduct.
¶ 201 In sum, the plaintiffs chose not to pursue the matter of the trial court’s response to Dr.
Benjamin’s handshake, thus waiving any error. Even on the merits, the trial judge’s conduct
was not so prejudicial so as to require new trial. Since no error occurred, we need not engage
in the plain error analysis requested by the plaintiffs in their reply brief.
¶ 202 E. Error in Barring Cumulative Testimony
¶ 203 1. Standard of Review
¶ 204 “A trial court has discretion to exclude cumulative evidence, and a ruling in this regard
will not be reversed unless the trial court abuses its discretion.” Steele v. Provena Hospitals,
2013 IL App (3d) 110374, ¶ 77. An abuse of discretion will be found only if the trial court
acted arbitrarily, did not employ conscientious judgment, the ruling exceeded the bounds of
reason and ignored recognized principles of law, or if no reasonable person would take the
position adopted by the court. Payne v. Hall, 2013 IL App (1st) 113519, ¶ 12.
¶ 205 2. Discussion
¶ 206 The plaintiffs contend that the trial court erred by requiring them to choose between
presenting the testimony of Dr. Crawford, their neonatology expert, and Dr. Correa, their
infectious disease expert, on the ground that their testimony was cumulative. The plaintiffs
further contend they were prejudiced by the error because they had the burden of proof and
because WSMC’s neonatology and infectious disease experts were permitted to testify. The
plaintiffs’ contentions are not supported by the record.
¶ 207 The trial court may exercise its discretion to limit the number of expert witnesses a party
may present. Steele, 2013 IL App (3d) 110374, ¶ 77. The trial court took into consideration
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that Dr. Correa and Dr. Gurewitsch might have “slightly different testimony about causation,
all the business about [GBS] and the time it takes to incubate *** all of that might be
something that the [infectious disease] person would address in more detail. And that’s going
to be up to you.” After ascertaining that Dr. Correa would have some criticisms about the
way the antibiotics were or were not managed, the court stated, “[t]hose are the things they
can testify to if they said them before.” The plaintiffs’ attorney acknowledged that as long as
Dr. Gurewitsch’s testimony covered all of Dr. Johnson’s deviations from the standard of
care, “then I don’t need to do it through anybody else.”
¶ 208 Contrary to the plaintiffs’ contention, the granting of WSMC’s motion in limine did not
require the plaintiffs to forego calling Dr. Correa as a witness. The trial court did not bar Dr.
Correa from testifying. Rather, the trial court barred identical testimony by the expert
witnesses as to causation. Since the expert witnesses disclosed by the plaintiffs would present
identical testimony as to causation, the trial court merely required that the plaintiffs choose
which witness would present that testimony.
¶ 209 In sum, no error occurred because the grant of WSMC’s motion in limine did not bar Dr.
Correa from testifying. The trial court did not abuse its discretion in requiring the plaintiffs to
choose through which witness testimony as to causation would be presented.
¶ 210 F. Rebuttal Testimony
¶ 211 1. Standard of Review
¶ 212 Where, as in the present case, the circuit court’s ruling on a discovery matter is subject to
review and does not involve a question of law, it is reviewed for an abuse of discretion. Doe
1 v. Board of Education of the City of Chicago, 2017 IL App (1st) 150109, ¶ 14.
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¶ 213 2. Discussion
¶ 214 The plaintiffs contend that the trial court erred when it restricted them from presenting
the rebuttal testimony of Dr. Barry Schifrin.The plaintiffs forfeited this error by failing to
provide citations to authority in support of their claim of error. Ill. S. Ct. R. 341(h)(7) (eff.
July 1, 2017). Absent forfeiture, the record does not support their contention that they were
forced to choose between presenting Dr. Kilpatrick’s testimony and Dr. Schifrin’s rebuttal
testimony.
¶ 215 Judge Brosnahan found that the plaintiffs’ decision to take Dr. Kilpatrick’s evidence
deposition before disclosing their rebuttal witness’s testimony was unfair and unduly
prejudicial. In order to remedy the situation, Judge Brosnahan proposed that Dr. Kilpatrick’s
evidence deposition be stricken, and the parties redepose her after Dr. Schifrin’s deposition
was completed. Judge Brosnahan ordered Dr. Kilpatrick’s evidence deposition to be stricken
unless the plaintiffs withdrew Dr. Schifrin’s disclosure. The plaintiffs withdrew Dr. Schifrin
as a rebuttal witness.
¶ 216 Judge Brosnahan’s order did not require the plaintiffs to forego the testimony of either
Dr. Kilpatrick or Dr. Schifrin. Nonetheless, the plaintiffs argue that redeposing Dr.
Kilpatrick, who resided in California, would have caused conflicts in scheduling other
discovery matters, and the trial date was approaching. There is no indication that the
plaintiffs sought but were denied a continuance of the trial date in order to retake Dr.
Kilpatrick’s evidence deposition. In short, the plaintiffs fail to explain why it was impossible
to retake Dr. Kilpatrick’s evidence deposition, which then would have allowed them to
present the testimony of both doctors.
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¶ 217 “To resolve discovery disputes, courts must strike the proper balance between competing
interests.” Hilgenberg v. Kazan, 305 Ill. App. 3d 197, 204 (1999). “The objectives of
discovery include enhancing the truth-seeking process, enabling attorneys to better prepare
and evaluate their cases, eliminating surprises, ensuring that judgments rest upon the merits
of the case, among others.” Hilgenberg, 305 Ill. App. 3d at 204-05.
¶ 218 Judge Brosnahan’s January 29, 2016, order was in keeping with the objectives of
discovery and did not require the plaintiffs to forgo the expert testimony of either Dr.
Kilpatrick or Dr. Schifrin. We find no abuse of discretion.
¶ 219 G. Alteration of Denise’s WSMC Record
¶ 220 1. Standard of Review
¶ 221 We will reverse the trial court’s ruling on an evidentiary matter only where the court has
abused its discretion. Gunn v. Sobucki, 352 Ill. App. 3d 785, 789 (2004).
¶ 222 2. Discussion
¶ 223 The plaintiffs contend that the trial court erred when it sustained WSMC’s objections to
their questions on the alteration of the record and ordered them not to comment on the altered
record in closing argument. They maintain that nurse Hughes’s alteration of the medical
record went to her credibility.
¶ 224 The plaintiffs forfeited the claimed error as they failed to cite the pages of the record they
rely on to support their argument. See Ill. S. Ct. R. 341(h)(7) (eff. July 1, 2017); see also
Adami v. Belmonte, 302 Ill. App. 3d 17, 26 (1998) (the plaintiff forfeited her claim on appeal
that the trial court erred in restricting her closing argument where she failed to cite that
portion of the record wherein the court barred the plaintiff from commenting on the failure of
certain witnesses to testify). In any event, the trial court did not abuse its discretion.
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¶ 225 At the commencement of the lawsuit, the plaintiffs received copies of Denise’s medical
records from WSMC reflecting that Denise was tested for GBS and the results were negative.
Prior to trial, the plaintiffs received the original records, wherein the line for the GBS test
results was blank. It was uncontested at trial that Denise was not tested for GBS while at
WSMC. Nonetheless, the plaintiffs maintain that they were entitled to introduce evidence of
the alteration as it reflected on nurse Hughes’s credibility.
¶ 226 During the testimony of nurse Hughes, the plaintiffs’ attorney questioned her as to the
alteration to Denise’s December 12, 2008, WSMC medical record. Nurse Hughes
acknowledged that she had altered the original record, which left blank the space for the GBS
test result. While she intended to correct it to “unknown,” she accidently clicked “negative”
instead and did not realize her mistake. On cross-examination, nurse Hughes explained that
she did not want to leave the GBS test result “blank,” and acknowledged she made a mistake
in entering “negative.”
¶ 227 The trial court has the discretion to bar comments made during closing argument that are
speculative. People v. Maldonado, 402 Ill. App. 3d 411, 429 (2010). Where a trial court
limited the scope of closing argument, we will reverse only if the court abused its discretion.
Maldonado, 402 Ill. App. 3d at 429.
¶ 228 Nurse Hughes acknowledged on direct examination and cross-examination that she
altered Denise’s December 12, 2008, record. She explained that she preferred not to leave the
space for the GBS test blank. Her intention was to insert “unknown,” but she entered
“negative” by mistake. Neither the trial evidence nor a reasonable inference therefrom
supports the plaintiffs’ claim that nurse Hughes’s admitted alteration of Denise’s medical
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record was a “falsification” intended to cover-up the fact that Denise’s membrane had
ruptured at the time she was seen by Dr. Johnson at WSMC on December 12, 2008.
¶ 229 The plaintiffs’ argument is purely speculative, and therefore, the trial court did not abuse
its discretion in barring comment in closing argument as to nurse Hughes’s motive in altering
the record. Moreover, the jury heard nurse Hughes acknowledge that she did not recall
Denise or the events of December 11 or 12, 2008. The jury also heard her testimony that she
made a mistake when she altered the record. Nurse Hughes’s testimony that she had no
recollection of those events, yet did recall that she made a mistake in altering the record, was
sufficient to raise a question of her credibility in the minds of the jury.
¶ 230 We conclude that the plaintiffs forfeited the error. Even considering the merits, we find
no abuse of discretion on the part of the trial court.
¶ 231 II. Manifest Weight of the Evidence
¶ 232 The plaintiffs contend that they are entitled to a new trial because the jury’s verdict in
favor of WSMC was against the manifest weight of the evidence.
¶ 233 A. Standard of Review
¶ 234 “[A] reviewing court may reverse a jury verdict only if it is against the manifest weight of
the evidence.” Snelson v. Kamm, 204 Ill. 2d 1, 35 (2003). “A verdict is against the manifest
weight of the evidence where the opposite conclusion is clearly evident or where the findings
of the jury are unreasonable, arbitrary, and not based upon any of the evidence.” Snelson, 204
Ill. 2d at 35. As the reviewing court, we may not simply reweigh the evidence and substitute
our judgment for that of the jury. Snelson, 204 Ill. 2d at 35.
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¶ 235 B. Discussion
¶ 236 In order to prevail in an action for medical malpractice, the plaintiff must show: “(1) the
standard of care in the medical community by which the physician’s treatment was
measured; (2) that the physician deviated from the standard of care; and (3) that a resulting
injury was proximately caused by the deviation from the standard of care.” Johnson v. Ingalls
Memorial Hospital, 402 Ill. App. 3d 830, 843 (2010).
¶ 237 The plaintiffs maintain that there was overwhelming evidence that Dr. Johnson violated
the standard of care by failing to do a sterile speculum exam to determine if Denise’s
membrane had ruptured, by performing a digital exam that was contraindicated where a
rupture of the membrane was suspected, and by discharging Denise without obtaining the
consent of the attending or fellow. The plaintiffs further maintain that the undisputed
evidence and the testimony of the witnesses, lay and expert, established that Dr. Johnson’s
violation of the standard of care was a proximate cause of the infection Marques acquired
and led to his injury. On the other hand, WSMC presented evidence through its lay and
expert witnesses that disputed the plaintiffs’ allegations that Dr. Johnson’s conduct violated
the standard of care and that, in any event, the infection Marques suffered was not
proximately caused by the actions of Dr. Johnson or nurse Hughes.
¶ 238 Not surprisingly, the parties’ expert witnesses presented conflicting testimony. The
evidence in this case is perhaps best described as a “ ‘classic battle of the experts.’ ” Snelson,
204 Ill. 2d at 36 (quoting Snelson v. Kamm, 319 Ill App. 3d 116, 145 (2001)). 6 Quoting the
appellate opinion in Snelson, the supreme court further stated:
6
The supreme court reversed the appellate and circuit court judgments granting a new trial to
defendant Kamm and remanded for reinstatement of the jury’s award to the plaintiff. The court
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“ ‘Witnesses qualified in their fields stated their opinions and gave their reasons for
those opinions. Not surprisingly, the plaintiff’s experts did not agree with the defense
experts. The jury needed to listen to the conflicting evidence and use its best
judgment to determine where the truth could be found. The jury found in favor of
Snelson and against Kamm, and this court “should not usurp the function of the jury
and substitute its judgment on questions of fact fairly submitted, tried, and determined
from the evidence which did not greatly preponderate either way.” ’ ” Snelson, 204
Ill. 2d at 36 (quoting Snelson, 319 Ill. App. 3d at 145, quoting Maple v. Gustafson,
151 Ill. 2d 445, 452-53 (1992)).
¶ 239 The evidence in this case did not “overwhelmingly” favor either the plaintiffs or WSMC.
Moreover, as our recital of the trial evidence demonstrates, it was far from undisputed. “It is
the province of the jury to resolve conflicts in the evidence, to pass upon the credibility of the
witnesses, and to decide the weight to be given to the witnesses’ testimony.” Larkin v.
George, 2016 IL App (1st) 152209, ¶ 19. In this case, each party presented evidence, both lay
and expert, which if believed by the jury, would support a verdict in its favor. Based on the
record in this case, we cannot say that the verdict in favor of WSMC was against the manifest
weight of the evidence.
¶ 240 CONCLUSION
¶ 241 For all of the foregoing reasons, the judgment of the trial court is affirmed.
¶ 242 Affirmed.
affirmed the appellate and circuit court granting judgment n.o.v. to defendant St. Mary’s Hospital of
Decatur. Snelson, 204 Ill. 2d at 50.
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