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United States v. Stephen Mayer

Court: Court of Appeals for the Eleventh Circuit
Date filed: 2018-04-04
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           Case: 17-14857   Date Filed: 04/04/2018   Page: 1 of 5


                                                        [DO NOT PUBLISH]



            IN THE UNITED STATES COURT OF APPEALS

                    FOR THE ELEVENTH CIRCUIT
                      ________________________

                              No. 17-14857

                        Non-Argument Calendar
                      ________________________

               D.C. Docket No. 8:14-cr-00190-SCB-AEP-1



UNITED STATES OF AMERICA,

                                                              Plaintiff-Appellee,

                                 versus

STEPHEN MAYER,

                                                         Defendant-Appellant.

                      ________________________

               Appeal from the United States District Court
                   for the Middle District of Florida
                     ________________________

                             (April 4, 2018)

Before TJOFLAT, NEWSOM and BLACK, Circuit Judges.

PER CURIAM:
                Case: 17-14857        Date Filed: 04/04/2018      Page: 2 of 5


       Stephen Mayer, proceeding pro se, appeals the district court’s denial of his

motion under Federal Rule of Civil Procedure 36 to correct an error in his

judgment. Specifically, Mayer alleges the district court erred by declining to

remove the reference to “& 2” from his judgment, which states Mayer was

convicted under “18 U.S.C. §[§] 1343 & 2.” After review, we affirm. 1

       “[T]he court may at any time correct a clerical error in a judgment, order, or

other part of the record, or correct an error in the record arising from oversight or

omission.” Fed. R. Crim. P. 36. Before the district court, Mayer asserted the

reference to “& 2” in his judgment was a clerical error because “the supers[e]ding

indictment does not reference 18 U.S.C. [§] 1342 [n]or did the jury instructions

include such a finding . . . .” On appeal, he also contends a clerical error is

apparent because, at his arraignment, Assistant United States Attorney Amanda

Reidel stated the only change made in the superseding indictment was the addition

of eight counts of “substantive wire fraud.” Mayer cites attorney Reidel’s

statement to illustrate that she did not intend to charge him with a violation of § 2.

Neither argument is persuasive.

       As the record reflects, Mayer was not charged with, or convicted under, 18

U.S.C. § 1342; instead, he was charged with, and convicted of, violating 18 U.S.C.


       1
        We review de novo the district court’s application of Rule 36. United States v. Portillo,
363 F.3d 1161, 1164 (11th Cir. 2004).


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§ 1343 and 18 U.S.C. § 2.2 “Under 18 U.S.C. § 2, aiding and abetting is not a

separate federal crime, but rather an alternative charge that permits one to be found

guilty as a principal for aiding or procuring someone else to commit the offense.”

United States v. Sosa, 777 F.3d 1279, 1292 (11th Cir. 2015) (quotation marks

omitted). When aiding and abetting is charged alongside another crime, the two

statutes are commonly conjoined. For example, here, the superseding indictment

states Mayer violated: “Title 18, United States Code, Sections 1343 and 2.”

       Further, Reidel’s statement does not support the conclusion Mayer was not

meant to be charged under § 2. Reidel noted the superseding indictment was

amended to “add[ ] eight substantive wire fraud counts, all wire fraud affecting a

financial institution, . . . .” The fact that she did not separately mention the charges

under § 2 is of no moment because § 2 “does not establish a separate crime.”

United States v. Walser, 3 F.3d 380, 388 (11th Cir. 1993). Accordingly, the

statement is no evidence of a clerical error. On the contrary, the record reveals § 2

was included in the jury charge and all operative pleadings. 3


       2
         The prefatory section of our opinion dated February 14, 2017 states Mayer was
convicted under 18 U.S.C. § 1342. That is incorrect; rather, as the district court correctly noted,
Mayer was charged and convicted under 18 U.S.C. §§ 1343 and 2. This scrivener’s error had no
substantive implications for Mayer’s case. The appeal in which it appears did not directly
concern his convictions under 18 U.S.C. §§ 1343 and 2.
       3
         Alternatively, this theory is waived both because it was not made before the district
court and because it first appears in Mayer’s reply brief. See Herring v. Sec’y, Dep’t of Corr.,
397 F.3d 1338, 1342 (11th Cir. 2005); Access Now, Inc. v. Sw. Airlines Co., 385 F.3d 1324,
1326–27 (11th Cir. 2004);
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      The superseding indictment and jury verdict both reflect that Mayer was

charged with, and convicted of, eight counts of wire fraud affecting a financial

institution in violation of 18 U.S.C. §§ 1343 and 2. Moreover, consistent with 18

U.S.C. § 2, the jury was told, “[a] Defendant is criminally responsible for the acts

of another person if the Defendant aids and abets the other person.” The judge

further elaborated, “[a] Defendant ‘aids and abets’ a person if the Defendant

intentionally joins with the person to commit a crime.” Therefore, the district court

correctly determined the inclusion of “& 2” was not clerical error, and it did not err

by denying Mayer’s motion.

      On appeal, Mayer also asserts the district court’s failure to explain the

meaning of “& 2” prevented him from asserting his rights, resulting in a

“miscarriage of justice.” This theory is wholly distinct from Mayer’s argument to

the district court—i.e. that the reference to “& 2” is a clerical error because 18

U.S.C. § 1342 is not referenced elsewhere in the operative pleadings. We may not

pass on an appellant’s theories not presented to the district court. See Access Now,

Inc. v. Sw. Airlines Co., 385 F.3d 1324, 1326–27 (11th Cir. 2004) (rejecting

appellants’ attempt to assert a theory never raised before the district court).

      But even if the argument were properly before us, it would fail for two

reasons. First, Rule 36 may not be used to make a substantive alteration to a

criminal sentence. United States v. Portillo, 363 F.3d 1161, 1164 (11th Cir. 2004).


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On the contrary, we have described clerical errors as “minor and mechanical in

nature.” Id. at 1165. Second, even if Rule 36 were the proper vehicle for Mayer’s

argument, the jury was instructed on aiding and abetting and Mayer’s counsel

actively participated in crafting the jury instructions. Therefore, we reject Mayer’s

contention that his rights were prejudiced because he did not understand the

charges against him under § 2.

      AFFIRMED.




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