United States Court of Appeals
For the Eighth Circuit
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No. 16-3988
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United States of America
lllllllllllllllllllll Plaintiff - Appellant
v.
Charles Lynch Pettis
lllllllllllllllllllll Defendant - Appellee
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Appeal from United States District Court
for the District of Minnesota - St. Paul
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Submitted: October 20, 2017
Filed: April 27, 2018
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Before LOKEN, GRUENDER, and BENTON, Circuit Judges.
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GRUENDER, Circuit Judge.
Charles Pettis pleaded guilty to being a felon in possession of a firearm, in
violation of 18 U.S.C. § 922(g)(1). At sentencing, the Government argued that Pettis
qualified as an armed career criminal under 18 U.S.C. § 924(e) based on six predicate
convictions under Minnesota law: three for simple robbery, two for aggravated
robbery, and one for second-degree burglary. Pettis objected to his classification as
an armed career criminal and argued that none of the six convictions qualified as
predicate offenses under the Armed Career Criminal Act (“ACCA”). The court
agreed with Pettis on five of the six convictions, finding that only one of his
convictions for aggravated robbery qualified as violent felony for purposes of the
ACCA. Because it found that Pettis had not been convicted of at least three predicate
offenses, the court concluded that Pettis was not eligible for the ACCA sentencing
enhancement. As a result, Pettis’s guidelines range initially was determined to be 151
to 188 months, but because of the ten-year statutory maximum sentence for a felon-
in-possession offense without the ACCA enhancement, see 18 U.S.C. § 924(a)(2), the
guidelines sentence was 120 months, see U.S.S.G. § 5G1.1(a). The court sentenced
Pettis to 120 months’ imprisonment but noted that “if Mr. Pettis was found to be an
armed career criminal under the ACCA, [it] would impose a sentence of 192 months.”
The Government timely appealed, arguing that Pettis qualifies as an armed career
criminal.
The ACCA’s enhanced sentencing penalties apply when a defendant has three
or more convictions for serious drug offenses or violent felonies. 18 U.S.C. § 924(e).
On appeal, the Government initially argued that all six of the convictions in question
qualify as violent felonies for purposes of the ACCA and thus that Pettis should
receive the armed career criminal enhancement to his sentence. However, it now
acknowledges that our decision in United States v. McArthur, 850 F.3d 925 (8th Cir.
2017), forecloses the possibility of classifying Pettis’s burglary conviction as a
predicate offense. Thus, for Pettis to qualify as an armed career criminal, his
Minnesota simple-robbery convictions must qualify as predicate offenses.
Accordingly, we limit our analysis to that question, which we review de novo. See
United States v. Shockley, 816 F.3d 1058, 1062 (8th Cir. 2016).
As relevant here, a violent felony is a crime that “has as an element the use,
attempted use, or threatened use of physical force against the person of another.” 18
U.S.C. § 924(e)(2)(B)(i) (the “force clause”). Physical force means “force capable
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of causing physical pain or injury to another person.” Johnson v. United States, 599
U.S. 133, 140 (2010). We use the categorical approach to determine whether a
conviction qualifies as a predicate offense under the force clause of the ACCA. See
Taylor v. United States, 495 U.S. 575, 588-89 (1990). “Under the categorical
approach . . . , we focus on the elements of the state statute and consider whether a
violation necessarily satisfies the federal definition of violent felony,” considering
both the text of the statute and the state courts’ application of the statute. United
States v. Swopes, 886 F.3d 668, 670, 671 (8th Cir. 2018) (en banc). In other words,
to decide whether Minnesota simple robbery qualifies as a violent felony, we must
determine whether a conviction for the offense requires the use, attempted use, or
threatened use of force capable of causing physical pain or injury. To find that a
conviction does not so require, “there must be a realistic probability, not a theoretical
possibility,” that a person would be convicted for conduct that does not involve this
kind of violent force. Moncrieffe v. Holder, 569 U.S. 184, 191 (2013) (internal
quotation marks omitted).
Our analysis of the text and state-court application of the Minnesota simple-
robbery statute is informed by two recent decisions. In United States v. Libby, we
held that Minnesota simple robbery requires as an element at least the threatened use
of violent force and thus qualifies as a violent felony under the ACCA. See 880 F.3d
1011, 1015-16 (8th Cir. 2018). That decision arguably resolves this case. Since
Libby, however, an en banc panel of this court clarified the proper analysis for
considering whether a statute requires violent force. See Swopes, 886 F.3d at 670-72
(overruling United States v. Bell, 840 F.3d 963 (8th Cir. 2016)). Thus, while we
reach the same conclusion as Libby, we revisit the question with the benefit of this
new precedent.
In Minnesota, a simple robbery occurs when a person, “having knowledge of
not being entitled thereto, takes personal property from . . . another and uses or
threatens the imminent use of force against any person to overcome the person’s
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resistance or powers of resistance to, or to compel acquiescence in, the taking or
carrying away of the property.” Minn. Stat. § 609.24. Citing our decision in United
States v. Eason, 829 F.3d 633 (8th Cir. 2016), interpreting an Arkansas robbery
statute, the district court felt compelled to find that Minnesota simple robbery does
not constitute a violent felony for purposes of the ACCA. Like the district court
below, Pettis relies heavily on our precedents involving convictions under similar
statutes in other states—namely, Eason and United States v. Bell, 840 F.3d 963 (8th
Cir. 2016), which examined Missouri second-degree robbery. In those cases, panels
of this court found that convictions under Ark. Code Ann. § 5-12-102 and Mo. Rev.
Stat. § 569.030.1 do not require violent force and do not qualify as predicate offenses
under the ACCA. See Eason, 829 F.3d at 641-42; Bell, 840 F.3d at 966-67.
But those decisions do not prevent us from finding that Minnesota simple
robbery qualifies as a violent felony. In Libby, we compared the text of the Arkansas
and Minnesota statutes and found that because “the statutes are distinguishable . . .
we are not bound by Eason’s holding” when reviewing the Minnesota simple-robbery
statute. 880 F.3d at 1016. Indeed, the Arkansas statute considered in Eason defines
the requisite force for conviction as “any . . . [b]odily impact, restraint, or
confinement.” Ark. Code Ann. § 5-12-101 (emphasis added). Eason seemed to read
that definition to include even the “merest touch,” which is insufficient to constitute
violent force under Johnson. See 559 U.S. at 143; see also Eason, 829 F.3d at 641
(“After Johnson, [the Arkansas definition of physical force], on its face, falls short
of requiring force capable of causing physical pain or injury to another person.”
(internal quotation marks omitted)). In contrast, the Minnesota statute requires force
sufficient to overcome resistance. See Minn. Stat. § 609.24.
As for the Missouri statute, Pettis repeatedly urges that there is no meaningful
difference between it and the Minnesota statute. We agree. But since Pettis filed his
briefs, we have held that a conviction for Missouri second-degree robbery qualifies
as a violent felony. See Swopes, 886 F.3d at 672. In Swopes, we explained that the
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“text of the Missouri second-degree robbery statute . . . requires proof that a
defendant used physical force or threatened the immediate use of physical force.” Id.
The similarity between the text of the Missouri and Minnesota statutes thus supports
the Government’s position.
That still leaves Minnesota caselaw applying Minn. Stat. § 609.24. In
conducting this analysis, we are again mindful of the Swopes decision. In Swopes,
we emphasized two considerations for evaluating state caselaw: we (1) focus on the
conduct at issue in the state court decision rather than isolated dicta and (2) focus
more on the kind of force used—force capable of causing pain—rather than the
degree of force or the resulting harm. See Swopes, 886 F.3d at 671. Thus, reviewing
the facts of State v. Lewis, 466 S.W.3d 629 (Mo. Ct. App. 2015), we found that “[a]
blind-side bump, brief struggle, and yank—like the ‘slap in the face’ posited by
Johnson, 559 U.S. at 143—involves a use of force that is capable of inflicting pain,”
Swopes, 886 F.3d at 671, even where the victim did not actually suffer pain or injury.
Applying those principles here, we find that a conviction for simple robbery
under Minnesota law requires proof of the use, attempted use, or threatened use of
violent force. In resisting this conclusion, Pettis relies on a Minnesota Court of
Appeals’ statement that “[m]ere force suffices for the simple robbery statute,” see
State v. Burwell, 506 N.W.2d 34, 37 (Minn. Ct. App. 1993), and he seems to suggest
that “mere force” equates to “mere touching,” or at least to force that falls below
Johnson’s threshold. In context, however, the language in State v. Burwell
distinguished the “mere force” required for simple robbery from the actual infliction
of bodily harm required for an aggravated-robbery conviction. Id. Moreover, Pettis
has not identified any case upholding a Minnesota simple-robbery conviction
predicated on force that falls below Johnson’s threshold. See Moncrieffe, 569 U.S.
at 191 (explaining that the categorical approach “is not an invitation to apply legal
imagination to the state offense” (internal quotation marks omitted)); cf. Swopes, 886
F.3d at 671 (focusing on the facts underlying the holding of Lewis rather than dicta).
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Pettis points to State v. Nelson, 297 N.W.2d 285 (Minn. 1980), as a primary
“example[] demonstrating the minimal amount of force needed to sustain a simple-
robbery conviction.”1 In that case, the Supreme Court of Minnesota upheld a simple-
robbery conviction where a “defendant and an accomplice, both young adults,
followed and grabbed a 13-year-old boy after he got off a bus and after they discussed
‘getting’ him because he looked like he had ‘lots of money.’” Id. at 286. The court
explained that the defendant “forcefully pulled on the boy’s coat” and “jostled” him
before he was able to slip out of the coat and run away, unharmed. Id. In Libby,
decided before Swopes, we found that “simply because the boy avoided actual violent
force by fleeing . . . does not mean that violent force was not threatened.” 880 F.3d
at 1016. After Swopes, it has become apparent that the offense in Nelson actually
“did involve the use of violent force,” not just a threat of violent force. See Swopes,
886 F.3d at 671. Indeed, a jostle accompanied by a forceful pull—like the “blind-side
bump, brief struggle, and yank” considered in Swopes—“involves a use of force that
is capable of inflicting pain.” Id.; see also Jennings, 860 F.3d at 455 (finding that the
“force in Nelson was more than de minimis” and “constitutes force . . . capable of
causing physical pain, if not also injury”).2 Thus, state caselaw supports a finding
1
Pettis also urges us to consider Duluth Street Railway Co. v. Fidelity &
Deposit Co., 161 N.W. 595 (Minn. 1917), as illustrative of the “mere force” required
for a simple-robbery conviction under Minnesota law. In that case, the Supreme
Court of Minnesota found that where thieves applied “gentle but firm” pressure in a
crowded elevator to steal an envelope of money from another person’s coat pocket,
the conduct constituted robbery under the relevant insurance policy. See id. at 595-
96. It noted that, “[f]or purposes of this case . . . [,] [t]he degree of force used is
immaterial.” Id. at 596. However, as a civil case interpreting an insurance policy,
decided long before the current Minnesota simple-robbery statute was enacted, we
agree with Libby’s characterization of Duluth as “entirely inapposite.” See 880 F.3d
at 1016 n.4; see also United States v. Jennings, 860 F.3d 450, 455-56 (7th Cir. 2017)
(finding Duluth “barely relevant, let alone instructive”).
2
Consequently, Pettis’s effort to characterize State v. Slaughter, 691 N.W.2d
70 (Minn. 2005), as an example of minimal, nonviolent force also fails. In that case,
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that Minnesota simple robbery requires violent force and qualifies as a predicate
offense under the ACCA.
With three simple-robbery convictions, Pettis is subject to an enhanced
sentence as an armed career criminal. Accordingly, we vacate Pettis’s sentence and
remand the case for resentencing under the ACCA.
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where the defendant yanked gold chains off a victim’s neck, leaving scratches, the
Supreme Court of Minnesota explained that “pushing or grabbing a person during [a]
theft may constitute simple robbery.” Id. at 76. Indeed, Pettis is “setting the bar
higher than [Johnson] itself does” by “suggesting that the force employed must be of
such a degree as to cause (or threaten) more serious injuries in order to qualify as
violent force.” See Jennings, 860 F.3d at 457.
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