NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 18a0246n.06
Case No. 17-5209
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
FILED
May 22, 2018
JOHN HANSON, ) DEBORAH S. HUNT, Clerk
)
Plaintiff-Appellant, ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
v. ) COURT FOR THE EASTERN
) DISTRICT OF KENTUCKY
MADISON COUNTY DETENTION )
CENTER, et al., )
) OPINION
Defendants-Appellees. )
BEFORE: MOORE, COOK, and McKEAGUE, Circuit Judges.
DAVID W. McKEAGUE, Circuit Judge. On a fateful February night in 2013, John
Hanson got into a bar fight and found himself at the Madison County Jail in Richmond,
Kentucky. Hanson was no angel when he arrived—having just been arrested for disorderly
conduct, he appeared physically agitated, verbally combative, and extremely drunk. Yet he
departed worse for the wear—though detained for just one night, he suffered contusions, torn
muscles, cervical strains, and nerve damage. Hanson sued for excessive force, but the district
court dismissed all his claims.
On appeal, the trouble is piecing together what happened during Hanson’s stay at the jail.
The sworn testimony is incompatible; someone is not telling the truth. The district court used
limited video evidence to conclude Hanson’s exact version of events was “wholly contradicted
by the record.” In so doing, the district court improperly made credibility determinations,
Case No. 17-5209, Hanson v. Madison Cty. et al.
weighed the evidence, and discredited Hanson’s entire version of events. This case requires a
jury’s evaluation into whether Hanson endured excessive force. Thus, we AFFIRM IN PART
and REVERSE IN PART the district court’s judgment and REMAND this case for trial.
I. BACKGROUND
On Friday, February 24, 2013, John Hanson, a resident of Dayton, Ohio, traveled to
Richmond, Kentucky, for a friend’s birthday festivities. On Saturday, Hanson and a group of
friends spent their day at the river in Madison County grilling and “hanging out.” Later that
night, Hanson and company went to one friend’s house to enjoy “a few drinks,” and another
friend’s house to enjoy more. At the latter house, Hanson estimated that he drank four beers in
approximately thirty minutes while the group waited for a taxi. The group then rode in the taxi
to JerZees, a bar in downtown Richmond, arriving around 11:30 p.m. At JerZees, Hanson “had a
couple shots” and “a couple beers” before the bar closed at 1:00 a.m. As the bar was closing,
Hanson and a companion ordered additional shots. All agree that by that time, Hanson was
intoxicated.
When he attempted to close out his tab, Hanson claims someone pushed him twice
without any reason, and he tripped, falling to the floor. When he came to his feet, several
JerZees employees “surrounded” and “basically attacked” Hanson. A video from the bar shows
Hanson being carried out by several men. After being thrown out, Hanson admits he attempted
to punch one of the bar’s bouncers, which can be seen on video. As a result, Richmond Police
Officers Jake Adkins and Catherine Eaves, who were stationed outside JerZees and witnessed the
altercation, got involved. Officer Adkins, having witnessed Hanson’s attempt to batter the
bouncer, tackled and handcuffed Hanson. For his part, Hanson says he recalls essentially
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nothing between the time of his arrest until after deputies placed him in a restraint chair, which
we’ll examine later.
Officer Adkins transported Hanson to the Madison County Detention Center (MCDC).
Hanson entered the MCDC booking area verbally sparring with Officer Adkins. The other
jailers began the booking process, including requesting Hanson’s personal information and
belongings. Hanson, who had started placing his personal belongings on the booking counter,
shifted gears and asked, “Before this, what am I getting arrested for?” After law enforcement
informed Hanson he was arrested for “disorderly conduct,” and asked him to “take it easy,”
Hanson pointed at Officer Adkins and began arguing and cursing about wanting to press assault
charges against someone else at the bar. Officer Adkins attempted to explain to Hanson that he
could not file charges for a misdemeanor he did not witness, and that Hanson would need to go
to the county attorney’s office after being released if he wished to press charges. When Officer
Adkins asked if Hanson was from Kentucky, Hanson replied, “No, I’m not from Kentucky, I’m
from an educated fucking state.”
After hearing Officer Adkins explain that Hanson could not file charges then and there,
Hanson asked, “Do you want me to call 911?” At this point, Officer Adkins and other jail
deputies grew impatient with Hanson and began to talk more sternly to him. Officer Adkins told
Hanson to “call whoever you want to call” and walked away as other deputies instructed Hanson
to proceed with the booking process. Hanson nonetheless continued to ask, “Do you want me to
call the police?” which prompted one of the deputies to curtly retort, “Because obviously they’re
not here talking to you trying to explain you your situation.”
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Hanson, growing more agitated, responded that they were “talking and you’re sitting
there fucking jabbering,” and banged items from his pockets onto the counter.
After some additional back and forth, a deputy told Hanson to “drop the fucking attitude,
alright?” Hanson, who was in the process of placing something on the counter, turned toward
Deputy Brian Staggs. Deputy Staggs testified that he perceived Hanson’s statement and
movement as a “combative stance” that threatened him. Deputy Staggs then took his hand and
placed it on Hanson’s upper-chest and neck area and shoved him against the wall.
In response, Hanson pushed Deputy Staggs backward. Deputies Josh Napier and
Timothy Whitaker jumped in to assist Deputy Staggs and attempted to restrain Hanson. After a
brief struggle, they followed him through a door from the booking area into the breath-alcohol
testing room, where Officer Alfred Gray was located with another suspect. Officer Gray grabbed
Hanson, who in his view, was attempting to “fight[] off the jailers.” The video does show
Hanson initially resisting attempts to be restrained. However, shortly thereafter, it appears that
officers had subdued Hanson. Officer Gray maintained control of Hanson’s arms, which
remained suspended in the air, and Deputy Staggs took control of Hanson’s right arm.
At about this time, Deputy Whitaker placed both hands around Hanson’s neck in an
apparent chokehold. This continued for nearly a minute, despite Hanson’s lack of, or at least
minimal, resistance. Whitaker appeared to continue his grasp after the deputies placed Hanson in
a restraint chair. At one point, a deputy told Hanson to “stop,” and Hanson muddled that he
would not, but the video shows no sign of a struggle or active resistance. Ultimately, the
deputies and officers secured Hanson in the restraint chair within a couple of minutes after
Staggs’s initial contact with him.
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After Hanson was placed in the restraint chair, Officer Adkins testified that he continued
to be verbally combative. Periodically, he taunted the officers, urging them to do various things,
such as “choke me out.” At some point, the deputies moved him to the property room,
purportedly so they could monitor him on video. Curiously, however, the defendants did not
produce any video or audio from the property room during discovery. Later on, deputies moved
Hanson from the property room to a cell. Deputy Jason Rawlins testified that he “took a chair in
and sat down beside Mr. Hanson and tried to talk him down because I was the only one in the
facility that he had not had contact with.” In Rawlins’s view, Hanson “[w]ouldn’t have any of
it,” and continued to be “very combative.”
Nearly twenty minutes later, Deputies Staggs, Whitaker, Napier, and Rawlins convened
in the hallways. Deputies Staggs and Napier put on black, latex gloves. All four deputies
walked towards Hanson’s cell. Then, Deputies Staggs, Whitaker, and Napier entered the cell
while Deputy Rawlins stood in the doorway. Ten seconds later, Deputy Rawlins walked back to
the booking desk and Lieutenant Dena Bell handed Deputy Rawlins what appears to be a white
ammonia stick,1 who then walked back down the hall and handed it to Deputy Whitaker. A
couple minutes later, all four deputies exited the room. As Hanson notes, it appears that Deputy
Napier had a black object in his hand that could have been a taser. Deputy Whitaker then handed
the ammonia stick to Deputy Staggs, who threw it in the garbage and closed the door.
During this time, deputies apparently had removed Hanson from the restraint chair
because he had been approaching the maximum time, per county policy, that he could remain in
1
Hanson testified that the deputies at one point attempted to wake him up with “smelling salts,”
but the ammonia stick is likely what Hanson smelled.
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the chair. Deputy Whitaker testified that Hanson continued to be physically combative and
disruptive after being released from the restraint chair.
During this intervening period, deputies took various actions, such as opening the top of
the door, reaching into the cell, and bending down. The deputies’ actions suggest that Hanson
was lying down. Hanson now says that he could have been pepper sprayed at various points
during this timeframe. A few minutes later, one of the deputies shook his leg in front of the
camera, which Hanson suggests was done to make fun of him. The two deputies again opened
the door a few seconds later.
Finally, there was a brief lull in the action.
Deputy Whitaker testified that Hanson was beating on the door to his cell to the point
where Hanson was a danger to himself. Whitaker testified he opened the door to check on
Hanson. When Deputy Whitaker attempted to close the door, Hanson apparently pushed the
door open once, initially blocking Whitaker’s ability to close the cell door. Whitaker testified he
asked Hanson to stop several times before deploying his pepper spray to compel Hanson to
comply. This particular encounter lasted approximately one minute and ten seconds. However,
Deputy Rawlins testified that Hanson was sprayed because he was “beating the door,” not
because he tried to keep it open. It appears that the video shows Hanson clearly impeding the
door only once. At that time, Hanson was on the floor. And, the view from the video does not
show Hanson being pepper sprayed, but for the same reason does not rule it out.2
Hanson’s testimony differs. He testified that at some point, he woke up and heard, “he’s
a tough one,” and recalled being repeatedly pepper sprayed by deputies—the same deputies who
2
The deputies and the district court focused on this timeframe as the only one where Hanson
could have been pepper sprayed.
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later tased him. He testified that he never banged on the cell door or recalled having tried to
open the door. He claimed that the deputies used almost an entire can of pepper spray on him.
And, in his view, the video does not depict Hanson’s resistance, save for “a short scene that
depicts Hanson’s hand on the door, as he is laying down, obviously in need of assistance.”
Thereafter, he testified he was dragged down the hallway to be decontaminated in the shower
cell from the pepper spray.
Hanson testified that after being taken down the hallway, Deputy Rawlins pinned his
right arm against the shower cell wall, Deputy Whitaker pinned his left arm against a wall, while
Deputy Napier tased Hanson. Hanson testified that he could not see clearly. He testified that he
was tased ten (10) or so times in half a minute, in “drive stun mode.” After the alleged repeated
tasing, Hanson tried to grab the taser to stop the injury, and asked, “[W]ould you please fucking
stop sir?” Deputies then pushed him and he fell. When asked what injuries occurred as a result
of this incident, he explained that he had injuries to his hands and a torn tricep from the amount
of force applied to restrain him while tasing. Hanson testified that the deputies left him in the
shower cell overnight.
The next morning, a probation officer noticed Hanson needed medical attention, and
intervened with a judge to affect his release. Hanson testified that, throughout the night, he had
repeatedly requested medical care from various jail staff, which went unanswered.
Several comments captured on video over the course of the night, while perhaps
minimally relevant under an objective standard of review, add an unpleasant gloss to this case.
A few examples. Deputy Whitaker at one point exclaimed: “We don’t take really kindly to
people on that side of the counter cussing at us.” He later talked about how he did not like “red-
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headed dudes,” and joked that he already has his “white T-shirt” on in case he was arrested,
stating “we’re all fired anyway, we don’t care to whip his ass tonight.” Before he left, Officer
Gray told Officer Adkins, “Let me get out of here before I get indicted.” He indicated alarm by
imitating Deputy Whitaker’s chokehold with a facial expression of concern, to which Officer
Adkins responded, “Very bad.” The deputies also reviewed the video of the initial incident,
attempting to come up with a uniform story.
By the time Hanson left the jail the next morning, he was in bad shape. Two of Hanson’s
friends picked Hanson up, and then rushed him to Baptist Health Hospital in Richmond,
Kentucky. Hanson was hospitalized for several days. He had to receive blood thinners for
potential clots and pain medication. His injuries were apparently significant—ranging from
contusions to strains to nerve damage. To this day, he claims he has lasting effects of joint pain
and nerve damage on the right side of his body and will require neck surgery in the foreseeable
future.
*****
In March 2014, Hanson filed suit in the United States District Court for the Eastern
District of Kentucky, which referred the case to a magistrate judge after the parties consented.
Several months later, Hanson filed his final amended complaint, which is operative for purposes
of this appeal.
After a battery of motions, the district court granted summary judgment in favor of the
defendants on all claims. Hanson filed a motion to amend judgment, which the district court
denied. Hanson now appeals.
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II. LEGAL FRAMEWORK: SUMMARY JUDGMENT
Summary judgment is only appropriate “if the movant shows that there is no genuine
dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.
R. Civ. P. 56(a). “The burden is generally on the moving party to show that no genuine issue of
material fact exists, but that burden may be discharged by ‘showing—that is, pointing out to the
district court—that there is an absence of evidence to support the nonmoving party’s
case.’” Bennett v. City of Eastpointe, 410 F.3d 810, 817 (6th Cir. 2005) (quoting Celotex Corp.
v. Catrett, 477 U.S. 317, 325 (1986)). Once the moving party has carried its burden, the non-
moving party must set forth specific facts, supported by record evidence, showing a genuine
issue for trial exists. Fed. R. Civ. P. 56(c).
The facts and the inferences drawn therefrom must be viewed in the light most favorable
to the non-moving party. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). “The
evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in his
favor.” Id. (citing Adickes v. S.H. Kress & Co., 398 U.S. 144, 158–59 (1970)). Even so, “[w]hen
opposing parties tell two different stories, one of which is blatantly contradicted by the record, so
that no reasonable jury could believe it, a court should not adopt that version of the facts for
purposes of ruling on a motion for summary judgment.” Scott v. Harris, 550 U.S. 372, 380
(2007).
“[W]here, as here, there is ‘a videotape capturing the events in question,’ the court must
‘view[] th[ose] facts in the light depicted by the videotape.’” Green v. Throckmorton, 681 F.3d
853, 859 (6th Cir. 2012) (second alteration in Green) (quoting Scott, 550 U.S. at 378–81).
However, where the video does not tell the whole story in a material respect, or “reasonable
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jurors could interpret the video evidence differently,” summary judgment is not appropriate. Id.
at 865. Moreover, “[e]ven if part of [a party]’s testimony is blatantly contradicted by [an] audio
[or video] recording, that does not permit the district court to discredit his entire version of the
events.” Coble v. City of White House, 634 F.3d 865, 870 (6th Cir. 2011). In other words, that a
recording blatantly contradicts a party’s “[exact] version of the events,” or certain parts of his
version, is not alone fatal at summary judgment. A recording must blatantly contradict a party’s
“entire version of the events” in material respects to each claim. Id. (emphasis added).
In sum, “it is clear enough . . . that at the summary judgment stage the judge’s function is
not himself to weigh the evidence and determine the truth of the matter but to determine whether
there is a genuine issue for trial.” Anderson, 477 U.S. at 249. The ultimate question, then, is
“whether the evidence presents a sufficient disagreement to require submission to a jury or
whether it is so one-sided that [the moving] party must prevail as a matter of law.” Id. at 251–
52.
III. ANALYSIS: INDIVIDUAL LIABILITY
A. Legal Framework: Fourth Amendment Excessive Force
In this case, Hanson has alleged excessive force claims against several individual officers
under the Fourth Amendment.3 The Sixth Circuit has long adhered to the view that the Fourth
Amendment prohibits excessive force under certain pre-trial circumstances. See, e.g., McDowell
v. Rogers, 863 F.2d 1302, 1306 (6th Cir. 1988).4 “Fourth Amendment protections do not vanish
3
The Fourteenth Amendment likewise “protects a pretrial detainee from the use of excessive
force that amounts to punishment.” Kingsley v. Hendrickson, 135 S. Ct. 2466, 2473 (2015)
(quoting Graham v. Connor, 490 U.S. 386, 395 n.10 (1989)).
4
In Kingsley, Justice Alito noted in dissent that “whether a pretrial detainee can bring a Fourth
Amendment claim based on the use of excessive force by a detention facility employee” remains
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at the moment of arrest.” Aldini, 609 F.3d at 865. Instead, Fourth Amendment protections,
including those against excessive force, “continue during booking” and at all times “prior to a
probable-cause hearing.” Id. at 865, 867.
Hanson’s Fourth Amendment claims are governed by an objective reasonableness
standard. See id. at 865.5 That is, “[t]he officer’s subjective intentions are irrelevant to the
Fourth Amendment inquiry.” Phelps, 286 F.3d at 299; see Kingsley, 135 S. Ct. at 2472–73.
Thus, while Hanson points to “several comments” captured on video “that provided insight into
the deputies’ intent, beliefs, feelings, and expectations regarding their interactions with Hanson,”
these references, insofar as they are relevant to prove intent, are not relevant to our objective
inquiry. Nevertheless, certain comments remain relevant as to whether excessive force in fact
occurred.
The objective reasonableness standard “turns on the ‘facts and circumstances of each
particular case.’” Kingsley, 135 S. Ct. at 2473 (quoting Graham, 490 U.S. at 396). “A court
must make this determination from the perspective of a reasonable officer on the scene,
including what the officer knew at the time, not with the 20/20 vision of hindsight.” Id.
“A court must also account for the ‘legitimate interests that stem from [the government’s] need
an open question. Kingsley, 135 S. Ct. at 2472 (Alito, J., dissenting) (citing Graham, 490 U.S. at
395 n.10). But it is not an open question in the Sixth Circuit. See Aldini v. Johnson, 609 F.3d
858, 865 (6th Cir. 2010).
5
Because Hanson was undergoing the booking process and then remained in pre-trial custody,
the Fourth, not Eighth, Amendment provides the appropriate lens. See, e.g., Phelps v. Coy,
286 F.3d 295, 299–300 (6th Cir. 2002). This distinction matters because “[i]n contrast to the
reasonableness standard of the Fourth Amendment, the Eighth Amendment standard focuses on
the official’s ‘obduracy and wantonness.’” Id. at 299 (quoting Whitley v. Albers, 475 U.S. 312,
319 (1986)); see also Kingsley, 135 S. Ct. at 2475 (noting the differing standards between the
Fourth and Fourteenth Amendments’ objective standard and the Eighth Amendment’s subjective
standard).
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to manage the facility in which the individual is detained,’ appropriately deferring to ‘policies
and practices that in th[e] judgment’ of jail officials ‘are needed to preserve internal order and
discipline and to maintain institutional security.’” Id. (alterations in Kingsley) (quoting Bell v.
Wolfish, 441 U.S. 520, 540, 547 (1979)); see Phelps, 286 F.3d at 299 (noting the standard
requires “deference to the officer’s on-the-spot judgment about the level of force necessary in
light of the circumstances of the particular case”).
Under this standard, courts assess the totality of the circumstances. See Graham,
490 U.S. at 397. The Supreme Court has recently detailed non-exclusive “[c]onsiderations” that
“may bear on the reasonableness or unreasonableness of the force used” in the pre-trial context:
(1) “the relationship between the need for the use of force and the amount of force used”;
(2) “the extent of the plaintiff’s injury”; (3) “any effort made by the officer to temper or to limit
the amount of force”; (4) “the severity of the security problem at issue”; (5) “the threat
reasonably perceived by the officer”; and (6) “whether the plaintiff was actively resisting.”
Kingsley, 135 S. Ct. at 2473 (citing Graham, 490 U.S. at 396).
B. Legal Framework: Qualified Immunity
“[G]overnment officials performing discretionary functions generally are shielded from
liability for civil damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
457 U.S. 800, 818 (1982). “Qualified immunity gives government officials breathing room to
make reasonable but mistaken judgments about open legal questions. When properly applied, it
protects ‘all but the plainly incompetent or those who knowingly violate the law.’” Ashcroft v.
al-Kidd, 563 U.S. 731, 743 (2011) (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)).
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“Once the defendant raises a qualified-immunity defense, the burden shifts to the plaintiff
to demonstrate both [1] that the challenged conduct violated a constitutional or statutory right,
and [2] that the right was so clearly established at the time of the conduct ‘that every reasonable
official would have understood that what he [was] doing violate[d] that right.’” T.S. v. Doe,
742 F.3d 632, 635 (6th Cir. 2014) (third and fourth alterations in T.S.) (quoting al-Kidd, 563 U.S.
at 741). However, the Supreme Court “continue[s] to stress that lower courts ‘should think hard,
and then think hard again,’ before addressing both qualified immunity and the merits of an
underlying constitutional claim.” Dist. of Columbia v. Wesby, 138 S. Ct. 577, 589 n.7 (2018)
(quoting Camreta v. Greene, 563 U.S. 692, 707 (2011)).
C. Analysis
Hanson has asserted various Fourth Amendment excessive force claims over a few-hour
period while he remained in custody. The parties dispute six discrete uses of force on appeal:
(1) the initial shove into the wall; (2) the attempts to regain control and secure Hanson to the
restraint chair; (3) the chokehold; (4) the extended use of the restraint chair; (5) the use of pepper
spray; and (6) the use of a taser. Thus, we analyze each claim in chronological “segments.”
Dickerson v. McClellan, 101 F.3d 1151, 1162 (6th Cir. 1996); see, e.g., Gaddis v. Redford Twp.,
364 F.3d 763, 772 (6th Cir. 2004) (“In this circuit, courts faced with an excessive force case that
involves several uses of force must generally ‘analyze the . . . claims separately.’”) (alteration in
Gaddis) (quoting Dickerson, 101 F.3d at 1162). The parties also dispute whether supervisory
liability should attach and whether state-law claims should survive. We analyze these issues
separately.
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1. Initial Shove into the Wall—Deputy Staggs
In the light depicted by the videotape, Deputy Staggs’s initial use of force against Hanson
appears “unreasonable” at first blush. The question, though, is whether the split-second shove
depicted in the video was 1) excessive and 2) objectively unreasonable. We think not.
“There is, of course, a de minimis level of [force] with which the Constitution is not
concerned.” Wolfish, 441 U.S. at 539 n.21 (quoting Ingraham v. Wright, 430 U.S. 651, 674
(1977)). “Not every push or shove, even if it may later seem unnecessary in the peace of a
judge’s chambers, violates the Fourth Amendment.” Graham, 490 U.S. at 396 (internal citation
and quotation marks omitted); see also Wilkins v. Gaddy, 559 U.S. 34, 38 (2010) (quoting
Hudson v. McMillian, 503 U.S. 1, 9 (1992)) (noting under the Eighth Amendment that “[a]n
inmate who complains of a ‘push or shove’ that causes no discernible injury almost certainly
fails to state a valid excessive force claim”); Hudson, 503 U.S. at 9 (noting under the Eighth
Amendment that not “every malevolent touch by a prison guard gives rise to a federal cause of
action”).6
Thus, the constitutional floor against excessive force is not consonant with common-law
assault. See Wolfish, 441 U.S. at 539 n.21; Wilkins, 559 U.S. at 38. That is, even where a
suspect does not actively resist, the use of force must cross the constitutional line. See, e.g.,
Leary, 528 F.3d at 443 (holding an officer’s strike of a non-resisting pretrial detainee—“‘[i]n the
6
“While there is room for debate over whether the [Fourth or Fourteenth Amendments] grant[]
pretrial detainees more protections than the Eighth Amendment does, we need not resolve that
debate here. Under either constitutional guarantee, an excessive-force claimant must show
something more than de minimis force.” Leary v. Livingston Cty., 528 F.3d 438, 443 (6th Cir.
2008) (internal citation omitted)
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back of the neck’ with the side of his hand, performing ‘a karate chop kind of a deal’—was de
minimis,” and thus did not violate the Constitution).
The video footage of the initial segment reflects that Deputy Staggs used a split-second
“push or shove” that did not cross the constitutional line. Graham, 490 U.S. at 396 (quoting
Johnson v. Glick, 481 F.2d 1028, 1033 (2d Cir. 1973)); see, e.g., Leary, 528 F.3d at 443; Nolin v.
Isbell, 207 F.3d 1253, 1255, 1257, 1259 (11th Cir. 2000) (finding force to be de minimis, and
thus not excessive under the Fourth Amendment, where an officer grabbed the plaintiff “from
behind by the shoulder and wrist, threw him against a van three or four feet away, kneed him in
the back and pushed his head into the side of the van, searched his groin area in an
uncomfortable manner, and handcuffed him”).
But even if the force was not de minimis, when balancing the Kingsley factors,
considering the totality of the circumstances and the level of force used, Deputy Staggs’s shove
was not objectively unreasonable.
In one sense, Hanson did not seem to pose any direct physical threat to the officers. Yet,
as the video illustrates, he abruptly turned with an item still in his hand and yelled with a more
aggressive tone, “I’m not dropping no fucking attitude!” As the district court noted, the
defendants uniformly perceived “Hanson as taking a ‘combative or aggressive stance,’” which
does not seem like an objectively unreasonable perception. “The calculus of reasonableness
must embody allowance for the fact that police officers are often forced to make split-second
judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount
of force that is necessary in a particular situation.” Graham, 490 U.S. at 396–97.
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“Active resistance to an officer’s command can legitimize” even higher levels of force,
such as “an officer’s use of a Taser.” Goodwin v. City of Painesville, 781 F.3d 314, 323 (6th Cir.
2015) (citing Hagans v. Franklin Cty. Sherriff’s Office, 695 F.3d 505, 509 (6th Cir. 2012)).
“Such resistance can take the form of ‘verbal hostility’ or ‘a deliberate act of defiance.’” Id.
(emphasis added) (quoting Eldridge v. City of Warren, 533 F. App’x 529, 534–35 (6th Cir.
2013)).
To be sure, the level of resistance in cases such as Goodwin, 781 F.3d at 323 (stating
once that he would not comply with an order to exit his home) and Eldridge, 533 F. App’x at 533
(failing to comply with orders to exit his vehicle) was at least arguably higher than in this case—
but so too was the level of force, Goodwin, 781 F.3d at 318 (tasing arrestee for 26 seconds,
during which he “began foaming at the mouth, stopped breathing, and went into cardiac arrest”);
Eldridge, 533 F. App’x at 531 (tasing plaintiff, throwing him to the ground, and placing knee on
his neck while he “was suffering from a hypoglycemic episode”).
Officers had the right to move the booking process forward. We note that Hanson
profanely argued with deputies; refused to cooperate and answer basic intake questions;
demanded to press charges against another individual despite being told he could not do so at
that time; slammed items on the intake table; verbally refused to obey an officer’s command; and
crucially, turned toward the officer with an item in his right hand (that he had been instructed to
hand over but refused), responding “I ain’t dropping no fucking attitude!”7 And, in light of the
Supreme Court’s calculation that “the extent of the plaintiff’s injury” is relevant to a court’s
7
We disagree with Hanson’s assertion that this shove was somehow in retaliation for Hanson’s
comment concerning Kentucky not being an “educated state.” The shove comes well after that
comment, and the video shows that the deputies hardly reacted to that comment when contrasted
with other comments.
16
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assessment of whether a constitutional violation occurred, see Kingsley, 135 S. Ct. at 2473,8
we also note that Hanson has not suggested any of his injuries were caused during this
segment—a split-second shove into the wall.
This is not to say that, in hindsight, Deputy Staggs exhibited the utmost patience. This is
not to say that, in hindsight, Staggs exhibited the finest judgment. But we cannot conclude a
split-second shove was objectively unreasonable under these circumstances.
Finally, we note the Sixth Circuit has held force like that applied to Hanson
constitutionally justified under similar circumstances. See Lee v. City of Norwalk, 529 F. App’x
778, 782–83 (6th Cir. 2013) (finding no constitutional violation where an officer “took hold of
[the suspect’s] sleeves . . . then applied force to her neck with his forearm” where the suspect
“was belligerent and confrontational throughout her time in the booking area”). At some point,
in response to defiance and belligerence, officers are entitled to “preserve internal order and
discipline.” See Bell, 441 U.S. at 547. At a minimum, then, the law did not clearly establish the
unlawfulness of the initial shove.9
Thus, we affirm the district court’s holding that Deputy Staggs’s initial use of force was
not objectively unreasonable under the Fourth Amendment.
8
It’s true that in the Eighth Amendment context, the Supreme Court has affirmed the “core
judicial inquiry” is not “the extent of the injury,” but rather “the nature of the force—
specifically, whether it was nontrivial and was applied . . . maliciously and sadistically to cause
harm.” Wilkins, 559 U.S. at 39–40 (internal citation and quotation marks omitted) (alteration in
Wilkins). Nonetheless, “[t]his is not to say that the ‘absence of serious injury’ is irrelevant to the
Eighth Amendment inquiry.” Id. at 37 (quoting Hudson, 503 U.S. at 7). Indeed, “the extent of
the plaintiff’s injury” clearly is one factor courts may consider when determining whether the use
of force was objectively reasonable under the Fourth or Fourteenth Amendments. Kingsley,
135 S. Ct. at 2473.
9
The dissent’s citation to two “more analogous” cases misses the mark because both post-date
the events in this case. See Dis. Op. at 46.
17
Case No. 17-5209, Hanson v. Madison Cty. et al.
2. Attempts to Regain Control and Secure to the Restraint Chair—Deputy
Napier
Hanson half-heartedly argues that Deputy Napier and perhaps others used excessive force
during a two-minute period after Deputy Staggs had pushed Hanson into the wall. However,
none of the officers—save Deputy Whitaker, who we will focus on next—used any measurable
force, let alone unconstitutionally excessive force, during this segment. Even if Deputy Staggs
had used excessive force from the initial push, Hanson’s initial refusal to cease resistance
justified other officers’ attempts to regain control. Cf. Cty. of Los Angeles v. Mendez, 137 S. Ct.
1539, 1546 (2017) (rejecting the Ninth Circuit’s “provocation rule” that had permitted an
excessive force claim under the Fourth Amendment where an officer provokes a confrontation if
the provocation was an independent Fourth Amendment violation). Thus, the officers’
subsequent actions to restrain Hanson—apart from the extended chokehold—were
unquestionably justified under the Constitution.
3. Chokehold—Deputy Whitaker
With respect to Deputy Whitaker, by contrast, the actions displayed on the video auger in
favor of Hanson at the summary-judgment stage.
The video demonstrates Deputy Whitaker placed both his hands around Hanson’s neck in
a chokehold after other officers secured him from behind. And, yet, Deputy Whitaker kept his
hands in a “chokehold” position for up to a minute when he finally released his right arm. While
some audio evidence indicates that Hanson may have remained slightly resistive later on, the
video shows that officers retained complete control while Deputy Whitaker continued to choke
Hanson. Moreover, the audio reflects that Hanson sporadically “gurgled”—a disturbing fact that
18
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the deputies fail to address. When viewing the video and hearing audio of Hanson “gurgling,” a
jury could conclude Deputy Whitaker’s chokehold was unconstitutional excessive force.
In addition, assuming Hanson had “stopped resisting,” Rudlaff v. Gillispie, 791 F.3d 638,
642 (6th Cir. 2015), which a jury could conclude from the video, Deputy Whitaker was on
sufficient notice that continuing to choke Hanson violated clearly established law. See, e.g.,
Griffith v. Coburn, 473 F.3d 650, 657, 660 (6th Cir. 2007) (“[I]f the jury concludes that [the
officer] used the neck restraint without an objectively reasonable belief that [the suspect] posed a
threat of serious bodily injury, then it is obvious to us that ‘no reasonable officer could believe
that such [use of force] would not violate another’s constitutional rights’”) (fourth alteration in
Griffith) (quoting Brandenburg v. Cureton, 882 F.2d 211, 216 (6th Cir. 1989)); Coley v. Lucas
Cty., 799 F.3d 530, 540–41 (6th Cir. 2015) (citing Valencia v. Wiggins, 981 F.2d 1440, 1447 (5th
Cir. 1993)) (“The use of a chokehold on an unresisting—and even an initially resistant—detainee
violates the [Constitution].”).10 Here, Hanson posed no apparent threat to the officers and
remained restrained, in a “nelson”-like position, from behind. Again, “assuming [Hanson] was
choked after being subdued, a jury could reasonably find that [Deputy Whitaker] used excessive
force.” Dixon v. Cty. of Roscommon, 479 F. App’x 680, 683 (6th Cir. 2012) (per curiam).
Moreover, in contrast to a shove, see supra Part III.C.1, we note that choking a suspect
for nearly a minute is equal to or greater than the level of force used with a taser. See Griffith,
473 F.3d at 657–58 (noting the record showed a “neck restraint” was similar to batons or tasers
10
To be fair, in Coley, the officer placed the suspect “in a chokehold to the point of
unconsciousness,” and then “left him to die in his cell.” 799 F.3d at 534, 541. Likewise, in
Griffith, the suspect ended up dying. See Griffith, 473 F.3d at 652. But the law certainly placed
Deputy Whitaker on notice that this type of force is unjustified against “an unresisting . . .
detainee.” Coley, 799 F.3d at 540–41.
19
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along the “force continuum”); cf. Hagans, 695 F.3d at 510 (noting that “tasers carry ‘a
significantly lower risk of injury than physical force’ and that the vast majority of individuals
subjected to a taser—99.7%—suffer no injury or only a mild injury” (quoting academic study)).
If an officer cannot tase a “non-resistant person” “[a]bsent some compelling justification—such
as the potential escape of a dangerous criminal or the threat of immediate harm,” Austin v.
Redford Twp. Police Dep’t, 690 F.3d 490, 498 (6th Cir. 2012) (quoting Kijowski v. City of Niles,
372 F. App’x 595, 600 (6th Cir. 2010)), then he cannot choke a “non-resistant person” for an
extended period of time.
4. Extended Use of the Restraint Chair—Deputies Napier, Staggs, Whitaker,
and Lieutenant Bell
Hanson now attempts to argue that the “continued use of force against Hanson by
keeping him in the restraint chair for three hours likewise was unreasonable, and
unconstitutional, since it flowed from the same unlawful, excessive, force.” However, the
district court found Hanson failed to allege in his second amended complaint any constitutional
violation stemming from the use of the restraint chair. Hanson, 2017 WL 342051, at *13 n.19.
We agree. Hanson merely alleged that the deputies were “negligent” in their restraint, not that
the use of the restraint chair violated the Constitution. Further, Hanson’s attempts at
resuscitating this claim fail. Even if the use of the restraint chair “featured prominently” in his
(unverified) complaint, “feature[d] prominently” in his “own Motion for Summary Judgment,”
and “was mentioned in response to the Motion for Summary Judgment,” Hanson failed to meet
his burden on summary judgment to establish that the extended use of a restraint chair violated
clearly established law. And he also insufficiently develops this argument on appeal. “Issues
adverted to in a perfunctory manner, unaccompanied by some effort at developed
20
Case No. 17-5209, Hanson v. Madison Cty. et al.
argumentation,” like here, “are deemed waived.” Barany-Snyder v. Weiner, 539 F.3d 327, 331
(6th Cir. 2008) (alteration in original) (quoting McPherson v. Kelsey, 125 F.3d 989, 995–96 (6th
Cir. 1997)).
5. Use of Pepper Spray—Deputies Napier, Rawlins, Staggs, and Whitaker 11
For the first time on appeal, Hanson argues that a jury could conclude that he was
gratuitously pepper sprayed. As the district court noted, “Plaintiff did not contest or oppose
summary judgment as to this claim.” Hanson, 2017 WL 342051, at *13 n.20. Indeed, in
Hanson’s response to the motion for summary judgment, the word “spray” only appears once,
buried in an incoherent sentence discussing various jail standards.12
Our general rule is “that an argument not raised before the district court is waived on
appeal to this Court.” Scottsdale Ins. Co. v. Flowers, 513 F.3d 546, 552 (6th Cir. 2008); see also
Bldg. Serv. Local 47 Cleaning Contractors Pension Plan v. Grandview Raceway, 46 F.3d 1392,
1399 (6th Cir. 1995) (noting “vague references fail to clearly present the objection in the district
court so as to preserve the issue for appellate review”).13
“The need for finality in litigation and conservation of judicial resources counsels against
exceptions.” Hicks v. Gates Rubber Co., 928 F.2d 966, 971 (10th Cir. 1991). Nevertheless,
11
While Hanson now asserts that Lieutenant Bell should also face this claim, no evidence—
video or otherwise—suggests that she had personal contact with Hanson after the initial struggle.
12
We emphasize that Hanson’s counsel at the pleading and summary-judgment stages produced
woefully inadequate work and arguably failed to preserve several claims and arguments on
appeal. Hanson’s appellate counsel demonstrated considerable improvements, but for a few
claims and arguments, those improvements come too late or do not suffice.
13
We recognize that “[w]aiver is different from forfeiture.” United States v. Olano, 507 U.S.
725, 733 (1993). “Whereas forfeiture is the failure to make the timely assertion of a right,
waiver is the ‘intentional relinquishment or abandonment of a known right.’” Id. (quoting
Johnson v. Zerbst, 304 U.S. 458, 464 (1938)). However, we use “waiver” in this context as prior
courts have done.
21
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“[we] have, on occasion, deviated from the general rule in ‘exceptional cases or particular
circumstances’ or when the rule would produce ‘a plain miscarriage of justice.’” Foster, 6 F.3d
at 407 (quoting Pinney Dock & Transport Co. v. Penn Cent. Corp., 838 F.2d 1445, 1461 (6th
Cir. 1988)); accord Scottsdale Ins., 513 F.3d at 552.
In Lexicon, Inc. v. Safeco Insurance Co. of America, for example, this Court determined
that since “the district court fully addressed” arguments raised for the first time in a sur-reply
brief and “both parties fully briefed the issue before this court,” it would address an argument.
436 F.3d 662, 670 n.6 (6th Cir. 2006). Under these types of circumstances, the three policies
justifying the invocation of the waiver rule are not advanced. First, where a district court “fully
addresse[s],” id., an argument—whether or not a party below fully raised it in an appropriate
fashion—our consideration of that argument is not made more difficult. See Scottsdale, 513 F.3d
at 552. In these cases, we have the district court’s order and subsequent briefing on appeal.
Second, we do not “[dis]respect . . . the district court” by reversing it on a basis that it never had
considered because the district court, in fact, ruled on that very issue. See Hicks, 928 F.2d at
970. And, third, the negatively affected party is not “surprised . . . on appeal” because it has
every chance to argue the district court erred, see Scottsdale Ins., 513 F.3d at 552, and that party
can still argue the court erred by raising an argument on its own without allowing an opportunity
to respond. See Fed. R. Civ. P. 56(f) (“After giving notice and a reasonable time to respond, the
court may . . . grant the motion on grounds not raised by a party.”) (emphasis added).
We also note that the failure to respond at all at summary judgment is not necessarily
fatal to a plaintiff’s claims. See, e.g., Carver v. Bunch, 946 F.2d 451, 455 (6th Cir. 1991) (“[A]
district court cannot grant summary judgment in favor of a movant simply because the adverse
22
Case No. 17-5209, Hanson v. Madison Cty. et al.
party has not responded.”); see also Fed. R. Civ. P. 56(c), (e). Rather, “a party moving for
summary judgment always bears the burden of demonstrating the absence of a genuine issue as
to a material fact.” Carver, 946 F.2d at 454 (emphasis added) (citing Adickes, 398 U.S. at 157).
It follows that an unsupported and poorly developed response to a motion for summary judgment
is also not necessarily fatal to the non-movant, and the non-movant can still argue on appeal that
the movant failed to meet his burden in the first instance.
Notwithstanding Hanson’s failure to respond to the motion for summary judgment as to
this claim below, the district court relied on the video to address this claim (at least as to Deputy
Whitaker), and the parties both fully briefed this claim on appeal. See Scottsdale Ins., 513 F.3d
at 552. In addition, Deputy Whitaker does not argue that the claim against him is waived. Cf.
Fagan v. Washington, 942 F.2d 1155, 1157 (7th Cir. 1991) (noting a party under certain
circumstances can “waive[] waiver”). Thus, we will at least consider the claim as to Deputy
Whitaker. With respect to the other deputies, waiver presents a much closer call.
We note that the district court acknowledged and cited to Hanson’s deposition testimony
in its recitation of the facts. Hanson, 2017 WL 342051, at *3. Hanson testified that multiple
deputies gratuitously pepper sprayed him. But the district court did not credit Hanson’s
testimony, and instead used one window in the video to conclude it “clearly supports
Defendants’ version of events.” Id. at *13. Hanson has not cited any new evidence that the
district court did not consider, and he has not argued any new theory regarding excessive force or
claim that the deputies did not attempt to defeat below. And the deputies and the district court
were aware of Hanson’s testimony that multiple deputies used pepper spray on him. Thus, we
decline to invoke waiver under these circumstances and will review the district court’s decision
23
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to see whether the other deputies indeed carried their burden at summary judgment to establish
that no genuine issue of material fact exists. See Carver, 946 F.2d at 455 (“The court is required,
at a minimum, to examine the movant’s motion for summary judgment to ensure that he has
discharged [his] burden.”).
Hanson testified that at some point, he woke up to “smelling salts” (likely the ammonia
stick), and heard, “he’s a tough one.” He then recalled being repeatedly pepper sprayed by
deputies—the same deputies who later tased him. He testified that he never banged on the cell
door or recalled having tried to open the door. He claimed that the deputies used almost an
entire can of pepper spray on him. And, in his view, the video does not depict Hanson resisting
at all after being placed in the cell, save for “a short scene that depicts Hanson’s hand on the
door, as he is laying down, obviously in need of assistance.” Thereafter, he testified he was
dragged down the hallway to be decontaminated from the pepper spray.
The deputies’ accounts differ. Deputy Whitaker testified that Hanson was beating on the
door to his cell to the point where Hanson was a danger to himself. Deputy Whitaker claimed he
opened the door to check on Hanson. When Whitaker attempted to close the door, Hanson
pushed the door open, blocking Whitaker’s ability to close the cell door. Whitaker testified that
he asked Hanson to stop several times before deploying his pepper spray to compel Hanson to
comply. This particular encounter lasted approximately one minute and ten seconds.
Interestingly, however, Deputy Rawlins testified that Hanson was sprayed because he was
“beating the door,” not because he tried to keep it open.
We conclude the video does not “blatantly contradict” Hanson’s entire testimony. The
video shows Hanson clearly impeding the door’s closing only once. This snapshot also appears
24
Case No. 17-5209, Hanson v. Madison Cty. et al.
to corroborate the plaintiff’s view that Hanson is lying down at that time. The door does seem to
swing open in a few small bursts over the next many seconds, but it’s not clear why. We cannot
conclude that the video blatantly contradicts Hanson’s testimony that he was gratuitously pepper
sprayed while non-resistive.
Hanson also suggests that the deputies could have pepper sprayed him at other times
outside this timeframe. After careful review of the video footage, we agree.
The most plausible window appears to be when Deputies Staggs, Napier, and Whitaker
enter Hanson’s cell with the ammonia stick. During this time, Deputy Rawlins can be seen at the
doorway. If Hanson was actively resisting, he almost assuredly would have entered the room to
assist. The deputies exit over two minutes later—plenty of time for them to have gratuitously
pepper sprayed (and tased) Hanson. And, as we will discuss later, it appears that Deputy Napier
had a taser in hand during this time period.
The deputies argue that Hanson’s citation to other windows of opportunity as reflected in
the video does not suffice as “affirmative evidence showing a genuine issue of material fact.”
But this argument misses the mark. For starters, a party need not produce “affirmative
evidence.” Rather, he can “assert[] that a fact . . . is genuinely disputed” by “showing that the
materials cited do not establish the absence . . . of a genuine dispute.” Fed. R. Civ. P. 56(c)(1).
In this case, Hanson has shown that the video in its entirety does not “establish the absence . . . of
a genuine dispute.” Id. Moreover, and crucially, there was affirmative evidence in the record
that the district court considered—Hanson’s sworn testimony. To be sure, Hanson’s briefing
below did not pinpoint the other windows of opportunity shown in the video in the thorough
manner he does on appeal. But neither did the deputies establish the video in its entirety
25
Case No. 17-5209, Hanson v. Madison Cty. et al.
“discredited” Hanson’s “entire version of the events” as reflected in his testimony. Coble,
634 F.3d at 870. In short, the deputies failed to carry their initial burden at summary judgment to
demonstrate that the video in its entirety blatantly contradicted Hanson’s sworn testimony.
To be sure, other windows do not dovetail with Hanson’s sequencing—recall, he testified
that he was pepper sprayed right before being dragged down the hallway. In this sense, the video
“discredits his [exact] version of the events.” Id. But that is not the standard. A few
inconsistencies fail to “discredit [Hanson’s] entire version of the events.” Id. (emphasis
added).14
All agree that deputies pepper sprayed Hanson. The material question, then, taking the
use of pepper spray as given, is could a reasonable jury conclude that Hanson was gratuitously
pepper sprayed? Although Hanson’s testimony has many potential flaws, yes. See id.
Assuming so, the law had long placed the deputies on notice that such behavior was unlawful.
See, e.g., Adams v. Metiva, 31 F.3d 375, 386–87 (6th Cir. 1994) (“If the jury determines that
Metiva . . . gratuitously maced a helpless and incapacitated person, then as a legal matter no
reasonable officer would believe that such conduct would not violate plaintiff’s constitutional
rights.”).
14
In addition, the deputies’ accounts conflict. For example, in Deputy Whitaker’s incident
report, he stated that he and Deputy Napier pepper sprayed Hanson. And, yet, Deputy Napier
testified that he did not know who sprayed Hanson or why it was done. This record is also
amplified by certain comments picked up by one of the videos, such as Deputy Whitaker’s frank
assessment: “We’re all fired anyway, we don’t care to whip his ass tonight.” While the deputies’
subjective intent, of course, is irrelevant as to whether the force is unconstitutional, this comment
certainly tends to support the notion that Hanson suffered gratuitous and excessive force.
26
Case No. 17-5209, Hanson v. Madison Cty. et al.
6. Use of Taser—Deputies Napier, Rawlins, and Whitaker
The district court’s analysis regarding the use of the taser suffered from the same
deficiencies as its analysis regarding the use of pepper spray. Let’s recap the record.
Hanson testified that about fifteen seconds after he was pepper sprayed, Deputy Rawlins
pinned his right arm against the shower cell wall, Deputy Whitaker pinned his left arm against a
wall, while Deputy Napier tased Hanson. Hanson testified that he could not see clearly. He
testified that he was tased ten (10) or so times in half a minute, in “drive stun mode.” After the
alleged repeated tasing, Hanson tried to grab the taser to stop the injury, and asked, “[W]ould
you please fucking stop sir?” Deputies then pushed him, and he fell. When asked what injuries
occurred as a result of this incident, he explained that he had injuries to his hands and a torn
tricep from the amount of force applied to restrain him while tasing.
The district court bought the deputies’ conflicting testimony, partially corroborated by
one portion of the video, and refused to credit any of Hanson’s version of the events for several
reasons. The district court noted that Hanson “has given wildly disparate estimates of taser
frequency (initially 3, then, 5, then 10) and bodily location.” Moreover, “[b]ecause he admits to
significant gaps in recollection from the night, because his recollections have been so
inconsistent, and because the story he told fails to match objective portions of the video,” the
court found “Hanson’s tale as to the tasing wholly contradicted by the record.”
The court inappropriately “discredit[ed] [Hanson’s] entire version of the events.” Coble,
634 F.3d at 870. Just like with the pepper-spray incident, let’s start with what the parties agree
27
Case No. 17-5209, Hanson v. Madison Cty. et al.
on: Hanson was tased. Hanson testified he was tased ten times,15 while Deputies Napier and
Whitaker testified Hanson was tased once. The taser incident was not captured on camera. The
question thus boils down to whether the district court properly could discredit Hanson’s
deposition testimony that he was gratuitously tased multiple times.
In rare cases, “testimony can and should be rejected without a trial if, in the
circumstances, no reasonable person would believe it.” Seshadri v. Kasraian, 130 F.3d 798, 802
(7th Cir. 1997). However, “proof that a party . . . has made prior inconsistent statements is not a
rare event in our courts. Juries are regularly called upon to consider evidence of that sort, and we
all know that prior inconsistency does not inexorably lead to defeat.” Norris v. Sysco Corp.,
191 F.3d 1043, 1049 (9th Cir. 1999). Moreover, “[a]n affiant’s prior statements cannot be
equated to either a deposition, which is under oath, Fed. R. Civ. P. 30(c), or to a judicial
admission, as in a pleading, which is binding.” Seshadri, 130 F.3d at 801.
Because the video does not blatantly contradict Hanson’s sworn testimony that he was
tased ten times, his testimony must be credited at summary judgment. In evaluating Hanson’s
prior inconsistent statements, the district court improperly made a “[c]redibility determination[]”
in this regard at summary judgment. See Anderson, 477 U.S. at 255.16 Surely, the deputies “can
use it to try to discredit the witness’s testimony, but the witness may be able to explain it away.”
15
The district court cited Hanson’s earlier estimates to law enforcement of three or five times.
These estimates apparently were given to law enforcement during investigations into Hanson’s
treatment in the days after his arrest. However, it appears that Hanson consistently reported
being tased more than five times. Moreover, the deputies offer no reason to discredit Hanson’s
sworn testimony that he was tased ten times. The deputies can use any prior inconsistent
statements against Hanson at trial.
16
Moreover, it’s not even clear to us that any inconsistency in the number of taser drives is
material to the question of whether the force used was excessive. Even if the jury credited
Hanson’s prior statement that he was “tased more than five times,” his claim may prevail
depending on his level of resistance.
28
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Seshadri, 130 F.3d at 801. In this case, for example, Hanson came into the jail drunk and then
allegedly suffered serious injuries over several hours requiring hospitalization over several days.
It’s easy to see why his recollection under these circumstances would not be perfect or even
consistent.
The district court’s attempts to poke other holes in Hanson’s story, while effective, are
not fatal to his claim. The district court noted Hanson’s sequencing “fails”; it further concluded
Hanson’s account for all three officers in the cell at the same time, and thus his account for how
he was pinned against the wall, “is inaccurate.” This is all fine (at least as it relates to one
window of opportunity),17 but the material question, in light of multiple taser drives, is could a
reasonable jury conclude that Hanson was not “actively resisting” officers’ efforts to control him
at that time? See Rudlaff, 791 F.3d at 642 (collecting cases) (“When a suspect actively resists . . .
the police can use a taser (or a knee strike) to subdue him; but when a suspect does not resist, or
has stopped resisting, they cannot.”).
In this vein, revisiting Coble is instructive. There, the court noted that an audio recording
did not “blatantly contradict[]” the plaintiff’s “entire version of the events.” 634 F.3d at 870.
Much of Coble’s testimony was not supported by an audio recording, including the absence of
any screams or the sound of his body hitting the pavement. Id. at 869. Nonetheless, “[e]ven if
part of Coble’s testimony is blatantly contradicted by the audio recording,” the Court wrote, “that
does not permit the district court to discredit his entire version of the events.” Id. at 870. “We
17
And some alleged contradictions are not even that material to Hanson’s claim. For example,
the deputies claim that Hanson’s testimony regarding the timing of the taser incident during one
window of opportunity—Hanson says “fifteen seconds” after he was pepper sprayed while the
video suggests seven minutes—is somehow necessary to Hanson’s excessive force claim. But
this is precisely the type of immaterial inconsistency that cannot serve to “discredit his entire
version of the events.” Coble, 634 F.3d at 870.
29
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allow cases to proceed to trial even though a party’s evidence is inconsistent, because ‘[i]n
reviewing a summary judgment motion, credibility judgments and weighing of the evidence are
prohibited.’” Id. (alteration in original) (quoting Schreiber v. Moe, 596 F.3d 323, 333 (6th Cir.
2010)).
The deputies note Coble is factually distinguishable; but Coble’s bottom-line conclusion
is legally inescapable: even if the video “blatantly contradicted” “part of Coble’s testimony,” the
district court could not “discredit his entire version of the events.” Id. (emphases added). So
even if the video showed Hanson errantly recalled the sequence of events or errantly testified
that one additional officer participated, the video simply does not “blatantly contradict” his
assertion that he was gratuitously tased multiple times.
Further, there were other windows of opportunities where force could have been applied.
Notwithstanding partial contradictions involving sequencing or movement down the hallway, it
remains possible that Hanson was pepper sprayed and tased during a three-minute period where
three deputies remained in Hanson’s cell. At this juncture, it also bears repeating that Hanson
suffered serious injuries during his stay, which required a hospital stay over many days. There is
no res ipsa loquitur principle for constitutional torts, but a jury’s evaluation about whether
excessive force took place here seems appropriate considering Hanson’s significant injuries and
the record’s missing puzzle pieces.
In short, if the jury credited Hanson’s testimony that he was gratuitously tased—
testimony that the video does not “blatantly contradict” for any segment—then the jury could
30
Case No. 17-5209, Hanson v. Madison Cty. et al.
find Deputies Napier, Rawlins, and/or Whitaker committed an objectively unreasonable
constitutional violation.18
7. Supervisory Liability—Jailer Thomas and Lieutenant Bell
Last, Hanson argues that Lieutenant Dena Bell and Jailer Doug Thomas should be held
individually liable in their supervisory capacities.
Jailer Thomas merits little discussion. As the district court noted, he was not even on the
scene at all relevant times. While in a very rare case, a supervisor does not have to be
“physically . . . present at the time of the constitutional violation,” Peatross v. City of Memphis,
818 F.3d 233, 242 (6th Cir. 2016), Hanson falls far short of his burden to point to evidence or
develop argumentation. The only evidence from the record that Hanson points to is that the
supervisor Thomas designated in charge, “Lt. Bell[,] testified that in her entire career, she has
never written anyone up for anything.” Hanson also points to the fact that “this jail, with this
jailer, has been the subject of several civil rights lawsuits,” and urges this Court to take
“[j]udicial notice . . . as to these other matters.” These pieces of evidence fall short of
establishing “active unconstitutional behavior,” Bass v. Robinson, 167 F.3d 1041, 1048 (6th Cir.
1999), or “a widespread pattern of constitutional violations,” Doe v. Warren Consolidated Sch.,
93 F. App’x 812, 822 (6th Cir. 2004), Hanson’s latest attempt at raising an argument not raised
before the district court.
The claim against Lieutenant Bell, while it would have been a closer call, also fails. In
Bellamy v. Bradley, we set the “minimum” bar by announcing “a § 1983 plaintiff must show that
18
We do not lightly come to the conclusion that each of these deputies must face trial. However,
the video in its entirety does not blatantly contradict the possibility that any one or more of these
deputies effectuated excessive force through the use of pepper spray or a taser. It will be for the
jury to sort through which deputy, if any, has liability for these claims.
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a supervisory official at least implicitly authorized, approved or knowingly acquiesced in the
unconstitutional conduct of the offending subordinate.” 729 F.2d 416, 421 (6th Cir. 1984). And,
just like with other individual-liability claims, a prior case with a “high ‘degree of specificity’”
would have had to put Bell on notice that her conduct violated clearly established law. See
Wesby, 138 S. Ct. at 590 (quoting Mullenix v. Luna, 136 S. Ct. 305, 309 (2015) (per curiam)).
However, as the district court noted, Hanson did not raise, let alone develop, this argument
below.
Hanson fails to allege any particular misconduct on the part of Lieutenant Bell.
He further does not dispute Defendants’ assertion of qualified immunity with
respect to Bell, having failed to respond in any way to the argument. Simply put,
Hanson does not present any evidence that Bell used any amount of force against
him during his stay at MCDC. . . . Hanson simply does not offer any, much less
sufficient, evidence to maintain an excessive force claim against Bell.
Hanson, 2017 WL 342051, at *9.
Now, of course, Hanson argues that Lieutenant Bell “clearly has supervisory liability,”
pointing to caselaw and evidence that would support claims against her. But because the district
court was never asked to consider this theory of liability against Lieutenant Bell, we find that
Hanson failed to preserve this claim on appeal. See Scottsdale Ins., 513 F.3d at 552.19
19
One crucial distinction between invoking waiver here and not doing so for the pepper spray
segment is that the district court made a finding of waiver and did not analyze this claim under a
supervisory liability theory. See Hicks, 928 F.2d at 970–71 (quoting Richerson v. Jones,
572 F.2d 89, 97 (3d Cir. 1978)) (“[T]he policy of declining to consider an argument not raised
below is strongest where the district judge was not aware of the argument.”). The court, by
contrast, analyzed Hanson’s claim regarding the use of pepper spray and cited to the very
testimony that created a genuine dispute of material fact. Cf. Fed. R. Civ. P. 56(c) (“The court
need consider only the cited materials . . . .”).
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8. State-Law Claims
Hanson’s second amended complaint alleges several claims under state law, including
common-law and statutory negligence, negligent and intentional inflictions of emotional distress,
and assault and battery. The elements for each of these claims do not directly mirror the
elements of Hanson’s excessive-force claims under the Fourth Amendment, though some of
them share a defense insofar as qualified immunity is raised under state and federal law.
Hanson, however, failed to respond with any argument to defeat qualified immunity under
Kentucky law. This again represents a troubling pattern, relegating this Court to the district
court’s role in evaluating arguments concerning these issues for the first time. See Scottsdale
Ins., 513 F.3d at 552. But while Hanson’s appellate counsel deftly managed to salvage a few of
his federal claims, he fails to save his state-law claims. After laying out the general legal
standard for qualified immunity under state law, Hanson’s entire argument for several
complicated state-law claims spans less than a half-page:
As noted, above the initial use of force by Staggs, Napier, and Whitaker, which,
viewed most favorably to Hanson, was in retaliation for the Kentucky comment,
violated clearly established constitutional rights. Viewed in the light most
favorable to Hanson, because it was in retaliation for the Kentucky comment, they
were also taken in bad faith. The unreasonable prolonged confinement in the
restraint chair can be likewise seen in a similar lens, implicating Bell and Rawlins
as well. And finally, the unnecessary and unconstitutional repeated use of the
pepper spray and taser, likewise violated clearly established rights, and can be
seen to be retaliatory and in bad faith (and if it is either, qualified immunity in
Kentucky is not applicable).
Appellant’s Br. at 50–51. Hanson begins by repeating his argument that several deputies
“violated clearly established constitutional rights.” But Hanson raised no claim under the
Kentucky Constitution. Excising that statement, all we are left with is a bald allegation for that
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first time on appeal that officers acted “in bad faith.” “Issues adverted to in a perfunctory
manner, unaccompanied by some effort at developed argumentation,” like here, “are deemed
waived.” Barany-Snyder, 539 F.3d at 331 (alteration in original) (quoting McPherson, 125 F.3d
at 995–96). Thus, none of Hanson’s state-law claims survive.
IV. ANALYSIS: OFFICIAL CAPACITY CLAIMS
A. Legal Framework: Monell Liability
“A suit against an individual ‘in his official capacity’ has been held to be essentially a
suit directly against the local government unit and can result in that unit’s liability to respond to
the injured party for his injuries.” Leach v. Shelby Cty. Sherriff, 891 F.2d 1241, 1245 (6th Cir.
1989). Thus, each of Hanson’s claims are “nothing more than a suit against [Madison] County
itself.” Petty v. Cty. of Franklin, 478 F.3d 341, 349 (6th Cir. 2007), overruled on other grounds
by Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007).
A governmental entity “cannot be held liable solely because it employs a tortfeasor—or,
in other words, a municipality cannot be held liable under § 1983 on a respondeat superior
theory.” Monell v. Dep’t of Soc. Servs., 436 U.S. 658, 691 (1978).20 Rather, liability attaches
where the unconstitutional action “implements or executes a policy statement, ordinance,
regulation, or decision officially adopted and promulgated” by municipal officers, or where the
20
To take just one example that demonstrates the deficiency of Hanson’s counsel below, counsel
advanced the following argument below, which is quoted here in its entirety: “MCDC is the
employer and supervisor of Officer Staggs and Whitaker and as such, are liable for all of their
actions via respondeat superior. Plaintiff is entitled to summary judgment against MCDC just as
he is against Officers Staggs and Whitaker.” Counsel surely should have read Monell before
trying to sustain a Monell claim: “a municipality cannot be held liable under § 1983 on a
respondeat superior theory.” Monell, 436 U.S. at 691.
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deprivation results from governmental “custom.” Id. at 690–91. The governmental action must
be “the moving force” behind the constitutional violation. Id. at 694.
Finally, where no constitutional violation occurs, the municipal defendant likewise
cannot be held liable. Watkins v. City of Battle Creek, 273 F.3d 682, 687 (6th Cir. 2001). Thus,
we only analyze those excessive force claims that survive—those encompassing the chokehold,
the pepper spray, and the taser.
B. Analysis
A Monell claim comes in three different forms: a “commission,” an “omission,” or a
“ratification.” See Clouthier v. Cty. of Contra Costa, 591 F.3d 1232, 1249–50 (9th Cir. 2010),
overruled in part by Castro v. Cty. of Los Angeles, 591 F.3d 1232 (9th Cir. 2010). In this case,
Hanson devotes two short paragraphs to his argument that “there was []sufficient proof of a
custom or policy of excessive force.” Hanson’s arguments for this claim—a claim that must
eclipse a high bar—“leave the court to ‘put flesh on its bones.’” Brenay v. Schartow, 709 F.
App’x 331, 336 (6th Cir. 2017) (quoting McPherson, 125 F.3d at 995–96). But, even assuming
these claims are preserved, Hanson’s arguments fail.
Hanson cites three pieces of evidence: (1) Lieutenant Bell’s testimony that she never
disciplined anyone for excessive force; (2) Deputy Napier’s and Deputy Rawlins’s testimony that
they received no training on the use of force “for a period of time”; and (3) Mr. Miller’s expert
testimony that “the Kentucky Jail Standards and the Madison County standards were
inadequate.”21 Hanson then notes that “[w]here a municipality’s failure to train its employees in
21
The dissent finds other pieces of evidence that it then cobbles together to conclude that there is
a genuine dispute of material fact. See Dis. Op. at 10–14. In doing so, it relies upon Fed. R. Civ.
P. 56(c)(3) (“The court need consider only the cited materials, but it may consider other
35
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a relevant respect evidences a ‘deliberate indifference’ to the rights of the inhabitants there is a
‘policy or custom’ that is actionable under § 1983.” This evidence and argumentation do not
suffice to sustain a Monell claim.
The first piece of evidence offers little. The fact that Lieutenant Bell had not disciplined
an officer for excessive force does not show that there was a history of excessive force or need
for additional training. In fact, if anything, that evidence standing alone shows there was not a
pattern of excessive force. The mere existence of a training program or lack thereof is not
sufficient. See City of Canton v. Harris, 489 U.S. 378, 389–90 (1989). There is no
constitutional requirement to “train” writ large. See id.
The fact that two officers testified that they did not receive training on the use of force
upon being hired does not establish that the County’s failure to train these officers rose to the
level of a “policy” reflecting deliberate indifference. The record shows that Deputy Napier had,
indeed, attended use-of-force training within a couple months of being hired. While Deputy
Rawlins did not receive use-of-force training when he started in 2013, and instead received the
annual sixteen hours of training the next year, “[t]hat a particular officer may be unsatisfactorily
trained will not alone suffice to fasten liability on the city, for the officer’s shortcomings may
have resulted from factors other than a faulty training program.” Id. at 390–91.
materials in the record.”). Even if the rule applies to district courts and appellate courts—a
proposition far from certain, see LidoChem, Inc. v. Stoller Enters., 500 F. App’x 373, 388–91
(6th Cir. 2012) (Thapar, J., dissenting) (collecting cases)—the rule is quite clearly discretionary,
and we decline to reverse the district court on this basis. See Chicago Title Ins. Corp. v.
Magnuson, 487 F.3d 985, 995 (6th Cir. 2007) (quoting Street v. J.C. Bradford & Co., 886 F.2d
1472, 1479–80 (6th Cir. 1989)) (“A district court is not required to ‘search the entire record to
establish that it is bereft of a genuine issue of material fact.’”).
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To the extent Deputy Rawlins or others gratuitously used force, their collective “bad
judgment,” not lack of training, was the moving force behind the constitutional violation. While
one could argue that Deputy Staggs’s inadvisable chokehold was linked to a lack of proper
restraint training, Hanson has still not met his burden to show that a “training program,” or lack
thereof, amounted to a policy of deliberate indifference. It does not “suffice to prove that an
injury or accident could have been avoided if an officer had had better or more training,
sufficient to equip him to avoid the particular injury-causing conduct.” Id. at 391. Even
“adequately trained officers occasionally make mistakes.” Id.
A Monell claim that survives summary judgment is exceedingly rare, and rightly so. “In
virtually every instance where a person has had his or her constitutional rights violated by a city
employee, a § 1983 plaintiff will be able to point to something the city ‘could have done’ to
prevent the unfortunate incident.” Id. at 392. Hanson’s evidence here is simply not sufficient to
show the County’s “failure to train reflects deliberate indifference to the constitutional rights of
its inhabitants.” Id. (emphasis added).
V. ANALYSIS: MOTION TO ALTER OR AMEND JUDGMENT
Finally, Hanson alleges that the district court abused its discretion by denying his motion
under Fed. R. Civ. P. 59(e). The denial of a motion under Rule 59(e) is reviewed for abuse of
discretion. See, e.g., Nolfi v. Ohio Ky. Oil Corp., 675 F.3d 538, 552 (6th Cir. 2012). Since we
have reviewed each of Hanson’s issues de novo, this argument has no traction. For those issues
that the district court got right on de novo review, it obviously did not abuse its discretion. For
those issues that the district court erred on de novo review, we need not evaluate whether the
district court also abused its discretion.
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VI. CONCLUSION
In sum, with respect to Hanson’s individual-liability claims, we:
1) affirm the district court’s decision to grant Deputy Staggs qualified immunity in
connection with his decision to shove Hanson at the booking counter;
2) reverse the district court’s decision to grant Deputy Whitaker qualified immunity in
connection with his decision to choke Hanson;
3) affirm the district court’s decision to grant Deputies Napier and all others qualified
immunity in connection with their initial efforts to restrain Hanson;
4) find Hanson waived his claim in connection with the deputies’ extended use of the
restraint chair;
5) reverse the district court’s decision to grant Deputies Napier, Rawlins, Staggs, and
Whitaker qualified immunity in connection with the use of pepper spray;
6) reverse the district court’s decision to grant Deputies Napier, Rawlins, and Whitaker
qualified immunity in connection with the use of a taser;
7) find Hanson waived his claims and/or affirm the district court’s decision to grant
qualified immunity in connection with Jailer Thomas’s and Lieutenant Bell’s
supervisory liability; and,
8) find Hanson waived his state-law claims in all respects.
With respect to Hanson’s official-capacity claims, we affirm the district court’s grant of
summary judgment as to Madison County.
With respect to Hanson’s motion to alter or amend judgment, we dismiss as moot any
objections on appeal because they do not change the outcome of any claim on de novo review.
Therefore, we AFFIRM IN PART and REVERSE IN PART the district court’s
judgment and REMAND this case for trial on the surviving claims.
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KAREN NELSON MOORE, Circuit Judge, concurring in part and dissenting in
part. I dissent from Part III.C.1, regarding Staggs’s use of hands-on force, and Part IV,
regarding Hanson’s Monell claim. I write separately to clarify the evidence before us regarding
Napier’s use of hands-on force. I agree with the reversal regarding Hanson’s claims of excessive
force for Whitaker’s use of hands-on force; for Staggs’s, Whitaker’s, Napier’s, and Rawlins’s
use of pepper spray; and for Whitaker’s, Napier’s, and Rawlins’s use of a taser.
A. Hands-on Force
Regarding Staggs’s use of hands-on force, I disagree with the majority’s decision because
(1) there is a genuine dispute of material fact regarding whether Staggs’s actions were reasonable
and (2) Hanson’s right is clearly established. Additionally, although I agree with the majority’s
outcome regarding Napier’s use of hands-on force, the evidence shows that Napier did use some
force, which is contrary to the majority’s assertion.
1. Staggs
a. Objectively Reasonable
The video evidence shows that Whitaker, Napier, and Staggs were near the booking
counter when Hanson first entered the detention center with Adkins. R. 128 (MSJ Ex. 14,
Hanson audio.avr at 1:22 a.m.). While entering, Hanson used a raised voice and profanity to
discuss his arrest. Id. at 1:23 a.m. But this discussion ended when Hanson began to give his
background information to Whitaker, who sat at the booking counter. Id. As Hanson spoke with
Whitaker, Staggs removed Hanson’s handcuffs. Id. Once Hanson no longer had handcuffs on,
Whitaker asked Hanson to take off his jewelry and belt and to remove items from his pockets,
which Hanson began to do. Id. at 1:24 a.m. However, while removing items from his pockets,
39
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Hanson used profanity and complained about his arrest. Id. After hearing that Adkins arrested
him for disorderly conduct, Hanson became agitated. Id. Adkins responded to Hanson by telling
him to “take it easy.” Id.
Hanson then stated that he was going to press charges against the employee at JerZees
who punched him. Id. Adkins told Hanson that Adkins could not do anything about the JerZees
employee because Adkins did not see the alleged assault. Id. At one point, Adkins shook his
head. Id. Hanson responded to Adkins’s reaction by telling Adkins to “do your fucking work
man,” which caused Whitaker to exclaim “ok, shut your mouth.” Id. Napier also interjected at
this point by telling Hanson that he “better calm down real fucking quick.” Id. As this occurred,
Adkins continued to try to explain to Hanson why he could not help Hanson press charges. Id.
Because Hanson kept speaking over Adkins, Adkins asked Hanson if he was from Kentucky, and
Hanson responded by saying “no, I’m not from Kentucky, I’m from an educated fucking state.”
Id. at 1:25 a.m. Throughout this encounter, Hanson made hand gestures, took items out of his
pockets, and occasionally smacked his hands and items down on the booking counter. Id. at 1:24
a.m. At times, Hanson’s voice was raised and irritated, but he was not yelling. Id.
While Hanson continued to take items out of his pockets and toss them on the counter, he
stated that he should call 911 to press charges against the JerZees employee. Id. at 1:25 a.m.
When Adkins responded to Hanson’s comments, Hanson stated that “your sitting there, fucking
jabbering.” Id. Because of this statement, Staggs, who stood behind Hanson to the right, told
Hanson “you better drop the fucking attitude, alright?” Id. After hearing Staggs, Hanson started
to move his head and the right side of his body to see Staggs. Id. During this movement,
Hanson stated “I ain’t dropping no fucking attitude.” Id. But before Hanson finished turning,
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Staggs grabbed Hanson’s throat with his right hand and pushed Hanson against the wall. Id.
Hanson then shoved Staggs off of him, R. 128 (MSJ Ex. 15, Hanson.avi at 1:24 a.m.), and both
men fell through the doorway into the alcohol-testing room, R. 128 (MSJ Ex. 14, Hanson
audio.avr at 1:25 a.m.). Napier and Whitaker then rushed to help Staggs. R. 128 (MSJ Ex. 15,
Hanson.avi at 1:24 a.m.).
Then, a while after restraining Hanson, the Deputies discussed the incident, and Bell
stated that “we all have them days though, when they get under your skin.” R. 128 (MSJ Ex. 14,
Hanson audio.avr at 1:50 a.m.). Whitaker said to “be sure when we write the report that we
include these two officers,” referencing to Adkins and Gray. Id. at 1:55 a.m. Gray responded
with “woah, woah, I wasn’t here, my name is Zach Harris.” Id. When Whitaker continued to
describe the events, Whitaker stated to Adkins that “we don’t take really kindly to people
standing on that side of the counter cussing [indiscernible].” Id. at 1:56 a.m.
At one point, Staggs said to Napier “let’s go play that video back, I want to see it.” Id. at
2:09 a.m. As he tried to play the video, Staggs said “one day I’ll learn.” Id. at 2:14 a.m.
Eventually, Staggs, Whitaker, Napier, and Bell were all in the booking area, and Staggs stated
that he did not want to get anyone in trouble, to which Whitaker responded that “doesn’t trouble
me, no blood, no charges.” Id. at 2:20 a.m. Whitaker then said that “if [Hanson’s] face get a
little red mark, I get that from wrestling with Brian” and “did you see how purple his face got?”
Id. at 2:21 a.m. Staggs said “ya, ya I was scared, I really thought you were going to kill him,”
and an unidentified voice asked “did you see his mouth bleeding?” and said “for a second, I
thought he was gonna die.” Id. When Staggs then said “let’s see if I’m fired,” Whitaker
responded with “we’ll see if I’m fired.” Id.
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While watching the video, Whitaker told Staggs that Hanson “took a combative stance, I
think you’re good.” Id. at 2:22 a.m. Staggs continued to watch the video and commented by
stating “see, right here is where I go wrong.” Id. Whitaker said, “no, he took a combative
stance, he squared up on you, he’s fired up.” Id. Whitaker then told Bell to watch the video and
that Hanson “did take a combative stance towards Brian” Id. at 2:23 a.m. At one point, as
Staggs, Whitaker, Napier, and Bell watched the video, all of the Deputies laughed. Id. Once the
video finished, Whitaker told Staggs “yep, you’re probably fired, good working with you,
Brian.” Id. at 2:24 a.m. And minutes later, because Hanson was yelling, Whitaker told Staggs
“why don’t you tell him, we’re all fired anyway, we don’t care to whip his ass tonight.” Id. at
2:26 a.m.
During his deposition, Adkins described his own observations, and he stated the
following:
Q Was Mr. Hanson cooperative during the booking process?
A I would say no.
Q What would make you say that?
A . . . And then once they started asking their questions he was not really
cooperative with them either about answering questions and stuff.
....
Q And you indicated in your testimony that once Mr. Hanson got to the jail
he acted aggressively.
A Uncooperative I think was the word I used.
Q Did you see him, once he got to the jail, ever act aggressively towards you
or the jail personnel?
A From my personal that night or from watching the video?
Q Well, let’s start with that night.
A That night, no, I didn’t see it. But of course, like, you know, I was back
turned towards him, typing on top of the copy machine.
Q From watching the video did you see him act aggressive?
A He took kind of an aggressive stance. Now he didn’t swing or anything
like that at them, but he did kind of clench his fists and kind of stand - -
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Q What did he do other than turn around and look at the jailer?
A I think just the posture was more than anything, the stance.
Q Just the posture, nothing else?
A Well, I didn’t see him - - on the video I didn’t see him take a swing or
anything but, you know, just turn around and just take kind of like an
aggressive stance. But I’d have to see it again to see if he’s - - there’s a lot
of things you could do. Like if I turned around to you and clenched my
fist, I mean, that’s more than me just turning around and looking at you.
Q Did you see him do that in the video?
A I wasn’t really paying attention to his fists in the video. I mean, if I
watched it again I could tell you if I saw it or not.
R. 127-3 (MSJ Ex. 3, Adkins Dep. at 24, 50–51) (Page ID #1014, 1019–20).
Based on this evidence, a jury could reach the majority’s conclusion that Staggs used de
minimis force. By smacking his hands and belongings on the counter, Hanson indicated his
combative mood. When the Deputies told Hanson to calm down, Hanson’s agitation escalated.
Because Hanson was actively resisting the Deputies’ commands to calm down, the Deputies
needed to keep order in the detention center to protect themselves and other detainees. Then,
when Staggs told Hanson to drop the attitude, Hanson said “I ain’t dropping no fucking attitude”
while making a sharp turn to face Staggs, suggesting that Hanson was ready to fight. When
responding to Hanson, Staggs merely “shoved” Hanson for a split second, which was a
justifiable maneuver.1 By interpreting these facts in this manner, a jury might conclude that
Staggs acted reasonably.
However, the majority’s classification of Staggs’s use of force as de minimis ignores
another interpretation of the evidence, which goes against our duty to “view the facts and any
1
The majority also contends that Hanson has not alleged Staggs’s use of force caused an injury. See Maj. Op. at
16–17. However, in his briefing, Hanson discusses his injuries on several occasions. See Appellant’s Br. at 7, 8, 29
(citing evidentiary materials). Furthermore, a medical report states that Hanson had a cervical strain, so there is at
least a genuine dispute regarding whether Hanson sustained injuries from Staggs’s use of force. See R. 127-22
(Mot. Ex. 22, Autry Dep. at 34–35) (Page ID #1312–13).
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inferences reasonably drawn from them in the light most favorable to the nonmoving party.”
Griffith v. Coburn, 473 F.3d 650, 655 (6th Cir. 2007) (quoting St. John v. Hickey, 411 F.3d 762,
768 (6th Cir. 2005)). First, Adkins arrested Hanson for disorderly conduct, which is not a
particularly severe offense. Additionally, even the majority notes that, “[i]n one sense, Hanson
did not seem to pose any direct physical threat to the officers.” Maj. Op. at 15. Most
importantly though, Staggs did not merely take “his hand and place[] it on Hanson’s upper-chest
and neck area.” Id. at 4. Instead, Staggs quickly curled his right hand’s fingers around Hanson’s
throat as he shoved Hanson into a brick wall. To the extent that Staggs felt that any force was
necessary to restrain Hanson, choking Hanson was excessive; especially because three jailers and
two officers were within a few feet. Staggs, Whitaker, and Napier also did not attempt to
deescalate the tension, which is apparent from their use of profanity. Then, when the Deputies
reviewed the video footage, they brain stormed reasons to justify Staggs’s use of force. These
statements suggest that Staggs grabbed Hanson out of anger, not out of necessity. By
interpreting the evidence in this manner, grabbing Hanson by the throat was not objectively
reasonable—but weighing competing evidence is a jury’s duty, not ours. Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 255 (1986) (“Credibility determinations, the weighing of the
evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of
a judge, whether he is ruling on a motion for summary judgment or for a directed verdict.”).
Although the majority analogizes to Leary v. Livingston County, 528 F.3d 438, 443 (6th
Cir. 2008), to bolster its point that Staggs used de minimis force, Leary suggests that this is a jury
question. In Leary, the detainee “himself testified at his deposition that the hit ‘didn’t hurt or
nothing,’ that he ‘didn’t have any injury’ and that he never sought any medical treatment.”
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528 F.3d at 443. Furthermore, the detainee “did not suffer any objectively verifiable injury from
the blow,” and “[t]here was no hospital visit after the encounter, no doctor’s visit, no bruise.” Id.
Because there was no contrary evidence to suggest that the force was not de minimis, there was
no genuine dispute of material fact. Id. at 443–44. In fact, we noted that Leary “is an unusual
case” because “[i]t is not often that a constitutional tort claimant seeks relief for an alleged
assault or battery but then says that the defendant’s actions ‘didn’t hurt or nothing’ and never
says that he felt threatened by the officer’s action.” Id. at 444. We summarized that “[w]hatever
else non-actionable de minimis force may be, it must include a touching that neither ‘hurt’ nor
threatened the individual.” Id. at 445. The holding in Leary therefore supports the conclusion
that a jury needs to determine whether Staggs’s force was de minimis.
b. Clearly Established
Furthermore, the majority glosses over the types of “active resistance” that legitimize the
use of force. See Maj. Op. at 16. As we have noted before, “[t]here is no clearly established
right for a suspect who ‘actively resists.’” Goodwin v. City of Painesville, 781 F.3d 314, 325
(6th Cir. 2015). However, “noncompliance alone does not indicate active resistance; there must
be something more.” Id. at 326 (quoting Eldridge v. City of Warren, 533 F. App’x 529, 535 (6th
Cir. 2013)). While verbal resistance can be active resistance, that type of active resistance occurs
“in situations such as where it was ‘the final straw in a series of consciously-resistive acts”—for
instance, the statement “that the suspect would ‘fight the officers so that they would have a
reason to kill him’” is active resistance. Id. (quoting Eldridge, 533 F. App’x at 534–35).
Therefore, simply mouthing off does not fit within the type of verbal hostility that qualifies as
active resistance.
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Additionally, the majority analogizes to an inapplicable scenario. See Maj. Op. at 17
(citing Lee v. City of Norwalk, 529 F. App’x 778, 782–83 (6th Cir. 2013)). In Lee, an officer
“shoved [the detainee’s] shoulder mildly and gestured for her to sit back down in the chair,” and
another officer “took hold of the sleeves of [the detainee’s] sweatshirt in an effort to guide her
back to the chair she had been sitting in, then applied force to her neck with his forearm after she
flailed and appeared to start to swing at him.” 529 F. App’x at 783. Hanson, in contrast, did not
physically resist the Deputies before Staggs grasped Hanson’s throat.
In fact, we have examined more analogous situations. For instance, we have held that an
officer could not choke or slam a detainee who was argumentative, stated a threatening
comment, was not handcuffed, and flung a jacket at an officer. See Laury v. Rodriguez, 659 F.
App’x 837, 843–44 (6th Cir. 2016). We have similarly determined that whether an officer acted
reasonably by shoving a detainee into a wall was a jury question, even though the detainee
verbally threatened and spat on officers. Bonner-Turner v. City of Ecorse, 627 F. App’x 400,
412 (6th Cir. 2015). Thus, the district court improperly granted summary judgment to Staggs.2
2. Napier
The majority also overstates the extent of protection to which Napier is entitled.
According to the majority, “none of the officers—save Deputy Whitaker . . .—used any
measurable force, let alone unconstitutionally excessive force” after Staggs shoved Hanson
against the wall. Maj. Op. at 18. The majority also resolves that “the officers’ subsequent
2
The majority asserts that these cases are inapplicable because they post-date the events in this action. See Maj. Op.
at 17 n.9. Neither of these cases, however, formulates a new right; instead, each case relies on authority decided
before 2013. See Laury, 659 F. App’x at 843–44; Bonner-Turner, 627 F. App’x at 412. Furthermore, if the
majority’s reasoning is correct that we cannot rely on cases published after the events have occurred, then the
majority also cannot rely on Lee, 529 F. App’x at 778, which was published on July 12, 2013—over four months
after Hanson’s time at the detention center, R. 25 (Second Am. Compl. ¶ 11) (Page ID #127–28).
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Case No. 17-5209, Hanson v. Madison Cty. et al.
actions to restrain Hanson—apart from the extended chokehold—were unquestionably justified
under the Constitution.” Id. Nevertheless, the video shows that, after Hanson pushed Staggs off
of him, Napier rushed to help Staggs. R. 128 (MSJ Ex. 15, Hanson.avi at 1:24 a.m.). At one
point, Napier grabbed Hanson, but the video does not clearly depict the three-second encounter.
Id. Although a jury probably would not conclude that Napier’s actions were objectively
unreasonable because Napier held an unrestrained, combative Hanson for roughly three seconds,
Napier did exert some force. Thus, I agree with the majority’s conclusion, but I disagree with its
reasoning.
B. Failure to Train
I also disagree with the majority’s reasoning regarding Hanson’s Monell claim. First, the
majority glosses over the applicable legal elements. Second, although Hanson did not devote
pages to this argument, he did cite the relevant law and facts—word count should not be the
measuring stick to overcome summary judgment. See Appellant’s Br. at 48–49. Additionally,
Hanson’s evidence actually does support his failure-to-train claim, especially when we view all
of the evidence in tandem, and the majority overlooks other portions of the record that assist
Hanson’s argument. See Fed. R. Civ. P. 56(c)(3) (“The court need consider only the cited
materials, but it may consider other materials in the record.” (emphasis added)); see also
LidoChem, Inc. v. Stoller Enters., Inc., 500 F. App’x 373, 383 (6th Cir. 2012). Due to these
reasons, I disagree with the majority and conclude that a jury should hear this claim.3
3
The majority contends that I have “cobble[d] together” evidence to conclude that there is a genuine dispute of
material fact. See Maj. Op. at 35 n.21. This evidence, however, is before us and was before the district court, so I
have chosen to not engage in willful blindness during de novo review. Furthermore, regarding Rule 56(c)(3), “our
cases are replete with statements that we apply the same Rule 56 standard that was applied by the district court.”
LidoChem, 500 F. App’x at 383 (first citing Alexander v. CareSource, 576 F.3d 551, 557 (6th Cir. 2009); then citing
Tucker v. Tennessee, 539 F.3d 526, 531 (6th Cir. 2008); then citing Sutherland v. Mich. Dep’t of Treasury, 344 F.3d
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Case No. 17-5209, Hanson v. Madison Cty. et al.
Regarding the applicable standard, “[t]he inadequacy of police training only serves as a
basis for § 1983 liability ‘where the failure to train amounts to deliberate indifference to the
rights of persons with whom the police come into contact.’” Slusher v. Carson, 540 F.3d 449,
457 (6th Cir. 2008) (quoting City of Canton v. Harris, 489 U.S. 378, 388 (1989)). “‘[D]eliberate
indifference’ is a stringent standard of fault, requiring proof that a municipal actor disregarded a
known or obvious consequence of his action.” Connick v. Thompson, 563 U.S. 51, 61 (2011).
“[P]laintiff must show ‘(1) that a training program is inadequate to the tasks that the officers
must perform; (2) that the inadequacy is the result of the [county’s] deliberate indifference; and
(3) that the inadequacy is closely related to or actually caused the plaintiff’s injury.’” Brown v.
Chapman, 814 F.3d 447, 463 (6th Cir. 2016) (quoting Plinton v. Cty. of Summit, 540 F.3d 459,
464 (6th Cir. 2008)). There are two ways to prove the second prong: (1) “failure to provide
adequate training in light of foreseeable consequences that could result from the lack of
instruction” or (2) “fail[ure] to act in response to repeated complaints of constitutional violations
by its officers.” Id. (quoting Cherrington v. Skeeter, 344 F.3d 631, 646 (6th Cir. 2003)).
Evidence in the record relates to these prongs.
For instance, Bell, a shift commander who could discipline deputies for using excessive
force, R. 127-11 (MSJ Ex. 10, Bell Dep. at 45) (Page ID #1090), stated that it was common for
deputies to grab detainees by the throat and shove them against the wall—a technique that they
learned on the job, not in a training class:
603, 613 (6th Cir. 2003); then citing E.I. Du Pont de Nemours & Co. v. Okuley, 344 F.3d 578, 584 (6th Cir. 2003);
then citing Hunley v. DuPont Auto., 341 F.3d 491, 495 (6th Cir. 2003); then citing Dotson v. Wilkinson, 329 F.3d
463, 466 (6th Cir. 2003); then citing Thacker v. City of Columbus, 328 F.3d 244, 251–52 (6th Cir. 2003); and then
citing Perry v. McGinnis, 209 F.3d 597, 600 (6th Cir. 2000)).
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Case No. 17-5209, Hanson v. Madison Cty. et al.
Q Okay. That particular maneuver, grabbing somebody by the throat and
shoving them against the wall, is this anything at all of your training as a
detention center employee, a hold that is taught or condoned?
A Yes.
Q Okay. And when I have you - -
A That’s a restraining move.
Q Okay. When were you taught this?
A Through my training as on - - on training, there at the jail.
Q Okay.
A Not through classes, but on the job training over the years.
Q Okay. That’s not something you were taught in any use of force class?
A No.
Q That’s something that was an accepted practice at Madison County
Detention Center?
A Yes, it was.
R. 138-5 (Resp. Ex. 5, Bell Dep. at 32) (Page ID #1855) (emphasis added). When Officer
Adkins and Officer Gray observed Whitaker grasp Hanson by the throat, they were alarmed; and
Adkins might have stated in the video “I don’t know, maybe they need better training, I’ve never
worked with them, I don’t do it.” R. 128 (MSJ Ex. 14, Hanson audio.avr at 2:06–07 a.m.).
Based on this evidence, a jury could conclude that the detention center sanctioned this
problematic policy.
Additionally, the detention center might not have required deputies to receive adequate
training under Kentucky state law. In Kentucky, “[j]ail personnel shall receive a minimum of
sixteen (16) hours annual in-service training.” 501 Ky. Admin. Regs. 3:160(4) (2011) (amended
in 2016 to require twenty-four hours). However, Rawlins stated the following regarding his
training:
Q When you got on at Madison County Detention Center in January of 2013,
did you go through any training before you started your employment, or
did you start your employment and then have some training?
A We done [sic] three days of observing other deputies, and then I was
paired up with a deputy for the next week-and-a-half, two weeks for - - to
observe them and learn from them.
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Case No. 17-5209, Hanson v. Madison Cty. et al.
Q Okay. And in the course of that time, is it instruction based, or are you
just kind of going along with them?
A We go along with them, and they explain what they’re doing and how they
do it and why they’re doing it.
Q Okay. So it’s like shadowing?
A Yes.
Q Essentially. And then when did you get any actual, formal training?
A I’m not sure what the dates on it was. We do inservice training, jailer
training, 16 hours every year. I did not have it for 2013, but I did get it in
2014.
Q And is that inservice training, when you received that in 2014, is that the
first time that you had any sort of training on use of force or weapons
training, things like that?
....
A Yes.
R. 138-4 (Resp. Ex. 4, Rawlins Dep. at 10–11) (Page ID #1844–45). Based on his testimony,
Rawlins did not meet the statutory requirement because he did not attend training in 2013.
Napier’s statements during his deposition also suggest that he did not receive adequate training:
Q And let’s assume for the purposes of this conversation that you’re exactly
right, that you were hired in December of 2013, okay? This training that
you received, was it before you started your position at Madison County
Detention center, or did you start and you were trained while you were
starting?
A I - - I started and then I was trained a couple months later.
Q Okay. So for a couple of months, you start and then you’re kind of
waiting to receive your training to be, you know, taser trained and other
training at the jail, right?
A Yes, sir.
Q Do you recall how you were brought in - - as far as, once you got the job,
was it you got the job and then you start the next day kind of thing, or - -
....
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Case No. 17-5209, Hanson v. Madison Cty. et al.
A - - I went for an interview, and then I started the next week prior [sic].
Q Okay. All right. So you remember being taser trained, do you remember
when that was?
A No, sir.
Q Did you go anywhere for that, or did that happen at the jail?
A It happened at the detention center.
....
Q Okay. Did you - - how long was this period of training for the taser
training? Was it a couple hours or one day or several days? How long?
A It was - - I think it was 8 hours. I think.
Q You think it was a one-day thing?
A Yeah.
R. 150-1 (Reply Ex. 1, Napier Dep. at 16–17) (Page ID #2034–35). However, Napier also
acknowledged that he was not employed at the detention center long enough to complete the
sixteen hours of in-service training. R. 138-6 (Resp. Ex. 6, Napier Dep. at 83) (Page ID #1871).
Similarly, Staggs and Whitaker affirmed that they met the statutory requirement. R. 127-7 (MSJ
Ex., Whitaker Dep. 12) (Page ID #1050); R. 138-13 (Resp. Ex. 13, Staggs Aff. at 2–3) (Page ID
#1920–21). Therefore, a jury needs to weigh this testimony to determine whether the detention
center had an inadequate training program.
Because of this evidence, there is a genuine dispute of material fact. The majority is
correct that, when viewed alone, one piece of this evidence might not be enough to overcome
summary judgment, especially when one officer’s misconduct does not create municipal liability.
See Maj. Op. at 35–37. Nevertheless, all of this evidence works together to create a genuine
dispute of material fact regarding whether the training program was inadequate, whether the
choking and tasing of detainees was a foreseeable consequence, and whether the inadequate
training is closely related to Hanson’s injuries. Therefore, the district court improperly granted
summary judgment regarding Hanson’s Monell claim.
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Case No. 17-5209, Hanson v. Madison Cty. et al.
Because I disagree with the majority regarding Staggs’s use of hands-on force and
Hanson’s failure-to-train claim, and for all the reasons expressed above, I respectfully dissent
from the majority opinion. I agree with the majority that reversal and remand of the district court
is warranted on Hanson’s claims of excessive force for Whitaker’s use of hands-on force; for
Staggs’s, Whitaker’s, Napier’s, and Rawlins’s use of pepper spray; and for Whitaker’s, Napier’s,
and Rawlins’s use of a taser.
52