Filed 5/30/18
CERTIFIED FOR PUBLICATION
COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D071911
Plaintiff and Respondent,
v. (Super. Ct. No. SCD267484)
RICHARD BRUNTON,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County, Laura
Halgren, Judge. Affirmed, as modified, with directions.
Steven S. Lubliner, under appointment by the Court of Appeal, for Defendant and
Appellant.
Xavier Becerra, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Arlene A. Sevidal and Stacy
Tyler, Deputy Attorneys General, for Plaintiff and Respondent.
Based on a single act of choking his cellmate with a tightly rolled towel, a jury
found defendant Richard Brunton guilty of assault with a deadly weapon (Pen. Code,1
§ 245, subd. (a)(1); hereafter, § 245(a)(1)) and assault by means of force likely to produce
great bodily injury (force-likely assault) (§ 245, subd. (a)(4); hereafter, § 245(a)(4)), and
found true the allegation that he personally used a deadly weapon (the towel) in the
commission of the force-likely assault (§ 12022, subd. (b)(1)).2 The trial court sentenced
Brunton to six years in prison, consisting of four years on the force-likely assault
conviction, one year for the deadly weapon enhancement attached to that conviction, and
one year for a prison prior. The court imposed, but stayed under section 654, a four-year
sentence on the assault-with-a-deadly-weapon conviction.
On appeal, Brunton contends we must vacate his force-likely assault conviction
because it is merely a different statement of the same offense for which he was also
convicted (assault with a deadly weapon). (See § 954; People v. Vidana (2016) 1 Cal.5th
632, 650 (Vidana) [" 'section 954 . . . does not permit multiple convictions for a different
statement of the same offense when it is based on the same act or course of conduct' "].)
Brunton further contends that, because the single offense of which he was convicted
included the element that he used a deadly weapon, we must strike the deadly weapon
enhancement attached to the force-likely assault conviction. (§ 12022, subd. (b)(1)
1 Undesignated statutory references are to the Penal Code.
2 The jury also found Brunton guilty of making a criminal threat (§ 422) and
resisting a peace officer (§ 148, subd. (a)(1)). Brunton does not challenge these
convictions in this appeal.
2
[enhancement does not apply when "use of a deadly or dangerous weapon is an element
of [the] offense"].)
On the record before us, where Brunton's convictions for assault with a deadly
weapon and force-likely assault are based on a single act that involved the use of a
noninherently dangerous object in a manner likely to produce death or great bodily
injury, we agree that one of the duplicative convictions must be vacated. Accordingly,
we remand with directions to the trial court to strike one of the duplicative convictions, to
strike the deadly weapon enhancement attached to the force-likely assault conviction, and
for resentencing consistent with this opinion. In all other respects, we affirm the
judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Background
Around 3:00 a.m. on May 29, 2016, Christopher G. was booked into the San
Diego Central Jail for theft, and was assigned to share a cell with Brunton. When
Christopher entered the cell, Brunton "star[ed] [him] down." Seeing that Brunton already
had the top bunk, Christopher placed his bedding on the bottom bunk and his toiletries on
an adjacent desk.
Brunton said, "Don't put your fuckin' stuff there. I stand there to get up on the
bed." Christopher apologized, adding, "You don't have to be so rude about it." Brunton
replied, "You calling me rude?" Christopher responded, "No, I'm not calling you rude. I
said you don't have to be so rude about it, though." Christopher got into his bunk and
pulled his blanket over his head.
3
Brunton then punched Christopher hard twice in the back of his head and asked,
"You calling me rude?" Christopher responded, "No, man. I want to get the fuck out of
here. What are you doing?" He got out of bed and started pushing a button by the cell
door to summon a guard. Christopher added, "All I want to do is eat breakfast." Brunton
responded, "It's going to be hard to eat without no teeth. . . . I'm going to kill you today.
I'm going to murder you. . . . You're going to meet Jesus today." Christopher kept
pressing the call button, but no one responded—the communication device in this cell
apparently was inoperative.
Brunton kicked and kneed Christopher in the ribs. Christopher screamed for the
guards to help him. Brunton grabbed a bath towel, twisted it tightly like a rope, and
wrapped it around Christopher's neck. Brunton kneed Christopher in the ribs, dropping
him to his knees. Brunton kneed him again and cinched the towel tight. Christopher
could not breathe and was "on the cusp of going unconscious." He thought he was going
to die.
A guard heard Christopher's "desperate, . . . urgent" yelling, and investigated. The
guard observed Brunton standing over and forcefully choking Christopher with a towel.
Christopher was "completely limp" and appeared to be unconscious. The guard banged
on the cell door with his flashlight and ordered Brunton to let go of Christopher and back
away. Brunton did not comply. The guard opened the food port on the cell door and
repeated his commands. Again, Brunton did not comply.
The guard radioed to the guard tower to have the cell door opened. With the door
open, the guard pointed his Taser at Brunton and ordered him to let go of Christopher.
4
Brunton let go and backed away. The guard ordered Brunton to get on the floor, but
Brunton instead stepped on the desk and climbed into his top bunk.
The guard dragged Christopher out of the cell, and another guard handcuffed
Brunton and escorted him out of the cell. Christopher was removed from the housing
module by gurney and transported to a hospital for medical evaluation.
Charges, Jury Verdicts, and Sentencing
In the operative amended information, the San Diego County District Attorney
charged Brunton with four counts stemming from these events: attempted murder
(§§ 187, subd. (a), 664); force-likely assault (§ 245(a)(4)); assault with a deadly weapon
(§ 245(a)(1)); making a criminal threat (§ 422); and resisting, delaying, or obstructing a
peace officer (§ 148, subd. (a)(1)). The amended information included allegations that
Brunton personally used a deadly weapon in his commission of the force-likely assault
(§ 12022, subd. (b)(1)), and had one prison prior (§ 667.5, subd. (b)).
After deliberating for about six hours, the jury found Brunton not guilty of
attempted murder, and guilty of the remaining counts. The jury found true the deadly-
weapon-use allegation, and Brunton later admitted the prison prior allegation.
The trial court denied Brunton probation and sentenced him to six years in prison,
consisting of the upper term of four years for the force-likely assault, one year for the
deadly-weapon-use enhancement attached to the force-likely assault conviction, and one
year for the prison prior. The court imposed, but stayed under section 654, the upper
term of four years for the assault-with-a-deadly-weapon conviction. Finally, the court
5
imposed concurrent terms of three years for the criminal-threat conviction, and one year
for the resisting-a-peace-officer conviction.
DISCUSSION
Brunton contends that because the force-likely assault count and the assault-with-
a-deadly-weapon count both arose from a single act involving his use of a noninherently
dangerous object in a manner likely to produce death or great bodily injury, the counts
are merely restatements of the same offense, for which he may be convicted only once.
He further contends we must strike the deadly weapon enhancement attached to the
force-likely assault conviction because use of a deadly weapon was an element of that
offense. On the record before us, we agree.
I. Relevant Legal Principles
A. Section 954
Section 954, which generally governs joinder of counts, provides in part:
"An accusatory pleading may charge [1] two or more different
offenses connected together in their commission, or [2] different
statements of the same offense or [3] two or more different offenses
of the same class of crimes or offenses, under separate counts, and if
two or more accusatory pleadings are filed in such cases in the same
court, the court may order them to be consolidated. The prosecution
is not required to elect between the different offenses or counts set
forth in the accusatory pleading, but the defendant may be convicted
of any number of the offenses charged . . . ."
The California Supreme Court recently held that " '[t]he most reasonable
construction of the language in section 954 is that the statute authorizes multiple
convictions for different or distinct offenses, but does not permit multiple convictions for
a different statement of the same offense when it is based on the same act or course of
6
conduct.' " (Vidana, supra, 1 Cal.5th at p. 650; see, e.g., People v. Coyle (2009) 178
Cal.App.4th 209, 217 [defendant improperly convicted of three counts of murder for
killing one person, where the "three counts simply alleged alternative theories of the
offense."].)3 "Whether a statute defines different offenses or merely different ways of
committing the same offense 'properly turns on the Legislature's intent in enacting these
provisions, and if the Legislature meant to define only one offense, we may not turn it
into two.' " (In re C.D. (2017) 18 Cal.App.5th 1021, 1025-1026; see Vidana, at p. 648.)
Vidana arose in the context of an employee charged with both larceny (§ 484,
subd. (a)) and embezzlement (§ 503) arising from the same act of skimming cash from
customer payments. (Vidana, supra, 1 Cal.5th at p. 635.) The court concluded larceny
and embezzlement are merely "different statements of the same offense, and that a
defendant may not be convicted of both based on the same course of conduct." (Id. at p.
648, fn. omitted.)
In support of treating larceny and embezzlement as separate offenses, the Vidana
court observed they "have different elements," "neither is a lesser included offense of the
other," and they are found in "self-contained" statutes. (Vidana, supra, 1 Cal.5th at p.
648.) On the other hand, the court observed that the Legislature enacted section 490a,
which provides that any statute that " 'mentions larceny, embezzlement, or stealing . . .
shall . . . be hereafter read and interpreted as if the word "theft" were substituted
3 "Section 954 . . . concerns the propriety of multiple convictions, not multiple
punishments, which are governed by section 654." (People v. Gonzalez (2014) 60 Cal.4th
533, 536-537 (Gonzalez), italics added.)
7
therefor.' " (Vidana, at p. 648, quoting § 490a.) The court concluded "the obvious intent
of this statute . . . was to create a single crime of theft." (Vidana, at p. 648.) The court
also noted larceny and embezzlement "generally have the same punishment." (Id. at pp.
648-649.) On balance, the court concluded larceny and embezzlement "are simply
different ways of describing the behavior proscribed by those statutes." (Id. at p. 649.)
Consequently, the Supreme Court affirmed the striking of the defendant's larceny
conviction. (Id. at p. 651 & fn. 18.)
B. Section 245
Before it was amended in 2011 (effective 2012), section 245(a)(1) set forth assault
with a deadly weapon and force-likely assault as "alternative provisions within a single
statutory subdivision." (In re Jonathan R. (2016) 3 Cal.App.5th 963, 972 (Jonathan R.).)
That subdivision read: "Any person who commits an assault upon the person of another
[1] with a deadly weapon or instrument other than a firearm or [2] by any means of force
likely to produce great bodily injury shall be punished . . . ." (Former § 245(a)(1), italics
added.)
Courts interpreted former section 245(a)(1) as defining "only one offense, to wit,
'assault upon the person of another with a deadly weapon or instrument or by means of
force likely to produce great bodily injury. . . .' The offense of assault by means of force
likely to produce great bodily injury is not an offense separate from . . . the offense of
assault with a deadly weapon." (In re Mosley (1970) 1 Cal.3d 913, 919, fn. 5, italics
added; see In re C.D., supra, 18 Cal.App.5th at p. 1028.) Under this interpretation, "[u]se
of a deadly weapon other than a firearm or force likely to produce great bodily injury
8
were . . . two means to commit the same offense, rather than different offenses."
(Jonathan R., supra, 3 Cal.App.5th at p. 972; see In re C.D., at p. 1028.)
In People v. Aguilar (1997) 16 Cal.4th 1023 (Aguilar), the California Supreme
Court explained why—"except in those cases involving an inherently dangerous weapon"
(id. at p. 1035)—the determination of whether an aggravated assault is committed under
section 245(a)(1)'s deadly weapon clause or force-likely clause is "functionally identical."
(Aguilar, at p. 1035.) The Aguilar court reasoned a noninherently dangerous object
becomes a deadly weapon (thereby satisfying section 245(a)(1)'s deadly weapon clause)
only when it is used in a manner likely to produce death or great bodily injury (thereby
also satisfying the force-likely clause). (Aguilar, at p. 1029.)4
"In 2011 . . . , the two variants of aggravated assault under section 245, former
subdivision (a)(1), were placed in separate paragraphs of subdivision (a). (Stats. 2011,
ch. 183, § 1.) The reason for the change was to make it easier going forward to
determine whether a defendant's prior convictions for aggravated assault under section
245, subdivision (a), involved conduct subjecting the defendant to certain recidivist
provisions, because enhancements such as the 'Three Strikes' law applied to prior assault
convictions only when those convictions involved the use of a deadly weapon."5 (In re
4 By contrast, "[t]here remain assaults involving weapons that are deadly per se,
such as dirks and blackjacks, in which the prosecutor may argue for, and the jury convict
of, aggravated assault based on the mere character of the weapon." (Aguilar, supra, 16
Cal.4th at p. 1037, fn. 10, italics added.)
5 Assault with a deadly weapon is always a serious felony for purposes of recidivist
sentence enhancements (see § 1192.7, subd. (c)(31)), whereas force-likely assault is only
9
C.D., supra, 18 Cal.App.5th at p. 1028; see Jonathan R., supra, 3 Cal.App.5th at p. 971;
Stats. 2011, ch. 183, § 1 ["This bill would make technical, nonsubstantive changes to
these provisions."], italics added.) The legislative history addressing this change states:
"AB 1026 will make it easier for prosecutors and defense attorneys
to determine whether or not a defendant's prior conviction for assault
under . . . section 245(a)(1) involved an assault on a person with a
deadly weapon or by any means of force likely to produce great
bodily injury. Under California law, an assault with a deadly
weapon can be treated more severely than an assault likely to
produce great bodily injury. [¶] . . . [¶]
". . . AB 1026 does not create any new felonies or expand the
punishment for any existing felonies. It merely splits an ambiguous
code section into two distinct parts." (Sen. Com. on Pub. Safety,
Analysis of Assem. Bill No. 1026 (2011-2012 Reg. Sess.) as
introduced Feb. 18, 2011, p. 3.)6
As amended, section 245 now reads as follows with respect to assault with a
deadly weapon and force-likely assault:
"(a)(1) Any person who commits an assault upon the person of
another with a deadly weapon or instrument other than a firearm
shall be punished by imprisonment in the state prison for two, three,
or four years, or in a county jail for not exceeding one year, or by a
fine not exceeding ten thousand dollars ($10,000), or by both the
fine and imprisonment. [¶] . . . [¶]
"(4) Any person who commits an assault upon the person of another
by any means of force likely to produce great bodily injury shall be
punished by imprisonment in the state prison for two, three, or four
years, or in a county jail for not exceeding one year, or by a fine not
a serious felony if the defendant actually inflicted great bodily injury (and not merely
used force likely to do so) (see § 1192.7, subd. (c)(8)).
6 We grant Brunton's unopposed request that we take judicial notice of legislative
history materials regarding section 245.
10
exceeding ten thousand dollars ($10,000), or by both the fine and
imprisonment."
II. Analysis
Although Brunton was charged with both assault with a deadly weapon
(§ 245(a)(1)) and force-likely assault (§ 245(a)(4)), the factual predicate of each count
was the same—that Brunton choked his cellmate with a tightly rolled towel.7 Thus,
although the amended information alleges separate counts, each count effectively asserts
only a " 'different statement of the same offense . . . .' " (Vidana, supra, 1 Cal.5th at p.
650, italics added.) This is so because each count is based on the manner in which
Brunton used the same noninherently dangerous object. That is, for purposes of assault
with a deadly weapon, the noninherently-dangerous towel only became a "deadly
weapon" when Brunton used it in a " 'manner . . . capable of producing and likely to
produce, death or great bodily injury.' " (Aguilar, supra, 16 Cal.4th at pp. 1028-1029.)
Likewise, Brunton's conduct constituted force-likely assault only because he used the
towel in a manner "likely to produce great bodily injury." (§ 245(a)(4).) Because both
counts assert only a single offense arising from the same conduct, the jury could properly
have convicted Brunton of only one count.8 (§ 954.)
7 The prosecutor did not argue below, nor does the Attorney General argue on
appeal, that the force-likely assault count was based on Brunton punching, kicking, or
kneeing his cellmate.
8 The proper result could have been achieved, for example, by instructing the jury
with CALCRIM No. 3516 ("Multiple Counts: Alternative Charges for One Event—Dual
Conviction Prohibited"), which provides in part: "The defendant is charged in Count ___
with ___ and in Count ___ with ___ . These are alternative charges. If you find the defendant guilty of one
of these charges, you must find (him/her) not guilty of the other. You cannot find the
defendant guilty of both."
9 In Gonzalez, the Supreme Court considered whether the defendant, who had
sexually assaulted a woman rendered unconscious by intoxication, could be properly
convicted of violating both section 288a, subdivision (f) (defining oral copulation of an
unconscious person) and section 288a, subdivision (i) (defining oral copulation of an
intoxicated person). (Gonzalez, supra, 60 Cal.4th at p. 536.) In concluding the defendant
could be convicted of both, the court explained: "Each subdivision sets forth all the
elements of a crime, and each prescribes a specific punishment. Not all of these
punishments are the same. That each subdivision of section 288a was drafted to be self-
contained supports the view that each describes an independent offense, and therefore
section 954 is no impediment to a defendant's conviction under more than one such
subdivision for a single act." (Id. at p. 539.)
12
Now, however, the "Supreme Court's latest word on the [section 954] issue"
(Jonathan R., supra, 3 Cal.App.5th at p. 969) is Vidana, supra, 1 Cal.5th 632. There, as
already discussed, the Supreme Court undertook a detailed analysis of the legislative
history behind the larceny and embezzlement statutes, concluding they constituted mere
restatements of the same offense, even though they "have different elements," "neither is
a lesser included offense of the other," and they are found in "self-contained" statutes.
(Id. at p. 648.) Based on Vidana's reasoning, we conclude the statutory structure of
section 245 is not, by itself, such an unambiguous expression of the Legislature's intent
that we may not resort to additional material in ascertaining that intent.
Based on our review of the legislative history materials of which we have taken
judicial notice (see fn. 6, ante), we conclude the Legislature did not intend for its 2011
amendment of section 245 to create two offenses where the former statute set forth only
one. When the Legislature acted, the courts had clearly construed former section
245(a)(1) as stating only one offense. (See In re Mosley, supra, 1 Cal.3d at p. 919, fn. 5;
In re C.D., supra, 18 Cal.App.5th at p. 1028; Jonathan R., supra, 3 Cal.App.5th at p.
972.) The Legislature is presumed to have acted with knowledge of this decisional law.
(See People v. Giordano (2007) 42 Cal.4th 644, 659.) Yet, the Legislature made clear it
was making only "technical, nonsubstantive changes" to section 245 (Stats. 2011, ch.
183, § 1) to provide clarity for purposes of recidivist enhancements—it was not
"creat[ing] any new felonies or expand[ing] the punishment for any existing felonies"
(Sen. Com. on Pub. Safety, Analysis of Assem. Bill No. 1026 (2011-2012 Reg. Sess.) as
introduced Feb. 18, 2011, p. 3).
13
We thus conclude that, when based on a defendant's single act of using a
noninherently dangerous object in a manner likely to produce great bodily injury, section
245, subdivisions (a)(1) and (a)(4) are merely different statements of the same offense
such that the defendant may not be convicted of violating both subdivisions.10 And
because in this circumstance a defendant's use of a deadly weapon (that is, a
noninherently dangerous object used in a manner likely to produce death or great bodily
injury) is an element of the single offense, no deadly weapon-use enhancement can
properly attach to the underlying offense. (See § 12022, subd. (b)(1) [enhancement does
not apply when "use of a deadly or dangerous weapon is an element of [the] offense"];
People v. McGee (1993) 15 Cal.App.4th 107, 115 (McGee) [where the force-likely
assault was the "defendant's stabbing of the victim with a knife," the defendant's "use of
this deadly weapon was an element of the offense . . . even though the crime was pleaded
as [a force-likely assault] rather than as an assault with a deadly weapon"].)11
Consequently, one of the duplicative convictions and the deadly weapon enhancement
must be stricken.
10 Because of this conclusion, we need not reach Brunton's alternative contention that
his force-likely assault conviction must be vacated because it is a lesser included offense
of assault with a deadly weapon.
11 The McGee court warned that a contrary conclusion would unfairly yield disparate
punishments for similarly situated defendants, determined solely by whether the
prosecutor chose to charge the defendant with assault with a deadly weapon (to which a
deadly weapon enhancement undeniably could not attach) or force-likely assault (to
which a deadly weapon enhancement could attach, absent the McGee court's conclusion
to the contrary). (McGee, supra, 15 Cal.App.4th at p. 117.)
14
At oral argument, Brunton and the Attorney General agreed that if we were to
reach this conclusion, the appropriate remedy would be for us to remand the matter for
resentencing (e.g., because the trial court's concurrent/consecutive analysis regarding
other counts may differ in light of the stricken deadly weapon enhancement). We agree,
subject to the caveat that Brunton's "original aggregate prison term cannot be increased
on remand . . . ." (People v. Burbine (2003) 106 Cal.App.4th 1250, 1253.)
DISPOSITION
The matter is remanded to the trial court with directions to (1) vacate Brunton's
conviction on either count 2 for assault by means of force likely to produce great bodily
injury, or count 3 for assault with a deadly weapon; (2) strike the one-year deadly weapon
enhancement; and (3) resentence Brunton consistent with this opinion. In all other
respects, the judgment is affirmed.
HALLER, J.
WE CONCUR:
BENKE, Acting P. J.
IRION, J.
15