Mike Hall Chevrolet Inc. D/B/A Champion Chevrolet v. Alexandra Deike F/K/A Alejandra Valdez, Individually, and on Behalf of the Estate of Rosa Elvia Guerrero
Dismissed and Majority and Dissenting Opinions filed June 12, 2018.
In The
Fourteenth Court of Appeals
NO. 14-17-00558-CV
MIKE HALL CHEVROLET, INC. D/B/A AUTONATION CHEVROLET
HIGHWAY 6 F/K/A CHAMPION CHEVROLET HIGHWAY 6,
AUTONATION, INC., AUTONATION ENTERPRISES, INCORPORATED,
AN DEALERSHIP HOLDING COMPANY, AND AUTO HOLDING LLC
F/K/A AUTO HOLDING CORPORATION, Appellants
V.
ALEXANDRA DEIKE, F/K/A ALEJANDRA VALDEZ, INDIVIDUALLY
AND ON BEHALF OF THE ESTATE OF ROSA ELVIA GUERRERO,
DECEASED, ARIANA DOMINGUEZ, INDIVIDUALLY AND ON BEHALF
OF THE ESTATE OF RUBEN DOMINGUEZ, DECEASED, GREGORIO
ARMANDO DOMINGUEZ, EILEEN MEJIA, ANDREA ZERTUCHE, JOSE
GUERRERO, EDUWIGES GUERRERO, DONALD CLARK,
INDIVIDUALLY AND AS INDEPENDENT EXECUTOR OF THE ESTATE
OF LINDA ANN HARTON CLARK, DECEASED, JENNIFER CLARK
AND JOANNA CLARK, Appellees
On Appeal from the Probate Court No. 2
Harris County, Texas
Trial Court Cause No. 388367-401
DISSENTING OPINION
Five entities, defendants below, have perfected this interlocutory appeal.
They challenge the trial court’s denial of their motion to compel the plaintiffs and
intervenors to arbitrate. Though the motion was the second motion to compel
arbitration in the case, it differed from the first in big ways by featuring new
parties, new grounds, new arguments, and new evidence. Despite these big
differences, the claimants argue the second motion to compel arbitration was really
just a motion for reconsideration of the first. So, they say, the trial court’s denial of
the second motion provides no path to appeal. The substance of the two motions
vary in such fundamental ways that the second cannot fairly be characterized as a
motion to reconsider the denial of the first. Therefore, this court has jurisdiction
over this appeal under section 51.016 of the Texas Civil Practice and Remedies
Code. Rather than recognize this jurisdiction and decide this appeal on the merits,
the majority dubs the second motion a motion to reconsider the denial of the first
motion and on that basis dismisses the appeal for lack of jurisdiction. I
respectfully dissent.
I. THE JURISDICTIONAL ISSUE AS TO THE SECOND MOTION’S SUBSTANCE
Appellants/defendants Mike Hall Chevrolet, Inc. d/b/a AutoNation
Chevrolet Highway 6 f/k/a Champion Chevrolet Highway 6, AutoNation, Inc.,
AutoNation Enterprises, Incorporated, AN Dealership Holding Company, and
Auto Holding LLC f/k/a Auto Holding Corporation (collectively the “Dealership
Parties”) seek to appeal the trial court’s July 2017 order denying their motion to
compel arbitration of various tort claims against them (the “Second Motion”). In
the Second Motion, the Dealership Parties asked the trial court to compel
arbitration as to the claims of all of the plaintiffs and intervenors, namely:
appellees Alexandra Deike, f/k/a Alejandra Valdez, individually and on behalf of
the Estate of Rosa Elvia Guerrero, Deceased, Ariana Dominguez, individually and
2
on behalf of the Estate of Ruben Dominguez, Deceased, Gregorio Armando
Dominguez, Eileen Mejia, Andrea Zertuche, Jose Guerrero, Eduwiges Guerrero,
Donald Clark, Individually and as Independent Executor of the Estate of Linda and
Harton Clark, Deceased, Jennifer Clark, and Joanna Clark (collectively, the
“Claimants”). In May 2012, Mike Hall Chevrolet, Inc. d/b/a AutoNation Chevrolet
Highway 6 f/k/a Champion Chevrolet Highway 6, AutoNation, Inc. (“Mike Hall
Chevrolet”) filed a motion to compel arbitration of some of the Claimants’ tort
claims against it, and Mike Hall Chevrolet amended and supplemented this motion
(the “First Motion”) before the trial court denied it in June 2013.
The only statute that might provide this court with jurisdiction over the
Dealership Parties’ appeal is section 51.016 of the Texas Civil Practice and
Remedies Code, under which a person in a matter subject to the Federal
Arbitration Act may appeal to the court of appeals from an interlocutory order
“under the same circumstances that an appeal from a federal district court’s
order . . . would be permitted by 9 U.S.C. Section 16.”1 Title 9, section 16 of the
United States Code provides that an appeal may be taken from a district court’s
order “(A) refusing a stay of any action under section 3 of this title, [or] (B)
denying a petition under section 4 of this title to order arbitration to proceed.”2
Each of the Dealership Parties is a person in a matter subject to the Federal
Arbitration Act, and the Dealership Parties timely perfected appeal from the trial
court’s order denying the Second Motion.
Nonetheless, the Claimants have moved to dismiss, arguing that this court
lacks appellate jurisdiction because the Second Motion’s substance amounts to a
motion for the trial court to reconsider its denial of the First Motion. A motion to
reconsider the denial of a motion to compel arbitration does not extend the twenty-
1
Tex. Civ. Prac. & Rem. Code § 51.016 (West, Westlaw through 2017 1st C.S.).
2
9 U.S.C. § 16(a). (West, Westlaw through P.L. 115-140).
3
day deadline for perfecting an appeal, and no statute provides for an interlocutory
appeal from the denial of a motion to reconsider the trial court’s denial of a motion
to compel arbitration.3
Courts are to give effect to the substance of a motion rather than its title or
form.4 If the trial court denies a motion to compel arbitration and if a second
motion’s substance is just a request that the trial court reconsider its denial of the
first motion, then no interlocutory appeal is available from an order denying the
second motion.5 So, if the Second Motion’s substance is nothing but a request that
the trial court reconsider its denial of the First Motion, then this court should
dismiss this appeal for lack of jurisdiction.6 But, if the Second Motion’s substance
forms a distinct motion to compel arbitration that includes “new matter” not
contained in the First Motion, then this court has jurisdiction over the Dealership
Parties’ interlocutory appeal from the order denying the Second Motion.7
The majority concludes that this court must determine whether the substance
of the Second Motion differs from the substance of all arguments asserted in
respect of the First Motion, including arguments advanced in opposition to the
First Motion.8 Under this court’s binding precedent, the proper comparison is
between the substance of the First Motion and the substance of the Second
3
See Branch Law Firm L.L.P. v. Osborn, 532 S.W.3d 1, 11 (Tex. App.—Houston [14th Dist.]
2016, pet. denied); Lucchese, Inc. v. Solano, 388 S.W.3d 343, 348–49 (Tex. App.—El Paso
2012, no pet.).
4
See State Bar of Tex. v. Heard, 603 S.W.2d 829, 833 (Tex. 1980); Auz v. Cisneros, 477 S.W.3d
355, 359 n.2 (Tex. App.—Houston [14th Dist.] 2015, no pet.).
5
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; Lucchese, Inc., 388 S.W.3d at 348–49.
6
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; Lucchese, Inc., 388 S.W.3d at 348–49.
7
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; Lucchese, Inc., 388 S.W.3d at 348–49.
8
See ante at 4 n.1, 10, 15.
4
Motion.9
II. BIG DIFFERENCES BETWEEN THE FIRST AND SECOND MOTIONS
The Second Motion does not purport to be a motion to reconsider the denial
of the First Motion. So, at the threshold, we must recognize as not on point cases
involving second motions in which the movant expressly requested the trial court
to reconsider the denial of a prior motion to compel arbitration.10 A review of the
two motions in today’s case reveals new matter in the Second Motion and
fundamental differences between the two motions.
A. Asking the Trial Court to Compel Arbitration of Claims Against Four
Additional Defendants
Under the clear wording of the First Motion, Mike Hall Chevrolet was
asking the trial court to compel arbitration of various tort claims asserted against
Mike Hall Chevrolet and to stay or dismiss the pending litigation based on the
court’s order compelling arbitration. The First Motion does not include a request
that the trial court compel arbitration of any claims asserted against any of the four
defendants that are companies affiliated with Mike Hall Chevrolet, namely
AutoNation, Inc., AutoNation Enterprises, Incorporated, AN Dealership Holding
Company, and Auto Holding LLC f/k/a Auto Holding Corporation (collectively the
“Affiliates”).
9
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12 (reviewing the substance of the two
motions to compel arbitration to determine if the latter motion was a distinct motion to compel
arbitration); see also City of Magnolia 4A Economic Dev. Corp. v. Smedley, 533 S.W.3d 297,
301–02 (Tex. 2017) (per curiam) (describing the inquiry as a determination of “whether the
substance of the two relevant motions differed substantially” and basing the court’s
determination on “the substance of the two motions”); Lucchese, Inc., 388 S.W.3d at 348–49
(comparing the substance of the two motions to compel arbitration to determine if the latter
motion contained “new matter”).
10
See Brand FX, LLC v. Rhine, 458 S.W.3d 195, 201 (Tex. App.—Fort Worth 2015, no pet.);
Nazareth Hall Nursing Ctr. v. Castro, 374 S.W.3d 590, 594 (Tex. App.—El Paso 2012, no pet.).
5
The First Motion consists of three components: (1) an original motion filed
in May 2012, (2) an amended motion filed in February 2013, along with a plea to
the jurisdiction as to certain claims, and (3) a supplement to the amended motion to
compel filed in March 2013. Under the unambiguous language of each of these
constituent documents, Mike Hall Chevrolet is the only movant, and claims against
Mike Hall Chevrolet are the only claims for which arbitration was sought. Claims
against the Affiliates play no part in the First Motion.
In another filing not part of the First Motion, Mike Hall Chevrolet, the only
movant, asked the trial court to sign an order ruling on the First Motion. In the
factual background section of this motion, Mike Hall Chevrolet asserts that “Under
the Arbitration Agreement, the [Affiliates] are included within the definition of
“Dealership,” which includes “its employees, agents, successors, assigns,
subsidiaries, parents[,] and affiliates.” Mike Hall Chevrolet then states without
explanation that “The [Affiliates] join in the Motion to Compel Arbitration filed by
[Mike Hall Chevrolet].” Mike Hall Chevrolet and the Affiliates had the same
counsel of record in the trial court. Though the majority suggests that the substance
of this language may be a supplement to the First Motion to add a request by the
Affiliates that the trial court compel arbitration as to claims asserted against the
Affiliates, the plain text does not convey this meaning.11 Rather, at most, this
sentence reflects that the Affiliates join with Mike Hall Chevrolet as movants in
the First Motion requesting that the trial court compel arbitration as to certain
claims asserted against Mike Hall Chevrolet, not as to any claims against the
Affiliates. Parties sometimes ask the trial court to award relief in favor of another
party with whom those parties are affiliated.12 Under the unambiguous language of
11
See ante at 12–13.
12
See, e.g., Armour Pipeline Co v. Sandel Energy, Inc., No. 14-16-00490, 2018 WL 1546697, at
*10 (Tex. App.—Houston [14th Dist.] Mar. 28, 2018, no pet. h.) (noting that the intervenors,
6
the trial court’s order denying the First Motion, the trial court treated the First
Motion as a motion by Mike Hall Chevrolet only, seeking to compel arbitration of
claims against Mike Hall Chevrolet.13 In the appeal from this order, the en banc
majority of this court repeatedly and consistently characterized the First Motion as
a motion by Mike Hall Chevrolet only without mentioning any request in the
motion that the trial court compel arbitration as to claims against other
defendants.14
The substance of the First Motion is a request that the trial court (1) compel
arbitration of various tort claims asserted against Mike Hall Chevrolet and (2) stay
or dismiss the pending litigation based on the trial court’s order compelling
arbitration. The substance of the First Motion does not include a motion to compel
arbitration as to any claims against the Affiliates.
Mike Hall Chevrolet and the Affiliates expressly stated in the Second
Motion that they were the parties filing the motion, and they expressly requested
that the trial court compel arbitration of various claims against them. Under the
unambiguous language of the trial court’s order denying the Second Motion, the
trial court treated the Second Motion as a motion by both Mike Hall Chevrolet and
the Affiliates.15 Under the Second Motion’s clear text, both Mike Hall Chevrolet
and the Affiliates sought to compel arbitration of tort claims asserted against any
one of them. Thus, the substance of the Second Motion includes new matter not
contained in the First Motion — requests to compel arbitration as to claims against
shareholders of a corporate party to the litigation, asked the trial court to grant a declaratory
judgment that the corporation owns a royalty interest). Depending on the context, there may be
standing or other issues with such requests.
13
See Wilde v. Murchie, 949 S.W.2d 331, 332 (Tex. 1997) (requiring appellate courts to give
effect to unambiguous language of trial-court orders) (per curiam).
14
See In re Estate of Guerrero, 465 S.W.3d 693, 697, 699, 704, 708 (Tex. App.—Houston [14th
Dist.] 2015, pet. denied) (en banc).
15
See Wilde, 949 S.W.2d at 332.
7
each of the Affiliates. And, equally important, in the Second Motion the movants
sought to compel arbitration of many claims not falling within the scope of the
First Motion: the claims against the Affiliates. The new parties and the new
claims make the substance of the motions different.
B. Asking the Trial Court to Compel Arbitration of Claims by the Mejia
Intervenors and the Clark Intervenors
The Claimants fall into three groups: (1) appellees/plaintiffs Alexandra
Deike, f/k/a Alejandra Valdez, individually and on behalf of the Estate of Rosa
Elvia Guerrero, Deceased, Ariana Dominguez, individually and on behalf of the
Estate of Ruben Dominguez, Deceased, and Gregorio Armando Dominguez
(collectively, the “Guerrero Plaintiffs”); (2) appellees/intervenors Eileen Mejia,
Andrea Zertuche, Jose Guerrero, and Eduwiges Guerrero (collectively, the “Mejia
Intervenors”), and (3) appellees/intervenors Donald Clark, Individually and as
Independent Executor of the Estate of Linda and Harton Clark, Deceased, Jennifer
Clark, and Joanna Clark (collectively, the “Clark Intervenors”).
The sum and substance of the First Motion was a request that the trial court
compel arbitration of only the claims asserted against Mike Hall Chevrolet by the
Guerrero Plaintiffs. In the First Motion, Mike Hall Chevrolet did not seek to
compel arbitration of any claims asserted by the Mejia Intervenors or the Clark
Intervenors.
The sum and substance of the Second Motion was a request by Mike Hall
Chevrolet and the Affiliates that the trial court compel arbitration of tort claims
asserted against any one of them by any of the Claimants, including the Mejia
Intervenors and the Clark Intervenors. In short, the substance of the Second
Motion includes new matter not contained in the First Motion (requests to compel
arbitration as to claims asserted by the Mejia Intervenors and the Clark
Intervenors) and requests to compel arbitration of many claims not included within
8
the scope of the First Motion (the claims asserted by the Mejia Intervenors and the
Clark Intervenors). New matter and new claims means substantive differences
between the First Motion and the Second Motion.
C. Asking the Trial Court to Compel Arbitration Based on Three Pieces of
Evidence Not Part of the First Motion
In the First Motion, Mike Hall Chevrolet asked the trial court to compel
arbitration of certain claims based only on unauthenticated copies of the
Arbitration Agreement, the Buyer’s Order and Invoice, the Motor Vehicle Retail
Installment Sales Contract, and the Security Agreement (the “Four Documents”).
Some of these documents contain an arbitration provision. In the Second Motion,
Mike Hall Chevrolet and four other movants asked the trial court to compel
arbitration of more claims based on different evidence — the affidavit of Peggy
Perng, excerpts from the deposition of Ariana Dominguez, and excerpts from the
deposition of Peggy Perng. Perng’s affidavit contained copies of the Four
Documents, and Perng authenticated the copies and established them as business
records of Mike Hall Chevrolet.
In the Branch Law Firm case, this court, facing a similar fact pattern,
concluded that additional evidence impacts the substance of the motion, making it
distinct.16 The Branch Law Firm court refused to hold that the subsequent motion
to compel (the third in that case) was a motion to reconsider in part because in the
third motion the movants relied upon additional evidence not tendered in support
of their second motion.17 Just as in the Branch Law Firm case, the substance of the
Second Motion includes new matter not contained in the First Motion — three new
pieces of evidence not submitted in support of the First Motion. Different
evidence points to a substantive difference between the First Motion and the
16
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12.
17
See id.
9
Second Motion.
The majority concludes that today’s case differs from the Branch Law Firm
case because the First Motion and the Second Motion contain the “same
documents”; whereas, the motions in the Branch Law Firm case contained
different documents.18 The Second Motion contains three documents absent from
the First Motion — (1) the Perng affidavit, (2) excerpts from the Dominguez
deposition, and (3) excerpts from the Perng deposition. Notably, Mike Hall
Chevrolet and the Affiliates offered Perng’s affidavit testimony to authenticate the
Four Documents. If these documents had been part of the First Motion, as the
majority suggests, this court, sitting en banc, would not have affirmed the denial of
the First Motion based solely on Mike Hall Chevrolet’s failure to authenticate the
Four Documents.19 The Second Motion is not based on the same documents, and
the Branch Law Firm case is on point.20
D. Asking the Trial Court to Compel Arbitration of Claims Based on
Additional Grounds and Arguments
In the Second Motion, Mike Hall Chevrolet and the Affiliates sought to
compel arbitration of tort claims asserted against any one of them by any of the
Claimants based the following grounds and arguments that Mike Hall Chevrolet
did not assert in the First Motion:
(1) The claims against the Affiliates fall within the scope of the
Arbitration Agreement executed by Rosa Guerrero and Mike Hall
Chevrolet because the definition of “Dealership” includes the
Affiliates, who are parent companies or affiliated companies of Mike
Hall Chevrolet.
(2) Despite ample opportunity to deny the genuineness of Guerrero’s
18
See ante at 10.
19
See In re Estate of Guerrero, 465 S.W.3d at 701–05.
20
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12.
10
signature on the documents containing arbitration provisions, the
Guerrero Plaintiffs have not done so; instead, they have argued that
the Dealership Parties have not proved that Guerrero executed the
documents. But, under Texas law, the trial court must accept the
instruments into evidence as fully proved because the Guerrero
Plaintiffs have not presented evidence disputing the genuineness of
Guerrero’s signature.
(3) The Guerrero Plaintiffs submitted the same Arbitration Agreement
into evidence the last time they moved for a continuance of a hearing
on the First Motion, and now they are estopped from complaining
about the agreement’s authenticity.
(4) Through their counsel, in prior hearings, the Guerrero Plaintiffs
judicially admitted that Guerrero signed the documents.
(5) The Arbitration Agreement does not fail for want of consideration
because the rest of the agreement between Guerrero and Mike Hall
Chevrolet provides consideration for the Arbitration Agreement.
(6) The closing documents signed by Guerrero and Mike Hall
Chevrolet must be harmonized as a single, unified instrument.
(7) The presence of merger clauses in the Retail Installment Sales
Contract and the Security Agreement (neither of which contains an
arbitration provision) does not invalidate the Arbitration Agreement.
(8) The Mejia Intervenors’ claims fall within the scope of the
Arbitration Agreement.
(9) Alternatively, Mejia and Zertuche should be compelled to
arbitrate their claims because the claims are factually intertwined with
the arbitrable claims asserted by the Guerrero Plaintiffs and
Guerrero’s parents.
(10) The Clark Intervenors should be compelled to arbitrate their
claims because the claims are factually intertwined with arbitrable
claims.21
Thus, the substance of the Second Motion features new matter not contained
21
On appeal, the Dealership Parties state that they are not challenging the trial court’s denial of
the Second Motion as to the Clark Intervenors’ claims. Nonetheless, this position on appeal
does not change the Second Motion’s substance or the First Motion’s substance, which is the
focus of this court’s inquiry to determine whether the court has appellate jurisdiction. See Branch
Law Firm L.L.P., 532 S.W.3d at 11–12.
11
in the First Motion — ten new arguments, including new grounds. New arguments
and new grounds mean substantive differences between the First Motion and the
Second Motion.
The majority concludes that the jurisdictional inquiry is whether the
substance of the Second Motion differs from the substance of all arguments
asserted in respect of the First Motion, including arguments advanced in opposition
to the First Motion.22 But, under this court’s binding precedent, we must compare
the substance of the First Motion with the substance of the Second Motion.23
According to the majority, if the Second Motion contains an argument absent from
the First Motion, this argument is not a new matter or a new argument if the other
side of this argument was raised by a nonmovant in opposition to the First
Motion.24 By applying this new legal standard, the majority goes against this
court’s precedent in the Branch Law Firm case.25 In this recent precedent, this
court took a simple, straightforward approach, reasoning that the latter motion to
compel arbitration stood apart as a distinct motion because it was based on new
evidence and because it contained a single new argument that the movant had not
waived arbitration.26 The Branch Law Firm court compared the substance of the
two motions and counted the argument against waiver as a new argument, even
though the nonmovant had raised waiver of arbitration in opposition to the first
22
See ante at 4 n.1,10, 15.
23
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12 (reviewing the substance of the two
motions to compel arbitration to determine if the latter motion was a distinct motion to compel
arbitration); see also Smedley, 533 S.W.3d at 301–02 (describing the inquiry as a determination
of “whether the substance of the two relevant motions differed substantially” and basing the
court’s determination on “the substance of the two motions”); Lucchese, Inc., 388 S.W.3d at
348–49 (comparing the substance of the two motions to compel arbitration to determine if the
latter motion contained “new matter”).
24
See ante at 4 n.1,10, 15.
25
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12.
26
See id.
12
motion to compel arbitration.27
Under this court’s binding precedent in the Branch Law Firm case, even if a
nonmovant raised the converse of one or more of the above-listed arguments in
opposing the First Motion, these arguments still amount to new matters because the
substance of the First Motion does not include any of these arguments. 28 In any
event, some of these arguments were not raised by any of the parties opposing the
First Motion.
III. THE SECOND MOTION: MATERIALLY DIFFERENT FROM THE FIRST
The record contains an ample showing of new arguments and new grounds
in the Second Motion and easily clears the Branch Law Firm threshold. Yet, the
majority concludes that the Second Motion includes no new arguments and no new
grounds and therefore reasons that the Second Motion’s substance is a motion for
reconsideration of the trial court’s denial of the First Motion, rather than a new and
distinct motion.29 The record reveals that the Second Motion teems with new
matters not present in the First Motion, including the following:
(1) requests to compel arbitration as to claims against each of the
Affiliates,
(2) requests to compel arbitration as to claims asserted by the Mejia
Intervenors and the Clark Intervenors,
(3) three new pieces of evidence not submitted in support of the First
Motion, and
(4) ten arguments, including new grounds, not found in the First
Motion.
These variances make the Second Motion distinct.
27
See id.; Branch Law Firm L.L.P. v. Osborn, 447 S.W.3d 390, 393 n.7, 394 (Tex. App.—
Houston [14th Dist.] 2014, no pet.).
28
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; see also Smedley, 533 S.W.3d at 301–02;
Lucchese, Inc., 388 S.W.3d at 348–49.
29
See ante at 2, 10–11, 15.
13
As illustrated above, every metric points to clear differences in the substance
of the two motions, differences that should foreclose the majority’s conclusion that
the Second Motion’s substance is a motion for reconsideration of the trial court’s
denial of the First Motion.30 By reaching the opposite result, the majority not only
tramples on the Branch Law Firm precedent but also stirs up a conflict with our
holding that the addition of new evidence in a subsequent motion to compel to
correct a defect in the movants’ proof and the addition of a single new argument
sufficed to make the subsequent motion a distinct and separate motion to compel
arbitration rather than a motion to reconsider the trial court’s denial of the second
motion to compel.31 Under this binding precedent, the substance of the Second
Motion stands as a distinct motion to compel arbitration based on the many new
matters in the Second Motion, including new evidence and new arguments.32 The
majority’s analysis creates a lack of uniformity in this court’s decisions.33
The majority asserts that the Branch Law Firm case does not govern today’s
decision because the trial court in today’s case could have denied the First Motion
on substantive grounds rather than based on the failure to authenticate the Four
Documents, whereas the trial court in the Branch Law Firm case denied the first
motion to compel based solely on the movant’s failure to provide the entire
30
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12.
31
See id.
32
See id. The majority notes that, in the first appeal in the Branch Law Firm case, this court
stated that its affirmance of the trial court’s denial of the first motion to compel arbitration did
not procedurally bar the movants from being heard on the merits of a second motion to compel
arbitration in the trial court. See ante at 9; Branch Law Firm L.L.P., 447 S.W.3d at 391. The
court in the first Branch Law Firm appeal did not state that the substance of any subsequent
motion to compel would be a distinct motion to compel or that the movants would have the
ability to take an interlocutory appeal from the denial of a subsequent motion regardless of its
substance. See id. Thus, this statement regarding the preclusive effect of the first appeal in the
Branch Law Firm case does not make that case distinguishable from today’s case.
33
Compare ante at 7–12, with Branch Law Firm L.L.P., 532 S.W.3d at 11–12.
14
agreement containing the arbitration provision.34 This characterization is not
accurate. In Branch Law Firm the nonmovant asserted various substantive
arguments, including waiver of arbitration, in opposition to the first motion to
compel, and the trial court did not base its denial solely on the movant’s failure to
provide the entire agreement containing the arbitration provision.35 The Branch
Law Firm case is on point.
We serve justice best when we deliver it consistently, by treating parties in
like circumstances alike. In light of this court’s binding precedent and the “new
matter” not contained in the First Motion, as detailed above, the Second Motion
cannot fairly or reasonably be deemed only a request that the trial court reconsider
its denial of the First Motion.36 Nor can this analysis support a dismissal for lack
of appellate jurisdiction. This court has jurisdiction over the Dealership Parties’
interlocutory appeal from the order denying the Second Motion.37
IV. CASES INVOLVING SUCCESSIVE PLEAS TO THE JURSIDICTION
The majority cites several cases involving attempts to prosecute an
interlocutory appeal from an order on a second plea to the jurisdiction or a second
motion to dismiss under Chapter 150 of the Civil Practice and Remedies Code.
Presuming for the sake of argument that these cases apply to interlocutory appeals
from an order on a second motion to compel arbitration, these cases show
jurisdiction over this appeal.
In City of Magnolia 4A Economic Development Corporation v. Smedley, the
Supreme Court of Texas held that a second plea to the jurisdiction sufficiently
differed from the first plea to the jurisdiction to make it a distinct plea and not a
34
See ante at 11 & n.3.
35
See Branch Law Firm L.L.P., 447 S.W.3d at 393–94 & n.7.
36
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; Lucchese, Inc., 388 S.W.3d at 348–49.
37
See Branch Law Firm L.L.P., 532 S.W.3d at 11–12; Lucchese, Inc., 388 S.W.3d at 348–49.
15
motion to reconsider the denial of the first plea.38 Though the parties and the
governmental-immunity arguments were the same in both pleas, the high court
concluded that the second plea was sufficiently different because it was based on
new evidence and added an evidentiary challenge to the plaintiff’s pleadings.39
The two pleas in the Smedley case were more similar to each other than the First
Motion and the Second Motion.40 Thus, if the Smedley precedent applies to
today’s case, that precedent shows that this court has appellate jurisdiction.41
In City of Houston v. Estate of Jones, the Supreme Court of Texas held that
the court of appeals lacked jurisdiction over an interlocutory appeal from a trial
court’s order denying a second plea to the jurisdiction that differed from the first
plea only in that it raised one new argument.42 Similarly, in Jacobs Field Services
v. Ware, this court held that it lacked jurisdiction over an interlocutory appeal from
a trial court’s order denying a motion to dismiss under Chapter 150 that differed
from the first motion only in that it raised a single new argument.43 These holdings
are not on point in today’s case in which the distinctions between the First Motion
and the Second Motion include different parties, different claims, and different
evidence.44 The majority’s failure to recognize these differences skews both the
court’s jurisdictional analysis and the outcome of this appeal.
38
533 S.W.3d 297, 301–02 (Tex. 2017) (per curiam).
39
See id.
40
See id.
41
See id.
42
See 388 S.W.3d 663, 666–67 (Tex. 2012) (per curiam).
43
See No. 14-17-00543-CV, 2017 WL 5618192, at *2–3 (Tex. App.—Houston [14th Dist.] Nov.
21, 2017, no pet.) (mem. op.) (per curiam).
44
See id.
16
V. CONCLUSION
This court has jurisdiction over the Dealership Parties’ interlocutory appeal
from the order denying the Second Motion. The motion-for-reconsideration
analysis the Claimants urge and the majority embraces does not defeat appellate
jurisdiction because the Second Motion contains a slew of new matters not
contained in the First Motion — (1) requests to compel arbitration as to claims
against each of the Affiliates, (2) requests to compel arbitration as to claims
asserted by the Mejia Intervenors and the Clark Intervenors, (3) three new pieces
of evidence not submitted in support of the First Motion, and (4) ten arguments,
including new grounds, not found in the First Motion. Looking to substance and
applying binding precedent, this court should conclude that the Second Motion
stands as a distinct motion to compel arbitration that includes “new matter” not
present in the First Motion rather than a request that the trial court reconsider its
denial of the First Motion. And, this court should deny rather than grant the
Claimants’ motion to dismiss for lack of appellate jurisdiction.
/s/ Kem Thompson Frost
Chief Justice
Panel consists of Chief Justice Frost and Justices Jamison and Wise. (Wise, J.,
majority).
17