J-A16018-18
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ANDREW DAVIS :
:
Appellant : No. 810 EDA 2017
Appeal from the Judgment of Sentence of February 1, 2017
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-SA-0003251-2015
BEFORE: BENDER, P.J.E., LAZARUS, J., and FORD ELLIOTT, P.J.E.
MEMORANDUM BY LAZARUS, J.: FILED AUGUST 08, 2018
Andrew Davis appeals from the judgment of sentence, entered in the
Court of Common Pleas of Philadelphia County, after his summary appeal was
dismissed for failure to appear. Upon careful review, we vacate and remand
for further proceedings.
On July 23, 2015, Davis received a traffic citation for driving with
operating privileges suspended or revoked.1 The citation set a date of
September 24, 2015, for a summary trial in the Traffic Court Division of
Philadelphia Municipal Court. Davis failed to appear for trial and was found
guilty in absentia. On October 13, 2015, Davis, acting pro se, filed a timely
appeal to the court of common pleas for a trial de novo. A status conference
was set for December 14, 2015. In the interim, certified legal intern Nicholas
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1 75 Pa.C.S.A. § 1543(a).
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J. Hubner, then a third-year law student at Drexel University School of Law,
began assisting Davis in the matter under the supervision of Patrick T. Ryan,
Esquire. On December 8, 2015, Attorney Ryan filed a request to continue the
December 14, 2015 status conference because Davis was in South Carolina
assisting his ill mother. The request was granted and the conference was
rescheduled for February 19, 2016.
On February 19, 2016, Davis appeared with Attorney Ryan and Intern
Hubner for the rescheduled status conference. Attorney Ryan filed an entry
of appearance on Davis’ behalf. The parties did not reach a resolution at the
conference; as a result, a trial de novo was scheduled for April 25, 2016.
Davis signed and dated the trial notice at that time.
On April 25, 2016, Davis again appeared with Attorney Ryan and Intern
Hubner for trial. However, the citing police officer was unavailable and the
Commonwealth requested a continuance, which the trial court granted. Trial
was rescheduled for August 8, 2016, and Davis again signed and dated the
rescheduling notice.
On August 8, 2016, Attorney Ryan and Intern Hubner appeared in court
and requested a continuance on behalf of Davis, who was attending to an ill
grandparent in South Carolina. Attorney Ryan again submitted an entry of
appearance on Davis’ behalf. The court granted the continuance and
rescheduled trial for November 18, 2016. Attorney Ryan signed and dated
the notice of trial.
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Prior to the November 18, 2016 trial date, now-Attorney Hubner, who
had since been admitted to practice in Pennsylvania, submitted a request for
a continuance due to a conflict with court-ordered depositions in another
matter. The court granted the continuance. Thus, neither Attorney Hubner,
Attorney Ryan, nor Davis were in court on November 18, 2016, to receive the
written notice of trial, which was rescheduled for February 1, 2017. The
docket states: “Service to be mailed out to the defendant[.]” However, there
is no docket entry indicating that service was actually effected.
On or around November 18, 2016, Attorney Hubner was advised
telephonically by Traffic Court personnel that trial had been rescheduled for
February 1, 2017. However, neither Attorney Ryan nor Attorney Hubner ever
received written notice of the trial date. On January 31, 2017, Attorney
Hubner contacted Traffic Court by telephone to inquire about the upcoming
trial date. Attorney Hubner was advised that trial was scheduled for February
6, 2017. Accordingly, neither Attorney Ryan, Attorney Hubner, nor Davis
appeared in court on February 1, 2017. When both counsel arrived in court
on February 6, 2017, they learned that they had been misinformed and that
the matter had, in fact, been listed for February 1, 2017. Because Davis failed
to appear, his appeal de novo had been dismissed and judgment entered
against him.
On February 13, 2017, Attorney Ryan faxed a Petition for Relief from
Judgment to Traffic Court Administration. The petition contained affidavits
explaining why neither Davis nor his counsel had appeared in court on
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February 1, 2017. The following day, Attorney Ryan received a faxed response
from John Lynch in Traffic Court Administration stating: “There are no post
verdict or post sentence petitions in summary offense matters. The matter
must be appealed at Superior Court in Room 206 of the Criminal Justice
Center.” Fax from John Lynch of Traffic Court, R.R. at 14.
On February 22, 2017, Attorney Ryan again submitted the petition, this
time including a cover letter setting forth his argument as to why he believed
the petition was proper under the Rules of Criminal Procedure and should be
accepted. The petition was never accepted or docketed. Thereafter, Davis
filed a timely notice of appeal on March 3, 2017. Davis filed a concise
statement of matters complained of on appeal pursuant to Pa.R.A.P. 1925(b)
and the trial court filed its Rule 1925(a) opinion on November 9, 2017.
Davis raises the following issues for our review:
1. Did the trial court err in dismissing [Davis’] summary appeal
when, as reflected in the docket, there was no service of a Notice
of [Rescheduled] Trial on either [Davis] or his counsel when an
earlier continuance was granted on November 18, 2016?
2. Did the trial court err when Court Administration declined to
accept and docket the post-dismissal Petition for Relief from
Judgment that [Davis’] counsel attempted (twice) to submit after
the dismissal of [Davis’] summary appeal but before the expiration
of the 30-day period that 42 Pa.C.S.§ 5505 provides during which
a Pennsylvania court may reconsider any decision?
3. Did the trial court err in dismissing [Davis’] summary appeal
when, as [Davis] attempted to show with a post-dismissal Petition
for Relief from Judgment, (i) neither [Davis] nor his counsel was
served with a Notice of [Rescheduled] Trial when an earlier
continuance was granted on November 18, 2016, and (ii) [Davis’]
counsel was given an incorrect date for the rescheduled trial de
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novo when he called Traffic Division customer service on January
31, 2017?
Brief of Appellant, at 6-7.
We begin by noting our standard of review, which is limited to whether
the trial court committed an error of law and whether the court’s findings are
supported by competent evidence. Commonwealth v. Askins, 761 A.2d
601, 603 (Pa. Super. 2000). The court’s adjudication will not be disturbed on
appeal absent a manifest abuse of discretion, which occurs when “the trial
court has rendered a judgment that is manifestly unreasonable, arbitrary, or
capricious, has failed to apply the law, or was motivated by partiality,
prejudice, bias, or ill will.” Commonwealth v. Holder, 765 A.2d 1156 (Pa.
Super. 2001).
Davis first argues that the trial court erred in dismissing his summary
appeal when, as reflected in the docket, there was no service of notice of the
rescheduled trial on either Davis or his counsel following the continuance
granted prior to the November 18, 2016 trial date. Davis argues that the
failure to notify either him or his counsel violates not only the Pennsylvania
Rules of Criminal Procedure, but also fundamental notions of procedural due
process. We agree.
Pennsylvania Rule of Criminal Procedure 106(E), applicable to both
summary and court cases, provides that “[w]hen a continuance is granted,
the notice of the new date, time, and location of the proceeding shall be served
on the parties as provided in these rules.” Pa.R.Crim.P. 106(E). Pursuant to
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Pa.R.Crim.P. 114, the clerk of courts is charged with service of such notice as
follows:
(B) Service
(1) A copy of any order or court notice promptly shall be
served on each party’s attorney, or the party if
unrepresented.
(2) The clerk of courts shall serve the order or court notice,
unless the president judge has promulgated a local rule
designating service to be by the court or court
administrator.
(3) Methods of Service. Except as otherwise provided in
Chapter 5 concerning notice of the preliminary hearing,
service shall be:
(a) in writing by
(i) personal delivery to the party’s attorney or, if
unrepresented, the party; or
(ii) personal delivery to the party’s attorney’s
employee at the attorney’s office; or
(iii) mailing a copy to the party’s attorney or
leaving a copy for the attorney at the attorney’s
office;
...
(v) sending a copy to an unrepresented party by
certified, registered, or first class mail addressed
to the party’s place of residence, business, or
confinement; or
...
(b) orally in open court on the record.
Pa.R.Crim.P. 114(B).
Further, Rule 114(C) sets forth the requirements for criminal docket
entries:
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(C) Docket Entries
(1) Docket entries promptly shall be made.
(2) The docket entries shall contain:
(a) the date of receipt in the clerk's office of the order
or court notice;
(b) the date appearing on the order or court notice;
and
(c) the date of service of the order or court
notice.
Pa.R.Crim.P. 114(C) (emphasis added).
Here, Davis was represented and, thus, service was required to have
been made upon his counsel in accordance with subsection (B)(3)(a)(i), (ii),
or (iii) of Rule 114. According to averments contained in Davis’ brief, as well
as affidavits executed by both counsel, neither of Davis’ attorneys received
written notice of the rescheduled trial de novo. Moreover, the docket in this
matter is devoid of any indication that notice was actually sent as required.
Absent such a notation, there is nothing in the certified record to suggest that
counsel was properly served with written notice of the rescheduled trial de
novo as required under Rule 114(B).2 Although counsel was verbally informed
over the telephone of the correct new date at some point in August 2016,
counsel was subsequently verbally misinformed of the trial date when he
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2 Rule 114(B) also authorizes notice to be provided orally in open court;
however, the docket does not reflect that such notice was given. In any event,
the court had previously granted Davis a continuance of the November 18,
2016 trial date, so neither he nor his counsel were in court at the time the
new trial date would have been set.
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called court administration on January 31, 2017 to confirm that trial was
scheduled for the following day. On February 1, 2017, when Davis and his
counsel did not appear for the trial de novo, the trial court failed to inquire as
to whether Davis had been provided proper notice of the rescheduled date.
Moreover, the transcript of the brief proceeding does not indicate that the
Commonwealth appeared or that it presented any evidence that Davis or his
counsel had been served with notice of the hearing.
“[F]undamental procedural due process in our system of jurisprudence
embodies the bedrock principle that each participant in the adjudicative
process be given adequate notice and the opportunity to be heard.”
Commonwealth v. Parks, 768 A.2d 1168, 1172 (Pa. Super. 2001) (holding
appellant entitled to new trial de novo where appellant never received written
notice of rescheduled trial de novo and docket did not reflect that such notice
was sent). Adequate and timely notice to the accused of court proceedings is
fundamental to the constitutionally guaranteed right to a fair trial.
Commonwealth v. Hollerbush, 444 A.2d 1235, 1239 (Pa. Super. 1982).
Thus, it is of paramount importance that criminal defendants be provided with
notice, in strict accordance with applicable rules, when an order is issued
rescheduling a trial. Because Davis was not provided with such notice as
required under Rule 114(B), we must vacate his judgment of sentence and
remand for a trial de novo.3
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3Because we grant relief with respect to Davis’ first appellate claim, we need
not address his remaining issues.
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Judgment of sentence vacated; case remanded for further proceedings
in accordance with the dictates of this memorandum. Jurisdiction
relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 8/8/18
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