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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 17-13389
Non-Argument Calendar
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D.C. Docket No. 8:16-cr-00428-VMC-TBM-1
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
GREGORY BROWN,
Defendant-Appellant.
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Appeal from the United States District Court
for the Middle District of Florida
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(October 1, 2018)
Before JORDAN, EDMONDSON, and HULL, Circuit Judges.
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PER CURIAM:
Gregory Brown appeals his conviction and 180-month sentence for being a
felon in possession of a firearm, in violation of 18 U.S.C. § 922(g). Reversible
error has been shown; we affirm Brown’s conviction, vacate Brown’s sentence and
remand for resentencing.
I.
Brown was indicted by a federal grand jury on one count of possessing a
firearm as a convicted felon. The indictment alleged that Brown had four prior
felony convictions in Florida: three convictions for delivery of cocaine within 1000
feet of a school and one conviction for possession of cocaine. Brown pleaded
guilty without a plea agreement. At the plea hearing, Brown admitted that he had
at least one prior felony conviction, but Brown reserved the right to contest the
felony offenses listed in the indictment.
The probation office said in the Presentence Investigation Report (“PSI”)
that Brown was subject to an enhanced mandatory minimum sentence under the
Armed Career Criminal Act (“ACCA”) because Brown had at least three prior
convictions for serious drug offenses. The PSI listed Brown’s three convictions for
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delivery of cocaine within 1000 feet of a school. 1 Then, in the narrative
description of these convictions, the PSI alleged the date on which each offense
was committed: 22 November 2006, 15 December 2013, and 7 January 2014.
Brown objected to the application of the ACCA enhancement and to the
PSI’s factual summaries of his prior felony drug offenses. Brown argued that the
government bore the burden of proving -- by a preponderance of the evidence and
by using “reliable and specific evidence” -- that his prior convictions were
committed on different occasions. Brown also objected to the government’s
reliance on factual allegations from non-Shepard-approved 2 documents.
In response to Brown’s objections, the probation officer explained that the
factual narratives for Brown’s prior convictions -- which were derived from arrest
reports -- were “included only in an effort to provide the Court with an adequate
description of the defendant’s criminal history.” The probation officer noted that
the factual narratives were not used to determine whether Brown’s prior
convictions were predicate offenses under the ACCA. The probation officer
acknowledged that “[a]ccording to Shepard, the narrative information contained in
an arrest report may not be used to look beyond the plain language of a statute of
1
The PSI also listed a conviction for possession with intent to sell cocaine. At sentencing, the
district court struck that paragraph from the PSI.
2
Shepard v. United States, 544 U.S. 13, 26 (2005).
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conviction in determining whether or not a prior conviction supports an ACCA
enhancement.”
At sentencing, Brown renewed his objections to the ACCA enhancement
and to the factual summaries of his prior felony convictions contained in the PSI.
Brown argued that the government had failed to prove that his prior drug
convictions were committed on separate occasions.
The government responded that the factual summaries in the PSI -- derived
from non-Shepard-approved documents -- were permissible for purposes of
establishing the defendant’s criminal history and characteristics “provided they are
not going toward proving the [ACCA] enhancement.” The government then
argued that it could prove Brown’s prior felony convictions were committed on
different occasions through the use of Shepard-approved documents. The
government said that “[i]n this case, the three [i]nformations do show that each of
these crimes were committed on different occasions and, thus, the enhancement
applies.” The government, however, never introduced charging informations or
other Shepard-approved documents into evidence.
The district court overruled Brown’s objections to the factual narratives in
the PSI, adopting “the position of the probation office as stated in the addendum
[to the PSI].” The district court then applied the ACCA enhancement and
sentenced Brown to 180 months’ imprisonment.
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II.
We first address Brown’s challenge to the constitutionality of his conviction.
Brown contends that 18 U.S.C. § 922(g) is an unconstitutional exercise of
Congressional authority -- violating the Commerce Clause -- both on its face and
as applied to him. Because Brown raises this argument for the first time on appeal,
we review it only for plain error. See United States v. Wright, 607 F.3d 708, 715
(11th Cir. 2010).
Brown’s facial challenge to section 922(g) is foreclosed by binding
precedent in United States v. McAllister, 77 F.3d 387, 389 (11th Cir. 1996)
(concluding that 18 U.S.C. § 922(g) was no unconstitutional exercise of
Congress’s Commerce Clause power). We also reject Brown’s as-applied
challenge because Brown admitted during his plea colloquy that the firearm he
possessed had travelled in interstate or foreign commerce. See id. at 390
(“Because the government demonstrated that the firearm possessed by McAllister
previously had travelled in interstate commerce, the statute is not unconstitutional
as applied to him.”). We thus affirm Brown’s conviction.
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III.
Brown next challenges his ACCA-enhanced sentence. Brown contends that
the government failed to prove that his prior felony offenses were committed on
different occasions. We review de novo whether crimes were committed on
different occasions within the meaning of the ACCA. United States v. Canty, 570
F.3d 1251, 1254-55 (11th Cir. 2009).
A defendant convicted under 18 U.S.C. § 922(g) is subject to a 15-year
mandatory minimum sentence under the ACCA if he has three prior convictions
for a violent felony or a serious drug offense that were “committed on occasions
different from one another.” 18 U.S.C. § 924(e)(1). “[T]he Government must
prove by a preponderance of the evidence, using ‘reliable and specific evidence,’
that the defendant’s prior convictions each ‘arose out of a separate and distinct
criminal episode.’” United States v. McCloud, 818 F.3d 591, 595 (11th Cir. 2016)
(citations omitted).
“[D]istrict courts may determine both the existence of prior convictions and
the factual nature of those convictions, including whether they were committed on
different occasions, so long as they limit themselves to Shepard-approved
documents.” United States v. Weeks, 711 F.3d 1255, 1259 (11th Cir. 2013).
Under Shepard, a sentencing court determining the nature of a prior conviction “is
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generally limited to examining the statutory definition [of the offense of the prior
conviction], charging document, written plea agreement, transcript of plea
colloquy, and any explicit factual finding by the trial judge to which the defendant
assented.” Shepard, 544 U.S. at 16. A district court may not rely on non-Shepard-
approved documents -- including police reports -- in determining whether a
defendant’s prior convictions were committed on different occasions. United
States v. Sneed, 600 F.3d 1326, 1333 (11th Cir. 2010). “The district court may
make findings of fact based on undisputed statements in the PSI, but may not rely
on those portions to which the defendant objected with specificity and clarity,
unless the Government establishes the disputed facts by a preponderance of the
evidence.” McCloud, 818 F.3d at 595 (quotations omitted).
After a review of the record, we conclude that the government failed to
produce “reliable and specific evidence” that proved by a preponderance of the
evidence that Brown had three separate and distinct prior felony convictions for
serious drug offenses.
Brown raised specific objections to the paragraphs of the PSI that contained
the factual summaries of his prior felony drug convictions, including objecting that
the information was derived from non-Shepard-approved documents. In response
to Brown’s objections, both the probation officer and the government agreed that
the factual narratives in the PSI could not be used to prove that Brown’s prior
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convictions qualified as predicate offenses under the ACCA. On this record, the
government may not rely on the disputed factual summaries in the PSI to
demonstrate that Brown’s prior felony drug offenses were committed on different
occasions.
More important, the government never produced a Shepard-approved
document evidencing the dates on which Brown’s prior offenses were committed.
In the light of the objections made by the defense, the government could not satisfy
its burden of proof merely by offering some words at the sentencing hearing about
the supposed contents of the charging informations for Brown’s prior convictions.3
See United States v. Washington, 714 F.3d 1358, 1361 (11th Cir. 2013) (vacating a
sentence where the government introduced no evidence to support the sentencing
enhancement: “absent a stipulation or agreement between the parties, an attorney’s
factual assertions at a sentencing hearing do not constitute evidence that a district
court can rely on.”); United States v. Bernadine, 73 F.3d 1078, 1082 (11th Cir.
1996) (the government’s proffer that it could produce witnesses whose testimony
would corroborate factual allegations in the PSI was insufficient to support a
sentencing enhancement).
3
We also note that the government proffered no specific dates on which Brown’s crimes were
committed. The government said only that the charging informations showed that Brown’s
crimes were committed on different occasions. The government did not introduce these
documents into the record.
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Because the government failed to satisfy its burden of proving that Brown
had three predicate offenses, the district court erred in applying a sentencing
enhancement under the ACCA. We have said that “remand for further findings is
inappropriate when the issue was before the court and the parties had an
opportunity to introduce relevant evidence.” Canty, 570 F.3d at 1257. In this case,
the government had the opportunity to introduce the pertinent charging documents
before the district court and failed to do so. The government has also made no
request for a limited remand to allow it the opportunity to produce the charging
documents. Accordingly, we vacate Brown’s sentence and remand for
resentencing without the ACCA enhancement. See id. (vacating a sentence and
remanding for resentencing without the ACCA enhancement); Sneed, 600 F.3d at
1333, n.11 (vacating and remanding for resentencing without the ACCA
enhancement where the government had sought no remand for an opportunity to
introduce the requisite Shepard-approved documents).
AFFIRMED IN PART, VACATED IN PART, AND REMANDED. 4
4
Because we vacate Brown’s ACCA-enhanced sentence, we need not address his argument that
his ACCA sentence violates the Fifth and Sixth Amendments. In any event, Brown’s argument
is foreclosed by this Court’s binding precedent. See United States v. Deshazior, 882 F.3d 1352,
1358 (11th Cir. 2018); United States v. Sparks, 806 F.3d 1323, 1350 (11th Cir. 2015); Weeks,
711 F.3d at 1259. This Court’s binding precedent also forecloses Brown’s argument that his
drug convictions under Fla. Stat. § 893.13 are no “serious drug offenses” under the ACCA. See
United States v. Smith, 775 F.3d 1262, 1267-68 (11th Cir. 2014).
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