[Cite as State v. Fader, 2018-Ohio-4139.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
MONTGOMERY COUNTY
STATE OF OHIO :
:
Plaintiff-Appellee : Appellate Case No. 27828
:
v. : Trial Court Case No. 2017-CRB-2254
:
RICK T. FADER : (Criminal Appeal from
: Municipal Court)
Defendant-Appellant :
:
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OPINION
Rendered on the 12th day of October, 2018.
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NOLAN THOMAS, Atty. Reg. No. 0078255, 2325 Wilmington Pike, Kettering, Ohio 45420
Attorney for Plaintiff-Appellee
RENEE D. BUSSE, Atty. Reg. No. 0092823, 123 Market Street, P.O. Box 910, Piqua,
Ohio 45356
Attorney for Defendant-Appellant
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DONOVAN, J.
{¶ 1} Defendant-appellant Rick T. Fader appeals his conviction for one count of
obstructing official business, in violation of R.C. 2921.31, a misdemeanor of the second
degree. Fader filed a timely notice of appeal with this Court on November 27, 2017.
{¶ 2} Prior to going out on patrol on August 30, 2017, Kettering Police Officer Jesse
Anderson was advised by dispatch to be on the lookout for a stolen blue Chrysler PT
Cruiser. Officer Anderson testified that his shift lasted from 11:00 p.m. on August 30,
2017, to 7:00 a.m. on August 31, 2017. Shortly before midnight, Officer Anderson
observed someone driving a blue PT Cruiser on Woodman Drive near Dorothy Lane in
Kettering, Ohio. Officer Anderson turned his marked cruiser around and began following
the PT Cruiser. After running the vehicle’s license plate through his cruiser’s computer,
Officer Anderson learned that the vehicle was registered to Rick Fader. Officer
Anderson also learned that Fader had an active warrant for his arrest.
{¶ 3} Officer Anderson testified that, at this point, he verified that the physical
description of the driver of the PT Cruiser matched Fader’s description from the warrant.
Officer Anderson testified that he also confirmed that he was within the pick-up radius of
the arrest warrant. In order to determine that the driver of the PT Cruiser was Fader,
Officer Anderson decided to initiate a stop of the vehicle. Officer Anderson therefore
activated his overhead lights and signaled the driver of the PT Cruiser to pull over and
stop.
{¶ 4} After the vehicle stopped, Officer Anderson exited his cruiser and spoke with
the driver. The driver of the vehicle informed Officer Anderson that he did not have his
driver’s license; however, he stated that his name was Larry Fader, Sr. The driver also
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informed Officer Anderson that the PT Cruiser belonged to his brother. The driver then
provided Officer Anderson with a social security number (SSN) and a date of birth.
Officer Anderson returned to his cruiser to check the information provided by the driver of
the vehicle and discovered that the SSN and date of birth corresponded to an individual
named Larry Fader, Jr. Officer Anderson viewed Larry Fader, Jr.’s photograph on the
Bureau of Motor Vehicles’ website and observed that it did not match the driver of the PT
Cruiser. Officer Robinson arrived at the scene of the stop and confirmed to Officer
Anderson that the driver of the PT Cruiser did not resemble the photograph of Larry Fader,
Jr. In fact, Officer Robinson informed Officer Anderson that he believed the driver of the
PT Cruiser to be Rick Fader, based upon prior interactions with him.
{¶ 5} At this point, Officer Anderson approached the PT Cruiser and asked the
driver to exit the vehicle. Officer Anderson asked the driver if he was, in fact, Rick Fader.
Officer Anderson testified that the driver responded, “No, I’m not. Rick’s my brother.
What’s this all about?” Officer Anderson testified that he informed the driver that there
was a warrant out for Rick Fader’s arrest. The driver immediately asked what the arrest
warrant was for, and Officer Anderson asked him directly whether he was “Rick or Larry.”
At that point, the driver identified himself as Rick Fader. Having confirmed the driver of
the PT Cruiser was Rick Fader, Officer Anderson testified that he arrested Fader and took
him into custody. Officer Anderson then transported Fader to the Kettering Jail where,
on August 31, 2017, he was charged by complaint with obstructing official business.
{¶ 6} At his arraignment, Fader pled not guilty to the charged offense and was
released on his own recognizance. Fader demanded a jury trial which was held on
November 1, 2017. Fader represented himself at trial and testified on his own behalf.
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Ultimately, Fader was found guilty of obstructing official business. The trial court
sentenced Fader to 90 days in jail, 87 days suspended, with one day of jail-time credit,
for an aggregate sentence of two days in jail. The trial court also imposed a fine of
$100.00. The trial court stayed imposition of Fader’s sentence pending the outcome of
the instant appeal.
{¶ 7} It is from this judgment that Fader now appeals.
{¶ 8} Fader’s sole assignment of error is as follows:
DEFENDANT-APPELLANT’S CONVICTION IS UNSUPPORTED
BY SUFFICIENT EVIDENCE, AND MUST BE OVERTURNED.
{¶ 9} In his sole assignment, Fader argues that his conviction for obstructing
official business was not supported by sufficient evidence. Specifically, Fader argues
that the State failed to prove that he acted without privilege to do so when he provided
Officer Anderson with a false identity. Fader also argues that the State failed to adduce
sufficient evidence establishing that Fader hampered and/or impeded Officer Anderson
in the performance of his duties when Fader provided him with a false identity.
{¶ 10} A sufficiency-of-the-evidence argument challenges whether the state has
presented adequate evidence on each element of the offense to allow the case to go to
the jury or to sustain the verdict as a matter of law. State v. Thompkins, 78 Ohio St.3d
380, 386, 678 N.E.2d 541 (1997). The proper test to apply to such an inquiry is the one
set forth in State v. Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of
the syllabus: “An appellate court's function when reviewing the sufficiency of the evidence
to support a criminal conviction is to examine the evidence admitted at trial to determine
whether such evidence, if believed, would convince the average mind of the defendant's
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guilt beyond a reasonable doubt. The relevant inquiry is whether, after viewing the
evidence in a light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime proven beyond a reasonable doubt.”
{¶ 11} The obstructing official business statute provides: “No person, without
privilege to do so and with purpose to prevent, obstruct, or delay the performance by a
public official of any authorized act within the public official's official capacity, shall do any
act that hampers or impedes a public official in the performance of the public official's
lawful duties.” R.C. 2921.31(A). For purposes of obstructing official business, R.C.
2921.01 defines a “public official” as “any elected or appointed officer, or employee, or
agent of the state or any political subdivision, whether in a temporary or permanent
capacity, and includes, but is not limited to, legislators, judges, and law enforcement
officers.” R.C. 2921.01(A).
{¶ 12} “ ‘Ohio courts have consistently held that in order to violate the obstructing
official business statute a defendant must engage in some affirmative or overt act or
undertaking that hampers or impedes a public official in the performance of the official's
duties.’ ” State v. Harrell, 2d Dist. Montgomery No. 21736, 2007-Ohio-4550, ¶ 12, quoting
State v. Prestel, 2d Dist. Montgomery No. 20822, 2005-Ohio-5236, ¶ 16. The Supreme
Court of Ohio has stated that “the making of an unsworn false oral statement to a public
official with the purpose to mislead, hamper or impede the investigation of a crime is
punishable conduct within the meaning of 2921.31(A).” State v. Lazzaro, 76 Ohio St.3d
261, 667 N.E.2d 384 (1996), syllabus.
{¶ 13} Pursuant to R.C. 2901.22(A), a person acts purposefully if he acts with the
“specific intention to cause a certain result.” In State v. Terry, 2d Dist. Montgomery No.
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26722, 2016-Ohio-3484, ¶ 22, this Court noted:
* * * “Because no one can know the mind of another, a defendant's intent is
‘not discernible through objective proof.’ State v. Huffman (1936), 131 Ohio
St. 27, 1 N.E.2d 313, at syllabus ¶ 4. Rather, a defendant's intent in acting
must be ‘determined from the manner in which it [the act] is done, the means
used, and all other facts and circumstances in evidence.’ State v. Wellman
(2007), 173 Ohio App.3d 494, 2007-Ohio-2953, 879 N.E.2d 215, at ¶ 15.”
State v. McCoy, 2d Dist. Montgomery No. 22479, 2008-Ohio-5648, ¶ 14.
As to the required act, “the State must prove not only the commission of an
overt act done with an intent to obstruct the officers, ‘but it also must prove
that [the defendant] succeeded in actually hampering or impeding them.’ ”
State v. Crawford, 2d Dist. Montgomery No. 25506, 2013-Ohio-4398, ¶ 21,
quoting McCoy at ¶ 16. But “this element does not require that the
[defendant] cause the officers to fail in their duties, but only that, by acting,
[the defendant] disrupted their performance of them.” Id.
{¶ 14} Recently, in State v. Body, 2018-Ohio-3395 (2d Dist.), __N.E.3d__, we
stated that “R.C. 2921.31(A) thus includes five essential elements: (1) an act by the
defendant, (2) done with the purpose to prevent, obstruct, or delay a public official, (3)
that actually hampers or impedes a public official, (4) while the official is acting in the
performance of a lawful duty, and (5) the defendant so acts without privilege.” Id. at ¶ 20,
citing State v. Kates, 169 Ohio App.3d 766, 2006-Ohio-6779, 865 N.E.2d 66, ¶ 21 (10th
Dist.).
{¶ 15} We note that in regard to the issue of “privilege” under R.C. 2921.31(A),
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other appellate courts have held that the absence of privilege is not an essential element
of obstructing official business which the State must prove beyond a reasonable doubt.
State v. Elkins, 5th Dist. Richland No. 17 CA 59, 2018-Ohio-1267, ¶ 20. Rather,
“privilege is more of an affirmative defense or a mitigating circumstance that if shown to
exist would prevent an accused from being convicted of obstructing official business.”
State v. Gordon, 9 Ohio App.3d 184, 187, 458 N.E.2d 1277 (1983). In the instant case,
however, the record establishes that the trial court instructed the jury that privilege, or the
absence thereof, was an element of the offense of obstructing official business which had
to be proven beyond a reasonable doubt.
{¶ 16} Upon review, we conclude that the evidence supported a finding that Fader
was without privilege to provide Officer Anderson with information about a false identity.
The Ohio Supreme Court has said that “[t]he General Assembly has adopted legislation
intended to discourage individuals from purposely giving false information that hinders
public officials in the performance of their duties. Complete and honest cooperation with
the law enforcement process by all citizens is essential to the effective operation of the
justice system. Therefore, we hold that the making of an unsworn false oral statement
to a public official with the purpose to mislead, hamper or impede the investigation of a
crime is punishable conduct within the meaning of R.C. 2921.13(A)(3) and 2921.31(A).”
Lazzaro, 76 Ohio St.3d 261, 266, 667 N.E.2d 384 (1996).
{¶ 17} Upon being pulled over and questioned, Fader affirmatively provided Officer
Anderson with his brother’s name, SSN, and date of birth. The jury was free to conclude
that Fader provided the false identity in an effort to divert Officer Anderson’s investigation
and avoid being arrested on the outstanding warrant. A trier of fact could therefore
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reasonably conclude from the evidence that Fader’s misrepresentation of his name, SSN,
and date of birth was communicated to Officer Anderson without privilege to do so.
{¶ 18} Officer Anderson testified that Fader’s decision to provide a false identity
impeded his investigation into whether Fader was the individual named in the arrest
warrant. While the effect of his conduct was not substantial, the record nevertheless
demonstrates that Fader's act of providing a false identity impeded and delayed Officer
Anderson's ability to perform his lawful duties. See State v. McLaughlin, 2015-Ohio-4611,
48 N.E.3d 987, ¶ 17 (2d Dist.). “We do not hold that any finite period of time constitutes
a ‘substantial stoppage,’ be the delay occasioned by the interference thirty seconds or
two minutes. ‘If the record demonstrates that the defendant's act hampered or impeded
the officer in the performance of his duties, the evidence supports the conviction.’ ” State
v. Wellman, 173 Ohio App.3d 494, 2007-Ohio- 2953, 879 N.E.2d 215, ¶ 18 (1st Dist.).
{¶ 19} For the foregoing reasons, we conclude that Fader's conviction for
obstructing official business was supported by sufficient evidence. In other words, the
State presented sufficient evidence on each element to sustain the verdict as a matter of
law, namely that Fader, without privilege, and with purpose to prevent, obstruct, or delay
the officer's investigation, impeded Officer Anderson's performance of his duties by
providing a false identity.
{¶ 20} Fader’s assignment of error is overruled.
{¶ 21} Fader’s assignment of error having been overruled, the judgment of the trial
court is affirmed.
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WELBAUM, P. J. and HALL, J., concur.
Copies sent to:
Nolan Thomas
Renee D. Busse
Hon. James F. Long