IN THE SUPREME COURT OF IOWA
No. 17–0317
Filed October 12, 2018
STATE OF IOWA,
Appellee,
vs.
CODY TYLER SMITH,
Appellant.
On review from the Iowa Court of Appeals.
Appeal from the Iowa District Court for Clarke County, Monty W.
Franklin, Judge.
A defendant convicted of operating while intoxicated seeks further
review of a court of appeals decision affirming his conviction and the denial
of his motion to suppress. REVERSED AND REMANDED.
Scott A. Michels of Gourley, Rehkemper, & Lindholm, P.L.C., West
Des Moines, for appellant.
Thomas J. Miller, Attorney General, Thomas E. Bakke, Assistant
Attorney General, and Michelle Rivera, County Attorney, for appellee.
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PER CURIAM.
At 4:30 a.m., officers responded to a dispatch report of a vehicle in
a roadside ditch. According to dispatch, a witness did not see any injuries,
but saw the possible driver walking away. The officers did not find the
driver, but they did see a van pass by on the road. The van briefly stopped
in a nearby driveway, pulled out, and departed. The officers ran a check
on the van’s license plate and noticed it was registered to another member
of the same household that the vehicle in the ditch had been registered to.
One of the officers followed the van and pulled it over. It turned out that
the driver of the car that had gone into the ditch was riding as a passenger
in the van, and he was wearing only one boot. He was subsequently
convicted of operating while intoxicated (OWI).
On appeal, we must decide whether the stop of the van was
permissible under the community caretaking doctrine. Guided by our
recent decision in State v. Coffman, 914 N.W.2d 240 (Iowa 2018), we
conclude that it was not. Accordingly, we hold that the stop of van violated
article I, section 8 of the Iowa Constitution. Therefore, we reverse the
judgment of conviction and sentence and the denial of the motion to
suppress, vacate the decision of the court of appeals, and remand this case
for further proceedings.
I. Facts and Procedural Background.
At approximately 4:30 a.m. on Saturday, April 2, 2016, sheriff’s
deputies were called to the scene of a single-vehicle accident in Clarke
County. Dispatch informed Deputies Smith and Fitzpatrick that the
vehicle was in a roadside ditch. Dispatch also relayed that a passerby had
seen a possible driver walking away from the vehicle and had not seen any
injuries.
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After arriving at the scene, Deputy Fitzpatrick ran a check on the
license plate of the vehicle in the ditch and determined it belonged to a
Steven Smith with an Osceola address. Deputy Smith drove around in
search of the individual who had been seen walking from the accident. Not
finding anyone, he reparked his patrol car next to the vehicle in the ditch.
On the front seat of that vehicle, he found a Minnesota driver’s license
belonging to the defendant, Cody Smith. There was no indication inside
the vehicle that Cody had been injured. 1
Meanwhile, a van drove by. It pulled into the driveway of a nearby
residence, pulled back out of the driveway, and departed. Officer Smith
ran a check on the van’s license plate and determined it belonged to a
Noreen Smith, who shared the same Osceola address as Steven.
Deputy Smith followed the van and pulled it over. When asked why
he stopped the van, Deputy Smith testified,
I was checking on the welfare of the people. I also found it
suspicious that the vehicle driving by and the vehicle in the
ditch had the same address when that address is
approximately four miles southwest of where the vehicle in the
ditch was at.
Deputy Smith further testified that he stopped the van because he
“believed that the individual involved in the accident was either in the van,
or those people were also looking for the individual who was in the
accident.”
Once Deputy Smith approached the van, he saw a passenger in the
front seat—Cody—wearing only one boot. Steven was driving the van.
Cody displayed signs of intoxication and his clothes were wet and muddy.
1The photographs of the vehicle stuck in the ditch that are in the record also seem
to dispel the notion that this would have been an injury-accident.
Because of the surplus of Smiths involved in this case, we shall refer to the
defendant and other members of the defendant’s family by their first names.
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Cody admitted having been the driver of the vehicle that went into the
ditch. After failing various field tests and a preliminary breath test, Cody
was arrested and transported to the county jail, where he registered a .184
blood alcohol level on a chemical test.
On May 12, Cody was charged by trial information in the Iowa
District Court for Clarke County with OWI, first offense, in violation of Iowa
Code section 321J.2, a serious misdemeanor. See Iowa Code § 321J.2(1),
(2)(a) (2016).
Cody filed a motion to suppress the evidence resulting from the stop
of the van, claiming the stop violated the Fourth Amendment of the United
States Constitution and article I, section 8 of the Iowa Constitution. After
a September 2 hearing on the matter, the district court denied Cody’s
motion to suppress. In its September 9 ruling, the court concluded that
the stop had been justified as a community caretaking function.
At the time of the stop, Officer Smith was investigating a
wrecked vehicle found in a ditch without a driver present. At
the time, the status of the driver was in question as the
location and condition of the driver was unknown. It was early
in the morning (4:30 a.m.) and still dark[,] making it
potentially dangerous to walk on the road after being involved
in an accident. There was little if any traffic at the location so
the driver’s opportunity to be helped by passing vehicles was
limited. The driver had also left his driver’s license on the seat
of the wrecked vehicle with the vehicle unlocked[,] calling into
question his judgmental abilities following the accident. It
was therefore appropriate for a reasonable police officer to
have concerns about the condition of the driver of this vehicle
and to continue with efforts to locate the driver to ensure that
the driver was not injured or in need of assistance.
These legitimate concerns outweighed the limited
intrusion upon the occupants of the van which took place
when Officer Smith stopped the van. Officer Smith knew that
the van was registered to a person with the same last name as
the driver of the vehicle in the ditch and that the address of
the registered owner of the van was the same address as the
address of the registered owner of the vehicle in the ditch. It
was reasonable to assume that the occupant(s) of the van were
related to the driver of the vehicle in the ditch and either had
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information as to the status of the driver or were in fact also
trying to locate the driver. Stopping the van was the only
realistic method for Officer Smith to continue his efforts to
ensure that the driver of the vehicle in the ditch was not
injured or in need of assistance.
Following a December 9 bench trial on the minutes, Cody was found
guilty of OWI, first offense, in violation of Iowa Code section 321J.2. The
district court sentenced Cody to two days in jail and ordered him to pay
fines and surcharges.
Cody appealed, still contending that the stop of the van violated the
Fourth Amendment and article I, section 8. We transferred the case to the
court of appeals, which affirmed Cody’s conviction, concluding that “the
traffic stop at issue was constitutionally reasonable as a permissible and
appropriate exercise of the community caretaking function.”
We granted Cody’s application for further review.
II. Standard of Review.
Cody contends that the seizure violated his rights under both the
Fourth Amendment to the United States Constitution and article I, section
8 of the Iowa Constitution. “When a defendant challenges a district court’s
denial of a motion to suppress based upon the deprivation of a state or
federal constitutional right, our standard of review is de novo.” Coffman,
914 N.W.2d at 244 (quoting State v. Storm, 898 N.W.2d 140, 144 (Iowa
2017)). We view the entire record and “make ‘an independent evaluation
of the totality of the circumstances.’ ” Id. (quoting Storm, 898 N.W.2d at
144). “[W]e independently evaluate the totality of the circumstances as
shown by the entire record.” State v. White, 887 N.W.2d 172, 175 (Iowa
2016) (quoting State v. Lindsey, 881 N.W.2d 411, 415 (Iowa 2016)); see
also Coffman, 914 N.W.2d at 244. We must view each community
caretaking case in light of the specific circumstances. State v. Kurth, 813
N.W.2d 270, 272 (Iowa 2012).
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III. Analysis.
This case requires us to apply the community caretaking exception
to the warrant requirement. We recently analyzed that exception in
Coffman. There, we reiterated that there is a three-step inquiry to
determine whether an officer’s actions fall under the community
caretaking exception:
(1) was there a seizure within the meaning of the Fourth
Amendment?; (2) if so, was the police conduct bona fide
community caretaker activity?; and (3) if so, did the public
need and interest outweigh the intrusion upon the privacy of
the citizen?
Coffman, 914 N.W.2d at 245 (quoting State v. Crawford, 659 N.W.2d 537,
543 (Iowa 2003)). However, we emphasized that in the second step under
article I, section 8 of the Iowa Constitution, “it is incumbent on the state
to prove both that the objective facts satisfy the standards for community
caretaking and that the officer subjectively intended to engage in
community caretaking.” Id. at 257. In this instance, the State does not
dispute that there was a seizure. The other two questions are in dispute.
In Coffman, we upheld an officer’s decision to pull his patrol car
behind a parked, occupied car on the side of a rural highway in the middle
of the night and activate his emergency flashers. We essentially agreed
with the district court’s conclusion that
[a] car parked on the shoulder of a highway at 1:00 a.m. in a
rural area in Iowa should raise a number of concerns. There
is a safety issue in having a vehicle parked within two feet of
the traveled portion of a highway, especially at 1:00 a.m., in
an area that is not lighted. Second, the occupant(s) of the
vehicle might have car problems or medical issues that they
are experiencing. Most people would not simply pull over to
the side of the road in this type of setting at such an hour. It
would have been irresponsible for Deputy Hochberger to
simply drive by without checking on the vehicle.
Id. at 243, 253–54.
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This case is different—different enough that we hold the community
caretaking exception does not apply under article I, section 8. The van
clearly did not need assistance. The possibility exists that the driver of the
vehicle in the ditch needed assistance and that the van was looking for the
driver, but this is seemingly belied by the fact that the van left the scene,
presumably after noticing the presence of a law enforcement vehicle.
Deputy Smith did testify that he was “checking on the welfare of the
people involved,” given the possibility that the van either was looking for
the driver of the vehicle in the ditch or had already picked him up. Yet the
van appeared not to want Deputy Smith’s help, and from everything the
deputies had heard and seen, there was no indication of an injury or other
emergency. By analogy, this is like a Coffman case in which Coffman
decided to pull away and leave after seeing the officer and before the officer
activated his flashers. If those had been the facts in Coffman, we would
not have found that the community caretaking doctrine applied, and we
do not find that it applies here.
Examining the second factor noted above under our de novo
standard of review, we do not find that this was bona fide community
caretaking activity. As noted above, we are deciding this case under article
I, section 8 of the Iowa Constitution. Again, this means that the stop must
meet both objective and subjective standards. Id. at 257–58.
A vehicle that veers into a roadside ditch at 4:30 a.m. on a weekend
is often the result of impaired driving. Given all the facts and
circumstances we have recited, we conclude that the van stop was
investigatory in nature. The van stop would have comprised an effort to
locate Cody, not to potentially help him, but to investigate how he drove
the car into the ditch.
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Turning to the third prong, we found in Coffman that the intrusion
into the privacy of the citizen was not great because the vehicle was already
parked. We noted, “The vehicle was already at rest when Deputy
Hochberger activated the flashers . . . .” Id. at 253. Here by contrast,
Deputy Smith stopped a moving vehicle. Other options existed. For
example, Deputy Smith testified that the Osceola address where both
vehicles were registered was only four miles away. Deputy Smith could
have gone to that residence and asked to speak with the residents.
Another way to look at this case is to do a thought experiment.
Suppose Cody had not been found in the van, but the stop of the van had
revealed that Steven was doing something wrong. Would Steven’s motion
to suppress be sustained? We think so.
IV. Conclusion.
For the reasons stated above, we vacate the decision of the court of
appeals, reverse Cody Smith’s conviction and sentence, and remand for
further proceedings consistent with this opinion.
REVERSED AND REMANDED.
This opinion shall be published.