FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT October 26, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
SAMUEL V. MARTINEZ,
Petitioner - Appellant,
v. No. 18-1073
(D.C. No. 1:16-CV-01138-MSK-KMT)
TRAVIS TRANI, Co. State Penitentiary; (D. Colo.)
THE ATTORNEY GENERAL OF THE
STATE OF COLORADO,
Respondents - Appellees.
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ORDER DENYING A CERTIFICATE OF APPEALABILITY
_________________________________
Before LUCERO, HARTZ, and McHUGH, Circuit Judges.
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Samuel V. Martinez, an inmate in the custody of the Colorado Department of
Corrections, requests a certificate of appealability (COA) to challenge the denial by the
United States District Court for the District of Colorado of his application for relief under
28 U.S.C. § 2254. See 28 U.S.C. § 2253(c)(1)(A) (requiring a COA for a prisoner in state
custody to appeal from the denial of a writ of habeas corpus). Because Mr. Martinez has
failed to make a substantial showing of the denial of a constitutional right as required by
28 U.S.C. § 2253(c)(2), we deny a COA and dismiss the appeal.
Mr. Martinez was convicted on two counts of aggravated robbery in a Colorado
jury trial and adjudicated a habitual criminal, leading to a 64-year prison sentence. The
Colorado Court of Appeals (CCA) denied relief on direct appeal, and the Colorado
Supreme Court declined review. Mr. Martinez then sought postconviction relief under
Colorado Rule of Criminal Procedure 35(c). The trial court denied relief, the CCA
affirmed, and the state supreme court again declined review. On May 16, 2016, Mr.
Martinez, represented by counsel, filed this § 2254 application for relief. Acting pro se,
he later filed an amended application, after being advised by the magistrate judge that the
original application would be superseded and he would need to include in the amended
application every claim he wished to pursue, including claims that had been in the
original application.
We can summarily dispose of most of the claims Mr. Martinez appears to pursue
in this court. Some were in his original application but not in his pro se amended
application, which superseded the original application. See Predator Int’l, Inc. v. Gamo
Outdoor USA, Inc., 793 F.3d 1177, 1180-81 (10th Cir. 2015) (“[A]n amended pleading
supersedes the pleading it modifies and remains in effect throughout the action unless it
subsequently is modified.” (internal quotation marks omitted)). Other claims are not
properly before us because they were never raised in district court. See Ochoa v.
Workman, 669 F.3d 1130, 1146 n.15 (10th Cir. 2012). And Mr. Martinez pursues in this
court some claims in his amended application that were dismissed as untimely by the
district court, yet he does not challenge that basis of the dismissal, thereby waiving
review. Cf. Lebahn v. Nat’l Farmers Union Unif. Pension Plan, 828 F.3d 1180, 1188
(10th Cir. 2016) (“When a district court dismisses a claim on two or more independent
grounds, the appellant must challenge each of those grounds.”).
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There remain only two claims for us to resolve: (1) that the prosecution
improperly commented during closing argument on Mr. Martinez’s silence in response to
police questions, and (2) that his trial counsel provided constitutionally inadequate advice
on the potential sentence he faced.
A COA will issue “only if the applicant has made a substantial showing of the
denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). This standard requires “a
demonstration that . . . includes showing that reasonable jurists could debate whether (or,
for that matter, agree that) the petition should have been resolved in a different manner or
that the issues presented were adequate to deserve encouragement to proceed further.”
Slack v. McDaniel, 529 U.S. 473, 484 (2000) (internal quotation marks omitted). In other
words, the applicant must show that the district court’s resolution of the constitutional
claim was either “debatable or wrong.” Slack, 529 U.S. at 484.
The Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), provides
that when a claim has been adjudicated on the merits in a state court, a federal court can
grant habeas relief only if the applicant establishes that the state-court decision was
“contrary to, or involved an unreasonable application of, clearly established Federal law,
as determined by the Supreme Court of the United States,” or “was based on an
unreasonable determination of the facts in light of the evidence presented in the State
court proceeding.” 28 U.S.C. § 2254(d)(1), (2). As we have explained:
Under the “contrary to” clause, we grant relief only if the state court arrives
at a conclusion opposite to that reached by the Supreme Court on a question
of law or if the state court decides a case differently than the Court has on a
set of materially indistinguishable facts.
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Gipson v. Jordan, 376 F.3d 1193, 1196 (10th Cir. 2004) (brackets and internal quotation
marks omitted). Relief is provided under the “unreasonable application” clause “only if
the state court identifies the correct governing legal principle from the Supreme Court’s
decisions but unreasonably applies that principle to the facts of the prisoner’s case.” Id.
(brackets and internal quotation marks omitted). Thus, a federal court may not issue a
habeas writ simply because it concludes in its independent judgment that the relevant
state-court decision applied clearly established federal law erroneously or incorrectly.
See Gipson, 376 F.3d at 1196. Rather, “[i]n order for a state court’s decision to be an
unreasonable application of this Court’s case law, the ruling must be objectively
unreasonable, not merely wrong; even clear error will not suffice.” Virginia v. LeBlanc,
137 S. Ct. 1726, 1728 (2017) (per curiam) (internal quotation marks omitted). To
prevail, “a litigant must show that the state court’s ruling was so lacking in justification
that there was an error well understood and comprehended in existing law beyond any
possibility for fairminded disagreement.” Id. (internal quotation marks and ellipses
omitted).
In addition, the Antiterrorism and Effective Death Penalty Act (AEDPA)
establishes deferential standards of review for state-court factual findings.
“AEDPA . . . mandates that state court factual findings are presumptively correct and
may be rebutted only by ‘clear and convincing evidence.’” Saiz v. Ortiz, 392 F.3d 1166,
1175 (10th Cir. 2004) (quoting 28 U.S.C. § 2254(e)(1)).
Mr. Martinez asserts that the prosecution impermissibly commented at trial on his
silence during his interrogation by police. We first describe the interrogation. After
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police arrested Mr. Martinez, he waived his Miranda rights orally and in writing.
Officers then showed him stills from a surveillance camera at the robbery scene, and he
responded, “Damn.” Officers told him they knew he had committed the robbery,
encouraged him to confess, and asked him whether he had committed the crime to get
money for drugs. He “nodded his head affirmatively during and after the question and
then requested an attorney, at which point the officers ended the interview.” People v.
Martinez, No. 09CA0613, at 7 (Colo. App. Dec. 9, 2010). The whole interaction took
about six minutes. Portions of a video of the interrogation were played for the jury at
trial.
During closing argument the prosecutor characterized Mr. Martinez’s behavior in
the interrogation as follows:
And [defense counsel] talked to you about a number of things that weren’t
asked in the interview. All the things that could have been missing from the
interview. It just so happens there’s something else missing. [Mr. Martinez]
looking at Detective Dawson and Detective White saying, “You guys are
nuts. Are you kidding me? This wasn’t me. I wasn’t there. I didn’t do this.”
That’s not how [Mr. Martinez] replied when he was confronted by the
detectives in this case.
And [defense counsel] sat here and he talked to you about all the rational
reasons that anybody in [Mr. Martinez’s] situation would have went and
talked to those officers. There was a lot of legitimate reasons why. Well,
how about the fact that [he] was curious. [He] wanted to know[,] what do
you have on me? I can sit there. I can kick back in the chair. I can cross my
leg. Relax. Let them do the talking. Because he’s curious. Because of that
curiosity. That’s why he’s not screaming, “This wasn’t me.”
App. at 649. Mr. Martinez’s counsel did not object at the time, although he moved for a
mistrial on the basis of those statements after the jury was excused to deliberate. The
trial court denied the motion and the CCA affirmed.
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Mr. Martinez argues that the prosecutor’s statements were improper under Doyle
v. Ohio, 426 U.S. 610, 618 (1976), which held that once a person in custody has been
given Miranda warnings, it is “fundamentally unfair and a deprivation of due process to
allow [the] arrested person’s silence to be used to impeach an explanation subsequently
offered at trial.” “In [that] situation[], the State . . . seeks to make use of the defendant’s
exercise of [Miranda] rights in obtaining his conviction.” Wainwright v. Greenfield, 474
U.S. 284, 292 (1986). But Doyle concerned a suspect who had not waived his Miranda
rights. And Mr. Martinez has not offered, nor have we found, any Supreme Court
decision applying Doyle where, as here, the suspect was silent after expressly waiving his
Miranda rights. On the contrary, the Court has held that there was no due-process
violation when the prosecution commented on an omission by a defendant who waived
his rights by speaking to police. See Anderson v. Charles, 447 U.S. 404, 408 (1980); see
also Fletcher v. Weir, 455 U.S. 603, 607 (1982) (no due process violation occurred when
the prosecution commented on a suspect’s silence when the suspect did not receive
Miranda warnings at all). The Colorado courts’ ruling was therefore not contrary to or an
unreasonable application of clearly established federal law.
Mr. Martinez’s final claim is that his trial counsel misunderstood the nature of the
habitual-criminal charges against him and consequently gave him incorrect advice about
the prison time he faced if convicted at trial. He alleges that this prejudiced him, because
if he had been properly advised of the sentence he risked at trial, he would have sought a
plea agreement with the State.
6
A defendant claiming ineffective assistance of counsel during plea bargaining
must make two showings: first, “that counsel’s representation fell below an objective
standard of reasonableness,” and second, that “the outcome of the plea process would
have been different with competent advice.” Lafler v. Cooper, 566 U.S. 156, 163 (2012).
To satisfy the second requirement when a defendant is alleging counsel’s inadequate
advice caused him to reject a plea and go to trial, the defendant must show “that but for
the ineffective advice of counsel there is a reasonable probability that the plea offer
would have been presented to the court (i.e., that the defendant would have accepted the
plea and the prosecution would not have withdrawn it in light of intervening
circumstances),” “that the court would have accepted its terms,” and “that the conviction
or sentence, or both, under the offer’s terms would have been less severe than under the
judgment and sentence that in fact were imposed.” Lafler, 566 U.S. at 164.
Mr. Martinez has failed to make any of those showings. In Mr. Martinez’s Rule
35(c) proceedings in state court, the trial court found that it would not have accepted any
plea deal with terms substantially less severe than the sentence Mr. Martinez received
after conviction. The Colorado Court of Appeals affirmed the trial court’s finding, and
Mr. Martinez has not presented any facts that would rebut it. Also, the CCA found that
he had not alleged that the State ever offered him a plea deal, and the prosecution
represented that it had not. See Lafler, 566 U.S. at 168 (“If no plea offer is made, . . . the
issue raised here simply does not arise.”).
Reasonable jurists could not debate that the Colorado courts did not act contrary
to, or unreasonably apply, clearly established federal law in resolving Mr. Martinez’s
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preserved claims. We therefore DENY a COA, and DISMISS the appeal. We GRANT
the motion to proceed in forma pauperis.
Entered for the Court
Harris L Hartz
Circuit Judge
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