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17-P-254 Appeals Court
COMMONWEALTH vs. LESTER J. WILSON, JR.
No. 17-P-254.
Worcester. June 21, 2018. - November 7, 2018.
Present: Agnes, Blake, & Sacks, JJ.
Assault and Battery. Evidence, Hearsay, Spontaneous utterance.
Constitutional Law, Confrontation of witnesses, Harmless
error. Practice, Criminal, Hearsay, Confrontation of
witnesses, Harmless error. Error, Harmless.
Complaint received and sworn to in the Fitchburg Division
of the District Court Department on September 29, 2015.
The case was heard by Christopher P. LoConto, J.
Brian J. Anderson for the defendant.
Rose-Ellen El Khoury, Assistant District Attorney, for the
Commonwealth.
AGNES, J. The defendant, Lester J. Wilson, Jr., appeals
from his conviction of assault and battery on a family or
household member, G. L. c. 265, § 13M, following a jury-waived
trial in the District Court. The principal question he presents
is whether the judge erred in ruling that statements made by the
2
defendant's wife (1) to a police dispatcher during a 911 call to
report that the defendant had assaulted and threatened her, and
(2) to one of the first responding police officers were
admissible at the defendant's trial where his wife asserted
spousal privilege. For the reasons that follow, we conclude
that even if the statements qualified as excited utterances,
most of them were testimonial in nature and therefore not
admissible under the jurisprudence of the confrontation clause
in the Sixth Amendment to the United States Constitution.1 A
confrontation clause violation is constitutional error.2 The
required remedy for a confrontation clause violation is a new
trial unless the error was harmless beyond a reasonable doubt.3
1 "The confrontation clause bars the admission of
testimonial out-of-court statements by a declarant who does not
appear at trial unless the declarant is unavailable to testify
and the defendant had an earlier opportunity to cross-examine
him." Commonwealth v. Simon, 456 Mass. 280, 296 (2010).
2 "The Sixth Amendment to the United States Constitution
guarantees that '[i]n all criminal prosecutions, the accused
shall enjoy the right . . . to be confronted with the witnesses
against him.' Similarly, art. 12 of the Massachusetts
Declaration of Rights provides that 'every subject shall have a
right to produce all proofs that may be favorable to him [and]
to meet the witnesses against him face to face.'" Simon, 456
Mass. at 295. In cases like this, involving statements that are
admissible under an exception to the hearsay rule, "the
protection provided by art. 12 is coextensive with the
guarantees of the Sixth Amendment to the United States
Constitution." Commonwealth v. DeOliveira, 447 Mass. 56, 57 n.1
(2006).
3 See, e.g., Commonwealth v. Vasquez, 456 Mass. 350, 360
(2010).
3
Here, the incriminating character of the statements in question
went far beyond the scope of the brief thirty-one-second portion
of the 911 call that was properly admitted. Because we are not
satisfied beyond a reasonable doubt that the improperly admitted
evidence did not contribute to the judge's finding that the
defendant was guilty, there must be a new trial. See
Commonwealth v. Rodriguez, 445 Mass. 1003, 1004 (2005).
Background. The essential facts relating to the judge's
rulings that are the subject of this appeal are not in dispute.
Prior to trial, the judge conducted a hearing on the
Commonwealth's motion in limine to admit the contents of a six-
minute 911 call to the Fitchburg police department on September
27, 2015, and statements made by the defendant's wife to
Fitchburg police Officer Keith Barnes ten to twenty minutes
later when he arrived at the Fitchburg address that was
associated with the 911 call. At the outset of this hearing,
defense counsel informed the judge that the defendant's wife
intended to assert spousal privilege and to decline to testify.
See Mass. G. Evid. § 504(a) (2018). The judge conducted a voir
dire with the defendant's wife and concluded that her decision
to assert spousal privilege was voluntary. See Commonwealth v.
4
Szerlong, 457 Mass. 858, 864 n.10 (2010), citing Commonwealth v.
Fisher, 433 Mass. 340, 350 (2001).
1. 911 call. The judge listened to an audio recording of
the six-minute 911 call. This panel has listened to the same
recording.4 It consists of two segments. During the first
minute or so, the defendant's wife requested that a police
officer be sent to her home; she gave her name, address, and
telephone number, and stated that she and her husband had
argued. She continued by stating that he "choked me out," and
that he said he would be back in fifteen minutes to kill her.
After the dispatcher informed the caller that a police officer
would be dispatched to her address, the caller was put on hold
for about ninety seconds. When the conversation resumed, the
dispatcher asked whether the defendant told her how he planned
to kill her. The caller responded in the negative. She then
provided the dispatcher with the defendant's name. After
telling the caller that officers were on the way, the dispatcher
asked her to "start from the beginning."
The caller then explained that there was an "ongoing thing
for a long time" based on the defendant's belief that she is a
"heroin junkie." The defendant's wife strenuously denied that
4 An audio recording of that call is part of the record on
appeal.
5
she uses drugs. She added that one week earlier, she and the
defendant "got into a fight," and he "choked" her almost to the
point of "suffocation." When the dispatcher asked her about the
events of that day, the caller informed him that today was their
anniversary. She said the defendant was angry because he said a
person she was with in a photograph posted on the social media
Web site Facebook was a heroin user. She also informed the
dispatcher that the defendant grabbed her by her throat, tried
to suffocate her in a pillow, and tried to "shove a handful" of
her migraine headache pills down her throat. The call ended
after the defendant's wife told the dispatcher that the
defendant was not present, but rather was "out on the road"
driving her son's red Honda CRV sport utility vehicle, which had
one of the old "green" Massachusetts license plates.
The defendant argued that the statements made by his wife
on the 911 call were not admissible as excited utterances
because at the time she made them she was no longer under the
stress of an exciting event. See Commonwealth v. Burnett, 417
Mass. 740, 743-744 (1994). Also, the defendant argued that the
admission of these statements would violate his confrontation
clause rights because the declarant was not available to cross-
examine. The judge ruled that the first portion of the recorded
6
911 call was admissible (until the point where the caller is put
on hold), but that the remainder of the recorded call was not.5
2. Statements made outside marital home. The judge
appropriately conducted a voir dire of Officer Barnes. He
testified that he was dispatched to the marital home on the
night in question where he found the defendant's wife outside
the home, talking to other officers. In describing his
interaction with the defendant's wife, Officer Barnes stated,
"She was hysterical. She was scared." Officer Barnes further
testified that it was difficult for him to calm her down; "she
would start talking, and then she would start crying." It took
Officer Barnes ten minutes to get her to respond to questions
about what had happened. Although she was still upset during
their conversation, she was "more composed" than she was when he
arrived and was not crying. When questioned about what he asked
her, Officer Barnes testified, "I asked her how the whole thing
started. I asked her, you know, why this happened, what he [the
defendant] was upset about, what exactly he said, questions like
5 In explaining the reason for his ruling, the judge
addressed whether the statements qualified as excited
utterances, but did not independently address whether they were
testimonial and thus subject to the confrontation clause. See
Simon, 456 Mass. at 295 (describing process of determining
whether such statements are admissible as "two-step inquiry" in
which hearsay question is addressed first followed by
determination whether statements are testimonial and thus
subject to confrontation clause).
7
that." The defendant's wife told Officer Barnes that the
defendant had left the residence and said he would return in
fifteen minutes. She gave Officer Barnes information about the
vehicle the defendant was using and Officer Barnes issued a BOLO
("Be On the Lookout") bulletin to other officers. The
defendant's wife told him that earlier that day, the defendant
came home from work and accused her and a friend with whom she
had appeared in a photograph posted on Facebook of being heroin
addicts. "Then she told me that he attempted to choke her out
and shove her head into a pillow. He went upstairs. He came
back downstairs with a handful of pills." The judge ruled that
all the statements made by the defendant's wife to Officer
Barnes were admissible.6
3. Evidence at trial. The Commonwealth's case at trial
consisted of the testimony of Officer Barnes and the first
thirty-one seconds of the recorded 911 call. Officer Barnes
testified that it took ten minutes for the defendant's wife to
calm down. Officer Barnes further testified that he asked her
6 In support of his ruling the judge cited three cases:
Commonwealth v. Santiago, 437 Mass. 620 (2002); Commonwealth v.
Grant, 418 Mass. 76 (1994); and Commonwealth v. Crawford, 417
Mass. 358 (1994). Although these cases are consistent with the
law governing the excited utterance exception, they precede the
seminal decision in Crawford v. Washington, 541 U.S. 36 (2004),
and do not address the application of the confrontation clause.
See DeOliveira, 447 Mass. at 57-58.
8
where the defendant was in order to ensure that he had left the
scene and was not in the house. The defendant's wife informed
Officer Barnes that the defendant left the premises and said
that he would be back in fifteen minutes to kill her. Officer
Barnes then testified, "I asked her to give me the rundown of
exactly how it happened." He continued as follows: "She told
me that she came home, that her husband —- or she was home. Her
husband came home, and he was extremely upset right when he
walked in, that he had seen a picture of her with a friend that
he thought to be a drug addict. He accused her of being a drug
addict. She went downstairs. He followed. He attempted to
strangulate her and stick her head into a pill (sic) and
suffocate her. He then went upstairs. He grabbed a handful of
pills, tried to shove them down her throat, and said[,] 'If you
want to be a drug addict, I'm going to make you a drug addict.'"
On cross-examination, Officer Barnes added that the defendant's
wife told him that the strangulation and the attempt to force
her to ingest pills occurred on a "bed downstairs."
The defendant did not testify. The sole witness for the
defendant was his son who testified that he was at home in the
downstairs bedroom with the door locked during the time of the
alleged crime. He added that his bedroom was the only bedroom
on the first floor.
9
Discussion. 1. Admissibility of recorded 911 call. In
circumstances in which the Commonwealth offers out-of-court
statements made by a declarant who does not testify at trial,
both the rule against hearsay and the confrontation clause come
into play and require a "two-step inquiry." Commonwealth v.
Simon, 456 Mass. 280, 295 (2010). The hearsay issue should be
addressed first. Commonwealth v. Linton, 456 Mass. 534, 548
(2010).
a. Excited utterances. In determining whether an out-of-
court statement qualifies as an excited utterance, the
"essential issue is whether the statement was made under the
stress of an 'exciting event and before the declarant has had
time to contrive or fabricate the remark, and thus . . . has
sufficient indicia of reliability.'" Commonwealth v. Baldwin,
476 Mass. 1041, 1042 (2017), quoting Commonwealth v. Zagranski,
408 Mass. 278, 285 (1990). See Mass. G. Evid. § 803(2) (2018).
There is no requirement that the statement explain or qualify
the underlying startling event. See Commonwealth v. Santiago,
437 Mass. 620, 625 (2002) (critical inquiry is what effect, if
any, startling event had on declarant). The startling event
that gives rise to the declarant's statement may be established
by the excited utterance itself. Commonwealth v. Nunes, 430
Mass. 1, 4 (1999). The relevant factors to consider include
whether the statement was made in the same location as the
10
startling event; the amount of time between the startling event
and the making of the statement; and the age, spontaneity, and
degree of excitement of the declarant. Baldwin, supra. "The
circumstances enumerated are neither exhaustive nor mandatory;
rather, the judge is to consider the particular circumstances in
each case. . . . Further, the judge should not inquire as to
whether the statement is in fact credible. . . . That task
falls to the finder of fact." Commonwealth v. Joyner, 55 Mass.
App. Ct. 412, 415 (2002). Finally, the mere fact that the
declarant's statement is in response to questions does not
necessarily disqualify it as an excited utterance. See Simon,
456 Mass. at 296 (shooting victim's answers to police
dispatcher's questions during 911 call were "spontaneous
reaction" to earlier home invasion and shooting). Contrast
Commonwealth v. McCoy, 456 Mass. 838, 849 (2010) (statements
made by victim of sexual assault during interview by sexual
assault nurse examiner at hospital lacked requisite degree of
spontaneity to qualify as excited utterances).
In the present case, the defendant argues that the portion
of the 911 call admitted in evidence does not qualify as an
excited utterance because there was no medical emergency, his
wife did not exhibit "the characteristics of someone frantically
calling 911," and his wife was "reflecting on the details of a
past event." We disagree. Although the existence of a medical
11
emergency may contribute to a finding that the declarant was
under the stress of an exciting event, it is not a foundation
requirement for the hearsay exception. As for the declarant's
demeanor, the judge made a specific finding that the defendant's
wife was crying during the initial portion of the 911 call. In
any event, a declarant may be under the stress of a startling
event without appearing to be frantic or excited. See Baldwin,
476 Mass. at 1042. Finally, in order to meet the foundation
requirements for the excited utterance exception, the proponent
of the evidence is not required to demonstrate that the
startling event was ongoing when the declarant made the
statement. Commonwealth v. Rodriguez, 90 Mass. App. Ct. 315,
319 (2016).7
7 Certainly, there is a strong case for concluding that an
out-of-court statement qualifies as an excited utterance when
the facts indicate that the declarant made the statement while
the crime was ongoing, see, e.g., Commonwealth v. Mulgrave, 472
Mass. 170, 176-177 (2015) (victim's text message that her
husband was present and threatening to kill her); Commonwealth
v. Galicia, 447 Mass. 737, 745 (2006) (declarant telephoned 911
and stated, "My husband is beating me up right now"), or
immediately after being severely injured. See, e.g.,
Commonwealth v. Beatrice, 460 Mass. 255, 259 (2011) (911 caller
was "upset and breathing heavily," and reported that she had
"just" been assaulted and needed an ambulance); Simon, 456 Mass.
at 296 (declarant's statement made shortly after he suffered
gunshot wounds during home invasion); Commonwealth v. Nesbitt,
452 Mass. 236, 246 (2008) (911 caller "sustained twenty-three
stab wounds only moments before the call"). However, "our
courts have not set a definite and fixed time limit on the
excited utterance exception to the hearsay rule, but instead
have held that a victim need only be still sufficiently agitated
or 'under the influence of the exciting event' at the time the
12
We review a decision that an out-of-court statement
qualifies as an excited utterance under the abuse of discretion
standard. We defer to the judge's decision unless we conclude
that he failed to weigh properly the relevant factors with the
result that the decision was outside the range of reasonable
alternatives. Id. at 318-319. Here, after listening to the
recorded 911 call (the only evidence that was available because
the declarant had asserted spousal privilege), we are satisfied
that the judge did not abuse his discretion in concluding that
when the defendant's wife made the 911 call, she was both under
the influence of the criminal assault that she was reporting had
just occurred, and that what she related to the dispatcher
during the admitted portion of the call was not the product of
reflective thought. See Commonwealth v. Beatrice, 460 Mass.
255, 258-259 (2011).8
statement was made." Commonwealth v. Wilcox, 72 Mass. App. Ct.
344, 351 (2008), quoting Commonwealth v. King, 436 Mass. 252,
254 (2002) (statement by declarant to emergency room doctor who
treated her, made one hour after assault, qualified as excited
utterance. See Commonwealth v. Marshall, 434 Mass. 358, 364
(2001) (declarant's statement made while she was "crying and
nervous" and "in fear" qualified as excited utterance even
though made two hours after defendant threatened her with
knife); Grant, 418 Mass. at 81-82 (one-hour interval between
murder and declarant's statement, made while she was
"hysterical," provided support for admission as excited
utterance).
8 For the first time on appeal, the defendant also
challenges trial testimony by Officer Barnes that he recognized
the voice on the recording of the 911 call as belonging to the
13
b. Confrontation clause. Although it does not appear that
the judge separately considered the defendant's confrontation
clause objection to the admission of the initial portion of the
911 call, there was no error. The statements in question were
made during a very brief conversation with a dispatcher for the
police department. The statements consisted of the declarant's
request for police assistance; a brief description of the
incident, including the defendant's threat to return in fifteen
minutes to kill her; and her name and address. The record
supports the judge's finding that the declarant was crying as
she spoke to the dispatcher. In these circumstances, a
reasonable person in the declarant's position would not have
believed that the "primary purpose" of the statements was "to
establish or prove past events potentially relevant to later
criminal prosecution." Davis v. Washington, 547 U.S. 813, 822
(2006). Accord Michigan v. Bryant, 562 U.S. 344, 356-357
(2011); Simon, 456 Mass. at 298-299; Commonwealth v. Nesbitt,
452 Mass. 236, 247-248 (2008). As the United States Supreme
Court observed in Davis, supra at 827: "a 911 call . . . is
ordinarily not designed primarily to 'establis[h] or prov[e]'
defendant's wife. There was no error. Officer Barnes testified
that the basis for his voice identification was the conversation
with the caller at the scene. See Commonwealth v. Lykus, 367
Mass. 191, 201 n.4 (1975). See also Mass. G. Evid. § 901(b)(5)
(2018).
14
some past fact, but to describe current circumstances requiring
police assistance." See Beatrice, 460 Mass. at 262 (in setting
of 911 call in which declarant reported that she had been beaten
by her boy friend, court regarded emergency as ongoing until
"the arrival of the police or the departure of the defendant").
Contrast Commonwealth v. Lao, 450 Mass. 215, 226 (2007) (911
call was testimonial where made only after declarant spoke to
defendant and two other people about incident).
2. Admissibility of statements made to Officer Barnes. a.
Excited utterances. The statements made by the defendant's wife
to Officer Barnes outside the marital home present a different
and closer question. The defendant, though still at-large, was
not on the scene, having left in their son's vehicle. In
addition to Officer Barnes, other officers were present.
Initially, the victim was very upset, but after ten minutes or
so, she calmed down. The declarant did not request medical
assistance. As noted above, Officer Barnes asked where the
defendant was and, after learning that the defendant was no
longer at the scene of the alleged crime, proceeded to ask the
declarant "to give me the rundown of exactly how it happened."
The focus of Officer Barnes's questioning quickly turned to past
events. And the defendant's wife was repeating statements she
had made previously to the police dispatcher during the second
portion of the 911 call, which the judge excluded from the case.
15
These factors have a bearing on whether the declarant had time
for reflective thought before her conversation with Officer
Barnes. Nevertheless, the critical question is whether the
declarant's responses were "a spontaneous reaction to the
occurrence or event and not the result of reflective thought"
(citation omitted). Santiago, 437 Mass. at 623. In light of
the short interval of time between the startling event and the
conversation between Officer Barnes and the defendant's wife,
the degree to which she was upset and excited when Officer
Barnes arrived on the scene, and the degree to which we
customarily defer to evidentiary rulings by a trial judge, we
cannot say that the judge abused his discretion in concluding
that her statements outside the marital home qualified as
excited utterances.9
9 In Commonwealth v. McLaughlin, 364 Mass. 211, 221-222
(1973), the Supreme Judicial Court expressed the reasoning
underlying the excited utterance or spontaneous exclamation
exception to the rule against hearsay in terms drawn explicitly
from Professor John Wigmore's treatise on the law of evidence:
"The exception to the hearsay rule which admits hearsay
consisting of spontaneous exclamations 'is based on the
experience that, under certain external circumstances of
physical shock, a stress of nervous excitement may be
produced which stills the reflective faculties and removes
their control, so that the utterance which then occurs is a
spontaneous and sincere response to the actual sensations
and perceptions already produced by the external shock.
Since this utterance is made under the immediate and
uncontrolled domination of the senses, and during the brief
period when considerations of self-interest could not have
been brought fully to bear by reasoned reflection, the
16
b. Confrontation clause. Whether the conversation between
Officer Barnes and the defendant's wife was subject to exclusion
based on the confrontation clause presents a separate and
fundamentally different question. The initial statement made by
the defendant's wife pertaining to the defendant's whereabouts
utterance may be taken as particularly trustworthy (or, at
least, as lacking the usual grounds of untrustworthiness),
and thus as expressing the real tenor of the speaker's
belief as to the facts just observed by him; and may
therefore be received as testimony to those facts.'
Wigmore on Evidence (3d ed.) § 1747."
See also 6 Wigmore on Evidence § 1747 (Chadbourn ed. 1972). The
reasoning employed by Professor Wigmore, and adopted "hook,
line, and sinker" in McLaughlin, remains the foundation for the
excited utterance exception in Massachusetts. See Rocco v.
Boston-Leader, Inc., 340 Mass. 195, 196-197 (1960); Mass. G.
Evid. § 803(2) (2018), and cases cited.
However, the "Wigmorian" view, which is also reflected in
Fed. R. Evid. § 803(2) (2017), has been severely criticized.
"The entire basis for the [excited utterance] exception may
. . . be questioned. While psychologists would probably concede
that excitement minimizes the possibility of reflective self-
interest influencing the declarant's statements, they have
questioned whether this might be outweighed by the distorting
effect of shock and excitement upon the declarant's observation
and judgement." 2 McCormick on Evidence § 272, at 366 (7th ed.
2013). See United States v. Boyce, 742 F.3d 792, 802 (7th Cir.
2014) (Posner, J., concurring) ("Like the exception for present
sense impressions, the exception for excited utterance rests on
no firmer ground than judicial habit, in turn reflecting
judicial incuriosity and reluctance to reconsider ancient
dogmas"). Because this issue was not raised in any of the
defendant's evidentiary objections, we have no need to consider
it further. See People v. Cummings, 31 N.Y.3d 204, 213-216
(2018) (Rivera, J., concurring).
17
was nontestimonial.10 Its purpose was "to describe current
circumstances requiring police assistance." Davis, 547 U.S. at
827. Indeed, as the Supreme Judicial Court stated in Beatrice,
460 Mass. at 262, quoting Davis, supra at 832: "The Supreme
Court has recognized that, in domestic disputes, '[o]fficers
Officer Barnes testified that his first concern was to
10
determine whether the defendant was inside the home: "She said
that he left, but I wanted to make sure that he was gone. I
asked her what had happened, why it started." When asked, "What
was her response at that time," Officer Barnes testified, "She
told me that he left and that he said that he was going to kill
her in 15 minutes when he came home. And then she told me that
it started because of a picture that was posted on Facebook with
her and a friend." Officer Barnes next repeated his testimony
that the defendant's wife "was very upset." When asked by the
prosecutor if he asked her "any other questions about that
night," Officer Barnes testified, "I asked her to give me the
rundown of exactly how it happened." Officer Barnes then
testified in detail about the events of that evening and what
led up to the incident, as related to him by the defendant's
wife.
Taken in context, we regard the brief testimony by Officer
Barnes (totaling ten pages of transcript including direct and
cross-examination) to describe two phases of his interrogation
of the defendant's wife. The first phase included his
statements to calm her down and his inquiry about the location
of the defendant. Officer Barnes's testimony that the
defendant's wife told him that the defendant had left the scene
but said he would return "to kill her in 15 minutes when he came
home," was properly admitted because the declarant's statements
were made in response to Officer Barnes's attempts to determine
if the defendant was on the scene. However, the second phase
during which Officer Barnes told the defendant's wife, "[G]ive
me the rundown of exactly how it happened" and the declarant's
response consisting of a detailed account of the incident and
what led up to it (an account that involved facts not contained
in the 911 call or any other evidence admitted at trial) was
part of Officer Barnes's criminal investigation and was not
designed to address an ongoing emergency.
18
called to investigate . . . need to know whom they are dealing
with in order to assess the situation, the threat to their own
safety, and possible danger to the potential victim,' so such
'initial inquiries' often produce nontestimonial statements."11
However, "'a conversation which begins as an interrogation
to determine the need for emergency assistance' can 'evolve into
testimonial statements.'" Bryant, 562 U.S. at 365, quoting
Davis, 547 U.S. at 828. Under one mode of analysis, the
conversation at the scene between Officer Barnes and the
defendant's wife took place after the defendant was no longer in
the area, and when the scene was secure. This mode of analysis
leads to the conclusion that due to the police presence, the
11In Commonwealth v. Gonsalves, 445 Mass. 1, 10 (2005), the
Supreme Judicial Court defined the parameters of the
confrontation clause in terms of statements that are
"testimonial per se" and those that are "testimonial in fact."
The former category described statements that are the result of
interrogation by law enforcement officers who are performing an
investigative function. Id. at 7-8. However, the court
recognized that police officers interact with the public as well
as victims of crime in other ways and for other purposes. When
law enforcement officers are acting "to secure a volatile scene
or to establish the need for or provide medical care," the
questions they may ask are not regarded as "interrogation" and
thus the statements made by victims and others are not regarded
as falling within the scope of the confrontation clause. Id. at
9. "Rather, such questioning is considered part of the
government's peacekeeping or community caretaking function,
'totally divorced from the detection, investigation, or
acquisition of evidence relating to the violation of a criminal
statute.'" Id., quoting Commonwealth v. Evans, 436 Mass. 369,
372 (2002).
19
defendant's absence, and the fact that there was no need to
provide the defendant's wife with medical services, the
emergency was no longer ongoing. See Beatrice, 460 Mass. at
262; Commonwealth v. Burgess, 450 Mass. 422, 429 (2008). Under
an alternative mode of analysis, the initial emergency that
brought police officers to the home where the defendant and his
wife resided was still ongoing when Officer Barnes had a
conversation with the defendant's wife because she had earlier
reported that the defendant planned to return home in a short
time and kill her. Under this mode of analysis, because an
armed individual who had made a threat to kill his wife was
still at-large, the scene was not secure despite the presence of
police officers and the absence of a medical emergency.
However, regardless of which mode of analysis is employed
to assess whether the statements in question were made while
there was an ongoing emergency, the critical inquiry is what was
the primary purpose of the interrogation by Officer Barnes.
Nontestimonial statements are those "made in the course of
police interrogation under circumstances objectively indicating
that the primary purpose of the interrogation is to enable
police assistance to meet an ongoing emergency." Davis, 547
U.S. at 822. Testimonial statements are those made in
circumstances in which "the primary purpose of the interrogation
is to establish or prove past events potentially relevant to
20
later criminal prosecution." Id. Applying this test, the
statements made to Officer Barnes, beyond those indicating that
the defendant was no longer in the vicinity, were testimonial
because "[n]othing in the record indicate[d] that [the
officer's] questioning . . . was designed to secure the scene"
or to "inquir[e] about any medical needs." Commonwealth v.
Gonsalves, 445 Mass. 1, 16 (2005). Although the defendant's
wife was initially upset and crying, "the primary purpose of the
questioning was to learn what had happened." Rodriguez, 90
Mass. App. Ct. at 322.12 After confirming with the defendant's
wife that the defendant was no longer inside the home, the
questions Officer Barnes asked the defendant's wife were
pointedly about past events: "I asked her to give me the
rundown of exactly how it happened." The defendant's wife
responded to this line of questioning by providing a detailed
description of the incident, stating that the defendant
attempted to strangle her, to suffocate her with a pillow, and
to shove pills down her throat.
12"[A] startled person who identifies a suspect in a
statement made to a police officer at the scene of a crime
surely knows that the statement is a form of accusation that
will be used against the suspect. In this situation, the
statement does not lose its character as a testimonial statement
merely because the declarant was excited at the time it was
made." Lopez v. State, 888 So.2d 693, 699-700 (Florida Dist.
Ct. App. 2004).
21
The fact that the statements made to Officer Barnes were
not the product of detailed interrogation, but instead were in
response to open-ended questions, does not affect their
character as testimonial. Davis, 547 U.S. at 822 n.1 ("Framers
were no more willing to exempt from cross-examination
volunteered testimony or answers to open-ended questions than
they were to exempt answers to detailed interrogation").
Apart from a consideration of the investigatory character
of the questions asked by Officer Barnes, the statements made by
the defendant's wife to a uniformed police officer outside the
marital home were "testimonial in fact" because "a reasonable
person in the declarant's position would anticipate the
statement[s'] being used against the accused in investigating
and prosecuting a crime." Gonsalves, 445 Mass. at 12-13. See
Burgess, 450 Mass. at 431; Rodriguez, 445 Mass. at 1004. Here,
as in Commonwealth v. Galicia, 447 Mass. 737, 746 (2006), a case
involving facts that are remarkably similar to those in the
present case, "[t]he interview itself took on the more formal
cast of a police investigation of a crime." Even if we take
into account the knowledge possessed by Officer Barnes and his
purpose in questioning the defendant's wife at the scene, see
Beatrice, 460 Mass. at 260 n.7, the result is the same -- an
investigating police officer was gathering historical facts
about a reported crime. For these reasons, the judge erred in
22
failing to exclude all but the introductory statements made by
the defendant's wife to Officer Barnes.
The dissent takes the position that the statements made by
the defendant's wife at the scene were nontestimonial and their
admission in evidence thus did not violate the defendant's
rights under the confrontation clause. Post at . The
dissent focuses, in part, on Officer Barnes's statement in which
he said, "The main thing I was worried about was where is [the
defendant]" in concluding that Officer Barnes's primary purpose
in questioning the defendant's wife was to secure the scene of
the alleged crime. Post at . However, when Officer
Barnes's testimony is examined in context, it is evident that
his concern about the defendant's whereabouts was satisfied when
the defendant's wife told him that the defendant had left the
scene. The remainder of the conversation between the
defendant's wife and Officer Barnes was concerned exclusively
with historical facts about the alleged crime and what led up to
it. See Bryant, 562 U.S. at 365 (conversation that begins as
inquiry to determine need for emergency assistance can evolve
into testimonial statements).
In determining the primary purpose of a police
interrogation, "the relevant inquiry is not the subjective or
actual purpose of the individuals involved in a particular
encounter, but rather the purpose that reasonable participants
23
would have had, as ascertained from the individuals' statements
and actions and the circumstances in which the encounter
occurred." Id. at 360. In differentiating between
nontestimonial and testimonial statements made during a 911
call, the Court in Davis noted that the former statements were
"about events as they were actually happening, rather than
'describ[ing] past events,'" (citation omitted) consisted of "a
call for help against a bona fide physical threat," and were
"necessary . . . to resolve the present emergency, rather than
simply to learn (as in Crawford) what had happened in the past."
Davis, 547 U.S. at 827. Here, using these characteristics of
nontestimonial statements as a guideline, the primary purpose of
the statements made by the defendant's wife to Officer Barnes at
the scene, in response to his question about "how the whole
thing started," was "to establish or prove past events
potentially relevant to later criminal prosecution." Id. at
822.
The testimonial character of the narrative about what led
up to the alleged physical attack conveyed by the defendant's
wife and Officer Barnes is further illustrated by the United
States Supreme Court's analysis of the facts in Hammon v.
Indiana, the companion case decided in the same opinion as
Davis. See Davis, supra at 819-821. In Hammon, like the
present case, the question before the Court was whether
24
statements made by the declarant, who was the defendant's wife,
to police officers at the scene were testimonial. Id. at 829.
It was a chaotic scene -- the declarant was on the front porch
when the police arrived. Id. at 819. The police were given
permission to enter the home. Id. The police observed a
flaming gas heater that was overturned. Id. The floor was
covered with pieces of broken glass. Id. The defendant was in
the kitchen. Id. He told the police that he and the declarant
had argued, but that "everything was fine now." Id. When the
police took the declarant aside to question her, the defendant
tried to intervene and "became angry" when told he would have to
remain separated from the declarant. Id. at 820. The declarant
gave an account of the events, explaining that the defendant
broke the furnace and shoved her to the floor onto the broken
glass. Id. She also told the police that the defendant hit her
in the chest and attacked their daughter. Id. The Indiana
Supreme Court ruled that the declarant's statements to the
police at the scene were nontestimonial. Id. at 821. The
United States Supreme Court disagreed. As the Court said, "When
the officer questioned [the declarant] for the second time, and
elicited the challenged statements, he was not seeking to
determine (as in Davis) 'what is happening,' but rather 'what
happened.' Objectively viewed, the primary, if not indeed the
sole, purpose of the interrogation was to investigate a possible
25
crime -- which is, of course, precisely what the officer should
have done." Id. at 830. This was so notwithstanding that the
angry defendant remained on the scene and attempted to
participate in the declarant's conversations with the police.
Id. at 819-820.
Here, just as in Hammon, the statements made by the
defendant's wife "deliberately recounted, in response to police
questioning, how potentially criminal past events began and
progressed. Moreover, in the present case, unlike in Hammon,
the conversation took place after the defendant left the scene.
Such statements under official interrogation are an obvious
substitute for live testimony, because they do precisely what a
witness does on direct examination; they are inherently
testimonial." Id.
In the cases relied on by the dissent, the statements made
by the alleged victims were deemed testimonial. See Galicia,
447 Mass. at 746; Gonsalves, 445 Mass. at 16-17; Rodriguez, 90
Mass. App. Ct. at 327. The dissent attempts to distinguish
these cases on the basis that, "Given this, the defendant's
threat to return to the home to kill the victim underscores the
emergency that existed at the time." Post at . This is
inconsistent with the Massachusetts definition of what
constitutes an ongoing emergency in domestic violence cases.
The Galicia case is particularly instructive. After explaining
26
that a domestic violence victim's statements to the 911
dispatcher were nontestimonial, for the same reasons given in
Davis, the court concluded that the victim's statements to
responding police officers at the scene, after "the assault had
ended and the urgency had subsided," were not elicited primarily
to enable the police to meet an ongoing emergency and thus were
testimonial. 447 Mass. at 745. Additionally, in Beatrice, 460
Mass. at 262, the court recognized that the "arrival of the
police or the departure of the defendant" dispels any further
threat to a victim of domestic violence and thus terminates any
preceding emergency.13 See Simon, 456 Mass. at 300 ("The
victim's two statements describing the shooting in great detail
related to past events; they were not relevant to resolving the
medical emergency, securing the crime scene, or protecting
emergency personnel responding to the call"). See Bryant, 562
U.S. at 363 ("Domestic violence cases . . . often have a
narrower zone of potential victims than cases involving threats
to public safety").
13This statement from Beatrice that the arrival of the
police eliminates the threat to a victim of domestic violence
refers only to the definition of an ongoing emergency for the
purpose of a confrontation clause analysis. In a larger sense,
many victims of domestic violence remain in danger of being
injured or killed by their perpetrators after involvement by the
police, and, regrettably, even after the victim obtains an abuse
prevention order.
27
Likewise, for the reasons expressed by the Supreme Court of
New Jersey, the dissent's "expansive definition" of "ongoing
emergency" is not consistent with the understanding of the
confrontation clause expressed in Davis:
"Like in Hammon, the non-testifying witness here told the
police officer 'what had happened.'. . . There was no
ongoing emergency -- no immediate danger -- implicating
either the witness or the victim, both of whom were in the
company of police officers at the time of the
'interrogation' at Public School 30. We disagree with the
State and Attorney General's argument that we should
interpret 'ongoing emergency,' for Confrontation Clause
purposes, in a way that would allow the use of testimonial
hearsay narrating a past crime so long as the suspects are
at large, even when neither the declarant nor victim is in
danger. Such an expansive definition was implicitly
rejected by the Davis Court. Indeed, in Davis, after the
abusive husband fled his home, ending the immediate
emergency, the Court declared that '[i]t could readily be
maintained' that the wife's continuing remarks to the 911
operator were testimonial statements. . . .
"Our reading of Davis leads us to conclude that a
declarant's narrative to a law enforcement officer about a
crime, which once completed has ended any 'imminent danger'
to the declarant or some other identifiable person, is
testimonial. See [Davis, 547 U.S. at 827-828, 830] (noting
that victim in Davis was facing 'a bona fide physical
threat' while on 911 call whereas victim in Hammon did not
have 'immediate threat to her person' while speaking with
officer)."
State ex rel. J.A., 195 N.J. 324, 348-349 (2008). See State v.
Lewis, 361 N.C. 541, 549 (2007) (primary purpose of on-scene
questions by police and answers by victim was not to resolve
ongoing emergency even though defendant's location was unknown);
State v. Koslowski, 166 Wash. 2d 409, 426-427 (2009) (en banc)
(mere fact that suspects were armed and at-large not sufficient
28
to demonstrate that police questions and declarant-victim's
statements at scene were necessary to resolve ongoing
emergency).
3. Harmless error analysis. "[I]f a constitutional right
has been preserved and there has been no waiver, then it can
only be ignored if we are convinced that the error was harmless
beyond a reasonable doubt." Commonwealth v. Amirault, 424 Mass.
618, 649 (1997). "Where the defendant's constitutional right to
cross-examine has been denied, the prosecution bears the burden
of establishing that the error was harmless." Commonwealth v.
Vardinski, 438 Mass. 444, 452 (2003). See Commonwealth v.
Brazie, 66 Mass. App. Ct. 315, 317 n.1 (2006). Under this
standard, the "essential question" we ask is "whether the error
had, or might have had, an effect on the [fact finder] and
whether the error contributed to or might have contributed to
the [finding of guilty]." Commonwealth v. Perrot, 407 Mass.
539, 549 (1990). In order to meet the harmless error test, we
must be satisfied "beyond a reasonable doubt that the tainted
evidence did not have an effect on the [fact finder] and did not
contribute to the [fact finder's findings]." Commonwealth v.
Tyree, 455 Mass. 676, 701 (2010). Ultimately, the question "is
not whether, in a trial that occurred without the error, a
guilty verdict would surely have been rendered, but whether the
guilty verdict actually rendered in this trial was surely
29
unattributable to the error" (citation omitted). Commonwealth
v. Vasquez, 456 Mass. 350, 361 (2010).
Contrary to the view expressed by the dissent, post
at , the constitutional harmless error standard that
governs a confrontation clause violation is not satisfied simply
because the erroneously admitted evidence is cumulative of other
properly admitted evidence. Instead, "[w]e consider several
factors to determine whether the error was harmless: 'the
importance of the witness'[s] testimony in the prosecution's
case, whether the testimony was cumulative, the presence or
absence of evidence corroborating or contradicting the testimony
of the witness on material points, the extent of cross-
examination otherwise permitted, and, of course, the overall
strength of the prosecution's case.'" Vardinski, 438 Mass. at
452, quoting Commonwealth v. DiBenedetto, 414 Mass. 37, 40
(1992), S.C., 427 Mass. 414 (1998). "We resolve all ambiguities
and doubts in favor of the defendant." Vardinski, supra at 452-
453, citing Commonwealth v. Maxim, 429 Mass. 287, 291–292
(1999).
First and foremost, the error in this case was not harmless
because the Commonwealth cannot demonstrate that other admitted
evidence of guilt is "'overwhelming,'" in the sense that it is
'so powerful as to "nullify any effect"' that the improperly
admitted evidence 'might have had' on the fact finder or the
30
findings" (citations omitted). Vasquez, 456 Mass. at 362,
quoting Tyree, 455 Mass. at 704 n.44. See Commonwealth v.
Mendes, 463 Mass. 353, 358-359 (2012). Here, without the
erroneously admitted evidence, the Commonwealth's case consisted
almost exclusively of a thirty-one-second recorded 911 call that
described a completed assault and battery. The only other live
witness with firsthand knowledge was the defendant's son, who
testified that he was in the only bedroom on the first floor of
the home with the door locked during the time of the alleged
crime.
Second, the erroneously admitted testimony by Officer
Barnes placed before the judge significant facts that were not
included in the statements made by the defendant's wife during
the first thirty-one seconds of her 911 call or in her initial
statements to Officer Barnes at the scene. During the 911 call,
the defendant's wife stated that she was "choked" by the
defendant and that he threatened to kill her. Her initial
statements to Officer Barnes repeated this information.
However, the improperly admitted statements, relayed through
Officer Barnes at trial, added that the defendant not only
"choked" his wife, but also attempted to strangle her, stuck her
head in a pillow in an attempt to suffocate her, and attempted
to forcibly shove a handful of pills down her throat. The
erroneously admitted testimony by Officer Barnes also supplied
31
the judge with a motive for the defendant's acts -- his belief
that his wife was a heroin addict and was in the company of
other heroin users. This evidence went well beyond the scope of
his wife's statements made to the 911 dispatcher, and provided
the judge with independent bases on which the defendant could be
convicted under G. L. c. 265, § 13M. See Instruction 6.275 of
the Criminal Model Jury Instructions for Use in the District
Court (2016).
This is a case in which the erroneously admitted evidence
was not collateral or tangential -- it went to the heart of the
case. See Commonwealth v. Thornley, 406 Mass. 96, 102 (1989).
In the absence of findings of fact to explain the reasons for
the judge's guilty finding in this case, we cannot say, beyond a
reasonable doubt, that the erroneously admitted evidence did not
contribute to the finding that the defendant was guilty. See
DiBenedetto, 414 Mass. at 41. Contrast Galicia, 447 Mass. at
747-748 (improperly admitted testimonial statements made to
responding officers at crime scene harmless beyond a reasonable
doubt where observations of officers, including that victim was
wounded and man wearing no shirt was standing in room with
overturned chairs, tended to show that domestic violence
incident had taken place, and on-scene statements of victim
served merely to corroborate information previously provided by
victim during 911 call).
32
Conclusion. In order to understand the result we reach --
that a recorded 911 emergency telephone call in which the
defendant's wife reported that she had been physically attacked
by the defendant who allegedly threatened to return in fifteen
minutes and kill her, was admissible in evidence without
testimony by the declarant, but that most of her brief
conversation at the scene with Officer Barnes shortly thereafter
was not, and that as a result there must be a new trial, it is
important to consider what Justice Scalia wrote in Crawford v.
Washington, 541 U.S. 36, 61 (2004), in untangling the
confrontation clause from the rule against hearsay:
"To be sure, the Clause's ultimate goal is to ensure
reliability of evidence, but it is a procedural rather than
a substantive guarantee. It commands, not that evidence be
reliable, but that reliability be assessed in a particular
manner: by testing in the crucible of cross-examination.
The Clause thus reflects a judgment, not only about the
desirability of reliable evidence (a point in which there
could be little dissent), but about how reliability can
best be determined."14
14 This point -- that the confrontation clause demands more
than simply assurances of reliability with regard to statements
by the defendant's accusers, but also preserves the right of the
accused to encounter his accusers -- is critically important.
As the United States Supreme Court observed in Coy v. Iowa, 487
U.S. 1012, 1017 (1988), "The Sixth Amendment's guarantee of
face-to-face encounter between witness and accused serves ends
related both to appearances and to reality. This opinion is
embellished with references to and quotations from antiquity in
part to convey that there is something deep in human nature that
regards face-to-face confrontation between accused and accuser
as 'essential to a fair trial in a criminal prosecution'"
(citation omitted). See generally Herrmann and Speer, Facing
the Accuser: Ancient and Medieval Precursors of the
Confrontation Clause, 34 Va. J. Int'l L. 481, 481 (1994)
33
When a person is on trial and is charged with a crime, the
confrontation clause is much more than a judicial assurance that
a declarant's out-of-court statement is reliable. Enforcement
of the confrontation clause "(1) insures that the witness will
give his statements under oath -- thus impressing him with the
seriousness of the matter and guarding against the lie by the
possibility of a penalty for perjury; (2) forces the witness to
submit to cross-examination, the 'greatest legal engine ever
invented for the discovery of truth'; . . . [and] (3) permits
the jury that is to decide the defendant's fate to observe the
demeanor of the witness in making his statement, thus aiding the
jury in assessing his credibility." California v. Green, 399
U.S. 149, 158 (1970). Likewise, the Supreme Judicial Court has
reasoned that cross-examination is "the principal means by which
the believability of a witness and the truth of his testimony
are tested." Commonwealth v. Funches, 379 Mass. 283, 292
(1979), quoting Davis v. Alaska, 415 U.S. 308, 316 (1974). See
United States v. Salerno, 505 U.S. 317, 328 (1992); United
States v. Caudle, 606 F.2d 451, 457 (4th Cir. 1979).
(debunking conventional belief that Sir Walter Raleigh's
rejected demand to meet witness against him "face-to-face" at
trial for treason in 1603 marked origin of right to
confrontation, and explaining Roman and Canon law origins of
confrontation clause).
34
Admitting testimonial evidence of significance without the
opportunity to cross-examine the source of that evidence -- in
this case his accuser -- deprived the defendant of his right to
confrontation and a fair trial.
Judgment vacated.
Finding set aside.
BLAKE, J. (dissenting). Because I believe that the
victim's statements to Fitchburg police Officer Keith Barnes
were properly admitted to enable the police to respond to an
ongoing emergency, and were therefore nontestimonial, I
respectfully dissent. I agree with the majority's thoughtful
explanation that the statements in the admitted portion of the
911 call qualify as excited utterances, an exception to the
hearsay rule. See Mass. G. Evid. § 803(2) (2018). I also agree
that the victim's statements to Barnes made outside of the home
qualify as excited utterances. However, unlike the majority, I
believe the statements to Barnes are nontestimonial because they
were "made in the course of police interrogation under
circumstances objectively indicating that the primary purpose of
the interrogation [was] to enable police assistance to meet an
ongoing emergency." Davis v. Washington, 547 U.S. 813, 822
(2006). "The existence of an ongoing emergency must be
objectively assessed from the perspective of the parties to the
interrogation at the time, not with the benefit of hindsight."
Michigan v. Bryant, 562 U.S. 344, 361 n.8 (2011). When
considering whether the primary purpose of the police inquiry is
to meet an ongoing emergency, "the guiding consideration is
whether 'the information the parties knew at the time of the
encounter would lead a reasonable person to believe that there
was an emergency, even if that belief [is] later proved
2
incorrect.' Thus, the 'primary purpose' inquiry is divorced
from the subjective or actual intentions of the individuals
involved in a particular encounter." Commonwealth v. Smith, 460
Mass. 385, 392 (2011), quoting Bryant, supra at 359, 361 n.8.
Applying these constitutional principles to the facts here,
I believe that Barnes's testimony was nontestimonial. The
victim had been recently strangled, and was still in distress
when the police arrived. She displayed fear that the defendant
would make good on his promise and return to kill her. There
was still a real potential of further danger to the victim, and
possibly to the police. See Bryant, 562 U.S. at 363 (in
domestic violence cases, part of assessment of "the ongoing
emergency [is] from the perspective of whether there was a
continuing threat to [the victim]"). The questioning here was
rooted in the community caretaking function of the police.
Barnes was right to concern himself with obtaining a "rundown"
of the attack in an effort to locate the defendant and to
prevent further harm, particularly in the context of an
unsecured scene. See Commonwealth v. Tang, 66 Mass. App. Ct.
53, 59-60 (2006). Indeed, Barnes explicitly stated that "[t]he
main thing [he] was worried about was where is [the defendant]."
He also testified that during this conversation, the victim was
"hysterical," "extremely upset," and "crying." Because of the
victim's emotional state, it was "tough" for Barnes "to figure
3
out what was going on." The victim, "like any person in [her]
position, would have been consumed by the immediacy of the
situation . . ., [therefore it] 'is almost inconceivable that,
moments after [the assault] . . . [she] could have spoken in
contemplation of a future legal proceeding.'" Commonwealth v.
Nesbitt, 452 Mass. 236, 249 (2008), quoting Tang, supra at 60-
61. On cross-examination, Barnes again confirmed that he
"wanted to make sure [the defendant] wasn't in the area." See
Nesbitt, supra.
The cases cited by the majority are not to the contrary.
Indeed, the facts in those cases stand in stark contrast to the
facts presented here -- an imminent threat to return to do more
harm. Cf. Commonwealth v. Galicia, 447 Mass. 737, 745 (2006)
(victim's statements to officers were testimonial where officer
testified that when he arrived, he "determined that the scene
was safe").1 The fact that the defendant did not return to the
scene while the police officers were present is of no moment as
the question is whether "the information the parties knew at the
1The fact that the victim refused medical attention does
not itself nullify the nature of the ongoing emergency. Rather,
"[t]he medical condition of the victim is important to the
primary purpose inquiry to the extent that it sheds light on the
ability of the victim to have any purpose at all in responding
to police questions . . . [and] provides important context for
first responders to judge the existence and magnitude of a
continuing threat to the victim, themselves, and the public."
Bryant, 562 U.S. at 364-365.
4
time of the encounter would lead a reasonable person to believe
that there was an emergency, even if that belief was later
proved incorrect." Commonwealth v. Beatrice, 460 Mass. 255,
259-260 (2011), quoting Bryant, 562 U.S. at 361 n.8.
The ongoing nature of the emergency was also particularly
acute because the defendant strangled the victim before leaving
the scene. Studies of domestic violence have found that "non-
lethal strangulation is an important predictor for future lethal
violence among women who are experiencing [intimate partner
violence]." Glass, Laughon, Campbell, Block, Hanson, Sharps,
and Talliaferro, Non-Fatal Strangulation is an Important Risk
Factor for Homicide of Women, 35 J. of Emergency Med. 329, 335
(2008). In fact, "the odds of becoming an attempted homicide
victim increased by 700 percent, and the odds of becoming a
homicide victim increased by 800 percent for women who had been
strangled by their partner." Strack and Gwinn, On the Edge of
Homicide: Strangulation as a Prelude, 26 Crim. Just. 32, 34
(Fall 2011).
Given this, the defendant's threat to return to the home to
kill the victim underscores the emergency that existed at the
time. See Davis, 547 U.S. at 827; Beatrice, 460 Mass. at 260-
262. Put another way, the circumstances that Barnes encountered
qualified as an ongoing emergency extending beyond the
strangulation itself. As such, the statements "were made 'in
5
circumstances that reasonably negated premeditation.'"
Beatrice, supra at 258-259, quoting Commonwealth v. Santiago,
437 Mass. 620, 625 (2002).
However, even if the statements were admitted in error,
they were cumulative of the properly admitted portion of the 911
call and the victim's initial statements to Barnes at the scene,
and thus harmless beyond a reasonable doubt. See Commonwealth
v. Perez, 411 Mass. 249, 260-261 (1991) (even if erroneously
admitted, evidence that was merely cumulative was harmless
beyond reasonable doubt). In Galicia, 447 Mass. at 747-748,
"[t]he victim's improperly admitted statements to the officers,
that her husband punched, choked, and kicked her, only
corroborated the properly admitted evidence -- her report of
abuse at the hands of her husband and officers' subsequent
observations. Thus, the 'erroneously admitted evidence was
"merely cumulative" of evidence properly before the [fact
finder]'" (citation omitted). As in Galicia, here, the victim's
statements were not evidence that "had, or might have had, an
effect on the [fact finder] and . . . contributed to or might
have contributed to the verdicts." Commonwealth v. Perrot, 407
Mass. 539, 549 (1990). Accordingly, to the extent that any
statements were improperly admitted, they were harmless beyond a
reasonable doubt, particularly in a bench trial. See
Commonwealth v. Milo M., 433 Mass. 149, 152 (2001), quoting
6
Commonwealth v. Colon, 33 Mass. App. Ct. 304, 308 (1992) (in
bench trial, "the legal framework in which facts are to be found
is not generally stated with the precision and amplitude of
instructions to a jury [and] it is presumed that the judge as
trier of fact applies correct legal principles"). For these
reasons, I respectfully dissent.