FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT December 4, 2018
_________________________________
Elisabeth A. Shumaker
Clerk of Court
THE ESTATE OF ROBERT VALLINA;
JUAN J. VALLINA, personally;
MARTHA VALLINA, personally and as
personal representative of the Estate of
Robert Vallina, deceased,
Plaintiffs - Appellants,
v. No. 17-1361
(D.C. No. 1:15-CV-01802-RM-STV)
THE COUNTY OF TELLER SHERIFF’S (D. Colo.)
OFFICE AND ITS DETENTION
FACILITY; SHERIFF JASON
MIKESELL, in his official capacity;
DEPUTY CHRISTIANSON, in his official
capacity; DEPUTY JOHNSON, in his
official capacity; JOHN/JANE DOE,
(1-20), in their respective individual and
official capacities,
Defendants - Appellees.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before BRISCOE, LUCERO, and MATHESON, Circuit Judges.
_________________________________
The estate of Robert Vallina, along with Juan and Martha Vallina, appeal from
the district court’s grant of summary judgment in favor of defendants on claims
relating to the tragic death by suicide of Robert Vallina while detained at the Teller
*
This order and judgment is not binding precedent, except under the doctrines
of law of the case, res judicata, and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
County Detention Center (“TCDC”). Exercising jurisdiction under 28 U.S.C. § 1291,
we affirm.
I
Robert Vallina was booked into the TCDC following his arrest by the
Woodland Park Police Department on May 27, 2014. When asked about his medical
history during the booking process, Vallina stated he had previously been
hospitalized at Cedar Springs Hospital, a mental health facility in Colorado Springs,
but denied both present suicidal ideation and prior suicide attempts.
TCDC contracts with Correctional Healthcare Companies (“CHC”) for medical
care of inmates and detainees. CHC medical staff assessed Vallina on June 5, 2014.
At the time of the assessment, CHC possessed medical records from Vallina’s prior
incarcerations that showed a diagnosis of paranoid schizophrenia, prior suicide
attempts, and prescribed medications. During the assessment, Vallina disclosed his
previous hospitalization at Cedar Springs and his schizophrenia diagnosis, but again
denied active suicidal ideation. CHC medical staff described Vallina’s behavior as
appropriate and alert. Vallina refused to authorize CHC medical staff to obtain his
treatment records from Cedar Springs Hospital. The CHC assessment cleared Vallina
for placement in general population at TCDC.
While in general population from May 31, 2014 to June 13, 2014, Vallina
requested medical attention related to genitourinary complaints six times. Medical
professionals responded to each complaint. Vallina did not raise any concerns
regarding his mental health during those medical visits.
2
On June 11, 2014, the Teller County District Court ordered a competency
evaluation for Vallina. Vallina was transported to Colorado Mental Health Institute-
Pueblo (“CMHIP”) for that evaluation on July 29, 2014. During the month that
Vallina remained at CMHIP, Dr. Grimmett, a psychologist, conducted the court-
ordered competency examination. Dr. Grimmett concluded that Vallina was
competent to stand trial. Vallina was discharged from CMHIP and returned to TCDC
general population on August 29, 2014. Dr. Petrescu, a psychiatrist, evaluated
Vallina prior to his discharge and prepared his discharge report. The report
diagnosed Vallina as “malingering” because he did not want to return to TCDC. It
further indicated he was “not aggressive or suicidal” and had no acute medical
problems.
Vallina died by suicide in the early hours of September 2, 2014. When Officer
Johnson checked that each inmate was in his cell during lockdown at 11:00 p.m. the
previous night, Vallina did not appear in distress or request assistance. Vallina was
also behaving normally when Deputy Christianson conducted a routine cell check
approximately an hour later. But just after 1 a.m., an inmate called the TCDC control
room to report Vallina was behaving unusually. Christianson and Johnson were
dispatched to Vallina’s cell, where he was found hanging from a bed sheet. Attempts
to revive Vallina were unsuccessful.
Vallina’s estate and two surviving family members brought suit against the
County of Teller Sheriff’s Office and Sheriff Ensminger, TCDC, Christianson,
Johnson, and John and Jane Does 1-20. The complaint alleged wrongful death under
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Colo. Rev. Stat. § 13-21-202, and violations of Vallina’s federal constitutional rights
under 42 U.S.C. § 1983. Plaintiffs later conceded that Sheriff Ensminger in his
official capacity was the sole proper defendant.1 The district court granted summary
judgment in favor of Ensminger on all claims. Plaintiffs timely appealed.
II
We review a district court’s grant of summary judgment de novo. Koch v.
City of Del City, 660 F.3d 1228, 1238 (10th Cir. 2011). A party is entitled to
summary judgment if there no genuine issue as to any material fact and the movant is
entitled to judgment as a matter of law. Id. In conducting our review, we view the
evidence in the light most favorable to the non-moving party. Id.
A
State officials violate a pretrial detainee’s Fourteenth Amendment Due Process
rights “when they are deliberately indifferent to an inmate’s serious medical needs.”
Lopez v. LeMaster, 172 F.3d 756, 764 (10th Cir. 1999) (quotation omitted). Our
circuit has long applied the same test for deliberate indifference to serious medical
needs to both Eighth Amendment claims brought by prisoners and Fourteenth
Amendment claims brought by pretrial detainees. See, e.g., Martinez v. Beggs, 563
F.3d 1082, 1088 (10th Cir. 2009). Under that standard, “[d]eliberate indifference has
objective and subjective components.” Callahan v. Poppell, 471 F.3d 1155, 1159
(10th Cir. 2006). The risk of suicide plainly qualifies as sufficiently serious, thus
1
Sheriff Ensminger was later replaced in office by Sheriff Mikesell, who has
been automatically substituted pursuant to Fed. R. App. P. 43(c).
4
satisfying the objective component. See Gaston v. Ploeger, 229 F. App’x 702, 710
(10th Cir. 2007) (unpublished); Collins v. Seeman, 462 F.3d 757, 760 (7th Cir.
2006).
To satisfy the subjective component, we have required the plaintiff to show
“that the defendants knew he faced a substantial risk of harm and disregarded that
risk, by failing to take reasonable measures to abate it.” Martinez, 563 F.3d at 1089
(quotation omitted). However, plaintiffs argue for the first time on appeal that this
standard has been overruled by Kingsley v. Hendrickson, 135 S. Ct. 2466 (2015).
See United States v. Nichols, 775 F.3d 1225, 1230 (10th Cir. 2014) (a panel may
depart from circuit precedent if “an intervening Supreme Court decision . . . is
contrary to or invalidates our previous analysis”).
In Kingsley, the Supreme Court held that the Eighth Amendment standard for
excessive force claims brought by prisoners, which requires that defendants act
“maliciously and sadistically to cause harm,” does not apply to Fourteenth
Amendment excessive force claims brought by pretrial detainees. 135 S. Ct. at 2475
(quotation omitted). The Court noted that “pretrial detainees (unlike convicted
prisoners) cannot be punished at all, much less maliciously and sadistically.” Id.
(quotation omitted). Accordingly, a pretrial detainee need only show that the
officers’ use of force was “objectively unreasonable.” Id. at 2473.
Circuits are split on whether Kingsley alters the standard for conditions of
confinement and inadequate medical care claims brought by pretrial detainees. The
Second, Seventh, and Ninth Circuits have interpreted Kingsley as displacing prior
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subjective requirements. See Miranda v. Cty. of Lake, 900 F.3d 335, 352 (7th Cir.
2018); Darnell v. Pineiro, 849 F.3d 17, 34-35 (2d Cir. 2017); Castro v. Cty. of L.A.,
833 F.3d 1060, 1071 (9th Cir. 2016) (en banc). These courts have adopted an objective
test requiring reckless disregard. See Miranda, 900 F.3d at 353; Darnell, 849 F.3d at 36;
Castro, 833 F.3d at 1071. In contrast, the Fifth, Eighth, and Eleventh Circuits have held
that Kingsley applies only to excessive force claims and does not extend to claims related
to conditions of confinement or inadequate medical care. See Whitney v. City of St.
Louis, 887 F.3d 857, 860 n.4 (8th Cir. 2018); Dang ex rel. Dang v. Sheriff, Seminole
Cty., 871 F.3d 1272, 1279 n.2 (11th Cir. 2017); Alderson v. Concordia Par. Corr.
Facility, 848 F.3d 415, 420 (5th Cir. 2017).
As noted supra, however, plaintiffs did not raise the Kingsley issue below. We
generally do not review issues advanced for the first time on appeal. See Tele-
Communications, Inc., v. Comm’r, 104 F.3d 1229, 1232 (10th Cir. 1997). Further,
plaintiffs affirmatively argued the subjective prong of the deliberate indifference test
before the district court. Accordingly, plaintiffs may not have merely forfeited the issue,
but invited error. See F.T.C. v. Accusearch Inc., 570 F.3d 1187, 1204 (10th Cir. 2009).
And in any event, we conclude that plaintiffs’ claim would fail under either standard.
That is, they have shown neither subjective disregard of a known risk, Martinez, 563
F.3d at 1089, nor objectively reckless disregard of a serious medical concern, Castro,
833 F.3d at 1071.2
2
Plaintiffs also argue that after Kingsley, simple negligence is enough to
sustain a due process claim for inadequate medical care. But the Supreme Court has
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A prison official does not act recklessly or with deliberate indifference by
failing to act to avert the suicide of a detainee who displays no outward indicators of
suicidal ideation,3 actively denies suicidal ideation, and has been cleared by a
psychologist, a psychiatrist, and other medical professionals to be detained in general
population. See generally Mata v. Saiz, 427 F.3d 745, 751 (10th Cir. 2005) (noting
that a prison official who serves “as a gatekeeper for other medical personnel capable
of treating the condition may be held liable under the deliberate indifference standard
if she delays or refuses to fulfill that gatekeeper role”); see also Weatherford ex rel.
Thompson v. Taylor, 347 F. App’x 400, 403 (10th Cir. 2009) (unpublished) (“[A]
prison official may rely on a medical professional’s opinion if such reliance is
reasonable.” (quotation omitted)). In this case, TCDC staff followed the
recommendations of medical professionals who examined Vallina, none of whom
concluded that he presented a suicide risk. To the contrary, Dr. Petrescu, a
psychiatrist, concluded that Vallina was not suicidal just days before his death.
consistently maintained that Fourteenth Amendment claims require “something
more” than mere negligence. Daniels v. Williams, 474 U.S. 327, 334 (1986). The
Court reiterated this principle in Kingsley, explaining that “liability for negligently
inflicted harm is categorically beneath the threshold of constitutional due process.”
135 S. Ct. at 2472 (quotation omitted).
3
Plaintiffs point to deposition testimony from Martha Vallina that another
inmate told her Vallina had attempted to commit suicide by banging his head against
the bars of his cell sometime prior to his stay at CMHIP. But hearsay testimony that
would not be admissible at trial generally cannot be used to defeat a motion for
summary judgment. Adams v. Am. Guar. & Liab. Ins. Co., 233 F.3d 1242, 1246
(10th Cir. 2000).
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B
Plaintiffs also argue that the district court erred in granting summary judgment
on their failure to train claim. But that claim necessarily fails because they have not
established an underlying constitutional violation. See Webber v. Mefford, 43 F.3d
1340, 1344-45 (10th Cir. 1994) (“A claim of inadequate training, supervision, and
policies under § 1983 cannot be made out against a supervisory authority absent a
finding of a constitutional violation by the person supervised.”).
C
Finally, plaintiffs contest the district court’s grant of summary judgment on
their wrongful death claim. To prevail on that claim, plaintiffs must establish that a
wrongful act by Sheriff Ensminger caused Vallina’s death, and that Vallina would
have been able to maintain an action for injuries had he survived. Colo. Rev. Stat.
§ 13-21-202. We agree with the district court that plaintiffs have not identified any
wrongful act by Ensminger resulting in Vallina’s death.
On appeal, plaintiffs argue Vallina died as a result of three wrongful acts: (1) the
failure of Ensminger and his subordinates to reclassify Vallina following his return to
TCDC from CMHIP; (2) the failure of TCDC to provide suicide prevention training; and
(3) TCDC’s refusal to accept medication for Vallina from his mother. As to the first,
plaintiffs are unable to produce any evidence that such a reclassification would have
prevented Vallina’s suicide in light of a trained mental health professional’s
determination at CMHIP that Vallina was not a suicide risk and could return to general
population. Similarly, plaintiffs failed to adduce evidence showing that TCDC’s suicide
8
training policies are inadequate. Finally, TCDC staff told Martha Vallina that it could
not accept medication from her before Vallina spent a month at CMHIP. Plaintiffs
have not shown that this refusal caused Vallina’s death.
III
AFFIRMED.
Entered for the Court
Carlos F. Lucero
Circuit Judge
9