The summaries of the Colorado Court of Appeals published opinions
constitute no part of the opinion of the division but have been prepared by
the division for the convenience of the reader. The summaries may not be
cited or relied upon as they are not the official language of the division.
Any discrepancy between the language in the summary and in the opinion
should be resolved in favor of the language in the opinion.
SUMMARY
December 13, 2018
2018COA177
No. 17CA2038, People in Interest of A.R. — Juvenile Court —
Dependency and Neglect — Termination of Parent-Child Legal
Relationship; Attorneys and Clients — Ineffective Assistance of
Counsel
In this dependency and neglect proceeding, a division of the
court of appeals considers what constitutes ineffective assistance of
counsel in a termination of parental rights proceeding and the
proper procedure for evaluating this claim.
The division applies the familiar test for ineffective assistance
of counsel claims articulated in Strickland v. Washington, 466 U.S.
668 (1984), but departs from the outcome-determinative prejudice
inquiry applied by previous divisions of this court. Because the
Supreme Court requires states to afford respondent parents
fundamentally fair procedures when seeking to terminate parental
rights, as stated in Santosky v. Kramer, 455 U.S. 745, 753-54
(1982), and the statutory right to counsel ensures that respondent
parents receive fundamentally fair procedures, we conclude the
prejudice inquiry should focus on whether counsel’s deficient
performance rendered the proceeding fundamentally unfair or the
result of the proceeding unreliable, see Lockhart v. Fretwell, 506
U.S. 364, 372 (1993).
Applying this prejudice inquiry, the division holds that mother
has made a sufficient showing of ineffective assistance of trial
counsel based on her counsel failing to subject the case to
meaningful adversarial testing. See United States v. Cronic, 466
U.S. 648, 659 (1984). Accordingly, the division reverses the
judgment terminating her parental rights and remands the case to
the juvenile court for further proceedings.
COLORADO COURT OF APPEALS 2018COA176
Court of Appeals No. 17CA2038
Pueblo County District Court No. 16JV584
Honorable William D. Alexander, Judge
The People of the State of Colorado,
Petitioner-Appellee,
In the Interest of A.R., a Child,
and Concerning D.R.,
Respondent-Appellant.
JUDGMENT REVERSED AND CASE
REMANDED WITH DIRECTIONS
Division V
Opinion by JUDGE FURMAN
Román and Lichtenstein, JJ., concur
Announced December 13, 2018
Cynthia Mitchell, County Attorney, David A. Roth, Special Assistant County
Attorney, Pueblo, Colorado, for Petitioner-Appellee
Anna N.H. Ulrich, Guardian Ad Litem
Jordan Juvenile and Family Law, LLC, Melanie Jordan, Golden, Colorado, for
Respondent-Appellant
¶1 In this case, we analyze the important question of what
constitutes ineffective assistance of counsel in a termination of
parental rights proceeding and the proper procedure for evaluating
this claim.
¶2 Mother, D.R., appeals the judgment terminating her parent-
child legal relationship with the child, A.R. Although the county
attorney offered minimal evidence, mother’s trial counsel did little to
test this evidence. Mother’s appellate attorney directs our attention
to three proceedings that reflect this.
¶3 First, at the adjudicatory hearing, the county attorney
presented no testimony. Instead, the county attorney asked the
court to adjudicate the child dependent or neglected based on a
written report of the investigation conducted by the Pueblo County
Department of Social Services. Mother did not attend this hearing.
Even so, mother’s attorney stated that it would be in her “best
interests” to have the court enter mother’s no-fault admission to the
petition. The court then adjudicated the child dependent or
neglected without ensuring that mother knew and understood the
consequences of the adjudication.
1
¶4 Second, at the termination of parental rights hearing, the
juvenile court terminated mother’s parental rights using a
procedure it termed “offer of proof.” By this, the court heard no
testimony. Instead, it listened to the county attorney’s statements
about how the caseworker would testify if she were called as a
witness. Mother’s attorney did not object to this procedure.
¶5 Third, at a hearing to discuss the child’s placement after the
termination of parental rights hearing, the court addressed
maternal grandmother’s request for custody of the child. Afterward,
the court issued a minute order clarifying that had the “court
known of extended family,” it was likely the court “would have
denied” the motion to terminate mother’s parental rights.
¶6 Mother, through appellate counsel, raises several arguments
in support of her appeal. She contends the juvenile court (1) lacked
personal jurisdiction over her because the court did not enter a
valid adjudication; and (2) erred in finding there was no less drastic
alternative to termination. She also contends that she received
ineffective assistance of trial counsel during the adjudicatory and
termination hearings. We disagree with mother’s first contention.
But we agree that mother alleges sufficient facts to show that
2
counsel’s deficient performance rendered the termination
proceeding presumptively unfair and unreliable, and her less
drastic alternative argument is closely intertwined. We therefore
reverse the judgment and remand for a new termination hearing.
¶7 Like other divisions before us, we apply the two familiar
Strickland v. Washington, 466 U.S. 668 (1984), prongs governing
review of ineffective assistance claims in dependency and neglect
cases. See, e.g., People in Interest of C.H., 166 P.3d 288, 291 (Colo.
App. 2007) (The Strickland prongs are that “(1) counsel’s
performance was outside the wide range of professionally competent
assistance; and (2) the parent was prejudiced by counsel’s errors.”);
People in Interest of D.G., 140 P.3d 299, 308 (Colo. App. 2006).
¶8 These prior divisions, however, did not analyze how to best
adapt Strickland’s prejudice prong to dependency and neglect cases.
Rather, without discussion, they borrowed the prejudice test from
criminal cases and determined that to demonstrate prejudice, the
parent must show “there is a reasonable probability that, but for
counsel’s deficient performance, the outcome of the hearing would
have been different.” D.G., 140 P.3d at 308. For the reasons we
articulate below, we part ways with these divisions’ prejudice
3
inquiry and apply a prejudice inquiry that better suits parents’ right
to counsel under Colorado’s statutory framework for termination of
parental rights proceedings.
¶9 Parents’ fundamental liberty interest in the care, custody, and
management of their children under the Due Process Clause of the
Fourteenth Amendment requires states to afford respondent
parents fundamentally fair procedures when seeking to terminate
parental rights. Santosky v. Kramer, 455 U.S. 745, 753-54 (1982).
¶ 10 In protecting this fundamental liberty interest, the statutory
right to counsel in a termination of parental rights proceeding
ensures that respondent parents receive fundamentally fair
procedures. See A.M. v. A.C., 2013 CO 16, ¶¶ 27-30 (stating that
the procedural protections afforded to parents facing termination of
the parent-child legal relationship, which include the statutory right
to counsel, guarantee fundamental fairness at termination
hearings).
¶ 11 Therefore, we conclude that the prejudice inquiry for
ineffective assistance claims in termination of parental rights
proceedings should focus on whether counsel’s deficient
performance rendered the proceeding fundamentally unfair or the
4
result of the proceeding unreliable. See Lockhart v. Fretwell, 506
U.S. 364, 372 (1993).
I. The Dependency and Neglect Case
¶ 12 Because the Department offered no testimony at the
adjudicatory and termination of parental rights hearings, we glean
the following from statements made by the county attorney and
various pleadings filed in the case.
¶ 13 In July 2016, the child’s paternal stepgrandmother took the
child to the emergency room to receive treatment for scabies.
Physicians determined that the severity of the child’s scabies was
due to neglect and that the child had a skull fracture. Although the
skull fracture could have resulted from an accident, mother could
not recall any incident that would have caused the fracture and
explained that she had allowed other family members to care for the
child.
¶ 14 The paternal stepgrandmother also reported to the
Department that the child appeared to be developmentally delayed,
mother and the child’s father were using drugs, and the parents did
not provide appropriate care for the child while they had all stayed
in her home a few months earlier. As a result, the Department
5
initiated this dependency and neglect case. The juvenile court
granted the Department custody of the child, and the court ordered
the child placed with the paternal stepgrandmother.
¶ 15 At the adjudicatory hearing — to determine whether the child
was dependent or neglected — mother did not personally appear,
but her counsel was present. Mother’s counsel told the court, “I’m
going to proceed in my client’s best interests . . . .” Then, instead of
presenting any testimony, the county attorney asked the court “to
rest upon” a written report of the investigation conducted by the
Department because the county attorney had “issues regarding [its]
witnesses.” The court did not advise mother of the right to
cross-examination regarding this report, see § 19-1-107(4), C.R.S.
2018, because she was not there.
¶ 16 Despite mother’s absence, her counsel then stated that it
would be in mother’s “best interests” to have the court enter
mother’s no-fault admission to the petition. The child’s guardian ad
litem (GAL) agreed with this procedure, stating it was in the child’s
best interests to “move forward.” Based on this information, the
court then entered a no-fault adjudication, without ensuring that
mother knew and understood the consequences of the adjudication.
6
¶ 17 Later, based on allegations that mother did not comply with
her treatment plan, the Department moved to terminate the legal
relationship between mother and the child. About one month later,
the child’s maternal grandmother expressed interest in participating
in the case and raising the child. She moved to intervene and
requested an allocation of parental responsibilities (APR) for the
child. Mother’s counsel did not respond to either motion. He also
did not file a motion asking the court to place the child with the
maternal grandmother as a less drastic alternative to termination.
Instead, mother’s counsel filed a “notice of deposit” with an
attached handwritten letter from mother that requested that the
maternal grandmother have temporary custody of the child.
¶ 18 But the court did not grant the maternal grandmother’s
motions. Instead, it issued an order stating that it would treat the
maternal grandmother as a possible placement for the child after
mother’s rights were terminated, under section 19-3-605, C.R.S.
2018, and proceeded to a termination hearing without making the
maternal grandmother a party to the case.
¶ 19 Mother was not present at the termination hearing, but the
maternal grandmother was. Mother’s attorney was under the
7
mistaken impression that the maternal grandmother had
successfully intervened and told the court that “where I’m going to
come from on behalf of my client is through the Intervenor. I
presume she’ll be able to make a statement.” Mother’s attorney
then informed the court that the maternal grandmother was a
long-term “placement for the child, and she doesn’t need to adopt
the child to care for the child.” The maternal grandmother never
spoke.
¶ 20 The county attorney then informed the court that “I’m
prepared to, if counsel would allow, to proceed by offer of
proof . . . .” By that, the county attorney asked merely to inform the
court about what he would offer as evidence — if the court held a
contested hearing — instead of introducing testimony. Mother’s
attorney responded, “I don’t have any objection to that, Judge.” The
court then permitted the county attorney to describe how the
caseworker would testify if the caseworker were called as a witness.
The county attorney also moved to admit exhibits, including
mother’s substance abuse evaluation and letters sent to mother.
¶ 21 Following the county attorney’s offer of proof, the court asked
mother’s attorney, “[I]s there anything else you’d like to add?”
8
Mother’s attorney responded “[n]o” and only added that he “would
stipulate” that his “client indicated to the Court that the Indian
Child Welfare Act did not apply.” And regarding the “other matters,
the best interests,” mother’s attorney told the court, “I maintain the
same position that I don’t agree with that but that’s for that other
procedure that I think we’re going to be scheduling.”
¶ 22 After the hearing, the court concluded that it would
“tentatively grant the request to terminate parental rights.” But it
did not enter the judgment terminating mother’s rights because “if
the Court decided to place the child with . . . the grandparent in the
case, that would be a less drastic alternative to termination.” The
court then set a review hearing to “hear how the Department’s going
to deal with that issue involving the grandparent,” including
visitation and contact with the child.
¶ 23 At the review hearing, the court heard different proposals.
Again, mother was not present. The Department suggested
granting APR to the paternal stepgrandmother, with whom the child
had been living since the beginning of the case, and allowing visits
with the maternal grandmother. But the child’s GAL believed that
termination was necessary. Mother’s attorney then informed the
9
court that his client wanted the child placed with the maternal
grandmother, but he did not request an evidentiary hearing to
determine whether the child could be placed with the maternal
grandmother as a less drastic alternative to termination.
¶ 24 The court ended the hearing to allow the parties to meet and
find a resolution that would allow both the paternal
stepgrandmother and maternal grandmother to maintain contact
with the child. The court set another hearing without entering a
judgment terminating mother’s parental rights.
¶ 25 At the next hearing, the county attorney requested that the
court enter a judgment terminating mother’s rights. Only then did
mother’s attorney request a hearing regarding placing the child with
the maternal grandmother. The judge responded, “Well, I’m gonna
deny a request for a hearing. I already had the hearing.” The court
then signed the order terminating mother’s parental rights, ordered
that the maternal grandmother have visits with the child, and set
another hearing to discuss the child’s placement.
¶ 26 The juvenile court supplemented its termination judgment a
few months later, after a hearing to discuss the child’s placement,
ruling as follows:
10
The order terminating the parental rights of
Respondents is currently on appeal. The
Court may have dropped the ball on this case
early on. The child has extended family on
both sides. There is a less drastic alternative
to termination. Until the appeals court enters
a ruling, this court will hold off on issuing any
orders as it relates to the permanent
placement of this child. Should the appeals
court overturn the termination order, the court
will look at maintaining the relationship
between the minor child and his extended
family.
A minute order clarified that had the “court known of extended
family,” it was likely the court “would have denied” the motion to
terminate mother’s parental rights.
¶ 27 We now turn to mother’s contentions on appeal.
II. Jurisdiction to Terminate
¶ 28 Initially, we address whether the juvenile court had personal
jurisdiction to terminate the parent-child legal relationship. We
conclude that it did.
¶ 29 The child’s status as dependent or neglected is established at
the adjudication stage of a dependency or neglect proceeding, and
“the resulting adjudication provide[s] the jurisdictional bases for
State intervention to assist the parents and child in establishing a
relationship and home environment that will preserve the family
11
unit.” People in Interest of A.M.D., 648 P.2d 625, 640 (Colo. 1982);
see also People in Interest of J.W. v. C.O., 2017 CO 105, ¶¶ 20, 31.
¶ 30 If there are procedural errors at the adjudication stage, a
parent may challenge these errors by filing a timely appeal of the
adjudication order after entry of the disposition. § 19-1-109(2)(c),
C.R.S. 2018; C.A.R. 3.4(b). After a court has acquired jurisdiction,
procedural errors do not divest the court of jurisdiction. See People
in Interest of Clinton, 762 P.2d 1381, 1387-88 (Colo. 1988).
¶ 31 Mother mounts two separate personal jurisdiction challenges.
She first contends that the court lacked personal jurisdiction
because the record does not show she was served with the petition
or waived service of the petition. We conclude that the record
supports a contrary conclusion. Mother personally appeared with
counsel at a hearing in July 2016. She did not assert a defect in
service and waived further advisement. Because mother appeared
and did not object to the juvenile court’s jurisdiction over her, she
may not raise this issue on appeal. See Gognat v. Ellsworth, 224
P.3d 1039, 1054 (Colo. App. 2009) (recognizing that one who enters
an appearance may not later challenge personal jurisdiction), aff’d,
259 P.3d 497 (Colo. 2011).
12
¶ 32 Mother also contends that the court lacked personal
jurisdiction because the court did not enter a valid adjudication.
She points to three deficiencies: (1) there is no indication she was
advised of her rights before her counsel agreed to the child’s
adjudication; (2) her trial counsel’s statement that an admission
would be in her “best interests” was not an effective admission; and
(3) the adjudicatory hearing was not held within sixty days as
required under section 19-3-505(3), C.R.S. 2018. But these are
procedural errors, and procedural errors at the adjudication stage
do not divest the court of personal jurisdiction. See Clinton, 762
P.2d at 1387-88.
¶ 33 Mother or her counsel had an opportunity to contest these
procedural errors by filing a timely appeal from the adjudication
order after entry of the written disposition. See § 19-1-109(2)(c).
She or her counsel also could have objected to the entry of
adjudication at a later hearing. Because they did neither, she may
not raise these issues on appeal from the termination judgment.
People in Interest of E.H., 837 P.2d 284, 287 (Colo. App. 1992).
13
¶ 34 We, therefore, conclude these purported errors did not divest
the juvenile court of jurisdiction, and the court had personal
jurisdiction to terminate mother’s parental rights.
III. Ineffective Assistance of Counsel
¶ 35 We next consider mother’s claim, raised for the first time on
appeal, that she received ineffective assistance of trial counsel at
the adjudicatory and termination hearings. To address these
claims, we need to answer these questions:
1. Do respondent parents have a right to effective assistance of
counsel in a termination of parental rights hearing?
2. If so, may we consider such a claim when it is first raised
on appeal of a judgment terminating parental rights?
3. What test applies when a parent’s appellate counsel raises a
claim of ineffective assistance of trial counsel in a
termination of parental rights proceeding?
A. Do Parents Have a Right to Effective Assistance of Counsel?
¶ 36 In Colorado, a respondent parent’s right to appointed counsel
in a termination proceeding is “secured by statute and not
constitutional mandate.” C.S. v. People in Interest of I.S., 83 P.3d
627, 636 (Colo. 2004). The Colorado Children’s Code provides that
14
respondent parents have a right “to be represented by counsel at
every stage” of dependency and neglect proceedings and a right “to
seek the appointment of counsel through the office of respondent
parents’ counsel” if the parent cannot financially secure counsel on
his or her own. § 19-3-202(1), C.R.S. 2018; see also §§ 19-1-105(2),
19-3-602(2), C.R.S. 2018; C.S., 83 P.3d at 636.
¶ 37 Divisions of this court, like other courts around the country,
have recognized that a parent’s statutory right to counsel includes
the right to effective assistance of counsel. People in Interest of S.L.,
2017 COA 160, ¶ 58; C.H., 166 P.3d at 290; D.G., 140 P.3d at 308;
People in Interest of V.M.R., 768 P.2d 1268, 1270 (Colo. App. 1989);
In re Parental Responsibilities Concerning Torrance P., 724 N.W.2d
623, 631 (Wis. 2006) (“[T]he statutory right to counsel [under the
Wisconsin Children’s Code] includes the right to effective assistance
of counsel[.]”); In the Interest of M.S., 115 S.W.3d 534, 544 (Tex.
2003) (“We hold that the statutory right to counsel in parental-
rights termination cases embodies the right to effective counsel.”).
¶ 38 Without effective representation, after all, a party “is in no
better position than one who has no counsel.” In the Interest of
K.L., 91 S.W.3d 1, 7 (Tex. App. 2002) (quoting Evitts v. Lucey, 469
15
U.S. 387, 396 (1985)). And, counsel plays a critical role in
protecting parents’ interests and ensuring that respondent parents
receive fair proceedings. See A.M., ¶¶ 28-30; Torrance P., 724
N.W.2d at 631.
¶ 39 Accordingly, we agree with these holdings and follow the great
weight of authority recognizing that respondent parents’ statutory
right to counsel in termination proceedings includes the right to
effective assistance of counsel.
B. When May a Court Consider a Claim of Ineffective Assistance of
Counsel?
¶ 40 Dependency and neglect cases do not have a specific
procedure for challenging counsel’s effectiveness. C.H., 166 P.3d at
291. Divisions of this court have therefore permitted respondent
parents to challenge trial counsel’s effectiveness on direct appeal
from a judgment terminating their parental rights. S.L., ¶¶ 1, 58;
C.H., 166 P.3d at 291; D.G., 140 P.3d at 302, 308; V.M.R., 768 P.2d
at 1269-70.
¶ 41 We agree with this procedure because it allows a reviewing
court to consider all errors that could potentially disrupt the finality
of a termination judgment in one step. People in Interest of P.N.,
16
663 P.2d 253, 258 (Colo. 1983) (“There must be finality to litigation
involving children.”); see also Santosky, 455 U.S. at 760 (Children
and parents “share a vital interest in preventing erroneous
termination of their natural relationship.”). Accordingly, this
procedure is the most expedient way to address an ineffective
assistance of counsel claim, and it mitigates the delay in achieving
permanency for children. See, e.g., § 19-1-109(1) (Appeals involving
dependency and neglect proceedings “shall be advanced on the
calendar of the appellate court and shall be decided at the earliest
practical time.”).
C. What is the Test for Evaluating an Ineffective Assistance of
Counsel Claim?
¶ 42 Although Strickland has two prongs governing review of
ineffective assistance of counsel claims, the major issue here is the
prejudice component.
¶ 43 Previous divisions of this court have borrowed the Strickland
outcome-determinative test applied in criminal cases when
evaluating the prejudice component of a claim of ineffective
assistance of trial counsel in a termination of parental rights
proceeding. Under this test, parents must show that, but for
17
counsel’s deficient performance, the result of the termination
proceeding likely would have been different. See S.L., ¶ 59; C.H.,
166 P.3d at 290-92; D.G., 140 P.3d at 308; V.M.R., 768 P.2d at
1270. That is, without counsel’s errors, the court would not have
terminated parental rights.
¶ 44 Some jurisdictions, however, have applied a “fundamental
fairness” test to determine prejudice. See, e.g., In re Geist, 796 P.2d
1193, 1204 (Or. 1990) (A parent “must show, not only that her trial
counsel was inadequate, but also that any inadequacy prejudiced
her cause to the extent that she was denied a fair trial, and,
therefore, that the justice of the circuit court’s decision is called
into serious question.”); see also People in Interest of RGB, 229 P.3d
1066, 1090 (Haw. 2010) (holding that the proper inquiry is “whether
the proceedings were fundamentally unfair as a result of counsel’s
incompetence”); Baker v. Marion Cty. Office of Family & Children,
810 N.E.2d 1035, 1041 (Ind. 2004) (“[W]e deem the focus of the
inquiry to be whether it appears that the parents received a
fundamentally fair trial whose facts demonstrate an accurate
determination.”).
18
¶ 45 We likewise conclude that the focus of the prejudice inquiry
should be fundamental fairness. But, we do so because parents’
statutory right to counsel is one of the procedural protections
afforded in termination proceedings to ensure fundamental fairness.
See A.M., ¶¶ 27-30.
¶ 46 We, therefore, depart from other divisions of this court that
have exclusively applied the Strickland outcome-determinative test,
without considering fundamental fairness, to determine whether a
parent was prejudiced by counsel’s deficient performance in a
termination of parental rights proceeding. See People in Interest of
S.N-V., 300 P.3d 911, 914 (Colo. App. 2011) (one division of the
court of appeals is not bound by the decision of another division).
¶ 47 Fundamental fairness has long been the hallmark of due
process in termination of parental rights proceedings. A.M., ¶ 28
(“Due process is ultimately rooted in the concept of fundamental
fairness . . . .”). The foundation of the Strickland test is criminal
defendants’ right to counsel under the Sixth Amendment. See
Strickland, 466 U.S. at 684-85, 687. But the foundation of the
fundamental fairness test is the fundamentally fair procedures
required in termination proceedings to protect parents’ fundamental
19
liberty interest under the Due Process Clause of the Fourteenth
Amendment. Santosky, 455 U.S. at 753-54.
¶ 48 Following Santosky, fundamental fairness has also been the
benchmark by which our supreme court has measured the
sufficiency of procedures afforded to parents in termination
proceedings. A.M.D., 648 P.2d at 636. Our supreme court
considered whether a trial court’s error in not entering a formal
order of adjudication confirming the children’s status as dependent
or neglected impaired the fundamental fairness of the termination
proceeding or deprived the parent of due process under the
circumstances of that case. J.W., ¶ 20. In a different case, the
court considered whether full participation by foster parent
intervenors undermined the fundamental fairness of the
termination hearing. A.M., ¶ 38. The supreme court has also
observed that the statute authorizing an expert witness for an
indigent parent “is part of the complex statutory scheme designed
to accord fundamental fairness to all parties in parental rights
termination proceedings.” B.B. v. People, 785 P.2d 132, 137 (Colo.
1990).
20
¶ 49 Fundamental fairness as a focus of Strickland’s prejudice
inquiry is also simply more suited to the highly discretionary nature
of termination proceedings. Because of the extent of discretion
afforded to the juvenile court, discerning the impact of counsel’s
deficient performance in the court’s decision to terminate a parent’s
rights, as required by an outcome-determinative test, is
problematic, if not impossible. In a criminal trial, the fact finder
must decide whether the defendant committed a particular crime by
determining whether the prosecution proved beyond a reasonable
doubt “the existence of all essential elements necessary to
constitute the offense charged.” Leonard v. People, 149 Colo. 360,
372, 369 P.2d 54, 61 (1962). But in a termination proceeding, the
juvenile court, as fact finder, retains discretion in deciding whether
to terminate a parent’s rights.
¶ 50 We acknowledge that section 19-3-604(1)(c), C.R.S. 2018, sets
forth the statutory factors that a juvenile court must find by clear
and convincing evidence before it may terminate parental rights.
These include “an appropriate treatment plan approved by the court
has not been reasonably complied with by the parent . . . or has not
been successful,” “the parent is unfit,” and “the conduct or
21
condition of the parent . . . is unlikely to change within a
reasonable time.” § 19-3-604(1)(c)(I)-(III). The court must also
determine whether reasonable efforts by child-caring agencies have
been unable to rehabilitate the parent. § 19-3-604(2)(h).
¶ 51 By requiring the juvenile court to determine what is
appropriate, reasonable, fit, and likely, these statutory factors
require the court to exercise discretion in determining whether
sufficient evidence exists to terminate a parent’s rights. The
ultimate decision of whether to terminate the parent-child legal
relationship also remains in the juvenile court’s discretion. See
§ 19-3-604(1) (“The court may order a termination of the parent-
child legal relationship upon the finding by clear and convincing
evidence of any one of the following . . . .”).
¶ 52 The juvenile court retains this expansive discretion because its
decision depends on additional, fact-specific inquiries. For
example, it must determine whether there is a less drastic
alternative to termination, such as the possibility here of placing
the child in the permanent custody of the maternal grandmother.
See People in Interest of M.M., 726 P.2d 1108, 1122 (Colo. 1986);
see also People in Interest of A.R., 2012 COA 195M, ¶¶ 37-38. And,
22
most important, the court must give primary consideration to the
child’s “physical, mental, and emotional conditions and needs.”
§ 19-3-604(3). In other words, the juvenile court must determine
whether termination is in the child’s best interests, and that
determination is a fact-specific inquiry. See C.H., 166 P.3d at 289;
see also A.M., ¶ 26; In re Dependency of M.-A.F.-S., 421 P.3d 482,
503 (Wash. Ct. App. 2018).
¶ 53 In making these highly discretionary determinations, the
juvenile court, as fact finder, must assess the credibility of
witnesses and determine the weight, sufficiency, and probative
value of the evidence. People in Interest of A.J.L., 243 P.3d 244,
249-50 (Colo. 2010). And “the sanctity of trial court findings is
derived from the recognition that the trial judge’s presence during
the presentation of testimonial evidence provides an unparalleled
opportunity” to make these determinations. Id. at 250 (quoting
Page v. Clark, 197 Colo. 306, 313, 592 P.2d 792, 796 (1979)).
¶ 54 Accordingly, an appellate court substantially defers to a
juvenile court’s findings in a termination proceeding and only
disturbs the court’s findings if they are “so clearly erroneous as to
find no support in the record.” Id. (quoting People in Interest of
23
C.A.K., 652 P.2d 603, 613 (Colo. 1982)). An appellate court may
not reweigh the evidence or substitute its judgment for that of the
juvenile court. See id. at 253.
¶ 55 Because the outcome of a termination proceeding may depend
on any of a variety of discretionary inquiries, an appellate court can
only speculate on the extent to which counsel’s performance
affected the juvenile court’s decision to terminate a parent’s rights.
Thus, given the considerable discretion afforded to the juvenile
court, an appellate court usually cannot resolve whether there is a
reasonable probability that, but for counsel’s deficient performance,
the court would not have terminated parental rights. See D.G., 140
P.3d at 308.
¶ 56 But an appellate court can still assess whether a parent has
made a sufficient showing that counsel’s deficient performance
prejudiced the parent by rendering the proceeding fundamentally
unfair or unreliable. We, therefore, conclude that a fundamental
fairness test is the better approach.
D. The Fundamental Fairness Test
¶ 57 Applying a fundamental fairness test, then, a parent asserting
ineffective assistance of trial counsel must allege on appeal
24
sufficient facts to demonstrate that (1) counsel’s performance was
outside the range of professionally competent assistance and (2)
counsel’s deficient performance prejudiced the parent by rendering
the proceeding fundamentally unfair or unreliable. Lockhart, 506
U.S. at 372; C.H., 166 P.3d at 291; see People in Interest of A.G.,
262 P.3d 646, 651 (Colo. 2011) (“We decline to decide whether
Strickland applies to a claim of ineffective assistance in a
termination hearing, but we acknowledge that if such a claim is
cognizable, at the very least, an allegation of prejudice would be
required.”).
1. Competent Assistance
¶ 58 To demonstrate that counsel’s performance was outside the
range of professionally competent assistance, we look to the
practice standards adopted by our supreme court for trial counsel
appointed on behalf of indigent parents in dependency and neglect
cases. Chief Justice Directive 16-02 includes minimum
requirements that a respondent parent’s counsel must pursue,
such as the following:
• “Advocate for the client’s goals and empower the client to
direct the representation and make informed decisions,”
25
Chief Justice Directive 16-02, Court Appointment
Through the Office of Respondent Parents’ Counsel,
attach. A, p.1 (effective July 1, 2017) (hereinafter CJD
16-02);
• “When needed, use formal discovery methods to obtain
information,” id. at p.2;
• “Timely file all pleadings, motions, and briefs,” id. at p.3;
• “Research applicable legal issues and advance legal
arguments when appropriate,” id.;
• “Prepare and make all appropriate motions and
evidentiary objections,” id.;
• “Present and cross-examine witnesses, prepare and
present exhibits,” id.; and
• “Request the opportunity to make opening and closing
arguments,” id.
¶ 59 Deciding whether trial counsel rendered deficient performance
is in many instances a factual endeavor because some practice
standards may not apply to a given case. See C.H., 166 P.3d at
291. Thus, a parent’s ineffective assistance of trial counsel claim
must first allege sufficient facts in the opening appellate brief that,
26
if proved, would allow a juvenile court on remand to conclude that
trial counsel’s performance was outside the range of professionally
competent assistance as defined by any chief justice directive or
another standard of professional conduct. Conversely, if the
parent’s allegations lack sufficient specificity, the ineffective
assistance claim may be summarily denied. See id.
2. Prejudice
¶ 60 To demonstrate prejudice under a fundamental fairness test,
the parent is not required to establish that counsel’s deficient
performance determined the result of the termination of parental
rights proceeding; instead, the parent must show that counsel’s
deficient performance rendered the termination proceeding
fundamentally unfair or unreliable. See Lockhart, 506 U.S. at 372.
¶ 61 A judgment terminating parental rights may be unreliable
when, due to counsel’s deficient performance, the court did not
receive essential information favorable to the parent that directly
related to the termination criteria under section 19-3-604. And, a
termination proceeding is fundamentally unfair if, due to counsel’s
deficient performance, a parent is deprived of a significant
27
procedural safeguard to which the law entitles him or her. See
Lockhart, 506 U.S. at 372.
¶ 62 The Supreme Court in Santosky noted that parents “faced
with forced dissolution of their parental rights have a more critical
need for procedural protections . . . .” Santosky, 455 U.S. at 753.
Accordingly, when “the State moves to destroy weakened familial
bonds, it must provide the parents with fundamentally fair
procedures.” Id. at 753-54. This means that the State must
provide parents adequate procedural safeguards in termination
hearings. Id. at 754 n.7 (The State may not deny “natural parents
constitutionally adequate procedures. Nor can the State refuse to
provide natural parents adequate procedural safeguards on the
ground that the family unit already has broken down.”).
¶ 63 Following Santosky, our supreme court agreed that a county
department “must meet certain due process and equal protection
standards before [a parent’s] constitutional rights can be
extinguished. Logically, the greater the deprivation, the greater the
procedural protection provided to parents.” L.L. v. People, 10 P.3d
1271, 1276 (Colo. 2000). Thus, because termination proceedings
affect important constitutional rights, “there must be substantial
28
compliance with statutory requirements.” A.M.D., 648 P.2d at 631.
These statutory requirements that provide procedural safeguards to
parents in termination proceedings include the following:
Notice. See § 19-3-602(1) (“Termination of a parent-child
legal relationship shall be considered only after the filing of
a written motion alleging the factual grounds for
termination.”).
Right to a separate hearing. See id. (“[T]ermination of a
parent-child legal relationship shall be considered at a
separate hearing following an adjudication of a child as
dependent or neglected. Such motion shall be filed at least
thirty days before such hearing.”).
Counsel. See § 19-3-602(2) (“[T]he parent or parents shall
be advised of the right to counsel if not already represented
by counsel . . . .”).
Appointment of counsel if indigent. See § 19-3-202(1)
(“[T]he court shall fully advise the respondent [parent] of his
or her . . . right to seek the appointment of counsel through
the office of respondent parents’ counsel . . . if the
29
respondent is unable to financially secure counsel on his or
her own.”).
Appointment of an expert if indigent. See § 19-3-607(1),
C.R.S. 2018 (“An indigent parent has the right to have
appointed one expert witness of his or her own choosing
whose reasonable fees and expenses, subject to the review
and approval by the office of the respondent parents’
counsel, shall be paid by the state of Colorado.”).
Review of all ordered evaluations. See § 19-3-607(2) (“All
ordered evaluations shall be made available to counsel at
least fifteen days prior to the hearing.”).
Appointment of a guardian ad litem. See § 19-3-602(3) (“A
guardian ad litem, who shall be an attorney and who shall
be the child’s previously appointed guardian ad litem
whenever possible, shall be appointed to represent the
child’s best interests in any hearing determining the
involuntary termination of the parent-child legal
relationship.”).
Proof by clear and convincing evidence. See § 19-3-604(1)
(“The court may order a termination of the parent-child
30
legal relationship upon the finding by clear and convincing
evidence . . . .”).
Right to cross-examine adverse parties and call witnesses.
A.M., ¶ 29.
The juvenile court’s consideration and elimination of less
drastic alternatives to terminating parental rights. M.M.,
726 P.2d at 1123.
Right to appeal an adverse judgment. See § 19-1-109(2)(b)
(“An order terminating . . . the legal relationship between a
parent or parents and one or more of the children of such
parent or parents on a petition, or between a child and one
or both parents of the child, shall be a final and appealable
order.”).
See A.M., ¶¶ 28-29.
¶ 64 In light of these requirements, a parent’s ineffective assistance
of trial counsel claim must also allege sufficient facts in the opening
appellate brief that, if proved, would allow a juvenile court on
remand to conclude, on the one hand, that counsel’s deficient
performance impaired a significant procedural safeguard. See
Lockhart, 506 U.S. at 372. Significant procedural safeguards
31
include, for example, the right to notice, see § 19-3-602(1), the right
to a separate hearing, see id., the right to counsel and appointed
counsel if indigent, see §§ 19-3-602(2), 19-3-202(1), proof by clear
and convincing evidence, see § 19-3-604(1), and the right to appeal,
see § 19-1-109(2)(b).
¶ 65 Or, on the other hand, a parent must allege sufficient facts
that, if proved, would allow a juvenile court on remand to conclude
that because of counsel’s deficient performance, the court did not
receive essential information favorable to the parent that related to
the termination criteria under section 19-3-604. Failure to receive
essential information might relate to counsel’s efforts to rebut the
county department’s evidence through cross-examining adverse
parties, calling witnesses, obtaining an expert witness, timely review
of an ordered evaluation, or litigating a less drastic alternative to
termination when a relative has previously been identified. See
§ 19-3-602(2) (The court must advise a parent that relatives “must
file a request for guardianship and legal custody of the child within
twenty days” of the filing of the motion to terminate parental
rights.).
32
¶ 66 But, again, if the parent’s allegations lack sufficient specificity,
such as how the information was essential to the parent’s case, the
ineffective assistance claim may be summarily denied. See C.H.,
166 P.3d at 291.
¶ 67 Nonetheless, a reviewing court may, in some circumstances,
find that counsel’s deficient performance was so likely to prejudice
the parent that the termination proceeding was presumptively
unfair and unreliable. See United States v. Cronic, 466 U.S. 648,
658-59 (1984). That is, “if counsel entirely fails to subject the
[adverse party’s] case to meaningful adversarial testing,” then “the
adversary process itself” is “presumptively unreliable.” Id. This is
so because, “as our adversary system presupposes, accurate and
just results are most likely to be obtained” in termination of
parental rights proceedings “through the equal contest of opposed
interests.” Lassiter v. Dep’t of Soc. Servs., 452 U.S. 18, 28 (1981).
¶ 68 Accordingly, where an appellate court concludes that counsel’s
deficient performance rendered the termination proceeding
presumptively unfair or unreliable, it need not remand a parent’s
ineffective assistance claim to the juvenile court for further
proceedings because “the cost of litigating” the effect of counsel’s
33
deficient performance “in a particular case is unjustified.” Cronic,
466 U.S. at 658.
¶ 69 We now turn to mother’s ineffective assistance of counsel
claim.
E. Mother’s Ineffective Assistance of Counsel Claim
¶ 70 Mother’s ineffective assistance of counsel claim, as we
understand, addresses the fact of the earlier adjudication and other
deficiencies at the termination hearing. We address each in turn.
1. The Fact of the Earlier Adjudication
¶ 71 Mother, as we understand, points to a lack of compliance with
the statutory requirements for establishing the fact of the earlier
adjudication and contends that her counsel was ineffective at the
adjudicatory stage because he did not
make a record of her request for an adjudicatory hearing,
including requesting or waiving a jury trial;
represent her position at the adjudicatory hearing (as
opposed to purporting to represent her “best interests”); and
request that evidence be presented at the adjudicatory
hearing.
34
Mother also contends that her counsel was ineffective because he
did not object to the court entering an adjudication without
ensuring that her admission was knowing and voluntary.
¶ 72 To address mother’s contentions, we must first determine
whether her claim is cognizable. Because we conclude her claim is
cognizable, we must then determine whether she has alleged
sufficient facts that, if proved, would allow a juvenile court on
remand to conclude that she received ineffective assistance of trial
counsel at the termination hearing.
a. The Claim is Cognizable
¶ 73 “[T]he fact of an earlier dependency or neglect adjudication
must be established by clear and convincing proof” at a termination
hearing. A.M.D., 648 P.2d at 641 n.14; see § 19-3-604(1). This fact
rests on proof of the child’s status as dependent or neglected. See
J.W., ¶ 32 (noting that mother’s admission established the
children’s factual status as dependent or neglected and thus met
the purpose of the adjudicatory process). This status is proved at
the earlier adjudicatory hearing in several ways.
¶ 74 First, a county department may prove that the factual
allegations in the petition are supported by a preponderance of the
35
evidence under section 19-3-505(1) and (7)(a). See People in Interest
of A.H., 271 P.3d 1116, 1120 (Colo. App. 2011). The fact of an
adjudication may be determined by a court or by a jury. § 19-3-
202(2); see People in Interest of K.J.B., 2014 COA 168, ¶ 29; A.H.,
271 P.3d at 1120. Or, the material facts may be undisputed. See
People in Interest of S.N., 2014 CO 64, ¶ 21.
¶ 75 Second, a parent may waive his or her right to an adjudicatory
hearing and enter an admission to the petition. People in Interest of
N.D.V., 224 P.3d 410, 415 (Colo. App. 2009); see C.R.J.P. 4.2(b).
When the parent admits or stipulates that the child is dependent or
neglected, the county department is relieved of its burden of proving
the allegations in the petition. See People in Interest of A.M., 786
P.2d 476, 479 (Colo. App. 1989). Before accepting the admission,
the court must find that (1) the parent understands his or her
rights, the allegations in the petition, and the effect of the
admission; and (2) the admission is voluntary. People in Interest of
N.G., 2012 COA 131, ¶ 19; see also C.R.J.P. 4.2(c)(1)-(2).
¶ 76 (Some juvenile courts enter an adjudication by default. See
generally K.J.B., 2014 COA 168. In our case, the court found at the
termination hearing that the child had been adjudicated dependent
36
and neglected by default. We agree with mother that the record
does not show that the court entered a default judgment against
her at the adjudicatory hearing. We express no opinion on whether
a default would be an appropriate method to prove an adjudication.
See id.)
¶ 77 But, if, due to counsel’s deficient performance, a county
department did not have to prove the factual allegations in the
petition by a preponderance of the evidence and the parent did not
make a knowing and voluntary admission, the child’s factual status
as dependent or neglected was not properly established.
¶ 78 Because the fact of adjudication must be established by clear
and convincing evidence at a termination of parental rights hearing,
A.M.D., 648 P.2d at 641 n.14, a claim attacking this fact based on
counsel’s performance at the adjudicatory stage is cognizable. But
this claim is only cognizable in the narrow circumstance where,
because of counsel’s deficient performance, the county department
did not prove the child’s status as dependent or neglected by a
preponderance of the evidence or by a parent’s knowing and
voluntary admission. See J.W., ¶ 32. In so concluding, we express
no opinion on whether a parent may raise an ineffective assistance
37
of counsel claim in the direct appeal of an adjudication after the
entry of disposition. See § 19-1-109(2)(c).
¶ 79 Thus, for us to consider a claim of ineffective assistance of
counsel based on counsel’s performance at the adjudicatory hearing
in a direct appeal from a judgment terminating parental rights, a
parent must allege sufficient facts in the opening appellate brief
that, if proved, would allow a juvenile court on remand to conclude
that
counsel rendered deficient performance at the adjudicatory
hearing; and
due to counsel’s deficient performance, there was not
substantial compliance with the requirements for
establishing a child’s status as dependent or neglected.
¶ 80 We now turn to mother’s contentions.
b. Mother’s Contentions
¶ 81 Mother’s contention that her counsel made no record of her
request for an adjudicatory hearing is unsupported. Her counsel
appeared before the court in early August 2016 to set the matter for
a hearing. Still, as mother correctly asserts, counsel neither
38
requested nor waived mother’s right to have a jury at the
adjudicatory hearing.
¶ 82 When the adjudicatory hearing began, mother’s counsel
informed the court that he was unsure why mother was not present
because he “had arrangements with” mother to be there. Mother’s
counsel stated that he would proceed in mother’s “best interests”
and that it was in her “best interests” for the court to enter a no-
fault adjudication.
¶ 83 The record does not show why counsel believed it was in
mother’s best interests to accept a no-fault adjudication in her
absence. Counsel’s obligation, however, was to advocate for
mother’s position, not to represent his idea of her “best interests.”
CJD 16-02, attach. A, p.1; see also A.L.L. v. People in Interest of
C.Z., 226 P.3d 1054, 1063-64 (Colo. 2010). Thus, because of
counsel’s deficient performance, the court adjudicated the child
dependent or neglected without requiring the Department to prove
the allegations in the petition by a preponderance of the evidence or
ensuring that mother was making a knowing and voluntary
admission.
39
¶ 84 Accordingly, we conclude that mother has alleged sufficient
facts that, if proved, would allow a juvenile court on remand to
conclude that trial counsel’s performance was outside the range of
professionally competent assistance as defined by CJD 16-02 and
that, due to counsel’s deficient performance, there was not
substantial compliance with the requirements for establishing the
child’s status as dependent or neglected. CJD 16-02, attach. A,
pp.1, 3 (noting that the parent’s attorney shall advocate for the
client’s goals, empower the client to make informed decisions, and
make all appropriate motions and evidentiary objections).
¶ 85 Thus, mother has made a sufficient showing that counsel’s
deficient performance relieved the Department of its burden of
proving the fact of the earlier adjudication by clear and convincing
evidence. § 19-3-604(1)(c); A.M.D., 648 P.2d at 641 n.14 (“[T]he fact
of an earlier dependency or neglect adjudication must be
established by clear and convincing proof at a subsequent
termination of parental rights proceeding since the existence of a
dependency or neglect adjudication is an essential prerequisite to
termination.”).
40
¶ 86 Accordingly, mother’s counsel did not subject this essential
element to any meaningful adversarial testing, rendering the
termination proceeding presumptively unfair and unreliable.
Cronic, 466 U.S. at 659.
2. Termination Hearing
¶ 87 Mother also contends that her counsel was ineffective at the
termination hearing because he
made no objection to admitting exhibits containing
inadmissible hearsay statements;
agreed to proceed by offer of proof; and
did not effectively litigate placing the child with maternal
grandmother as a less drastic alternative.
We agree, in part. Applying the fundamental fairness test, we
conclude that overall mother has made a sufficient showing of
ineffective assistance of counsel at the termination hearing.
a. Exhibits
¶ 88 We initially conclude that mother has not made a sufficient
showing of ineffective assistance based on her counsel’s failure to
object to the admission of the exhibits. Mother does not explain
which exhibits contained inadmissible hearsay or how the
41
admission of the exhibits led to a fundamentally unfair or
unreliable proceeding.
b. Offer of Proof
¶ 89 But we conclude that mother has made a sufficient showing of
ineffective assistance based on her counsel’s agreement to proceed
by offer of proof at the termination hearing.
¶ 90 Offers of proof are governed by CRE 103. CRE 103(a)(2)
provides that when a trial court makes a ruling excluding evidence,
“the substance of the evidence [i]s made known to the court by
offer.” An offer of proof apprises the court of the nature and
substance of proposed evidence. See Lanari v. People, 827 P.2d
495, 503 (Colo. 1992). But an offer of proof is not evidence. See
People v. Gillis, 883 P.2d 554, 559 (Colo. App. 1994).
¶ 91 We recognize there is an opinion of the Colorado Bar
Association’s Ethics Committee broadly stating that in dependency
and neglect proceedings, a respondent parent’s attorney “may agree
to, or not object to, the presentation of evidence by offers of proof.”
Colo. Bar Ass’n Ethics Comm., Formal Op. 114 (modified June 19,
2010) (hereinafter, Formal Opinion 114). We also recognize that
footnote 15 of Formal Opinion 114 states that such offers of proof
42
are not the same as offers of proof under CRE 103(a)(2) and that
many Colorado jurisdictions use informal offers of proof to expedite
proceedings.
¶ 92 Whether proffered evidence at a termination of parental rights
hearing is called an “offer of proof” or something else is
unimportant. Although the Children’s Code permits juvenile courts
to conduct hearings informally, see § 19-1-106(2), C.R.S. 2018,
Formal Opinion 114 does not specifically address the use of “offers
of proof” at termination of parental rights proceedings, and our
supreme court has held that “before a parent-child relationship may
be terminated due process of law requires that the state support the
alleged grounds for termination by a standard of proof no less
demanding than clear and convincing evidence.” A.M.D., 648 P.2d
at 631 (referring to the Supreme Court’s holding in Santosky). Only
if “a parent is deemed unfit when tested by demanding standards is
a parent-child relationship to be terminated.” Id. at 640 (citation
omitted). Thus, the informal “offer of proof” proceeding discussed in
Formal Opinion 114 should not serve as a substitute for an
evidentiary termination of parental rights proceeding. See People in
Interest of L.M., 2018 CO 34, ¶ 36 (noting the “substantial burden of
43
proof that the legislature has imposed on the State for terminating
parental rights in a dependency and neglect proceeding”).
¶ 93 And, statements by an attorney representing the county
department about how the caseworker would testify at a
termination of parental rights proceeding is not equivalent to live
testimony made under oath. See People v. Fry, 92 P.3d 970, 975
(Colo. 2004) (“[T]estimony is much more reliable when it is given
under oath at trial where the witness can be cross-examined and
the [fact finder] may observe the witness’s demeanor.”). (We do not
mean to suggest that it is always improper for counsel to stipulate
to facts not in dispute.)
¶ 94 Mother’s counsel here stated that he did not “have any
objection” to the county attorney talking about the evidence instead
of offering live testimony at the termination hearing. Mother’s
counsel also neither contested the county attorney’s statements,
nor made clear that he was not stipulating to the statements. See
Formal Opinion 114 at n.15 (cautioning opposing counsel to not
stipulate to the statements made in an “offer of proof” proceeding).
As a result, the court terminated mother’s parental rights without
hearing any testimony and with little evidence.
44
¶ 95 Accordingly, mother has made a sufficient showing that trial
counsel’s performance was outside the range of professionally
competent assistance as defined by CJD 16-02. CJD 16-02, attach.
A, p.3 (providing that the parent’s attorney shall advance a legal
argument, prepare and make all evidentiary objections, present and
cross-examine witnesses, present exhibits, and request the
opportunity to present opening and closing arguments). And,
because mother’s counsel did not subject the Department’s case to
any meaningful adversarial testing, see Cronic, 466 U.S. at 659,
counsel’s deficient performance further rendered the termination
proceeding presumptively unfair and unreliable. See id.
¶ 96 Thus, we reverse the termination judgment and remand for a
new termination of parental rights hearing.
c. Less Drastic Alternatives
¶ 97 Mother mounts two challenges regarding less drastic
alternatives to termination. She contends that (1) the court erred in
finding no less drastic alternative to termination, and (2) mother’s
counsel did not effectively litigate placing the child with maternal
grandmother as a less drastic alternative to termination. Because
these two issues are so intertwined, and we are otherwise
45
remanding for a new termination of parental rights hearing, we
need not address mother’s ineffective assistance of counsel
contentions regarding a less drastic alternative.
¶ 98 The maternal grandmother asked to be made a party to the
case and even moved for the court to allocate parental
responsibilities for the child to her. Mother’s counsel indicated that
the maternal grandmother could be a long-term placement for the
child and could care for the child without an adoption. But he did
not move for APR to the maternal grandmother, respond to the
maternal grandmother’s APR motion, object to the juvenile court’s
denial of the maternal grandmother’s motion to intervene, or timely
request an evidentiary hearing on the matter.
¶ 99 Because mother’s counsel did not litigate this issue, the record
is unclear as to whether the juvenile court fully considered the
maternal grandmother as a less drastic alternative to termination.
This may be the reason the judge could not recall at a later hearing
that maternal grandmother had moved for custody of the child
before the termination hearing.
¶ 100 A reviewing court often presumes that the juvenile court
considered and eliminated less drastic alternatives to termination if
46
the court’s findings conform to the statutory criteria for termination
and its findings are supported by clear and convincing evidence.
C.S., 83 P.3d at 640-41. But counsel did not timely litigate the less
drastic alternative issue, the juvenile court’s findings are based on
little evidence, and the court at a later hearing indicated that it
wanted to consider maternal grandmother as a less drastic
alternative to termination. Thus, this is not a case where we can
presume anything about maternal grandmother based on the
juvenile court’s findings regarding the other termination criteria and
their record support. Id.
¶ 101 Indeed, the juvenile court indicated it likely would have denied
the Department’s motion to terminate parental rights and that there
was a less drastic alternative. For these reasons, in the interest of
judicial economy, the juvenile court may consider maternal
grandmother as a less drastic alternative before conducting a full
evidentiary termination hearing.
IV. Conclusion
¶ 102 We reverse the judgment and remand the case to the juvenile
court for further proceedings.
47
¶ 103 As a threshold matter, the juvenile court may consider the
maternal grandmother as a viable less drastic alternative to
termination. If, however, the court determines that maternal
grandmother is not a viable less drastic alternative, the court must
hold a new evidentiary termination hearing and allow mother to
present evidence and argument in opposition. The court and
parties must give priority on the docket to holding such a hearing.
See § 19-5-202.5(1), C.R.S. 2018.
¶ 104 Any party may appeal the order terminating or refusing to
terminate the legal relationship between mother and her child.
§ 19-1-109(2)(b).
JUDGE ROMÁN and JUDGE LICHTENSTEIN concur.
48