IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA18-234
Filed: 18 December 2018
Guilford County, Nos. 16 CRS 77832-33
STATE OF NORTH CAROLINA
v.
JOHN THOMAS COLEY
Appeal by defendant from judgments entered 25 September 2017 by Judge
Richard S. Gottlieb in Guilford County Superior Court. Heard in the Court of Appeals
3 October 2018.
Attorney General Joshua H. Stein, by Assistant Attorney General Michael T.
Henry, for the State.
Kimberly P. Hoppin for defendant-appellant.
TYSON, Judge.
John Thomas Coley (“Defendant”) appeals from his convictions of assault with
a deadly weapon inflicting serious injury and possession of a firearm by a felon.
Defendant argues on appeal that the trial court erred by declining to instruct the jury
on self-defense and defense of habitation. We reverse Defendant’s convictions, vacate
the judgment, and grant him a new trial.
I. Background
STATE V. COLEY
Opinion of the Court
On the evening of 7 June 2016, Defendant was sitting outside of his neighbor’s
house with friends. At the time, Defendant was recovering from a broken leg and
was using crutches and a wheelchair. Derrick Garris, who “stayed at [Defendant’s]
house off and on,” approached Defendant at the neighbor’s house and punched
Defendant, causing him to fall out of his chair. Defendant got up and began walking
home on crutches. When Defendant arrived home, Garris grabbed Defendant and
threw him up against the door. After Defendant opened the door, Garris grabbed
Defendant and threw him over two chairs. Defendant bounced off the chairs and
landed on the floor. Garris then grabbed and threw Defendant into a recliner. Garris
repeatedly called Defendant “12,” which is slang for a narcotics officer or law
enforcement agent, and accused Defendant of “snitch[ing] on [his] brothers” and
getting them “locked up” for trafficking guns. Defendant denied Garris’ accusations.
Garris left, but quickly returned with a friend, Djimon Lucas, allegedly to
retrieve his clothes. As Defendant attempted to explain the earlier events to Lucas,
Garris punched Defendant a couple more times and then left again. Defendant
testified that by the time he had climbed from the floor into his wheelchair, he saw
Garris once more entering the house. As Garris entered, Defendant reached down
beside his wheelchair, retrieved a gun, and shot at Garris. Conversely, Garris
testified that he was standing in the street in front of the house when the gunshot hit
him and that he fled the scene seeking medical assistance.
-2-
STATE V. COLEY
Opinion of the Court
On 12 December 2016, the Guilford County Grand Jury indicted Defendant for
attempted first-degree murder, assault with a deadly weapon with intent to kill
inflicting serious injury, and possession of a firearm by a felon. During the charge
conference at trial, the court denied Defendant’s request for jury instructions on self-
defense and defense of habitation. Defendant objected and preserved the issue for
appeal.
The jury found Defendant not guilty of attempted first-degree murder and
assault with a deadly weapon with intent to kill inflicting serious injury. The jury
found Defendant guilty of assault with a deadly weapon inflicting serious injury, a
lesser-included offense without intent to kill, and possession of a firearm by a felon.
The trial court sentenced Defendant to twenty-six to forty-four months’ imprisonment
for assault with a deadly weapon inflicting serious injury, together with a consecutive
term of thirteen to twenty-five months for possession of a firearm by a felon.
Defendant gave oral notice of appeal in court.
II. Jurisdiction
An appeal of right lies with this Court pursuant to N.C. Gen. Stat. §§ 7A-27(b)
and 15A-1444 (2017).
III. Standard of Review
A defendant is entitled to a self-defense instruction when “competent evidence
of self-defense is presented at trial.” State v. Morgan, 315 N.C. 626, 643, 340 S.E.2d
-3-
STATE V. COLEY
Opinion of the Court
84, 95 (1986) (emphasis omitted). Defendant’s evidence, taken as true, is sufficient
to support the instruction, even if contradictory evidence exists. State v. Moore, 363
N.C. 793, 796, 688 S.E.2d 447, 449 (2010). “[T]he evidence is to be viewed in the light
most favorable to the defendant.” Id. (citation omitted). “[A] defendant entitled to any
self-defense instruction is entitled to a complete self-defense instruction, which
includes the relevant stand-your-ground provision.” State v. Bass, __ N.C. __, __, 819
S.E.2d 322, 326 (2018).
Determining whether a trial court erred in instructing the jury is a question of
law reviewed de novo. State v. Voltz, ___ N.C. App. ___, ___ 804 S.E.2d 760, 765 (2017).
“Under a de novo review, the court considers the matter anew and freely substitutes
its own judgment for that of the lower tribunal.” State v. Williams, 362 N.C. 628, 632-
33, 669 S.E.2d 290, 294 (2008) (citation and quotation marks omitted).
IV. Self-Defense
Defendant argues the trial court erred by failing to instruct the jury on self-
defense. We agree.
The trial judge must instruct the jury on the law applicable to the substantive
features of the case arising from the evidence and apply the law to the facts of the
case. State v. Covington, 317 N.C. 127, 131, 343 S.E.2d 524, 527 (1986). Self-defense
is a substantial and essential feature of a case; thus, a defendant who presents
competent evidence of self-defense at trial is entitled to a jury instruction on this
-4-
STATE V. COLEY
Opinion of the Court
defense. Morgan, 315 N.C. at 643, 340 S.E.2d at 95. The evidence is viewed in the
light most favorable to the defendant, and if the evidence taken as true is sufficient
to support a self-defense instruction, it must be given, even if the State presents
contradictory evidence. Moore, 363 N.C. at 796, 688 S.E.2d at 449.
In North Carolina, the right to use deadly force to defend oneself is provided
both by statute and case law. Under statute,
(a) A person is justified in using force, except deadly force,
against another when and to the extent that the person
reasonably believes that the conduct is necessary to defend
himself or herself or another against the other’s imminent
use of unlawful force. However, a person is justified in the
use of deadly force and does not have a duty to retreat in
any place he or she has the lawful right to be if either of the
following applies:
(1) He or she reasonably believes that such force is
necessary to prevent imminent death or great bodily
harm to himself or herself or another.
(2) Under the circumstances permitted pursuant to
G.S. 14-51.2.
N.C. Gen. Stat. § 14-51.3(a) (2017) (emphasis supplied).
The State’s cross-examination of Defendant focused upon whether or not
Defendant had intended to kill Garris when Defendant shot at him. However, intent
to kill is not necessary for an instruction on self-defense, only that the defendant
intentionally used deadly force to defend himself without retreating from a place
where he had a lawful right to be. State v. Richardson, 341 N.C. 585, 594, 461 S.E.2d
724, 730 (1995) (“self-defense involves an admitted, intentional act”); see also State v.
-5-
STATE V. COLEY
Opinion of the Court
Ayers, __ N.C. App. __, __, 819 S.E.2d 407, 412 (“Defendant intended to ‘strike the
blow’ . . . even if he did not intend to kill”), stay allowed, __ N.C. __, 817 S.E.2d 735
(2018).
An instruction on self-defense is not appropriate where a defendant testifies
he did not intend to hit anyone when he fired his weapon. State v. Cook, __ N.C. App.
__, __, 802 S.E.2d 575, 577 (2017), aff’d per curiam, 370 N.C. 506, 809 S.E.2d 566
(2018) (“a defendant who fires a gun in the face of a perceived attack is not entitled
to a self-defense instruction if he testifies that he did not intend to shoot the attacker
when he fired the gun”).
Defendant’s statement of the shot being a “warning shot” came only as a
response to the prosecutor’s question on whether Defendant had “intend[ed] to kill”
Garris. Taken as a whole, Defendant’s testimony supports his argument that he had
shot at Garris, and intended to do so:
[Prosecutor:] Did you shoot [Garris]?
[Defendant:] Yes, I did.
[Prosecutor:] Did you intend to kill [Garris]?
[Defendant:] No, I didn’t.
[Prosecutor:] When you shot [Garris] and, be clear, you did
not intend to kill [Garris]?
[Defendant:] No, sir. My intentions was to warn him off so
he wouldn’t hurt me again.
-6-
STATE V. COLEY
Opinion of the Court
[Prosecutor:] So, you were shooting a warning shot?
[Defendant:] Yes, sir.
[Prosecutor:] So, isn’t a warning shot when you shoot in the
air?
[Defendant:] Sometimes people shoot warning shots in the
air, sometimes people shoot them at the door, sometimes
people shoot warning shots at people’s feet. I mean, there’s
several places you can shoot a warning shot.
[Prosecutor:] But it’s your testimony that your intentions
were not to kill [Garris]?
[Defendant:] And that is correct. That’s why there was only
one shot fired.
[Prosecutor:] So, why would you use deadly force if it was
not your intention to kill [Garris]?
[Defendant:] Because that was the only means of protection
that I could use. I had nothing else.
(Emphasis supplied).
The prosecutor introduced the idea of a warning shot, and tried to assert a
warning shot would occur when a person “shoot[s] in the air.” Our precedents hold
this action would not be entitled to a self-defense instruction. State v. Williams, 342
N.C. 869, 873, 467 S.E.2d 392, 394 (1996) (instruction on self-defense is not
appropriate where “the defendant testified that he fired his pistol three times into
the air to scare [the victim] and the others and make them retreat so he could leave
the area”).
-7-
STATE V. COLEY
Opinion of the Court
Defendant’s testimony asserts he only fired one shot at Garris because he did
not intend to kill him, but was using “the only means of protection” he had to defend
himself against Garris’ repeated attacks. If Defendant had intended to simply warn
Garris and then cause further injury to defend himself, he would have fired more
than one shot. See id. at 874, 467 S.E.2d at 394-95 (where defendant fired three
warning shots, and the third one struck the victim in the back, “it is entirely
unreasonable to believe” a person would have thought the use of deadly force was
necessary to protect himself from a fleeing assailant).
In Williams, our Supreme Court concluded “a reasonable person believing that
the use of deadly force was necessary to save his or her life would have pointed the
pistol at the perceived threat and fired at the perceived threat.” Id. Such a belief
must be “objectively reasonable.” Id. In the light most favorable to him, Defendant’s
testimony and cross-examination, including the testimony above, indicates he had a
reasonable belief Garris would continue to severely injure him or even kill him.
Defendant shot at Garris to “strike the blow” as a way to prevent further assault or
death.
During direct examination, Defendant had testified to his fear of Garris.
Garris had implied Defendant was a “snitch” and, as Defendant stated:
[Defendant:] Normally in the streets a snitch get beat up.
They jump -- they jump on snitches.
-8-
STATE V. COLEY
Opinion of the Court
[Defense Counsel:] Okay. When you say beat up, is -- is that
the extent of it?
[Defendant:] I mean, it could go from being killed, beaten
with bats. I mean, it’s – there’s no limit to what could
happen to you.
...
[Defense Counsel:] You said you had a feeling he was going
to come back. Why -- why did you have that feeling?
[Defendant:] Because he had already jumped on me so
many times, I mean, he -- he, as they seen, as the jury seen,
he’s a pretty big dude. He had jumped on me so many
times, I took him as being a aggressive individual.
[Defense Counsel:] Did you -- did you have any -- what --
what did you think he was going to do if he came back?
[Defendant:] He was going to jump on me again or possibly
even kill me. I, you know, I had no understanding of what
he might have did.
...
[Defendant:] Well, again, like I said, he had attacked me so
many times, my statement he was going to jump on me as
if he was going to punch me in my face or maybe even try
to hurt, harm, or endanger me physically. Like I never
knew what he left to go get, as if he might have -- he could
have went and got another weapon, I don’t know.
Defendant’s testimony of his fear of Garris, his uncertainty of whether Garris
was armed, and his need to protect himself continued during cross-examination.
[Prosecutor:] Okay. And you – [Garris] did not have a gun
in his hand when he walked in the door, did he?
-9-
STATE V. COLEY
Opinion of the Court
[Defendant:] No, he didn’t, but I don’t know what he had.
He could have possessed a knife, a bat, anything.
[Prosecutor:] He could have, but you didn’t see any of that
in his hand, did you?
[Defendant:] I don’t know what he possessed.
[Prosecutor:] I’m just asking what you saw.
[Defendant:] At the time, no, I wasn’t looking to see what
he had. I was only worried about getting hurt.
[Prosecutor:] So, the answer to my question is you did not
see a weapon in [Garris’] hand?
[Defendant:] At the time I didn’t -- I wasn’t looking. I was
more focused on not getting hurt.
...
[Prosecutor:] How would you describe the force that you
used?
[Defendant:] As protective.
[Prosecutor:] Did you think that the shot that you gave
[Garris] was something that he could die from?
[Defendant:] No, I didn’t.
[Prosecutor:] So, you didn’t think that shooting a person in
vital areas of their body they would die from that?
[Defendant:] I didn’t feel it was a vital area.
...
[Prosecutor:] So, you thought the appropriate response was
to shoot him?
- 10 -
STATE V. COLEY
Opinion of the Court
[Defendant:] Once he came back in, I felt like he was going
to attack me another time, yes, sir.
(Emphasis supplied).
Viewing Defendant’s testimony as true, competent evidence was presented
from which a jury could reasonably infer Defendant intended to “strike the blow”
when he aimed at Garris and shot his gun in self-defense. Ayers, __, N.C. App. at __,
819 S.E.2d at 412; cf. Williams, 342 N.C. at 873, 467 S.E.2d at 394.
Viewed in the light most favorable to him, ample testimony was presented
showing Defendant had an objectively reasonable belief he needed to use deadly force
to repel another physical attack to his person by Garris. Cf. Williams, 342 N.C. at
873, 467 S.E.2d at 394. Because of the previous assaults by Garris, Defendant, who
required the use of a wheelchair or crutches to maneuver and ambulate as a result of
his injuries, was reasonably afraid of further injury or even death. Defendant did not
know whether or not Garris had retrieved a weapon before Garris returned, after
multiple prior assaults, and came back into Defendant’s home for a final time. “From
this evidence, a jury could reasonably infer that [D]efendant reasonably believed
[Garris] was armed at the time of the altercation.” State v. Irabor, __ N.C. __, __,
__S.E.2d __, __, 2018 WL 6051600, at *4 (2018).
The State’s argument focuses on a very brief portion of Defendant’s responses
to the prosecutor’s questions, that he fired a “warning shot,” but neglects to review in
the light most favorable to Defendant his testimony to support a jury instruction for
- 11 -
STATE V. COLEY
Opinion of the Court
self-defense. Even though contradictory evidence exists, sufficient evidence was
presented to provide an instruction on self-defense to the jury. Moore, 363 N.C. at
796, 688 S.E.2d at 449; see also Irabor, 2018 WL 6051600, at *4.
V. Defense of Habitation
Our statutes provide that a lawful occupant of a home “is presumed to have
held a reasonable fear of imminent death or serious bodily harm to himself or herself
or another when using defensive force that is intended or likely to cause death or
serious bodily harm to another” if:
(1) The person against whom the defensive force was used
was in the process of unlawfully and forcefully entering, or
had unlawfully and forcibly entered, a home, motor vehicle,
or workplace, or if that person had removed or was
attempting to remove another against that person’s will
from the home, motor vehicle, or workplace.
(2) The person who uses defensive force knew or had reason
to believe that an unlawful and forcible entry or unlawful
and forcible act was occurring or had occurred.
N.C. Gen. Stat. § 14-51.2(b) (2017). Further, any “person who unlawfully and by force
enters or attempts to enter a person’s home . . . is presumed to be doing so with the
intent to commit an unlawful act involving force or violence.” N.C. Gen. Stat. § 14-
51.2(d).
Defendant was inside his home when Garris crossed over the door’s threshold,
according to Defendant’s testimony. Garris had repeatedly assaulted Defendant
previously that evening, including throwing Defendant into and over furniture inside
- 12 -
STATE V. COLEY
Opinion of the Court
his home. Defendant had barely managed to get himself off of the floor and into his
wheelchair when Garris returned and entered Defendant’s home.
The dissenting opinion argues Garris also had a right to be in the house,
negating the defense of home presumption in N.C. Gen. Stat. § 14-51.2(b). See N.C.
Gen. Stat. § 14-51.2(c)(1). Defendant testified Garris “stayed” in the house
occasionally. Garris testified he only kept some clothes at Defendant’s house, but no
other belongings.
Presuming a conflict in the evidence exists as to whether Garris had a right to
be in the home, it is to be resolved by the jury, properly instructed. See Moore, 363
N.C. at 796, 688 S.E.2d at 449. Because Defendant intended to and did shoot at
Garris while under attack inside his home, he should have been afforded the
instruction on defense of habitation. N.C. Gen. Stat. § 14-51.2; cf. Cook, __ N.C. App.
at __, 802 S.E.2d at 578.
VI. Conclusion
Defendant presented competent evidence at trial that he was acting in self-
defense. The trial court was required to instruct the jury on self-defense. See Morgan,
315 N.C. at 643, 340 S.E.2d at 95. Defendant’s response to the State’s question that
he had fired a “warning shot” is not dispositive of his lack of intent to shoot Garris.
Defendant continuously describes his actions as shooting at Garris, and only stated
he did not intend to kill Garris, which is not a requirement for self-defense. The State
- 13 -
STATE V. COLEY
Opinion of the Court
focuses on two responses at cross-examination to dispense of Defendant’s right to self-
defense, but ignores the remainder of Defendant’s testimony.
Viewed in the light most favorable to Defendant, the evidence was sufficient to
support a jury instruction on self-defense and on defense of habitation. See Moore,
363 N.C. at 796, 688 S.E.2d at 449; N.C. Gen. Stat. § 14-51.2(b). The trial court’s
failure to provide the requested instructions on self-defense was error and prejudicial,
as Defendant was acquitted by the jury on all charges involving an intent to kill.
Defendant is entitled to a new trial with complete self-defense instructions. See Bass,
__ N.C. at __, 819 S.E.2d at 326. It is so ordered.
NEW TRIAL.
Judge CALABRIA concurs.
Judge ZACHARY dissents with separate opinion.
- 14 -
No. COA18-234 – State v. Coley
ZACHARY, Judge, dissenting.
In this case, Defendant testified that he fired a warning shot at Garris. This
acknowledgment by Defendant demonstrates that he did not “inten[d] to strike the
victim with the blow,” State v. Ayers, ___, N.C. App. ___, ___, 819 S.E.2d 407, 411,
stay allowed, ___, N.C. ___, 817 S.E.2d 735 (2018), and that such act exceeded that
which was reasonably necessary to protect himself from death or serious bodily harm,
thereby precluding a jury instruction on self-defense. The trial court also correctly
declined to instruct on defense of habitation because Defendant’s testimony that he
fired a warning shot rebuts the statutory presumption of “reasonable fear of
imminent death or serious bodily harm” when using defensive force in the home.
Additionally, Garris was a lawful occupant of Defendant’s residence further
precluding an instruction on defense of habitation. For these reasons and as
explained below, I respectfully dissent.
I.
In North Carolina, both statute and case law provide the right to use force to
defend oneself. The General Assembly has enacted two relevant statutes concerning
self-defense and defense of habitation. See N.C. Gen. Stat. §§ 14-51.2, -51.3 (2016).
Concerning defense of the person, N.C. Gen. Stat. § 14-51.3 provides, in pertinent
part:
(a) A person is justified in using force, except deadly force,
against another when and to the extent that the person
STATE V. COLEY
Zachary, J., dissenting
reasonably believes that the conduct is necessary to defend
himself or herself or another against the other’s imminent
use of unlawful force. However, a person is justified in the
use of deadly force and does not have a duty to retreat in
any place he or she has the lawful right to be if either of
the following applies:
(1) He or she reasonably believes that such force is
necessary to prevent imminent death or great bodily
harm to himself or herself or another.
(2) Under the circumstances permitted pursuant to
G.S. 14-51.2.
(b) A person who uses force as permitted by this section is
justified in using such force and is immune from civil or
criminal liability for the use of such force . . . .
Id. § 14-51.3.
Regarding defense of habitation, N.C. Gen. Stat. § 14-51.2 provides, in
pertinent part:
(b) The lawful occupant of a home, motor vehicle, or
workplace is presumed to have held a reasonable fear of
imminent death or serious bodily harm to himself or herself
or another when using defensive force that is intended or
likely to cause death or serious bodily harm to another if
both of the following apply:
(1) The person against whom the defensive force
was used was in the process of unlawfully and
forcefully entering, or had unlawfully and forcibly
entered, a home, motor vehicle, or workplace . . . .
(2) The person who uses defensive force knew or had
reason to believe that an unlawful and forcible entry
or unlawful and forcible act was occurring or had
occurred.
(c) The presumption set forth in subsection (b) of this
section shall be rebuttable and does not apply in any of the
following circumstances:
(1) The person against whom the defensive force is
used has the right to be in or is a lawful resident of
2
STATE V. COLEY
Zachary, J., dissenting
the home, motor vehicle, or workplace, such as an
owner or lessee, and there is not an injunction for
protection from domestic violence or a written
pretrial supervision order of no contact against that
person.
....
(d) A person who unlawfully and by force enters or
attempts to enter a person’s home . . . is presumed to be
doing so with the intent to commit an unlawful act
involving force or violence.
(e) A person who uses force as permitted by this section is
justified in using such force and is immune from civil or
criminal liability for the use of such force . . . .
(f) A lawful occupant within his or her home, motor vehicle,
or workplace does not have a duty to retreat from an
intruder in the circumstances described in this section.
(g) This section is not intended to repeal or limit any other
defense that may exist under the common law.
Id. § 14-51.2(b)-(g).
However, a defendant cannot establish that he is entitled to a self-defense
instruction under any of these standards when he testifies that he did not “inten[d]
to strike the victim with the blow.” Ayers, ___ N.C. App. at ___, 819 S.E.2d at 411.
II.
If an individual reasonably believes that deadly force is necessary to prevent
death or great bodily harm to that individual or to another, then the individual is
justified in the use of that deadly force and does not have a duty to retreat in any
place that the individual has a lawful right to be. N.C. Gen. Stat. § 14-51.3(a)(1)
(2016).
3
STATE V. COLEY
Zachary, J., dissenting
In State v. Cook, officers were executing a search warrant at the defendant’s
residence while the defendant was upstairs in his bedroom. ___ N.C. App. ___, ___,
802 S.E.2d 575, 576 (2017). Two officers went upstairs and announced their presence
to the defendant. Id. at ___, 802 S.E.2d at 576. As one officer kicked down the door
of the bedroom, the defendant fired two gunshots from inside his bedroom, narrowly
missing an officer. Id. at ___, 802 S.E.2d at 576. On appeal, the defendant argued
that he shot at the officers in self-defense and stated that he had “no specific
intention” when he fired his weapon and was “just scared.” Id. at ___, 802 S.E.2d at
576. This Court, applying § 14-51.3, held that because the defendant “testified that
he did not intend to shoot anyone when he fired his gun . . . he was not entitled to a
self-defense instruction.” Id. at ___, 802 S.E.2d at 576.
Here, as in Cook, Defendant testified that he did not intend to kill Garris, but
merely to “warn him off” by firing one shot:
[The State:] Did you shoot [Garris]?
[Defendant:] Yes, I did.
[The State:] Did you intend to kill [Garris]?
[Defendant:] No, I didn’t.
[The State:] When you shot [Garris] and, be clear, you did
not intend to kill [Garris]?
[Defendant:] No, sir. My intentions was to warn him off so
he wouldn’t hurt me again.
4
STATE V. COLEY
Zachary, J., dissenting
[The State:] So, you were shooting a warning shot?
[Defendant:] Yes, sir.
....
[The State:] But it’s your testimony that your intentions
were not to kill [Garris]?
[Defendant:] And that is correct. That’s why there was
only one shot fired.
[The State:] So, why would you use deadly force if it was
not your intention to kill [Garris]?
[Defendant:] Because that was the only means of protection
that I could use. I had nothing else.
(Emphasis added).
It is evident from Defendant’s testimony that he intended merely to fire a
warning shot. Defendant’s act of shooting a warning shot exceeded that which was
reasonably necessary to protect himself from death or serious bodily harm, thereby
precluding a jury instruction on self-defense. Therefore, the trial court did not err by
refusing to instruct the jury on self-defense.
Despite Defendant’s testimony that he meant to fire a warning shot, the
majority argues that “Defendant’s testimony supports his argument that he had shot
at Garris, and intended to do so.” Majority Op. at 6. The majority further states that
all self-defense requires is “that the defendant intentionally used deadly force to
defend himself without retreating from a place where he had a lawful right to be.”
5
STATE V. COLEY
Zachary, J., dissenting
Id. at 5. Shooting a gun at someone is certainly using deadly force, but a warning
shot is not an intentional attempt to strike a blow as Ayers requires. The majority’s
assertion that “[i]f Defendant had intended to simply warn Garris and then cause
further injury to defend himself, he would have fired more than one shot,” id. at 8,
disregards Defendant’s express testimony that demonstrates his lack of intent to
strike a blow to Garris. The manner and number of warning shots should not be
dispositive as to whether a defendant is entitled to a self-defense instruction. Such
insistence muddies the water of self-defense law in this State. When asked whether
Defendant knew that he had hit Garris, Defendant responded, “No, I didn’t at the
time.” This testimony, together with Defendant’s acknowledgement that the one shot
he took was a warning shot, demonstrates that Defendant did not possess an intent
to strike a blow upon Garris. An errant warning shot that inadvertently hits an
attacker does not reveal an intent to shoot the attacker.
III.
The trial court properly declined to instruct on defense of habitation as well.
In 2011, the General Assembly enacted the defense of habitation statute, N.C. Gen.
Stat. § 14-51.2, which provides a rebuttable presumption that the lawful occupant of
a home has “a reasonable fear of imminent death or serious bodily harm . . . when
using defensive force that is intended or likely to cause death or serious bodily harm
to another” when the following two circumstances apply. Id. § 14-51.2(b). First, “[t]he
6
STATE V. COLEY
Zachary, J., dissenting
person against whom the defensive force was used was in the process of unlawfully
and forcefully entering, or had unlawfully and forcibly entered, a home, . . . or if that
person had removed or was attempting to remove another against that person’s will
from the home,” and second, “[t]he person who uses defensive force knew or had
reason to believe that an unlawful and forcible entry or unlawful and forcible act was
occurring or had occurred.” Id. § 14-51.2(b)(1),(2).
The statutory defense of habitation with its presumption of reasonable fear
does not apply where the defendant testifies that he fired a warning shot and did not
intend to shoot his attacker. Cook, ___ N.C. App. at ___, 802 S.E.2d at 578 (“[A]
defendant who testifies that he did not intend to shoot the attacker is not entitled to
an instruction under N.C. Gen. Stat. § 14-51.2 because his own words disprove the
rebuttable presumption that he was in reasonable fear of imminent harm.” (emphasis
added)). Defendant’s testimony that he shot to “warn [Garris] off” without the
intention of shooting him rebuts the statutory presumption that Defendant held a
reasonable fear of imminent harm. Furthermore, a warning shot is not force “that is
intended or likely to cause death or serious bodily harm to another.” Id. § 14-51.2(b).
Moreover, Garris was a lawful occupant of Defendant’s home, thereby
precluding Defendant’s right to a jury instruction on defense of habitation.
Defendant allowed Garris to live with him at his residence “off and on,” and Garris
possessed a key to the house. Garris testified that on the night that Defendant shot
7
STATE V. COLEY
Zachary, J., dissenting
Garris, he was going to Defendant’s residence to retrieve some of his clothes. The
statutory presumption of “reasonable fear of imminent death or serious bodily harm”
does not apply if “[t]he person against whom the defensive force is used has the right
to be in or is a lawful resident of the home.” Id. § 14-51.2(c)(1).
Garris was a lawful occupant of the home because he had been living at the
residence, he possessed a key to the residence, and some of his personal belongings
remained at Defendant’s residence. Even viewed in the light most favorable to
Defendant, no evidence was presented that Defendant rescinded Garris’s right to be
present in the home even after their altercation—in fact, Garris testified that he left
“voluntarily” after the altercation with Defendant. For this reason, and because
Defendant’s testimony that he shot a warning shot rebutted the statutory
presumption that Defendant held a reasonable fear of imminent harm, the trial court
correctly declined to instruct the jury on defense of habitation.
IV.
Where Defendant testified that he shot in warning, lacking an intent to shoot
the attacker, the trial court did not err in declining to instruct the jury on self-defense
or defense of habitation. In addition, the trial court did not err in refusing to instruct
the jury on defense of habitation where Garris was a lawful occupant of the house
into which he entered. For these reasons, I would find no error in the trial court’s
8
STATE V. COLEY
Zachary, J., dissenting
jury instructions concerning self-defense and defense of habitation. I respectfully
dissent.
9