[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FILED
FOR THE ELEVENTH CIRCUIT U.S. COURT OF APPEALS
________________________ ELEVENTH CIRCUIT
JULY 1, 2005
No. 04-16318 THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D.C. Docket No. 04-00114-CR-4
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
LAMAR JABBAR MCGILL,
a.k.a. Tony Green,
Defendant-Appellant.
__________________________
Appeal from the United States District Court
for the Southern District of Georgia
_________________________
(July 1, 2005)
Before BLACK, HULL and PRYOR, Circuit Judges.
PER CURIAM:
Lamar Jabbar McGill appeals his 108-month sentence for possession of a
firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). On appeal,
McGill argues that the district court: (1) erred by applying a four-level
enhancement pursuant to U.S.S.G. § 2K2.1(b)(5); and (2) violated Blakely v.
Washington, 542 U.S. ___, 124 S. Ct. 2531 (2004), and United States v. Booker,
543 U.S. ___, 125 S. Ct. 738 (2005), by improperly enhancing his sentence based
on facts that were not admitted by him in his plea agreement. After de novo
review, we vacate McGill’s sentence and remand for resentencing.
I. BACKGROUND
A. Plea Colloquy
Pursuant to a written plea agreement, McGill pled guilty to one count of
possession of a firearm by a convicted felon. During the plea colloquy, the
government proffered the following facts, which McGill admitted as true. In
September 2003, Alcohol, Tobacco, Firearms, and Explosives Task Force (“ATF”)
agents received information that defendant McGill was a convicted felon and in
possession of firearms, as well as quantities of cocaine that he was willing to sell.
ATF agents confirmed that McGill had been convicted of aggravated assault in
2001.
Between October 2003 and December 2003, undercover ATF agents met
with McGill to purchase firearms and cocaine. Specifically, on October 24, 2003,
undercover ATF agents met with McGill and purchased three firearms: (1) a .38
2
caliber revolver; (2) a .25 caliber semi-automatic pistol; and (3) a .22 caliber semi-
automatic pistol. All three firearms had traveled in interstate commerce.
B. PSI and Sentencing
According to the PSI, between October and December 2003, McGill sold
approximately 42.3 grams of crack cocaine, 10 firearms, and 1 hand grenade to
undercover ATF agents. One of the firearms had a partially obliterated serial
number. The sales occurred during a series of transactions initiated by McGill, in
which he sold the undercover agents either crack, weapons, or both.
The PSI set McGill’s base offense level at 20, pursuant to U.S.S.G.
§ 2K2.1(a)(4)(A). The PSI also recommended the following enhancements: (1) a
four-level enhancement, pursuant to U.S.S.G. § 2K2.1(b)(1)(B), because the
offense involved between 8 and 24 firearms; (2) a two-level enhancement,
pursuant to U.S.S.G. § 2K2.1(b)(3), because the offense involved a hand grenade;
(3) a two-level enhancement, pursuant to U.S.S.G. § 2K2.1(b)(4), because the
offense involved at least 1 firearm with a partially obliterated serial number; and
(4) a four-level enhancement, pursuant to U.S.S.G. § 2K2.1(b)(5), because McGill
used or possessed the firearms in connection with another felony offense, namely,
distribution of crack.
3
With a total offense level of 32 and a criminal history category of III,
McGill’s Guidelines range was 151-188 months’ imprisonment. Because the
statutory maximum sentence for a violation of § 922(g)(1) is 10 years, McGill’s
recommended imprisonment term was reduced to 120 months’ imprisonment.
McGill objected to the PSI, arguing that it was constitutionally
impermissible under Blakely for the district court to enhance McGill’s sentence
based on facts not admitted by him in the plea agreement. Further, McGill
objected to the four-level enhancement under § 2K2.1(b)(5), arguing that the
firearms were not possessed “in connection with” another felony offense.
Pursuant to § 5K1.1, the government filed a motion for a downward
departure based on McGill’s substantial assistance in the investigation and
prosecution of a codefendant. At the sentencing hearing, the district court adopted
the factual statements contained in the PSI, noting that McGill had failed to object
to them. Additionally, the district court overruled McGill’s objections as to the
enhancements. The district court concluded that with regard to the § 2K2.1(b)(5)
enhancement, the “in connection with” requirement was satisfied. Specifically,
the district court stated:
What do you say . . . to the fact that all of the information in this case
shows that the firearms and the drugs were offered and/or sold all at the
same time? That he sold firearms and he also sold crack cocaine during
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the same instance, and that they were all offered to the officers and sold
at the same time? And, you know, the Sentencing Guidelines,
2K2.1(b)(5), all that’s required is if the evidence shows that the drugs
and firearms were intermingled in his conduct, and that they were in
connection with. And if they’re intermingled and in connection with,
then they satisfy that provision of the guidelines.
Finally, the district court adopted the PSI’s sentencing calculations, finding that
the applicable Guidelines imprisonment term was 120 months. Based upon the
government’s § 5K1.1 motion, the district court departed downward and sentenced
McGill to 108 months’ imprisonment.
II. DISCUSSION
A. Section 2K2.1(b)(5) Enhancement
On appeal, McGill argues that the district court erred by enhancing his
sentence under § 2K2.1(b)(5) because the firearms involved in the offense were
not used or possessed “in connection with” the sale of crack, but rather, served
only as merchandise in unrelated transactions.1
Section 2K2.1(b)(5) provides for a four-level enhancement “[i]f the
defendant used or possessed any firearm or ammunition in connection with
1
We review the district court’s application and interpretation of the Sentencing Guidelines
de novo. United States v. Rhind, 289 F.3d 690, 693 (11th Cir. 2002), cert. denied, 537 U.S. 1114,
123 S. Ct. 869 (2003).
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another felony offense.” U.S.S.G. § 2K2.1(b)(5) (emphasis added).2 “While §
2K2.1(b)(5) does not define the phrase ‘in connection with,’ we have held that
courts should give such phrases their ordinary meaning.” United States v. Rhind,
289 F.3d 690, 695 (11th Cir. 2002), cert. denied, 539 U.S. 1114, 123 S. Ct. 869
(2003) (citation omitted). We have also held that the phrase “in connection with”
should be given an expansive interpretation. See id.; see also United States v.
Matos-Rodriguez, 188 F.3d 1300, 1308-09 (11th Cir. 1999) (interpreting the “in
connection with” language contained in U.S.S.G. § 2B5.1(b)(3)); United States v.
Young, 115 F.3d 834, 838 (11th Cir. 1997) (interpreting the “in connection with”
language contained in U.S.S.G. § 4B1.4(b)(3)(A)).
Further, we have concluded that the “in connection with” language “does
not exclude possession of the firearm as the fruit of the crime which the possessor
is contemporaneously committing.” Young, 115 F.3d at 837. In Young, the
defendant robbed a house and stole the occupant’s rifle. Id. at 835. The district
2
Specifically, § 2K2.1(b)(5) states:
If the defendant used or possessed any firearm or ammunition in connection with
another felony offense; or possessed or transferred any firearm or ammunition with
knowledge, intent, or reason to believe that it would be used or possessed in
connection with another felony offense, increase by 4 levels.
U.S.S.G. § 2K2.1(b)(5).
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court determined that the firearm was possessed “in connection with” the burglary,
and we affirmed. Id. at 836-38.3
In this case, the district court did not err in concluding that McGill
possessed the firearms “in connection with” the sale of drugs. According to the
facts in the PSI, which McGill did not challenge, McGill sold both firearms and
crack simultaneously to undercover ATF agents. Although the firearms were not
the “fruit” of McGill’s crack sales, the evidence is adequate to support a finding
that the firearms were part and parcel of those sales. The firearms may have even
facilitated the crack sales by allowing McGill to become a one-stop-shop for crack
and firearms. Accordingly, the district court did not err by applying the four-level
enhancement under § 2K2.1(b)(5).
B. Booker Error
On appeal, McGill argues that, under Blakely and Booker, the district court
erred by applying the § 2K2.1(b)(5) enhancement based on facts that were not
charged in the indictment and that he did not admit.
3
In Young, this Court was not considering the “in connection with” language found in §
2K2.1(b)(5), but was analyzing the “in connection with” language found in U.S.S.G. §
4B1.4(b)(3)(A), the career criminal provision. However, this Court has many times considered the
definition of “in connection with” in other sections of the Guidelines, including § 4B1.4(b)(3)(A),
when analyzing the “in connection with” language in § 2K2.1(b)(5). See, e.g., Rhind, 289 F.3d at
695.
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In Booker, the Supreme Court held that Blakely applied to the Sentencing
Guidelines. United States v. Rodriguez, 398 F.3d 1291, 1297-98 (11th Cir. 2005),
cert. petition filed, 73 U.S.L.W. 353 (Feb. 23, 2005) (No. 04-1148). Under
Booker, “there are two types of sentencing errors: one is constitutional and the
other is statutory.” United States v. Dacus, 408 F.3d 686, 688 (11th Cir. 2005).
“[T]he Sixth Amendment right to trial by jury is violated where under a mandatory
guidelines system a sentence is increased because of an enhancement based on
facts found by the judge that were neither admitted by the defendant nor found by
the jury.” Rodriguez, 398 F.3d at 1298. The statutory error occurs when the
district court sentences a defendant “under a mandatory Guidelines scheme, even
in the absence of a Sixth Amendment enhancement violation.” United States v.
Shelton, 400 F.3d 1325, 1330-31 (11th Cir. 2005).
Based on Booker, we conclude that the district court violated McGill’s
Sixth Amendment rights by enhancing his sentence based on a judicial fact finding
that McGill possessed the firearms in connection with the sale of crack. Although
McGill never challenged that he sold the firearms and the crack together, he did
argue that the “in connection with” requirement was not satisfied. A district
court’s determination that a firearm was used “in connection with” another felony
offense is a factual one. See United States v. Whitfield, 50 F.3d 947, 949 & n.8
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(11th Cir. 1995) (“Whatever the applicable legal benchmark, the district court’s
factual determination that the weapon was used or possessed ‘in connection with’
the burglaries was not clearly erroneous.”); see also United States v. Jackson, 276
F.3d 1231, 1235 (11th Cir. 2001) (“It is a reasonable finding of fact to conclude
from this testimony that the defendant made a real and determined effort to use the
gun in connection with the assault in some manner.”).
McGill properly preserved his Booker claim in the district court by
objecting to the PSI based on Blakely and by renewing that objection at
sentencing. See United States v. Dowling, 403 F.3d 1242, 1245 (11th Cir. 2005).
When there is a timely objection in the district court, we review the defendant’s
Booker claim de novo and determine whether the error is harmless. See United
States v. Paz, 405 F.3d 946, 948 (11th Cir. 2005).
As discussed above, there was sufficient evidence to support the district
court’s application of the § 2K2.1(b)(5) firearm enhancement. Further, we note
that the district court correctly calculated McGill’s Guidelines range and properly
applied the statutory maximum sentence of 120 months’ imprisonment. See
United States v. Crawford, 407 F.3d 1174, 1178 (11th Cir. 2005) (stating that after
Booker, district courts must consult the Guidelines and “[t]his consultation
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requirement, at a minimum, obliges the district court to calculate correctly the
sentencing range prescribed by the Guidelines”).
However, in this case, the government has failed to meet its burden to show
that the constitutional error was harmless. See Paz, 405 F.3d at 948.4 In Paz,
which was a Booker constitutional error case, we explained that harmless error
analysis puts the burden on the government to show “beyond a reasonable doubt
that the error complained of did not contribute to the sentence obtained.” Id.
(quotation marks, punctuation, and citation omitted). Thus, the government must
show beyond a reasonable doubt that the mandatory, as opposed to the advisory,
application of the Guidelines did not contribute to the defendant’s sentence. See
United States v. Davis, 407 F.3d 1269, 1270-71 (11th Cir. 2005).
In this case, there is no evidence indicating what effect, if any, changing
from a mandatory to an advisory approach would have had on the district court’s
sentencing decision. The district court gave no indication of what sentence it
would have imposed under an advisory Guidelines scheme. Accordingly, “[w]e
simply do not know what the sentencing court would have done had it understood
4
“To find harmless error, we must determine that the error did not affect the substantial rights
of the parties.” Paz, 405 F.3d at 948 (quoting United States v. Hernandez, 160 F.3d 661, 670 (11th
Cir. 1998)). “A constitutional error, such as a Booker error, must be disregarded as not affecting
substantial rights if the error is harmless beyond a reasonable doubt.” Id. (internal quotation marks,
punctuation and citation omitted).
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the guidelines to be advisory rather than mandatory, and had properly considered
the factors in 18 U.S.C. § 3553(a).” Davis, 407 F.3d at 1271. Thus, the
government has failed to carry its burden.
Therefore, we vacate McGill’s sentence and remand to the district court for
resentencing. On remand, the district court is required to sentence McGill under
an advisory Guidelines regime. Booker, 125 S. Ct. at 757.5
VACATED AND REMANDED.
5
We do not mean to imply that on remand the district court must impose a lesser sentence.
Rather, we merely hold that the government has failed to meet its burden to show that the Booker
statutory error of sentencing under a mandatory Guidelines regime was harmless.
We also will not attempt to decide now whether a particular sentence below or above the
Guidelines range might be reasonable in this case. If there is an appeal of the actual post-remand
sentence which raises that issue, we can decide it then.
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