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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN THE INTEREST OF: R.K.H., A : IN THE SUPERIOR COURT OF
MINOR PENNSYLVANIA
APPEAL OF: W.P., FATHER
: No. 2016 EDA 2018
Appeal from the Order Entered June 12, 2018
In the Court of Common Pleas of Philadelphia County
Family Court at No(s): CP-51-AP-0000133-2018
CP-51-DP-0001080-2016
IN THE INTEREST OF: J.M.H., A : IN THE SUPERIOR COURT OF
MINOR PENNSYLVANIA
APPEAL OF: W.P., FATHER
: No. 2019 EDA 2018
Appeal from the Order Entered June 12, 2018
In the Court of Common Pleas of Philadelphia County
Family Court at No(s): CP-51-AP-0000135-2018
CP-51-DP-0000017-2017
BEFORE: PANELLA, J., DUBOW, J., and NICHOLS, J.
MEMORANDUM BY PANELLA, J. FILED JANUARY 07, 2019
W.P. ("Father") appeals from the decrees and orders entered June 12,
2018, which granted the petition of the Philadelphia County Department of
Human Services ("DHS") and terminated his parental rights to his minor sons
R.K.P. (born October 2015) and J.M.H. (born January 2017) (collectively
"Children"), pursuant to § 2511(a)(2), (5), (8), and (b) of the Adoption Act,
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and changed the Children's permanency goal to adoption pursuant to § 6351
of the Juvenile Act.' Additionally, Father's counsel, Robin W. Banister, Esquire,
seeks to withdraw his representation of Father pursuant to Anders v.
California, 87 S. Ct. 1936 (1967), Commonwealth v. Santiago, 978 A.2d
349 (Pa. 2009), and In re V.E., 611 A.2d 1267, 1275 (Pa. Super. 1992). We
grant counsel's petition to withdraw and affirm the decrees and orders.
We adopt the following recitation of facts from the trial court opinion,
which in turn is supported by the record. See Trial Court Opinion ("TCO"),
8/16/18, at 1-19. Prior to the initiation of this matter, Mother had been
involved with DHS. In March 2015, Mother's parental rights to four older
children were involuntarily terminated. At least two other children of Mother's,
were also committed to DHS at this time.
On May 10, 2016, DHS received a general protective services report
alleging that seven -month -old R.K.P. had been last seen for a well -child visit
in March 2016, and at the time, had been vomiting. Mother was counseled
regarding overfeeding R.K.P. and appeared overwhelmed and frustrated
caring for R.K.P. and his older sister, two -year -old H.H. Mother was living in a
substance abuse shelter with Children, had missed three scheduled visits for
R.K.P. at St. Christopher's Hospital for Children, and was not current with
1-That same day, the court terminated the parental rights of R.H. ("Mother").
We addressed Mother's appeal in a separate memorandum. The court also
terminated the parental rights of L.E., the father of H.H. L.E. has not
separately appealed the termination.
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R.K.P.'s vaccinations. After the shelter was contacted, Mother left the shelter
without leaving valid contact information.
On May 11, 2016, DHS phoned Mother and informed her that DHS and
an in -home protective services social worker would visit her home the next
day. Mother agreed to the visit; however, upon the arrival of social workers,
she was not at home. DHS learned that Mother had been evicted several days
earlier. Mother did not respond to repeated calls and text messages, but
eventually provided DHS with an updated address. When DHS visited the new
address no one answered the door. Another family's name appeared on the
nameplate. DHS left a notice letter in the mailbox.
On June 3, 2016, DHS filed a dependency petition as to H.H. and R.K.P.,
noting that aggravated circumstances existed pursuant to 42 Pa.C.S.A. §
6302. On July 13, 2016, Mother was incarcerated for civil contempt. At that
time, Father brought H.H. and R.K.P. to DHS, and provided DHS with the
address where he resided with Mother.
Father stated to DHS that he could not care for Children at that time.
On July 14, 2016, DHS filed an application for emergency protective
custody and on July 15, 2016, obtained an order for protective custody for
R.K.P. and H.H.
On August 9, 2016, R.K.P. and H.H. were adjudicated dependent and
removed from Mother's care. At an October 2016 permanency review hearing,
Father was in need of housing, and was referred to the Achieving Reunification
Center ("ARC"), but did not attend.
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In January 2017, Mother gave birth to J.M.H., who was removed from
her care after discharge from the hospital. Following a shelter care hearing,
J.M.H. was placed in foster care. On January 6, 2017, Mother tested positive
for opiates. On January 13, 2017, the court held a permanency review hearing
for H.H. and R.K.P. At that time, Father's visitation was adequate; he was to
provide Community Umbrella Agencies with proof of employment, and re -
referred to ARC. On February 6, 2017, J.M.H. was adjudicated dependent.
In April 2017, the court entered an aggravated circumstances order as
to Mother due to the earlier involuntarily terminations of her parental rights
to her older children. In July 2017, Father's visitation was decreased to
weekly, ninety -minute supervised visits at DHS. Father had been referred to
Focus on Fathers, an ARC program, but had not complied. He was discharged
from ARC due to his lack of participation. Father was re -referred for parenting
classes, ordered to obtain appropriate housing, and provide confirmation of
employment by the next hearing.2
On February 20, 2018, DHS filed a petition seeking to involuntarily
terminate the parental rights of L.E., Mother, and Father pursuant to
§2511(a)(1), (2), (5), (8), and (b), and petitions to change Children's goal to
2 An additional permanency review hearing was held in November 2017,
although the order does not provide additional information regarding Father's
progress.
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adoption. DHS filed amended termination and goal change petitions in May
2018.3
On June 12, 2018, the court convened hearings on the goal change and
termination petitions. Children were represented by Marilyn Rigmaiden-
DeLeon, Esquire, as guardian ad /item, and James Martin, Esquire, as legal
counsel. Father, represented by counsel, was present at the hearing and
testified on his own behalf. Dr. William Russell, forensic psychologist; Jennifer
Kosloski, DHS social worker; and Marita Thorpe, DHS case aide, testified for
DHS.
Dr. Russell testified that he performed parenting capacity evaluations of
Mother in 2014-2015, and 2017-2018. It does not appear that Dr. Russell
performed a parenting capacity evaluation of Father, and he offered no
testimony related to Father.
Jennifer Kosloski testified that she has been the assigned DHS case
manager for the family since 2014. DHS has been involved with Mother since
2012. Mother has twelve children; her parental rights to four children were
previously terminated, and nine children are currently in the custody of DHS.4
Father's objectives were to obtain and maintain stable, suitable housing;
attend weekly supervised visits; complete all workshops at ARC; and provide
DHS with any address or telephone number changes. Father did not achieve
3Mother gave birth to C.H. in April 2018. Father is the biological father of C.H.
C.H. is in the legal custody of DHS.
4 Mother clarified that she has eleven children in total and ten living children.
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consistency in his housing; in July 2017 he informed Ms. Kosloski that he and
Mother were living in Mother's grandmother's home, which was abandoned
and did not have electricity or running water. Father claimed that he could not
complete ARC parenting classes due to his work schedule, but did not provide
an employment schedule or employment documentation. Father is consistent
with his visitation, but outside of the weekly supervised visits has no contact
with Children.
Children are placed together in a pre -adoptive home. They have a
bonded relationship with their foster mother. Ms. Kosloski's opinion was that
Children would not be irreparably harmed by the termination of Father's
parental rights, and that it was in their best interests to be placed for adoption.
Marita Thorpe testified that she is the supervisor of Father's weekly visits
with Children. Ms. Thorpe requested visits be shortened, because Children
would get agitated during lengthier visits and would cry throughout the
duration. R.K.P. and J.M.H. interact with their father well during visits, and
J.M.H. runs to Father, but neither child cries at the end of the visit or asks for
Father. Children call their foster mother "mom," and run to see her at the end
of each visit with Father. R.K.P. calls Father "B ," while J.M.H. calls Father
"dad." Additionally, although R.K.P. is stubborn and does not listen to Mother
or Father, he allows foster mother to redirect him.
Father testified that he last saw his Children a week before the hearing.
When Children see him, they run to him. Father denied ever living in an
abandoned building, and claimed he had called Ms. Kosloski to request a home
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visit but that she was too busy to look at the new home. Father testified that
he loves his Children, but admitted he did not buy them birthday cards, and
could not remember their birthdays. Father claimed he was employed all four
years Children were in the custody of DHS, but admitted that he did not
provide paystubs or report his income. Father admitted he never offered foster
mother any child support, had never sent a birthday or Christmas gift or card
to Children. However, Father stated he buys food for Children at every visit.
Father testified that he had never lived with Mother and was not in a
relationship with her, despite having a two -month -old son with Mother, born
in April 2018.
At the conclusion of the hearing, the court, without allowing argument
by counsel for any party, terminated the parental rights of L.E., Mother, and
Father pursuant to §2511(a)(2), (5), (8), and (b). Father timely filed notices
of appeal and statements of errors complained of on appeal pursuant to
Pa.R.A.P. 1925(a)(2)(i) and (b).
On appeal, Father raises the following issues for our review:
1. Whether the trial court erred and/or abused its discretion by
finding that [DHS] proved by clear and convincing evidence that
it was in the children's best interests to grant the DHS petitions to
change the goal to adoption because Father was a viable
reunification resource and he was bonded to his children.
2. Whether the trial court erred and/or abused its discretion by
granting the DHS petition to terminate Father's parental rights
because it failed to consider the 2511(a)(1)(2)(5)(8) [sic]
evidence in "the totality of the circumstances."
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3. Whether the trial court erred and/or abused its discretion by
finding that DHS proved by clear and convincing evidence that it
was in the "best interests" of the children to be adopted because
Father consistently visited and was very involved in playing with
his children, and was bonded with them according to the agency
witness.
Anders Brief, at 3 (suggested answers and unnecessary capitalization
omitted).
When faced with a purported Anders brief, this Court may not review
the merits of any possible underlying issues without first examining counsel's
request to withdraw. See Commonwealth v. Goodwin, 928 A.2d 287, 290
(Pa. Super. 2007) (en banc). Prior to withdrawing as counsel on direct appeal
under Anders, counsel must file a brief that meets the requirements
established by the Pennsylvania Supreme Court in Santiago, namely:
(1) provide a summary of the procedural history and facts, with
citations to the record;
(2) refer to anything in the record that counsel believes arguably
supports the appeal;
(3) set forth counsel's conclusion that the appeal is frivolous; and
(4) state counsel's reasons for concluding that the appeal is
frivolous. Counsel should articulate the relevant facts of record,
controlling case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
978 A.2d at 361.
Counsel also must provide a copy of the Anders brief to his client.
Attending the brief must be a letter that advises the client of his
right to: (1) retain new counsel to pursue the appeal; (2) proceed
pro se on appeal; or (3) raise any points that the appellant deems
worthy of the courels attention in addition to the points raised by
counsel in the Anders brief.
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Commonwealth v. Oreliana, 86 A.3d 877, 879-880 (Pa. Super. 2014)
(internal citation and quotation marks omitted).
After determining that counsel has satisfied these technical
requirements of Anders and Santiago, only then may this Court "conduct an
independent review of the record to discern if there are any additional, non -
frivolous issues overlooked by counsel." Commonwealth v. Flowers, 113
A.3d 1246, 1250 (Pa. Super. 2015) (citations and footnote omitted).
Attorney Banister's Anders brief complies with these requirements. He
includes a summary of the relevant factual and procedural history; he refers
to the portions of the record that could arguably support Father's claim; and
he sets forth his conclusion that the appeal is frivolous and no other issues
could be raised. He explains his reasoning and supports his rationale with
citations to the record and pertinent legal authority. Additionally, Attorney
Banister has supplied Father with a copy of the Anders brief and letter
explaining his rights. Thus, counsel has complied with the technical
requirements for withdrawal.
We next need to independently review the record to determine if the
issues raised are indeed frivolous and to ascertain whether there are any non -
frivolous issues Father may pursue on appeal.
Upon review of the record and prior to addressing the merits of Father's
appeal, however, we must first address sua sponte the representation
provided by Children's legal counsel. See In re K.J.H., 180 A.3d 411, 412-
414 (Pa. Super. 2018). Our Supreme Court, in In re Adoption of L.B.M.,
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161 A.3d 172, 183 (Pa. 2017) (plurality), held that 23 Pa.C.S.A. § 2313(a)
requires that counsel be appointed to represent the legal interests of any child
involved in contested involuntary termination proceedings. The Court noted
that legal interests are synonymous with the child's preferred outcome, but
the child's best interests are determined by the court. See id.
Since L.B.M., this Court has clarified the requirements counsel must
meet in order to provide adequate representation in termination matters. See
In re Adoption of T.M.L.M., 184 A.3d 585, 587-591 (Pa. Super. 2018). The
Pennsylvania Supreme Court has held that: (1) a GAL may serve as counsel
where there is no conflict between the child's legal and best interests, and (2)
that there is no conflict between the child's best and legal interests if the child
is non -communicative due to the child's young age. See In re T.S., 192 A.3d
1080, 1092-1093 (Pa. 2018).
Here, the trial court appointed legal counsel for Children, Attorney
James Martin, Esquire. Attorney Martin was present at the hearing and
participated in cross-examination of witnesses. However, he did not argue
Children's preferred outcome. Regardless, R.K.P. and J.M.H. were too young
to express their preferences, and accordingly, there was no conflict between
their legal and best interests. See, e.g., id. While we note with disapproval
Attorney Martin's failure to file a brief before this Court or join the brief of
another party, this does not impede our review. See In re Adoption of
T.M.L.M., 184 A.3d at 590 (recognizing that counsel's duty to represent a
child does not stop at the conclusion of the termination of parental rights
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hearing, and counsel abdicates legal responsibilities to his client when he fails
to file a brief or otherwise notify this Court of his client's position).
We turn now to the merits of Father's appeal as to Children. Father first
challenges the goal change to adoption. He argues that DHS did not make
reasonable efforts to get Father into parenting programs, because only two
referrals were made and the referrals were for day -time programs Father
could not attend due to work.
With regard to dependency cases:
The standard of review which this Court employs in cases of
dependency is broad. However, the scope of review is limited in a
fundamental manner by our inability to nullify the fact-finding of
the lower court. We accord great weight to this function of the
hearing judge because he is in the position to observe and rule
upon the credibility of the witnesses and the parties who appear
before him. Relying upon his unique posture, we will not overrule
his findings if they are supported by competent evidence.
In re N.A., 116 A.3d 1144, 1148 (Pa. Super. 2015) (citation omitted). Thus,
we employ an abuse of discretion standard. See In re L.Z., 111 A.3d 1164,
1174 (Pa. 2015).
Regarding the disposition of dependent children, the Juvenile Act, 42
Pa.C.S.A. § 6351(e) -(g), provides the criteria for a permanency plan. The
court must determine a disposition best suited to the safety and protection,
as well as the physical, mental, and moral welfare of the child. See 42
Pa.C.S.A. § 6351(g). With a goal change petition, the trial court
considers the continuing necessity for and appropriateness of the
placement; the extent of compliance with the service plan
developed for the child; the extent of progress made towards
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alleviating the circumstances which necessitated the original
placement; the appropriateness and feasibility of the current
placement goal for the child; and, a likely date by which the goal
for the child might be achieved.
In Interest of A.N.P., 155 A.3d 55, 67 (Pa. Super. 2017) (quoting In re
A.K., 936 A.2d 528, 533 (Pa. Super. 2007).
We have further noted that
[w]hen a child is adjudicated dependent, the child's proper
placement turns on what is in the child's best interest, not on what
the parent wants or which goals the parent has achieved.
Moreover, although preserving the unity of the family is a purpose
of the [Juvenile] Act, another purpose is to "provide for the care,
protection, safety, and wholesome mental and physical
development of children coming within the provisions of this
chapter." 42 Pa.C.S. § 6301(b)(1.1). Indeed, "[t]he relationship
of parent and child is a status and not a property right, and one
in which the state has an interest to protect the best interest of
the child."
In re K.C., 903 A.2d 12, 14-15 (Pa. Super. 2006) (some citations omitted).
Here, the court did not err in changing Children's goal to adoption. DHS
made multiple referrals to ARC so that Father could attend parenting classes.
Father did not comply with these orders. Although Father claimed that he
could not attend the parenting classes due to his work schedule, Father offered
no evidence, throughout the entire pendency of the case, that he was gainfully
employed or of his work schedule. Additionally, Father required appropriate
housing in order to be reunified with Children. Although Father claimed at the
termination hearing that he had "got a house," Father produced no evidence,
throughout the pendency of the case, that he had signed a lease, or that he
had achieved appropriate housing for Children. Based on the above, Father
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was not compliant with the family service plan, had made no progress towards
alleviating the circumstances that had led to Children's placement, and
showed no indication that those circumstances would be remedied in any
reasonable amount of time.
We now turn to Father's arguments regarding the termination of his
parental rights.
In matters involving involuntary termination of parental rights, our
standard of review is as follows:
[A]ppellate courts must apply an abuse of discretion standard
when considering a trial court's determination of a petition for
termination of parental rights. As in dependency cases, our
standard of review requires an appellate court to accept the
findings of fact and credibility determinations of the trial court if
they are supported by the record. If the factual findings are
supported, appellate courts review to determine if the trial court
made an error of law or abused its discretion. As has been often
stated, an abuse of discretion does not result merely because the
reviewing court might have reached a different conclusion.
Instead, a decision may be reversed for an abuse of discretion
only upon demonstration of manifest unreasonableness, partiality,
prejudice, bias, or ill -will.
[T]here are clear reasons for applying an abuse of discretion
standard of review in these cases. We observed that, unlike trial
courts, appellate courts are not equipped to make the fact -specific
determinations on a cold record, where the trial judges are
observing the parties during the relevant hearing and often
presiding over numerous other hearings regarding the child and
parents. Therefore, even where the facts could support an
opposite result, as is often the case in dependency and
termination cases, an appellate court must resist the urge to
second guess the trial court and impose its own credibility
determinations and judgment; instead we must defer to the trial
judges so long as the factual findings are supported by the record
and the court's legal conclusions are not the result of an error of
law or an abuse of discretion.
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In re Adoption of S.P., 47 A.3d 817, 826-827 (Pa. 2012) (internal citations
omitted).
Termination of parental rights is governed by § 2511 of the Adoption
Act. The burden is upon the petitioner to prove by clear and convincing
evidence that the asserted grounds for seeking the termination of parental
rights are valid. See In re R.N.J., 985 A.2d 273, 276 (Pa. Super. 2009). We
have defined clear and convincing evidence as that which is so "clear, direct,
weighty and convincing as to enable the trier of fact to come to a clear
conviction, without hesitance, of the truth of the precise facts in issue." In re
C.S., 761 A.2d 1197, 1201 (Pa. Super. 2000) (en banc) (citation omitted).
We may affirm the court's decision regarding the termination of parental
rights with regard to any one subsection of § 2511(a). See In re B.L.W., 843
A.2d 380, 384 (Pa. Super. 2004) (en banc). Here, the court terminated
Father's parental rights pursuant to 23 Pa.C.S.A. § 2511(a)(1), (2), (5), (8),
and (b). We will analyze the court's decision to terminate under § 2511(a)(2)
and (b). Subsection (a)(2) provides as follows:
(a) General rule. --The rights of aparent in regard to a
child may be terminated after a petition filed on any of the
following grounds:
(2) The repeated and continued incapacity, abuse,
neglect or refusal of the parent has caused the child
to be without essential parental care, control or
subsistence necessary for his physical or mental well-
being and the conditions and causes of the incapacity,
abuse, neglect or refusal cannot or will not be
remedied by the parent.
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23 Pa.C.S.A. § 2511(a)(2).
In order to terminate parental rights pursuant to 23 Pa.C.S. §
2511(a)(2), the following three elements must be met: (1)
repeated and continued incapacity, abuse, neglect or refusal; (2)
such incapacity, abuse, neglect or refusal has caused the child to
be without essential parental care, control or subsistence
necessary for his physical or mental well-being; and (3) the
causes of the incapacity, abuse, neglect or refusal cannot or will
not be remedied.
In re Adoption of M.E.P., 825 A.2d 1266, 1272 (Pa. Super. 2003) (citation
omitted). "The grounds for termination due to parental incapacity that cannot
be remedied are not limited to affirmative misconduct. To the contrary, those
grounds may include acts of refusal as well as incapacity to perform parental
duties." In re Adoption of C.D.R., 111 A.3d 1212, 1216 (Pa. Super. 2015)
(quoting In re A.L.D., 797 A.2d 326, 337 (Pa. Super. 2002)).
A parent is required to make diligent efforts towards the reasonably
prompt assumption of full parental responsibilities. See In re A.L.D., 797
A.2d at 337. And a parent's vow to cooperate, after a long period of
uncooperativeness regarding the necessity or availability of services, may
properly be rejected as untimely or disingenuous. See id., at 340.
Father argues that the court erred in terminating his parental rights
under subsection (a)(2), because he was not unable or refused to provide
essential parental care to Children. Father claims that he maintained contact
with Children, played with them at visits, and patiently redirected them
without yelling.
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Here, Father's arguments are without merit. Throughout the pendency
of this case, he was not able to maintain appropriate housing. Additionally,
although Father claimed to be employed, he provided no evidence or
documentation of employment and did not use any funds from employment
to obtain appropriate housing or contribute to the care of Children. Although
Father maintained supervised visits with Children, he could not be graduated
to unsupervised visitation due to his continued relationship with Mother. While
the Children interact well with Father, there is no difficulty in separation from
him, and they do not cry when they cannot visit. Only one of the Children calls
Father "dad." As of the date of the termination hearing, Father still had not
completed his family service plan objectives, including parenting classes,
despite multiple referrals. In short, Father provided no evidence that he had
remedied the incapacities leading to the placement of Children in the first
instance.
Accordingly, we conclude that the trial court properly found by
competent, clear, and convincing evidence that Father's parental rights to
Children could be terminated pursuant to subsection (a)(2), based upon the
finding that Father evinced a continued incapacity-his inability to complete
parenting classes, obtain stable housing, and employment-that resulted in
Children being without essential parental care, the cause of which "cannot or
will not be remedied.
We next determine whether termination was proper under § 2511(b).
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[I]f the grounds for termination under subsection (a) are met, a
court "shall give primary consideration to the developmental,
physical and emotional needs and welfare of the child." 23 Pa.C.S.
§ 2511(b). The emotional needs and welfare of the child have
been properly interpreted to include intangibles such as love,
comfort, security, and stability. ... [T]he determination of the
child's "needs and welfare" requires consideration of the emotional
bonds between the parent and child. The "utmost attention"
should be paid to discerning the effect on the child of permanently
severing the parental bond.
In re T.S.M., 71 A.3d 251, 267 (Pa. 2013) (some citations, brackets and
quotation marks omitted; brackets added). "[I]n cases where there is no
evidence of a bond between a parent and child, it is reasonable to infer that
no bond exists. Accordingly, the extent of the bond -effect analysis necessarily
depends on the circumstances of the particular case." In re Adoption of .7.M.,
991 A.2d 321, 324 (Pa. Super. 2010) (citations omitted).
When evaluating a parental bond, "the court is not required to use
expert testimony. Social workers and caseworkers can offer evaluations as
well. Additionally, Section 2511(b) does not require a formal bonding
evaluation." In re Z.P., 994 A.2d 1108, 1121 (Pa. Super. 2010) (citation
omitted).
Here, evidence was presented to show that Children had a bonded
relationship with their foster mother and would not be irreparably harmed by
the termination of Father's parental rights. Although Children interact well with
Father, they do not cry when they do not see him, and they do not show
sadness when they part from him. Additionally, even beyond any bond with
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Father, Children's best interests are served by the permanency, stability, and
safety provided by their relationship with their foster mother.
On this record, indicating that there was not a strong bond between
Father and Children, clear and convincing evidence supports the trial court's
termination of Father's parental rights with respect to subsection (b), where
adoption would best serve Children's needs and welfare. Accordingly, we
affirm the trial court's decrees and orders as to R.K.P. and J.M.H., and grant
counsel's motion to withdraw.
Decrees affirmed. Orders affirmed. Motion to withdraw as counsel
granted.
Judge Nichols joins the memorandum.
Judge Dubow did not participate.
Judgment Entered.
J seph D. Seletyn,
Prothonotary
Date: 1/7/19
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