[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
No. 04-15995 JUNE 10, 2005
THOMAS K. KAHN
Non-Argument Calendar
CLERK
________________________
D.C. Docket No. 03-00057-CV-DF-5
LARRY EDWARD STEPHENS,
Plaintiff-Appellant,
versus
STATE BOARD OF PARDONS & PAROLES,
GEORGIA DEPARTMENT OF CORRECTIONS,
Defendants-Appellees.
__________________________
Appeal from the United States District Court for the
Middle District of Georgia
_________________________
(June 10, 2005)
Before TJOFLAT, DUBINA, and CARNES, Circuit Judges.
PER CURIAM:
When Larry Edward Stephens committed his crime and was convicted, the
Georgia State Board of Pardons and Paroles had a policy that inmates had to serve
one-third of their sentences before they were eligible for parole. While Stephens
was still incarcerated a harsher policy was enacted. That policy required that
inmates serve 90% of their sentences before they become eligible for parole.
Stephens, proceeding pro se, filed a 42 U.S.C. § 1983 action against the Board and
the Georgia Department of Corrections, alleging that the Board had retroactively
applied the harsher policy to him in violation of the Ex Post Facto Clause. On
their motion, the district court granted the defendants summary judgment.
Stephens appealed.
I.
In September 1992 Stephens was found guilty, but mentally ill, of the
October 1991 voluntary manslaughter of his father, Elza Ray Stephens, and of
possession of a firearm during the commission of a crime. Stephens was
sentenced to twenty years in prison for the voluntary manslaughter conviction and
a consecutive five year term of imprisonment for the firearm conviction.
In June 1993 the Board used its Parole Decision Guidelines to calculate a
guidelines recommendation for parole in July 1999. The Board voted to deviate
from the recommendation and set Stephens’ Temporary Parole Month as July
2002. The Board deviated because it concluded that the crime severity level
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assigned to him (VI) did not adequately reflect the severity of Stephens’ crime.
The day after the Board wrote to Stephens that it had set his TPM as July
2002, the Superior Courts Sentence Review Panel reduced Stephens’ sentence to
ten years imprisonment for the voluntary manslaughter. That meant that his
sentence was fifteen years instead of twenty-five. Stephens explains that he was
eligible for the reduced sentence because of his honorable service in the military.
A few months later, in September 1993, the Board reconsidered Stephens’
case in response to the reduced sentence. The Board did not change its
recommendation, but did make a small adjustment based on “jail time” earned.
Stephens’ new TPM was December 2001.
Four years after Stephens’ TPM was set for December 2001, the Board
implemented a new policy that inmates would have to serve 90% of their
sentences (instead of one-third) before they would be eligible for parole. The
policy was enacted in December 1997 and was to apply only to certain violent
offenders who committed their crimes on or after January 1, 1998. There was no
action on Stephens’ case for the first three years after the policy took effect.
It was as Stephens’ TPM approached that the Board reconsidered his case in
March and April of 2001. At that time, it set a new TPM of March 2005. In the
Board’s letter to Stephens, it said that the reason for the change was that releasing
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him on parole “would not be compatible with the welfare of society.”
A year later, the Board reevaluated the case and reset Stephens’ TPM to
January 2005, which is two months sooner. Stephens was apparently paroled in
early 2005.1 Accordingly, Stephens was incarcerated from about October 1991 to
about January 2005, or for about thirteen years and three months. Ninety percent
of a fifteen year sentence is thirteen and a half years.
Most of these facts have been taken from the affidavit and attached
documentation provided by Tracy Masters, Director of Legal Services for the
Board. Masters reviewed Stephens’ file and “concluded that on each occasion
when [Stephens’] case was presented to the Parole Board, all computations and
recommendations have been without regard to the Parole Board’s 90% policy.”
Affidavit at ¶ 11.
II.
Because Stephens is proceeding pro se, we liberally construe his pleadings
and arguments. Powell v. Lennon, 914 F.2d 1459, 1463 (11th Cir. 1990). We
review a district court’s grant of summary judgment de novo, applying the same
standards utilized by the district court. S.E.C. v. Adler, 137 F.3d 1325, 1332 (11th
1
Though Stephens has been paroled, his case is not moot because he is seeking money
damages in addition to equitable relief. See Francis v. Fox, 838 F.2d 1147, 1149 n.6 (11th Cir.
1988).
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Cir. 1998).
III.
The U.S. Constitution provides that “[n]o State shall . . . pass any . . . ex
post facto Law . . . .” U.S. Const. Art. I, § 10. The Supreme Court has held that
“the Clause is aimed at laws that ‘retroactively alter the definition of crimes or
increase the punishment for criminal acts.’” Cal. Dep’t of Corr. v. Morales, 514
U.S. 499, 504, 115 S. Ct. 1597, 1601 (1995) (internal citations omitted).
Retroactive changes to the laws governing the parole of prisoners may sometimes
violate the Ex Post Facto Clause. Garner v. Jones, 529 U.S. 244, 250, 120 S. Ct.
1362, 1367 (2000).
“Two elements must be present before a court can find an ex post facto
violation: [f]irst, the law must be retrospective, that is, it must apply to events
occurring before its enactment; and second, it must disadvantage the offender
affected by it.” United States v. Lozano, 138 F.3d 915, 916 (11th Cir. 1998)
(internal marks and citations omitted).
Stephens has not demonstrated that the harsher 90% policy was applied to
him. The record shows that some of the decisions affecting Stephens’ TPM were
made before the 90% policy was established. And nothing in the record indicates
that the TPM decisions made after the effective date of the 90% policy were
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affected by that policy. Although Stephens now complains about a lack of
discovery and the district court’s failure to convene a hearing, he failed to raise
these issues in the district court and will not be permitted to raise them for the first
time on appeal. See Allstate Ins. Co. v. Swann, 27 F.3d 1539, 1544 (11th Cir.
1994).
Stephens’ unsupported assertions that the harsher 90% policy was applied to
him are insufficient to survive the defendants’ motion for summary judgment.
AFFIRMED.2
2
In his reply brief on appeal, Stephens invokes the Due Process Clause. Stephens did not
include a Due Process claim in his complaint, and he never moved to amend his complaint to
include it. He first argued Due Process in the district court in response to the defendants’
motion for summary judgment. That is insufficient. See Gilmour v. Gates, McDonald and Co.,
382 F.3d 1312, 1314–15 (11th Cir. 2004).
Moreover, even if the Due Process claim had been properly raised in the district court, it
is not properly before this Court because Stephens raised it for the first time in his reply brief.
See Hall v. Coram Healthcare Corp., 157 F.3d 1286, 1290 (11th Cir. 1998).
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