Holbrook v. Commissioner of Correction

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The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** MICHAEL HOLBROOK v. COMMISSIONER OF CORRECTION (AC 41165) DiPentima, C. J., and Alvord and Flynn, Js. Syllabus The petitioner, who had been convicted of manslaughter in the first degree with a firearm in connection with the shooting death of the victim, sought a writ of habeas corpus, claiming, inter alia, that his prior habeas counsel, D, had rendered ineffective assistance by declining to pursue a claim that the petitioner’s criminal trial counsel, R, had rendered ineffective assistance when R chose not to call a witness, T, in the petitioner’s second criminal trial after his first trial had ended in a mistrial. The habeas court concluded that D had exercised professional judgment in winnowing down a list of twenty-seven possibly viable claims he had included in his habeas petition and had made a reasonable strategic decision not to pursue the ineffective assistance claim as to R. The habeas court further concluded that R’s decision not to call T to testify at the second criminal trial did not constitute deficient performance but, rather, was a strategic decision. The court reasoned that T was impeachable by virtue of her prior personal connection with the petitioner and two inconsistent written statements that she had given to the police concerning the shooting. In her first statement, T stated that there had been a fight and that the petitioner indicated that he had been hit, but in her second statement she denied that a fight occurred and did not remember the petitioner stating that he had been hit. The habeas court rendered judgment denying the habeas petition, from which the petitioner, on the granting certification, appealed to this court. Held: 1. The habeas court properly determined that the petitioner failed to prove that D rendered ineffective assistance by failing to pursue a claim that R had been ineffective for failing to call T as a witness; R’s strategic decision not to call T did not constitute deficient performance, as R inferentially made a presumptively prudential decision on whether to use T’s second statement to the police, which could have led to further impeachment evidence as to T, R’s trial strategy in not calling T to the witness stand was influenced by the fact that the state’s witnesses had considerable baggage in terms of prior criminal histories, inconsistent statements, and losses of memory and recantations, which resulted in their prior written signed statements being admitted into evidence for substantive purposes, and the admission into evidence of T’s statements would have rendered less persuasive a defense argument that the state’s witnesses were all over the place, could not remember and were incon- sistent. 2. There was no merit to the petitioner’s claim that the prosecution sup- pressed evidence that was favorable to him when it allegedly failed to disclose that it had delayed making a plea offer to an eyewitness until after the eyewitness testified in the petitioner’s second criminal trial; the petitioner failed to present any credible evidence that there was an agreement between the state and the witness that the state failed to disclose, the petitioner’s claim was not distinctly raised in his habeas petition, and his counsel conceded at oral argument before this court that there is no authority for the proposition that the state is obligated to make a plea offer to a witness who is himself facing criminal charges before giving testimony in a case. Argued January 10—officially released April 2, 2019 Procedural History Amended petition for a writ of habeas corpus, brought to the Superior Court in the judicial district of Tolland and tried to the court, Hon. John F. Mulcahy, Jr., judge trial referee; judgment denying the petition, from which the petitioner, on the granting of certifica- tion, appealed to this court. Affirmed. Vishal K. Garg, assigned counsel, for the appellant (petitioner). C. Robert Satti, Jr., supervisory assistant state’s attor- ney, with whom, on the brief, were John C. Smriga, state’s attorney, and Emily D. Trudeau, assistant state’s attorney, for the appellee (respondent). Opinion FLYNN, J. The petitioner, Michael Holbrook, appeals from the judgment of the habeas court denying his amended petition for a writ of habeas corpus. On appeal, the petitioner claims that the court improperly concluded that he failed to prove (1) ineffective assis- tance of his prior habeas counsel, and (2) that the state suppressed exculpatory evidence at his criminal trial in violation of Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963).1 We affirm the judgment of the habeas court. The following facts and procedural history sur- rounding the petitioner’s conviction were set forth by this court in our decision on direct appeal affirming the petitioner’s conviction: ‘‘John Fred Dean was shot and killed inside a Bridgeport nightclub known as the Fac- tory. The state charged the [petitioner] . . . with Dean’s murder. In 2003, the [petitioner’s] first jury trial ended in a mistrial. After a second trial, in 2004, the jury found the [petitioner] not guilty of murder but found him guilty of the lesser included offense of man- slaughter in the first degree with a firearm in violation of General Statutes § 53a-55a (a). The jury also made a finding that the [petitioner] had committed a class A, B or C felony with a firearm in violation of General Statutes § 53-202k. The trial court rendered judgment in accordance with the verdict and sentenced the [peti- tioner] to a total effective term of thirty-five years incar- ceration.’’ State v. Holbrook, 97 Conn. App. 490, 492, 906 A.2d 4, cert. denied, 280 Conn. 935, 909 A.2d 962 (2006). In June, 2007, the petitioner filed a petition for a writ of habeas corpus, which was denied by the court, T. Santos, J., following a trial. On appeal, this court affirmed the denial of the petition. Holbrook v. Commis- sioner of Correction, 149 Conn. App. 901, 87 A.3d 631, cert. denied, 311 Conn. 952, 91 A.3d 464 (2014). In June, 2014, the petitioner, who was then self-repre- sented, filed a petition for a writ of habeas corpus. Thereafter, represented by counsel, the petitioner filed an amended petition alleging ineffective assistance of his trial counsel, Attorney Frank J. Riccio, for declining to call Cherise Thomas as a witness; ineffective assis- tance of prior habeas counsel, Attorney Michael Day, for failing to pursue a claim that trial counsel was inef- fective for failing to call Thomas as a witness; and the failure of the state to produce exculpatory information to the petitioner. The court, Hon. John F. Mulcahy, Jr., judge trial referee, denied the petition. The court thereafter granted the petition for certification to appeal. This appeal followed. I The petitioner claims that the court erred in conclud- ing that Day did not render ineffective assistance for claim that Riccio was ineffective for failing to call Thomas as a witness in the underlying criminal trial. We do not agree. ‘‘It is well established that [a] criminal defendant is constitutionally entitled to adequate and effective assis- tance of counsel at all critical stages of criminal pro- ceedings . . . . This right arises under the sixth and fourteenth amendments to the United States constitu- tion and article first, § 8, of the Connecticut constitu- tion. . . . As enunciated in Strickland v. Washington, [466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984)] . . . [a] claim of ineffective assistance of coun- sel consists of two components: a performance prong and a prejudice prong. To satisfy the performance prong . . . the petitioner must demonstrate that his attorney’s representation was not reasonably competent or within the range of competence displayed by lawyers with ordinary training and skill in the criminal law. . . . An ineffective assistance of counsel claim will succeed only if both prongs [of Strickland] are satisfied.’’ (Citations omitted; internal quotation marks omitted.) Sanders v. Commissioner of Correction, 169 Conn. App. 813, 823, 153 A.3d 8 (2016), cert. denied, 325 Conn. 904, 156 A.3d 536 (2017). ‘‘[When] applied to a claim of ineffective assistance of prior habeas counsel, the Strickland standard requires the petitioner to demonstrate that his prior habeas counsel’s performance was ineffective and that this ineffectiveness prejudiced the petitioner’s prior habeas proceeding. . . . Therefore, as explained by our Supreme Court in Lozada v. Warden, 223 Conn. 834, 613 A.2d 818 (1992), a petitioner claiming ineffective assistance of habeas counsel on the basis of ineffective assistance of [trial] counsel must essentially satisfy Strickland twice: he must prove both (1) that his appointed habeas counsel was ineffective, and (2) that his [trial] counsel was ineffective. . . . We have char- acterized this burden as presenting a herculean task . . . .’’ (Citations omitted; internal quotation marks omitted.) Mukhtaar v. Commissioner of Correction, 158 Conn. App. 431, 438–39, 119 A.3d 607 (2015). The habeas court noted that Day, ‘‘in an abundance of caution,’’ included twenty-seven claims in his habeas petition, but upon further analysis pursued only six of the listed claims, which did not include the claim of ineffective assistance of trial counsel for failure to call Thomas as a witness. The habeas court concluded that Day’s procedure of ‘‘exercising professional judgment . . . in winnowing down from the long list of claims initially thought to be possibly viable’’ did not constitute deficient performance. We will not disturb the court’s finding that Day’s decision not to pursue the claim at issue was a reasonable strategic decision. ‘‘[A] reviewing court is required not simply to give [the trial attorney] the benefit of the doubt . . . but to affirma- tively entertain the range of possible reasons . . . counsel may have had for proceeding as [he] did . . . . [S]trategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable . . . .’’ (Citation omitted; internal quotation marks omitted.) Michael T. v. Commissioner of Correction, 319 Conn. 623, 632–33, 126 A.3d 558 (2015). Additionally, ‘‘the failure to pursue unmeritori- ous claims cannot be considered conduct falling below the level of reasonably competent representation.’’ (Internal quotation marks omitted.) Tillman v. Com- missioner of Correction, 54 Conn. App. 749, 756–57, 738 A.2d 208, cert. denied, 251 Conn. 913, 739 A.2d 1250 (1999). The court further found that Strickland’s prejudice prong was not satisfied because, ‘‘based on the previous analysis of trial counsel’s tactical decision regarding the Thomas statements,’’ a reasonable probability did not exist that the result of the first habeas trial would have been different had Day pursued the claim that Riccio was ineffective for failing to call Thomas as a witness. In analyzing the merits of the underlying claim of ineffective assistance of trial counsel, the court con- cluded that Riccio, who had represented the petitioner in both criminal trials and who had died before the petitioner brought his second petition for a writ of habeas corpus, was ‘‘seasoned,’’ and was an ‘‘exceed- ingly experienced, skilled and proficient criminal defense attorney.’’2 The court concluded that Riccio’s strategic decision not to call Thomas to testify at the second criminal trial did not constitute deficient performance. Thomas was impeachable by virtue of her prior personal connection with the petitioner, whom she had known for years. Thomas gave two statements on different dates to the police, recounting the events that occurred at the Fac- tory nightclub on the night of the shooting. Both state- ments were admitted as full exhibits at the second habeas trial. The second habeas court found that the two statements that Thomas had given to the police on separate dates were inconsistent. In the first statement, Thomas said there had been a fight and that the peti- tioner indicated that he had been ‘‘hit,’’ but in her second statement she denied that a fight occurred and did not remember the petitioner stating that he had been hit. The court concluded that Thomas’ first statement to the police that the petitioner had told her that he had been hit might ‘‘lend support’’ to the state’s position that the petitioner had been involved in a physical fight with the victim, Dean, which precipitated the shooting that caused Dean’s death. The court concluded that Riccio, who had been present during both of Thomas’ statements to the police, inferentially made a ‘‘presump- tively prudential decision’’ on whether to use Thomas’ second statement that could have led to further impeachment evidence as to Thomas. The court noted that Riccio’s trial strategy in not calling Thomas to the witness stand was influenced by the fact that the state’s witnesses brought considerable ‘‘ ‘baggage’ ’’ in terms of prior criminal histories, incon- sistent statements, losses of memory and recantations, and that where those witnesses recanted or professed some loss of memory their prior written signed state- ments were admitted for substantive purposes under authority of State v. Whelan, 200 Conn. 743, 753, 513 A.2d 86, cert. denied, 479 U.S. 994, 107 S. Ct. 597, 93 L. Ed. 2d 598 (1986). In his summation to the jury, Riccio pointed out the inconsistencies in the testimony of the state’s witnesses. Riccio testified in the first habeas trial that ‘‘I’ve never seen it [Whelan] used as much as it was in this particular case.’’ The second habeas court stated in its decision: ‘‘An offer and admission of the Thomas statements by the defense would introduce yet another (in the court’s view, material) inconsistency, resulting quite likely in another Whelan admission, this time involving a defense witness. Such would render less persuasive a defense argument in summation that the state’s witnesses were all over the place, could not remember, and were inconsistent.’’ The court concluded that Riccio, who had heard and observed Thomas at the time of her statements, made a strategic decision not to have Thomas testify that ‘‘should not now be second-guessed.’’ Michael T. v. Commissioner of Correction, supra, 319 Conn. 632–33. As we have noted previously, reasonable strategic choices made after a thorough investigation are virtu- ally unchallengeable. Id. After a careful review of the record, we conclude that the habeas court properly determined that the petitioner had failed to prove his claim of ineffective assistance of habeas counsel. II We next turn to the petitioner’s claim that the court improperly rejected his claim that the prosecution sup- pressed evidence favorable to him in violation of Brady v. Maryland, supra, 373 U.S. 83. Specifically, the peti- tioner claims that the prosecution failed to disclose that it had declined to make any plea offers to Gary Browning, an eyewitness who testified for the state, regarding his charges of robbery until he testified in the petitioner’s 2004 criminal trial. We disagree. ‘‘Due process principles require the prosecution to disclose to the defense evidence that is favorable to the defendant and material to his guilt or punishment. . . . In order to obtain a new trial for improper suppres- sion of evidence, the petitioner must establish three essential components: (1) that the evidence was favor- able to the accused; (2) that the evidence was sup- pressed by the state—either inadvertently or wilfully; and (3) that the evidence was material to the case, i.e., that the accused was prejudiced by the lack of disclosure. . . . ‘‘The state’s failure to disclose an agreement with a cooperating witness may be deemed to be the withhold- ing of exculpatory evidence. Impeachment evidence falls within Brady’s definition of evidence favorable to an accused. . . . Impeachment evidence is broadly defined in this context as evidence that could poten- tially alter the jury’s assessment of a witness’ credibility. . . . Specifically, we have noted that [a] plea agreement between the state and a key witness is impeachment evidence falling within the . . . Brady doctrine.’’ (Cita- tions omitted; internal quotation marks omitted.) Mar- quez v. Commissioner of Correction, 330 Conn. 575, 592, 198 A.3d 562 (2019). ‘‘Any . . . understanding or agreement between any state’s witness and the state police or the state’s attorney clearly falls within the ambit of Brady principles.’’ (Internal quotation marks omitted.) Elsey v. Commissioner of Correction, 126 Conn. App. 144, 152–53, 10 A.3d 578, cert. denied, 300 Conn. 922, 14 A.3d 1007 (2011). ‘‘[A]n unexpressed intention of the state not to prosecute a witness does not fall within the ambit of the Brady principles concerning disclosure by the prosecution of evidence favorable to an accused.’’ (Internal quotation marks omitted.) State v. Rucker, 177 Conn. 370, 376, 418 A.2d 55 (1979). ‘‘The question of whether there existed an agreement between [a witness] and the state is a question of fact . . . . When reviewing the decision of a habeas court, the facts found by the habeas court may not be dis- turbed unless the findings were clearly erroneous.’’ (Internal quotation marks omitted.) Lewis v. Commis- sioner of Correction, 116 Conn. App. 400, 407, 975 A.2d 740, cert. denied, 294 Conn. 908, 982 A.2d 1082 (2009). ‘‘Furthermore, the burden is on the defendant to prove the existence of undisclosed exculpatory evidence.’’ State v. Floyd, 253 Conn. 700, 737, 756 A.2d 799 (2000). ‘‘Whether the petitioner was deprived of his due process rights due to a Brady violation is a question of law, to which we grant plenary review.’’ (Internal quotation marks omitted.) Peeler v. Commissioner of Correction, 170 Conn. App. 654, 689, 155 A.3d 772, cert. denied, 325 Conn. 901, 157 A.3d 1146 (2017). The petitioner contends that the prosecution delayed making a plea offer to Browning until after Browning testified in the petitioner’s 2004 criminal trial. This claim rests on a very slender reed. The first habeas court found Browning not to be a credible witness, and he did not testify before the second habeas court. The only evidence of the allegation of a delayed plea offer is in a statement by Browning made in the first habeas trial in which he stated: ‘‘No, they wouldn’t give me an offer until after I testified.’’ The habeas court made no finding that the prosecution had made any statement to that effect, and the petitioner’s claim is not distinctly raised in his habeas petition. At oral argument before this court, the Brady claim morphed into a claim that the state had waited to make a plea offer to Browning, the cooperating witness, until after he gave testimony. However, not only is there nothing in the petition that raises this claim distinctly, there is no finding by the habeas court that the prosecution ever told Browning that an offer of a sentence would be made in return for his guilty plea, but not until after his testimony. The petitioner’s counsel conceded at oral argument that there is no authority for the proposition urged by the petitioner that the state is under an obligation to make a plea offer to a witness who is himself facing criminal charges before he gives testimony in a case. Here, the court made a finding that ‘‘the petitioner has failed to present any credible evidence that there was an actual or implied agreement between the state and Gary Brow- ning that the state failed to disclose.’’ The petitioner’s claim of a Brady violation is without merit. The judgment is affirmed. In this opinion the other judges concurred. 1 The petitioner also claims that the court improperly concluded that he had failed to prove that his trial counsel was ineffective for declining to call a certain witness to testify at the underlying criminal trial. In its memo- randum of decision, the habeas court dismissed the claim of ineffective assistance of trial counsel on the grounds that it was barred by res judicata and that it was successive. The court also determined that the claim was barred by laches and, alternatively, that the petitioner could not prevail on the merits. At oral argument before this court, the petitioner’s counsel conceded that the claim of ineffective assistance of trial counsel, by itself, was successive. In light of this concession, we do not examine the merits of the petitioner’s claim of ineffective assistance of trial counsel separately but only to the extent that his claim of ineffective assistance of prior habeas counsel is premised on such a claim. See Mukhtaar v. Commissioner of Correction, 158 Conn. App. 431, 438–39, 119 A.3d 607 (2015). 2 The court in the petitioner’s second habeas trial had ample evidence of the seasoned nature of Riccio’s representation, including a transcript of Riccio’s testimony in the petitioner’s first habeas case that was admitted as a full exhibit in the second habeas proceeding. In the petitioner’s first criminal trial, Riccio raised enough doubt that the jury was ‘‘hung,’’ unable to agree on a verdict. In the petitioner’s second criminal trial, Riccio suc- ceeded in convincing the jury to return a not guilty verdict as to murder, and the petitioner was found guilty of the lesser included and less serious offense of manslaughter in the first degree in violation of § 53a-55a. Riccio testified at the first habeas trial that he had had thirty-five to forty murder trials in Connecticut state courts, had tried twelve federal criminal cases to conclusion and had been involved in approximately 100 other federal criminal cases. The record shows that Riccio had wide experience and had twice obtained results in two successive criminal trials in which the peti- tioner was not convicted of the most serious crime with which he was charged, namely, murder.