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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
ALOAF SUTTON :
:
Appellant : No. 747 EDA 2018
Appeal from the PCRA Order Entered February 16, 2018
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0004873-2010
BEFORE: LAZARUS, J., McLAUGHLIN, J., and STEVENS*, P.J.E.
MEMORANDUM BY McLAUGHLIN, J.: FILED APRIL 08, 2019
Aloaf Sutton appeals from the dismissal of his timely Post Conviction
Relief Act (PCRA) petition for lack of merit.1 See 42 Pa.C.S.A. §§ 9541-9546.
He claims guilty plea counsel was ineffective. We affirm.
Police charged Sutton in 2010 with rape by forcible compulsion,
terroristic threats, and other offenses. After his trial had begun and several
witnesses had testified, Sutton entered a negotiated guilty plea to rape and
terroristic threats and received the agreed-upon sentence of 12 ½ to 25 years
in state prison. As part of the plea deal, the Commonwealth agreed not to
pursue the otherwise applicable third-strike mandatory minimum sentence of
25 years.
____________________________________________
* Former Justice specially assigned to the Superior Court.
1 Sutton spelled his first name both “Aloaf” and “Olaf” in documents in the
certified record. We use “Aloaf” here because that is what he used in his Notice
of Appeal and Appellate Brief.
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He subsequently filed a PCRA petition and the court appointed counsel.
Sutton then filed a pro se amended PCRA petition, claiming counsel was
ineffective for not challenging his guilty plea colloquy as defective and not
filing a motion to suppress an out-of-court identification. He claimed that
counsel’s ineffectiveness rendered his guilty plea not knowing, intelligent, or
voluntary.
Counsel then filed a letter pursuant to Commonwealth v. Turner, 544
A.2d 927 (Pa. 1988), and Commonwealth v. Finley, 550 A.2d 213
(Pa.Super. 1988) (en banc), and a motion to withdraw as counsel. Counsel
stated in the Turner/Finley letter that he had reviewed the record and found
that Sutton had completed a written guilty plea colloquy form supplemented
by an oral colloquy in which the trial court covered all required areas. He also
stated he had found no basis for a motion to suppress and that Sutton’s
sentence was not illegal. Finding no meritorious issues to pursue, counsel
asked the court to dismiss the PCRA petition and allow him to withdraw as
counsel. Counsel stated he was serving a copy on Sutton, and informed Sutton
that if the court allowed counsel to withdraw, Sutton could proceed pro se or
with privately retained counsel.
After reviewing counsel’s Turner/Finley letter, the court issued a
Pa.R.Crim.P. 907 notice of its intent to dismiss the petition, and Sutton filed a
pro se response flatly asserting that his claims had merit, but making no
developed argument why that was so. He also asserted that PCRA counsel had
not “reviewed his PCRA but said that he did,” and offering as evidence that if
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counsel had done so, “he would have discovered that defendant did have
merit.” Response to Pa.R.Crim.P. 907 Notice, at 2. Sutton also claimed that
the Turner/Finley letter did not contain the required elements, and attacked
directly his initial arrest as occurring in the absence of reasonable suspicion
or probable cause. The PCRA court dismissed Sutton’s PCRA petition and this
timely appeal followed.
Sutton’s appellate brief asserts one issue:
Whether the PCRA Court erred by dismissing Mr. Sutton’s Petition
for Post Conviction Relief due to Counsel’s [Turner/Finley] letter
in lieu of considering the merits of the issues raised therein,
namely Mr. Sutton’s challenge to the colloquy as defective, and
for failing to file a Motion to Suppress the out of Court
Identification?
Sutton’s Br. at iii. He included this same issue in his Statement of Matters
Complained of on Appeal. See Pa.R.A.P. 1925(b) Statement, ¶ 1. However,
Sutton argues additional issues in his appellate brief such as:
The PCRA court erroneously dismissed without a hearing;
The PCRA court failed to comply fully with Rule 907;
PCRA counsel failed to investigate, raise, and address all of the
issues presented in Sutton’s pro se PCRA petition;
The PCRA court erroneously failed to issue an opinion concurrently
with its dismissal order;
PCRA counsel failed to file in court a formal motion to withdraw;
and
The Turner/Finley letter falsely implied that Sutton could not
proceed pro se unless and until the court allowed counsel to
withdraw.
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See generally Sutton’s Br. at 1-14. Sutton has waived these issues by not
including them in either his Rule 1925(b) statement or his statement of
questions presented. See Commonwealth v. McClellan, 178 A.3d 874, 880
(Pa.Super. 2018) (concluding claim not raised in either 1925(b) statement or
statement of questions presented is waived). We will therefore not address
them.
Turning to his two preserved ineffectiveness claims, we conclude the
PCRA court properly dismissed the petition. We review the denial of a PCRA
petition to determine whether the record supports the court’s ruling and
whether the ruling is free of legal error. Commonwealth v. Jordan, 182 A.3d
1046, 1049 (Pa.Super. 2018).
A PCRA petitioner bears the burden of pleading and proving counsel's
ineffectiveness. Commonwealth v. Brown, 161 A.3d 960, 965 (Pa.Super.
2017). To sustain such a claim, the petitioner must demonstrate that: (1) the
underlying claim has arguable merit; (2) counsel's performance lacked a
reasonable basis; and (3) counsel’s ineffectiveness caused him prejudice.
Commonwealth v. Williams, 899 A.2d 1060, 1063 (Pa. 2006). If the
petitioner fails to plead or prove any of the three prongs, the entire
ineffectiveness claim fails. Id.
Sutton argues that counsel was ineffective for failing to object to the
plea colloquy because the colloquy failed to advise him correctly of the
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elements of rape by forcible compulsion and terroristic threats, and the factual
basis did not satisfy the element of forcible compulsion. Sutton further claims
that he was inadequately advised of the presumption of innocence, the range
of potential sentences, and that the judge was not bound by the plea
agreement unless the judge accepted the plea. He also contends that counsel
was ineffective for failing to move to suppress the victim’s out-of-court
identification of him.
Sutton presented these ineffectiveness claims for the first time in his
amended petition. The Commonwealth correctly points out that the PCRA
court should not have entertained the amended petition because when Sutton
filed it, he had legal counsel. See Commonwealth v. Jette, 23 A.3d 1032,
1044 (Pa. 2011). The claims were therefore not properly before the PCRA
court.
In any event, the underlying issues – an objection to the plea colloquy
and a motion to suppress – lacked arguable merit. The written and oral plea
colloquies adequately addressed all required issues:
Defendant was asked all of the above questions mandated in Pa.
R. Crim. P. 590 and answered in the affirmative. (N.T. 6/5/2012,
p. 3-11). Specifically, Defendant was given an extensive oral
colloquy, in addition to his written colloquy, at which time this
Court asked Defendant, "Did your lawyer explain to you the two
charges to which you're pleading guilty and the maximum possible
sentences of up to 25 years in jail and a fine of up to $110,000.
Do you understand that?" To which the Defendant replied, "Yes."
(N.T. 6/5/2012, p. 4.) This Court further asked, "Did your lawyer
explain to you the definition of rape and the definition of terroristic
threats and what the DA will be required to prove in order for you
to be found guilty at trial?" To which the Defendant again replied,
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"Yes." (N.T. 6/5/2012, p. 5). Defendant continued to state that he
was pleading guilty of his own free will and was not under the
influence of any drugs or alcohol. Id. at 3, 6. When asked,
Defendant stated on the record that he was indeed pleading guilty
because he was in fact guilty. Id. at 9. Nothing in the record
indicates that Defendant was ever unaware of the charges against
him or the implications of his guilty plea. Rather, his affirmative
answers indicate that he was properly informed of the charges
against him and the implications of his guilty plea. Because
Defendant's colloquy was not defective, his argument lacks
underlying merit. Thus, it would have been frivolous for counsel
to raise a challenge to the colloquy.
PCRA Court Opinion (“PCO”), 5/23/2018, at 7 (footnote omitted). In addition,
both the written and oral colloquies set forth an adequate factual basis. See
N.T., 6/5/12, at 8-9; Written Plea Colloquy at 3.
Additionally, a motion to suppress the out-of-court identification would
have failed because Sutton admitted all along that he had had sex with the
victim but claimed that the victim had participated voluntarily:
Defendant's claim that counsel was ineffective for failing to file a
motion to suppress the out of court identification is also without
merit. Defendant always admitted that he had sexual intercourse
with complainant, therefore the case focused on whether or not
the intercourse was consensual. As a result, the out of court
identification had no impact on the outcome of the case and was
irrelevant insofar as its use in proving guilt. The out of court
identification's introduction at trial had no effect on the case and
therefore its admission does not create a viable ineffectiveness
claim. As a result, Defendant was not forced to take a plea
agreement because of counsel's performance at trial. Defendant's
claim is wholly without merit.
PCO at 8.
The record supports the PCRA court’s findings and it did not err in
dismissing Sutton’s PCRA petition. We therefore affirm.
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Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 4/8/19
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