J-A06025-19
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN THE INTEREST OF: T. W. , A : IN THE SUPERIOR COURT OF
MINOR : PENNSYLVANIA
:
:
APPEAL OF: T.W., A MINOR :
:
:
:
: No. 453 MDA 2018
Appeal from the Dispositional Order May 17, 2017
In the Court of Common Pleas of Susquehanna County Criminal Division
at No(s): CP-58-JV-0000008-2017
BEFORE: OTT, J., NICHOLS, J., and PELLEGRINI, J.*
MEMORANDUM BY NICHOLS, J.: FILED APRIL 12, 2019
Appellant T.W., a minor, appeals from the dispositional order entered
following his adjudication of committing the acts constituting indecent assault
without consent, indecent assault–person less than thirteen years of age, and
indecent assault–person less than sixteen years of age.1 Appellant asserts
that trial counsel was ineffective for failing to object to certain evidence as
hearsay and as inappropriate expert testimony. We affirm.
____________________________________________
* Retired Senior Judge assigned to the Superior Court.
1 18 Pa.C.S. §§ 3126(a)(1), (a)(7), and (a)(8), respectively. Appellant was
found not to have committed acts constituting rape, 18 Pa.C.S. § 3121(c),
statutory sexual assault–4 to 8 years older, 18 Pa.C.S. § 3122.1(a)(1), sexual
assault, 18 Pa.C.S. § 3124.1, and aggravated indecent assault–complainant
less than 16 years old, 18 Pa.C.S. § 3125(a)(8).
J-A06025-19
The juvenile court summarized the relevant background to this matter
as follows:
M.J., an eight year old female, testified that she was attending
elementary school and was . . . a second grader. M.J. testified
that her parents were separated and that her father was remarried
. . . When she visited with her father and stepmother, [Appellant,
her older stepbrother,] was also present. M.J. testified that she
would spend time and play with [Appellant] when she was staying
at her father's residence. M.J. testified that [Appellant] “did
something bad” to her while she was staying at her father’s
residence. Through the use of anatomical drawing, M.J. testified
that [Appellant] touched her between her legs (front and back)
with his “private part.” M.J. stated that [Appellant] would remove
her pants and underwear - and occasionally he would remove all
of her clothes. M.J. indicated that [Appellant] would remove his
pants and underwear but would not take his shirt off. M.J.
described the inappropriate touching as [Appellant] rubbing his
private part against her and that it would hurt. While [Appellant]
was engaging in these acts, he would ask M.J. if it “felt good” and
she told him “no.” M.J. also testified that [Appellant] also touched
her chest area with his hands. In estimating how many times this
occurred, M.J. testified that it happened more than 10 times in
both her room and [Appellant’s] room. M.J. told her mother and
her sister (H.J.) what happened. [Appellant’s counsel cross-
examined M.J. regarding times she had lied, and M.J. admitted to
lying to her teacher about her sister dying in a car accident the
previous year.]
Dr. Susan Fort Sordoni, the medical director of the Children’s
Advocacy Center of Lackawanna County, was accepted by the trial
court as an expert in the field of family medicine. Dr. Sordoni
examined M.J. and also observed a good portion of M.J.’s forensic
interview. Dr. Sordoni testified that M.J. informed her that T.W.
had “put his wee wee in her pee pee and also in her butt and that
water came out.” Dr. Sordoni also recalled that M.J. told her that
M.J. indicated that T.W.’s acts caused her pain. Dr. Sordoni
conducted a medical examination and found no physical evidence
of sexual abuse. Dr. Sordoni testified to “psychological markers”
related to M.J.’s increasingly disruptive behavior. [Dr. Sordoni
suggested that the literature in this area indicated that a child
would not lie about sexual abuse.] Although Dr. Sordoni was
-2-
J-A06025-19
accepted as an expert witness, she was never asked to provide
any expert opinion during the course of her testimony.
Kelly Flaherty, a caseworker for Wyoming County Human
Services, testified that she conducted a minimal fact interview
[with] M.J. upon receiving the referral of potential sexual abuse.
Flaherty stated that M.J. had told her that T.W. had “put his
privates in her privates” or “that he put his wiener in [her]
privates.” Flaherty also recalled that M.J. told her that she would
go and sleep in her sister’s room to [be] safe from [Appellant].
Flaherty also observed the forensic interview at the Children's
Advocacy Center and Flaherty indicated that M.J. had disclosed
that [Appellant] had “sex” with her, that he had put his penis by
her buttocks and that he had peed on her.
H.J., a thirteen year old female, testified that she was the half-
sister to the victim, M.J. She indicated that she and M.J. would
go for visits to her father’s house in Meshoppen. At her father’s
residence, H.J. had a room that adjoined M.J.’s room and was
separated by a short hallway. H.J. reported that she had
experienced a problem with [Appellant] trying to get into bed with
her as well, but this ended when H.J. told [Appellant] to get out
of her room.
H.J. testified that a M.J.’s behavior began to change in 2016 and
she became quieter. M.J. began spending more time with
[Appellant,] which surprised H.J. because M.J. normally stayed
with her. M.J. told H.J. that [Appellant] was having “sex” with her
and that he was going into her room at night. H.J. reported that
M.J. began sleeping in H.J.’s room because she was scared.
M.J.’s mother, [A.K.], testified that she also noticed that in the fall
of 2015 M.J.’s behavior became more defiant and she had a “bad
attitude.” As a result of her behavior, M.J. began seeing a
counselor in November 2015. In March 2016, [A.K.] indicated
that M.J. disclosed to her that [Appellant] had “put his thing into
her private area.” [A.K.] called M.J.’s father and M.J. repeated
the disclosure to her father. M.J. has not had any contact with
[Appellant] since the disclosure and her behavior is improving.
Prior to this disclosure, [A.K.] had never heard M.J. mention
anything of a sexual nature.
Pennsylvania State Trooper Youngblood testified that he began his
investigation into this matter in April 2016. Youngblood testified
that he was present for the forensic interview of M.J. and that she
disclosed that [Appellant] had sex with her, that she used “age
-3-
J-A06025-19
appropriate terminology,” that the abuse occurred at her father’s
residence, and that [Appellant] had “peed on her.” Youngblood
interviewed [Appellant] and he denied any inappropriate sexual
contact with M.J. Based upon [Appellant’s] demeanor and body
language, Youngblood opined that [Appellant] was not telling the
truth.
N.W., the fifteen year old sister of [Appellant], testified that all of
the children tended to congregate in [Appellant’s] room. N.W.
indicated that she had never seen [Appellant] go into M.J.’s room
and that she had never observed [Appellant] touch anyone
inappropriately. N.W. testified that M.J. would “constantly lie”
about things that other people had done. N.W. testified further
that [Appellant] had no interest in M.J. and that he would kick M.J.
out of his room. N.W. also recalled that M.J. would play with dolls
and have the dolls engage in sexual acts while M.J. made “sex
noises.”
[Me.J.], M.J.’s stepmother and the mother of [Appellant], testified
that M.J. had lied on a previous occasion about being spanked,
had lied about having homework, and that she had lied about her
sister’s death. She also stated that M.J. had made a prior false
accusation where she contended one of the other children had
touched her breast.
[Me.J.] indicated that all of the children would spend time in
[Appellant’s] room. There were occasions when M.J. was told to
leave [Appellant’s] room because she was irritating the other
children. [Me.J.] never saw any inappropriate conduct by
[Appellant]. She testified that [Appellant] was [a] well-behaved
child and there were no issues with him.
[Me.J.] questioned M.J. about using her dolls in a sexual manner
and M.J. had explained that she had seen her mother and her
mother’s paramour engaging in such activities and that she had
seen similar sexual acts on television. [Me.J.] also testified that
M.J. had gotten possession of H.J.’s book that described puberty
on several occasions.
[R.J.], the father of M.J., testified that prior to M.J.’s disclosure,
he had a joint custody agreement as it related to M.J. [R.J.]
confirmed that M.J.[’]s behavior deteriorated over the course of
time. He indicated that M.J.’s teacher informed him that M.J.’s
behavior in class was inappropriate and that M.J. was not telling
the truth. [R.J.] testified that M.J. made up stories in order to get
attention.
-4-
J-A06025-19
[Appellant] testified that all of the children tended to play in his
room because it had more room. [Appellant] indicated that he
would kick M.J. out of his room when she was misbehaving.
[Appellant] testified that M.J. was not truthful. [Appellant] denied
ever touching M.J. in any inappropriate sexual manner.
Juvenile Ct. Op., 4/10/18, at 1-5 (citations and footnotes omitted).
Appellant was charged with committing delinquent acts that constitute
the crimes of rape, statutory sexual assault–4 to 8 years older, sexual assault,
aggravated indecent assault–complainant less than 16 years old, and indecent
assault charges. Appellant was adjudicated delinquent on the indecent assault
charges on February 22, 2017, and a dispositional order was entered May 17,
2017.
On July 31, 2017, Appellant filed a motion for nunc pro tunc relief
seeking the right to file timely post-dispositional motions or reinstatement of
the right to appeal to this Court. Mot. for Nunc Pro Tunc Relief, 7/31/17, at 3
(unpaginated). The juvenile court granted the motion on November 6, 2017,
permitting Appellant to file a post-dispositional motion within ten days.2
____________________________________________
2 As the juvenile court noted,
[t]his case has a unique procedural history. The initial
adjudication proceeding occurred in Wyoming County in front of
President Judge Russell Shurtleff, and the matter was then
transferred to Susquehanna County as it was T.W.’s county of
residence. T.W. filed a nunc pro tunc post-dispositional motion in
this court seeking to challenge the adjudication. The
Commonwealth did not object to the consideration of [the] post-
dispositional motion nunc pro tunc and did not object to this court
considering the motion.
-5-
J-A06025-19
Appellant filed post-dispositional motions on November 16, 2017,
asserting that his counsel at the adjudication hearing3 (adjudication counsel)
was ineffective for failing to object to inadmissible testimony presented by the
Commonwealth. See Post-Dispositional Mot., 11/16/17, at ¶¶ 20-43.
Appellant argued that Trooper Youngblood improperly testified regarding
Appellant’s credibility where the Trooper indicated that he thought Appellant
was not being truthful during his interview. Id. at ¶ 31 (citing N.T., 2/22/17,
at 63).
Appellant also asserted that Dr. Sordoni testified to “allegations not
testified to by [M.J.] during the adjudicatory hearing. For example, she
stated, ‘the perpetrator had put his wee wee in her pee pee and also in her
butt and that water came out.’” Id. at ¶ 23 (quoting N.T., 1/4/17, at 52).
Additionally, Children and Youth Services caseworker Kelly Flaherty testified
that M.J. had informed her that T.W. had “put his privates in her privates.”
Id. at ¶ 24 (quoting N.T., 1/4/17, at 74). M.J.’s mother and sister testified to
hearing M.J. describe similar events. Id. at ¶¶ 25-26; see N.T., 2/22/17, at
14, 34. Appellant argued that “to present hearsay evidence of [M.J.]’s prior
statements, reasonable notice and an opportunity to test the reliability of such
____________________________________________
Juvenile Ct. Op., 4/10/18, at 1 n.1. References to the juvenile court indicate
the Susquehanna County Court of Common Pleas unless otherwise noted.
3 The Public Defender Office of Wyoming County represented Appellant during
adjudication, and a private attorney, Mark Darmofal, Esq., represented
Appellant in the post-dispositional phase of the case. On appeal, Appellant is
represented by another attorney, Helen Stolinas, Esq.
-6-
J-A06025-19
hearsay evidence must be provided. . . . [T]here were no proceedings under
the Tender Years Hearsay Act, 42 Pa.C.S. [§] 5985.1, prior to the adjudicatory
hearing.” Post-Dispositional Mot., 11/16/17, at ¶ 27.
Appellant further claimed that Dr. Sordoni provided expert testimony
when she improperly testified “regarding behavioral changes arising in
children who have been sexually victimized.” Id. at ¶ 35. Appellant alleges
that adjudicatory counsel was ineffective for failing to object when Dr. Sordoni
stated that literature in this area indicates that children “don’t lie” in these
situations. Id. at ¶ 38 (quoting N.T., 1/4/17, at 56). Additionally, Appellant
took issue with Dr. Sardoni testifying that the results of a later psychological
exam indicated several markers and behaviors that can occur after a sexual
assault. Id. at ¶ 36, 39 (citing N.T., 1/4/17, at 56).
On February 9, 2018, following a hearing, the juvenile court denied
Appellant’s post-dispositional motion. Appellant filed a timely notice of appeal
and court-ordered Pa.R.A.P. 1925(b) statement. The juvenile court complied
with Rule 1925(a). In its opinion, the juvenile court stated that
[e]ven assuming that there was inadmissible evidence that was
presented without objection from defense counsel, in order for
[Appellant] to be entitled to relief, he would have to demonstrate
that the inadmissible evidence contributed to the adjudication
itself. In this case, both the Commonwealth and the defense were
attacking the credibility of M.J. All of her prior statements –
consistent and inconsistent – were elicited by both parties and
-7-
J-A06025-19
presented to the factfinder.[4] In the end, President Judge
Shurtleff heard from both M.J. and [Appellant] and had to judge
the credibility of both witnesses. . . . [T]o the extent that some
inadmissible evidence may have inadvertently been entered into
the record, there is [a] presumption that President Judge Shurtleff
ignored such evidence. Moreover, even if this presumption did
not exist, the record demonstrates that any such inadmissible
evidence would have been de minimis in nature and would not
have prejudiced [Appellant].
* * *
[Regarding Dr. Sordoni, she] admitted that there was no “proof”
that the psychological markers definitely demonstrate that sexual
abuse occurred. . . . Dr. Sordoni simply referenced literature
concerning the credibility of children making sexual assault
reports, but clarified that she was “probably” being presented to
demonstrate that M.J. was making consistent statements
regarding the abuse. When considered in this context, there was
nothing about this testimony that would meet the standard
applicable to expert testimony. Given the long-standing rule that
a trial judge is presumed to ignore inadmissible evidence, it is
clear that Dr. Sordoni’s relating to “literature” and “psychological
markers” would not have been considered by the trial judge as it
was far too speculative to constitute appropriate expert testimony.
Juvenile Ct. Op., 4/10/18, at 8, 10-11 (footnote omitted) (citing
Commonwealth v. Gonzalez, 109 A.3d 711, 727 (Pa. Super. 2015)).
Appellant raises the following questions for our review, which we have
reordered for ease of disposition:
[1.] Whether testimony regarding the State Trooper’s opinion of
the minor’s credibility at the time of his interview with police was
inadmissible and unfairly prejudicial?
____________________________________________
4 In the juvenile court’s order denying Appellant’s post-dispositional motion,
the trial court indicated that “defense counsel aggressively attacked the
credibility of the child victim. As such the prior consistent statements of the
child victim were plainly admissible under Pennsylvania Rule of Evidence
613(c).” Order, 2/9/18, at 1 n.1.
-8-
J-A06025-19
[2.] Whether testimony regarding the complainant’s prior
statements violated the Tender Years Hearing Act, and constituted
inadmissible hearsay?
[3.] Whether the opinion testimony of the examining physician
that the complainant was a victim of a sexual assault, absent
physical evidence on exam, was inadmissible and unfairly
prejudicial?
[4.] Whether failure to object [to] numerous instances of hearsay,
irrelevant, and unfairly prejudicial evidence constituted ineffective
assistance of counsel by undermining the truth determining
process such that no reliable adjudication could take place?
[5.] Whether the prejudicial and inadmissible evidence entered
without defense objection constitute[s] reversible error in light of
the fact that a Common Pleas judge served as the fact finder?
Appellant’s Brief at 4.5
____________________________________________
5 The questions on appeal differ from those raised in Appellant’s Rule 1925(b)
statement, which included the following issues:
1. The court erred in denying the minor’s post dispositional
motion alleging ineffectiveness of counsel on the basis that the
trial judge would have disregarded inadmissible evidence. Due
to the amount and nature of the inadmissible evidence, the
cumulative effect resulted in prejudice to the defendant,
particularly in light of the fact that the evidence of guilt was
not conclusive.
2. With respect to the hearsay evidence presented by the
Commonwealth through Dr. S[o]rdoni in violation of the Tender
Years Act, said testimony prejudiced [Appellant’s] right to a fair
trial because it alerted the finder of fact that there were more
serious allegations during the investigation which were
suggestive of penetrative assault, and which were not testified
to by the complainant during the adjudicatory hearing.
3. Additional hearsay evidence was presented to cast the minor
and his family in a poor light in suggesting that he would have
had the propensity to commit these offenses because of alleged
possession of and exposure to pornographic material, mother's
-9-
J-A06025-19
____________________________________________
prior incarceration, [Appellant’s] placement in a foster home,
and the allegation that he had been previously abused.
4. The court erred in finding that Dr. S[o]rdoni did not present
expert testimony. Although Dr. S[o]rdoni did not testify to “a
degree of professional certainty”, she did testify as an expert—
she was qualified as an expert in family medicine, and her
testimony was based on her knowledge and experience, and
certainly would qualify as opinion testimony. The court would
have understood it as such, and there was no other purpose
for the portions of her testimony regarding behavioral changes,
psychological markers and behaviors consistent with sexual
abuse and her assertions that “children don’t lie”.
5. In the absence of physical abuse, an expert witness may not
express an opinion that the complainant was a victim of sexual
assault based upon witness accounts couched as a history.
Commonwealth v. Maconeghy, No. 81 MAP 2016, 2017 Pa.
LEXIS 2466 (Oct. 18, 2017)[.]
6. The Court erred in failing to decide whether Dr. S[o]rdoni’s
[testimony] would have been admissible during the
adjudicatory hearing, presuming that if it was inadmissible, the
factfinder would have disregarded this testimony.
7. Maconeghy was not decided until October 18, 2017, nearly
eight months after the hearing in this matter. However, counsel
should have objected to the Commonwealth’s introduction of
the testimony because allocator had been granted in
Maconeghy on August 5, 2016—well in advance of the
adjudicatory hearing, on the following question:
“Whether the Superior Court erred in finding that Dr.
Novinger’s statement that he believed the child was
victimized encroached on the jury’s function as sole
arbiter of credibility when the case law that the Superior
Court relied on does not warrant such a result.”
8. There is nothing of record to suggest that the fact finder
disregarded the testimony of Dr. Sardoni, or was aware of its
inadmissibility, particularly given the fact that allocator had
- 10 -
J-A06025-19
First, Appellant asserts that Trooper Youngblood improperly testified to
his opinion that Appellant was not being honest during his interview.
Appellant’s Brief at 22. According to Appellant, adjudicatory counsel “was
ineffective in failing to object to this testimony, and had no reasonable
strategic basis for inaction.” Id. at 23. However, we note that Appellant failed
to include this claim regarding counsel’s ineffectiveness or otherwise mention
Trooper Youngblood in his Rule 1925(b) statement. See Rule 1925(b)
Statement, 4/5/18. Nor did the juvenile court address the issue. Accordingly,
this issue is waived.6 See In Interest of C.E.H., 167 A.3d 767, 772 (Pa.
Super. 2017) (noting that where an issue has not been preserved in a Rule
1925(b) statement and it is raised for the first time on appeal, the issue is
waived).
In his next three issues, Appellant asserts that his adjudicatory counsel
was ineffective for failing to object to certain evidence at the adjudicatory
hearing. Accordingly, we address these issues together.
____________________________________________
been granted on the legal issue and counsel did not alert the
court to the legal issue.
9. The court’s premise that even if inadmissible evidence was
presented, the fact finder, a jurist, would have disregarded the
evidence, should not apply here, where there was not
overwhelming evidence of guilt.
Rule 1925(b) Statement, 4/5/18, at 1-3 (unpaginated).
6Even if this issue were not waived, for the reasons outlined below, Appellant
would not be entitled to relief on this issue.
- 11 -
J-A06025-19
Initially, we note that Appellant’s ineffective assistance of counsel (IAC)
claims are properly before this Court, since this is a juvenile matter, and the
Post Conviction Relief Act7 does not apply. In re K.A.T., Jr., 69 A.3d 691,
697 (Pa. Super. 2013) (noting that “[b]ecause of a juvenile’s lack of access to
collateral review, we have concluded that it is necessary to review a juvenile’s
ineffective assistance of counsel claims on direct appeal, when properly
raised” (citation omitted)). Here, Appellant preserved his IAC claims in the
trial court by filing his post-dispositional motion under Pa.R.J.C.P. 620. See
Pa.R.J.C.P. 620(A).
Appellant first asserts that certain hearsay testimony regarding M.J.’s
statements describing the incidents with Appellant violated the Tender Years
Hearsay Act, which requires notice and an in camera hearing to determine the
reliability of such statements. Appellant’s Brief at 19. According to Appellant,
no notice was provided and no hearing was held, and therefore the
Commonwealth should not have been able to introduce the testimony of Dr.
Sordoni, Kelly Flaherty, M.J.’s mother, or her sister, which indicated
statements M.J. had made about being abused. Id. Adjudicatory counsel did
not object to these statements. According to Appellant, his adjudicatory
counsel “should have been objecting to efforts by the Commonwealth which
improperly bolstered [M.J.’s] credibility.” Id. at 28.
____________________________________________
7 42 Pa.C.S. §§ 9541-9546.
- 12 -
J-A06025-19
With regard to IAC claims, we presume that counsel is effective, and
Appellant bears the burden of proving ineffectiveness. K.A.T., 69 A.3d at 699.
We use the following three-pronged test to determine whether counsel was
ineffective:
[W]e must first consider whether the issue underlying the charge
of ineffectiveness is of arguable merit. If not, we need look no
further since counsel will not be deemed ineffective for failing to
pursue a meritless issue. If there is arguable merit to the claim,
we must then determine whether the course chosen by counsel
had some reasonable basis aimed at promoting the client’s
interests. Further, there must be a showing that counsel’s
ineffectiveness prejudiced Appellant’s case. The burden of
producing the requisite proof lies with Appellant.
Id. (citation omitted). “To establish prejudice, an appellant must demonstrate
that there is a reasonable probability that the outcome of the proceedings
would have been different, but for counsel’s action or inaction.” Id. at 703
(citation omitted). “The failure to meet any one prong of the ineffectiveness
test, including the prejudice prong, defeats the entire claim.” Id. (citation
omitted).
In general, “[a]ll relevant evidence is admissible . . . . Evidence that is
not relevant is not admissible.” Pa.R.E. 402. “Hearsay is not admissible
except as provided by [the rules of evidence], by other rules prescribed by
the Pennsylvania Supreme Court, or by statute.” Pa.R.E. 802. Hearsay is
defined as a statement that
(1) the declarant does not make while testifying at the current
trial or hearing; and
(2) a party offers in evidence to prove the truth of the matter
asserted in the statement.
- 13 -
J-A06025-19
Pa.R.E. 801.
The Tender Years Hearsay Act provides the following:
(a) General Rule.—An out-of-court statement made by a child
victim or witness, who at the time the statement was made was
12 years of age or younger, describing any of the offenses
enumerated in 18 Pa.C.S. [Chapter] . . . 31 (relating to sexual
offenses), . . . not otherwise admissible by statute or rule of
evidence, is admissible in evidence in any criminal or civil
proceeding if:
(1) the court finds, in an in camera hearing, that the
evidence is relevant and that the time, content and
circumstances of the statement provide sufficient indicia of
reliability; and
(2) the child either:
(i) testifies at the proceeding; or
(ii) is unavailable as a witness.
42 Pa.C.S. § 5985.1(a).
Pennsylvania Rule of Evidence 613 provides that
[e]vidence of a witness’s prior consistent statement is admissible
to rehabilitate the witness’s credibility if the opposing party is
given an opportunity to cross-examine the witness about the
statement and the statement is offered to rebut an express or
implied charge of:
(1) fabrication, bias, improper influence or motive, or faulty
memory and the statement was made before that which has
been charged existed or arose; or
(2) having made a prior inconsistent statement, which the
witness has denied or explained, and the consistent
statement supports the witness’s denial or explanation.
Pa.R.E. 613. A prior consistent statement in this context may only be admitted
when the prior consistent statement “predate[s] the alleged ‘fabrication, bias,
improper influence or motive, or faulty memory.’” Commonwealth v. Bond,
- 14 -
J-A06025-19
190 A.3d 664, 669 (Pa. Super. 2018) (quoting Pa.R.E. 613(c)(1)).
Additionally, prior consistent statements may be used to “only to rehabilitate
the witness,” rather than as substantive evidence. See Pa.R.E. 613 cmt.
In K.A.T., the defendant’s counsel failed to object to hearsay evidence
that established a timeline for when the defendant entered a convenience
store. K.A.T., 69 A.3d at 703. Although the evidence was hearsay and there
was no reasonable basis for counsel’s failure to object, the defendant could
not establish prejudice because other, independent evidence established the
timeline, making the improperly admitted evidence cumulative. Id. at 704.
Accordingly, the defendant’s counsel was not ineffective. Id.
Additionally, since the proceeding in K.A.T. “was not a jury trial, and we
presume that a judge does not consider evidence improperly, the defendant
[could not] establish prejudice.” Id. at 707 (Bowes, J., concurring) (citation
omitted); see also In re J.H., 737 A.2d 275, 279 (Pa. Super. 1999) (noting
that in a proceeding where the judge is the fact-finder, he or she is presumed
to consider evidence for its proper purpose and “is equipped, through training
and experience, to assess the competency and relevance of proffered evidence
and to disregard that which is prejudicial” (citation omitted)).
Instantly, Appellant is correct that the Tender Years Hearsay Act’s
provisions were not followed in permitting M.J.’s out-of-court statements to
be entered into evidence for the truth of the matters asserted. See 42 Pa.C.S.
5985.1(a).
- 15 -
J-A06025-19
Additionally, we disagree with the trial court that M.J.’s out-of-court
statements were admissible under Pa.R.E. 613(c). While Appellant’s
adjudicatory counsel questioned M.J. regarding her truthfulness, the timing of
the incident in which M.J. lied to her teacher was prior to her allegations in
this matter and any consistent statements made regarding Appellant’s actions
toward her. Moreover, the lie that M.J. told did not deal with the subject
matter at hand regarding Appellant allegedly sexually assaulting her. Because
a prior consistent statement can only be used if it predates the fabrication,
Rule 613(c) is inapplicable in the instant matter. See Bond, 190 A.3d at 669.
Because the Tender Years Hearsay Act did not provide a basis to admit
what was otherwise hearsay, and Rule 613(c) did not provide a basis to admit
the evidence to rehabilitate M.J., Appellant’s claims of ineffectiveness have
arguable merit and there is no apparent reasonable basis for adjudicatory
counsel’s failure to object. See K.A.T., 69 A.3d at 699. However, Appellant
cannot demonstrate prejudice from the admission of M.J.’s prior out-of-court
statements because the evidence was cumulative of her own testimony. See
id. at 704. Moreover, the judge presiding over the adjudication is presumed
to have disregarded evidence that was prejudicial to Appellant. See id. at
707; J.H., 737 A.2d at 279. Accordingly, Appellant’s adjudicatory counsel was
not ineffective for her failure to object to testimony including M.J.’s out-of-
court statements describing the incidents of abuse.
- 16 -
J-A06025-19
Appellant also challenges certain testimony that Dr. Sordoni provided,
arguing that adjudicatory counsel should have objected to it. Specifically,
Appellant focuses on the following portion of Dr. Sordoni’s testimony:
This patient being new to me, I didn’t observe any [psychological
markers], but because we do a fairly extensive history, the
patient’s mother reported that in the last few months that she had
been acting out. She was scheduled for a psychological exam on
April 28th, I believe, three days after she was with us, and that
she had a few markers and a few behaviors that were really not
appropriate for an eight year old. She had slapped a child in
school and had gotten in trouble. She had used foul language in
an inappropriate place in school. She had–she had been mean to
her pet at home and she had been lying and disobeying, according
to the mom’s report. That was new behavior, and you know, we–
we know for sure that there’s evidence that those kinds of
behaviors often occur either at the time of or after an assault, a
sexual assault or a physical assault. There’s no way can prove
that, but we know that the literature tells us that. The literature
also tells us that children in those environments under those
situations don’t lie, and the fact that-the fact that is important and
probably why I was called here is because she did corroborate
what she had said in her interview in the medical exam.
N.T., 1/4/17, at 55-56.
Appellant asserts that adjudicatory counsel
failed to object to Dr. S[o]rdoni’s testimony regarding behavioral
changes arising in children who have been sexually victimized. . .
. The testimony that [M.J.’s] history established that she had been
sexually abused was objectionable because it went beyond the
scope of the expertise for which the doctor was accepted—she was
qualified as an expert in family medicine, and not in the dynamics
and psychological markers of sexual abuse. . . . Additionally, the
physician was permitted to testify that “children don’t lie” about
such matters, and she was permitted to testify that the child did
not appear to be coached. These statements are of the witness’
opinion on matters outside the scope of the field for which she was
qualified as an expert, intruded on the province of the fact-finder,
and were speculative, irrelevant and unfairly prejudicial. The
testimony went beyond merely explaining the possibility of abuse
- 17 -
J-A06025-19
absent physical evidence. It put a professional “stamp of
approval” on [M.J.’s] statements.
In the absence of physical evidence, an expert witness may not
express an opinion that the complainant was a victim of sexual
assault based upon witness accounts couched as a history.
Appellant’s Brief at 23-25 (citing Commonwealth v. Maconeghy, 171 A.3d
707 (Pa. 2017)).
In Maconeghy, which was decided after the adjudication in the instant
matter, our Supreme Court held in a sex abuse case that “expert testimony
opining that a child has been sexually abused—which is predicated on witness
accounts and not physical findings—is inadmissible.” Commonwealth v.
Maconeghy, 171 A.3d 707, 715 (Pa. 2017).
Here, Dr. Sordoni was accepted as an expert in family medicine. To the
extent Appellant characterizes Dr. Sordoni’s testimony as stating that M.J.’s
history established that she had been sexually assaulted, this is an incorrect
characterization. Dr. Sordoni did not state that a sexual assault had occurred.
See N.T. 1/4/17, at 55-56. Dr. Sordoni referred to literature indicating that
children do not lie about sexual abuse and stated that M.J. demonstrated
certain psychological markers that might indicate sexual abuse, and these
references were outside the scope of the expertise for which she was qualified.
However, these references in the context of her testimony did not rise to the
level of providing an expert conclusion that such abuse had actually occurred
as in Maconeghy. See Maconeghy, 171 A.3d at 715.
As to the allegation that Dr. Sordoni’s testimony bolstered M.J.’s account
of the sexual assaults she suffered, and adjudicatory counsel was ineffective
- 18 -
J-A06025-19
for failing to object to this testimony, we note that this claim has arguable
merit. However, the adjudicatory hearing judge is presumed to have
disregarded such improper evidence. See K.A.T., 69 A.3d at 707; J.H., 737
A.2d at 279. Therefore, Appellant cannot demonstrate prejudice, and
adjudicatory counsel was not ineffective regarding her failure to object to Dr.
Sordoni’s testimony. See K.A.T., 69 A.3d at 699.
In his final issue, Appellant asserts that the juvenile court could not have
disregarded the improper evidence presented without objection from counsel.
Appellant’s Brief at 31. In support, Appellant argues that a trial court may
make findings of fact based on hearsay evidence to which an objection has
not been made. Id. (citing Jones v. Spidle, 286 A.2d 366 (Pa. 1971) (noting
that when hearsay evidence is admitted without an objection, it may be
accorded the same weight as non-hearsay evidence).
Notably, Jones was a jury trial, in which no objection was made to
hearsay evidence that was admitted. See Jones, 286 A.2d at 267. Here,
however, the factfinder was a judge, who is presumed to disregard
inadmissible evidence. Therefore, Jones is inapposite in the instant matter.
Moreover, in this matter, the judge at the adjudicatory hearing did not
adjudicate Appellant delinquent on all charges. In fact, while Appellant was
charged with committing acts constituting the crimes of rape, statutory sexual
assault, and aggravated indecent assault, those charges were dismissed, and
the juvenile court found that Appellant did not commit acts constituting rape
and sexual assault. Instead, Appellant was adjudicated delinquent only as to
- 19 -
J-A06025-19
indecent assault charges. Accordingly, it is not only presumed that the
adjudicatory hearing judge disregarded inadmissible evidence, but in this
matter, the judge actually did so. On this basis, we discern no prejudice to
Appellant based on any failure of adjudicatory counsel to object to the
admission of hearsay evidence. See K.A.T., 69 A.3d at 699.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 04/12/2019
- 20 -