State v. Allen

[Cite as State v. Allen, 2019-Ohio-1797.]

IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
MONTGOMERY COUNTY

STATE OF OHIO :
:
Plaintiff-Appellee : Appellate Case No. 28078
:
v. : Trial Court Case No. 2017-CR-3944
:
JOSEPH KENYON ALLEN : (Criminal Appeal from
: Common Pleas Court)
Defendant-Appellant :
:

...........

OPINION

Rendered on the 10th day of May, 2019.

...........

MATHIAS H. HECK, JR., by MICHAEL P. ALLEN, Atty. Reg. No. 0095826, Montgomery
County Prosecutor’s Office, Appellate Division, Montgomery County Courts Building, 301
West Third Street, 5th Floor, Dayton, Ohio 45422
Attorney for Plaintiff-Appellee

CARLO C. MCGINNIS, Atty. Reg. No. 0019540, 55 Park Avenue, Oakwood, Ohio 45419
Attorney for Defendant-Appellant

.............
 -2-

HALL, J.

{¶ 1} Joseph Kenyon Allen appeals from his conviction on charges of forgery and

having a weapon while under disability.

{¶ 2} Allen advances three assignments of error. First, he contends the trial court

erred in overruling his motion to suppress a handgun found when police executed a

warrantless search of an apartment he shared with his mother. Second, he challenges

the legal sufficiency of the State’s evidence to establish the “possession” element of

having a weapon while under disability. Third, he asserts that third-person statements not

adopted by him in jail telephone calls constituted inadmissible hearsay and violated his

right to confrontation.

{¶ 3} The record reflects that Allen was charged with aggravated robbery, forgery,

and two counts of having a weapon while under disability. The charges stemmed from an

allegation that he had met two teen-aged boys outside his apartment and had purchased

an “Xbox One” game system from them using “fake” money in an envelope. The boys

opened the envelope immediately after the transaction, saw the fake money, and followed

Allen back into his apartment building, where they claimed he pulled a handgun and

threatened them with it. The boys fled and called the police. The following day, they

identified Allen in a photospread as the perpetrator. Two police officers went to Allen’s

apartment and made contact with his mother, Loretta Nelson. While speaking with Nelson

inside the apartment, the officers heard a noise and found Allen in a bedroom walking

toward the bathroom. They handcuffed him and placed him in a cruiser. Two detectives

arrived shortly thereafter. After obtaining Nelson’s written consent to search the

apartment, they found a black handgun in a laundry basket in the bedroom where Allen
 -3-

had been apprehended.

{¶ 4} Prior to trial, Allen moved to suppress the handgun found in the apartment

on the basis that it was obtained through an unlawful search. Specifically, he argued that

Nelson did not freely and voluntarily consent to the search of the apartment. (Motion, Doc.

#38.) The trial court held a hearing on the motion. The only witnesses were detective

Lindsey Dulaney and Nelson. Based on the testimony presented, the trial court held that

Nelson had given valid consent for the search that resulted in discovery of the firearm.

(Suppression Tr. at 26-28.) Following the trial court’s ruling, the case was bifurcated at

Allen’s request. The case proceeded to a jury trial on the charges of aggravated robbery

and forgery. The jury found Allen guilty of forgery but not guilty of aggravated robbery.

The trial court then held a bench trial on two counts of having a weapon while under

disability and on a repeat-violent-offender specification. The trial court dismissed the

specification in light of Allen’s acquittal on the aggravated-robbery charge. After

considering the evidence from Allen’s jury trial and the additional evidence presented in

the bench trial, the trial court found him guilty on both counts of having a weapon while

under disability. At sentencing, the trial court merged the two weapon-under-disability

counts. It imposed concurrent prison sentences of 12 months for forgery and 36 months

for having a weapon while under disability. This appeal followed.

{¶ 5} For purposes of our analysis, we will address Allen’s assignments of error in

reverse order. In his third assignment of error, he challenges the trial court’s admission

of an audio recording of jail telephone calls. On portions of the calls, which involved Allen,

his mother, and an unidentified female speaker, there was discussion about a firearm.

The State sought to introduce the recording during the bench trial on the weapon-under-
 -4-

disability charges. Defense counsel raised a hearsay objection to statements made by

anyone other than Allen. (Tr. at 317.) The State responded that it was not offering the

statements by anyone other than Allen for the truth of the matter asserted. (Id.) The trial

court overruled the objection. (Id. at 318.) The trial court later sustained an objection to

statements by the unidentified female and indicated that it would not consider those

statements. (Id. at 321.)

{¶ 6} In support of its verdict, the trial court discussed the phone calls and identified

the parts on which it relied as follows:

Turning now to the phone calls that were introduced this morning, in

regards to Exhibit 2, the Court had heard the phone calls and listened to the

phone calls, but finds that the Defendant was identified by the detective as

being his voice, as well as the mother on some of the phone conversation.

There was an unknown female that was listed in one part of the

conversation, and the Court disregarded any statements made [by] that

female.

The Court finds the Defendant knew that he was being recorded, as

that the recording starts that way that he should be informed, as well as the

others, that the phone conversations are being recorded. Exhibit 12 reflects

three significant parts in the phone calls. First, there was a phone call, which

was identified as the Defendant and his mother, in which the mother states,

“I did not know you had a gun,” and Defendant responds shortly thereafter,

“You told me to hide the gun.”

A little bit later, there was an unknown female which the Defendant
 -5-

was identified as stating, “I know I’m going back,” and the Court makes the

inference that he’s referring to prison when he makes that statement. And

further, he stated, “They found that gun in there.” Then there was a third

part of the conversation which his mother, and again, the other female was

also part of it at various times, in which Defendant makes the following

statements: “My gun is green.” He then states, “My gun is not black.” Say,

“Mama, you know—Mama, you seen the color of my gun.” And another

statement, “My gun is green and chrome.” And finally, “The gun they found

was black.” Defendant’s mother makes some reference to the gun, but

saying that she just saw the clip first.

(Tr. at 338-339.)

{¶ 7} The only potentially meaningful statement by someone other than Allen

referenced by the trial court was his mother’s statement, “I did not know you had a gun.”

That statement was not hearsay because it was not offered for the truth of the matter

asserted. It was immaterial whether Allen’s mother knew he had a gun, and the State was

not trying to prove his mother’s knowledge. The potential relevance was in Allen’s

response. After his mother essentially accused him of having a gun, Allen did not deny

the accusation. Instead, he arguably implied that he did possess a gun when he

responded, “You told me to hide the gun.” This response was admissible as an admission

of a party-opponent under Evid.R. 801(D)(2), as were his other statements referenced by

the trial court. With regard to the confrontation argument Allen raises on appeal, he failed

to raise a Confrontation Clause issue below. Regardless, because his mother’s statement

about her lack of knowledge of him having a gun was not hearsay, it also was not
 -6-

“testimonial,” and his constitutional right to confrontation as expressed in Crawford v.

Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004) was not violated. State

v. Ali, 2d Dist. Clark No. 2014 CA 59, 2015-Ohio-1472, ¶ 25. The third assignment of error

is overruled.

{¶ 8} In his second assignment of error, Allen challenges the legal sufficiency of

the State’s evidence to establish the “possession” element of having a weapon while

under disability. In the body of his brief, he also mentions the manifest-weight-of-the-

evidence. He advances several arguments in support. First, he contends the record does

not support a finding of “constructive possession” based on discovery of the handgun in

a laundry basket in his mother’s apartment. Second, he notes that the trial court

referenced events occurring on both December 10, 2017 (the date he allegedly

threatened the victims with a handgun) and December 12, 2017 (the date detectives

found a handgun in his mother’s apartment), whereas his indictment alleged that the

weapon-under-disability offense occurred “on or about” December 10, 2017. Third, he

claims the trial court erred in finding that he possessed a handgun when he pointed it at

the victims. Allen argues that this finding is impermissibly inconsistent with the jury’s

verdict acquitting him of aggravated robbery.

{¶ 9} When a defendant challenges the sufficiency of the evidence, he is arguing

that the State presented inadequate evidence on an element of the offense to sustain the

verdict as a matter of law. State v. Hawn, 138 Ohio App.3d 449, 471, 741 N.E.2d 594 (2d

Dist. 2000). “An appellate court’s function when reviewing the sufficiency of the evidence

to support a criminal conviction is to examine the evidence admitted at trial to determine

whether such evidence, if believed, would convince the average mind of the defendant’s
 -7-

guilt beyond a reasonable doubt. The relevant inquiry is whether, after viewing the

evidence in a light most favorable to the prosecution, any rational trier of fact could have

found the essential elements of the crime proven beyond a reasonable doubt.” State v.

Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492 (1991), paragraph two of the syllabus.

{¶ 10} Our analysis is different when reviewing a manifest-weight argument. When

a conviction is challenged on appeal as being against the weight of the evidence, an

appellate court must review the entire record, weigh the evidence and all reasonable

inferences, consider witness credibility, and determine whether, in resolving conflicts in

the evidence, the trier of fact “clearly lost its way and created such a manifest miscarriage

of justice that the conviction must be reversed and a new trial ordered.” State v.

Thompkins, 78 Ohio St.3d 380, 387, 678 N.E.2d 541 (1997). A judgment should be

reversed as being against the manifest weight of the evidence “only in the exceptional

case in which the evidence weighs heavily against the conviction.” State v. Martin, 20

Ohio App.3d 172, 175, 485 N.E.2d 717 (1st Dist.1983).

{¶ 11} With the foregoing standards in mind, we find legally sufficient evidence to

support Allen’s conviction for having a weapon while under disability. His conviction also

is not against the weight of the evidence. In count two, Allen was charged with violating

R.C. 2923.13(A)(2). Count three charged a violation of R.C. 2923.13(A)(3). In relevant

part, the statute provides:

(A) Unless relieved from disability under operation of law or legal process,

no person shall knowingly acquire, have, carry, or use any firearm or dangerous

ordnance, if any of the following apply:

***
 -8-

(2) The person is under indictment for or has been convicted of any felony

offense of violence or has been adjudicated a delinquent child for the commission

of an offense that, if committed by an adult, would have been a felony offense of

violence.

(3) The person is under indictment for or has been convicted of any felony

offense involving the illegal possession, use, sale, administration, distribution, or

trafficking in any drug of abuse or has been adjudicated a delinquent child for the

commission of an offense that, if committed by an adult, would have been a felony

offense involving the illegal possession, use, sale, administration, distribution, or

trafficking in any drug of abuse.

{¶ 12} The only difference between counts two and three is that one alleged Allen

was under disability due to a prior offense of violence and the other alleged he was under

disability due to a prior felony drug offense. Both counts alleged that he had a weapon

while under disability “on or about” December 10, 2017, which is when the victims testified

he purchased a game system with “fake” money and threatened them with a handgun. In

explaining its verdict, the trial court explicitly found credible the victims’ testimony that

Allen threatened them with a handgun. The trial court stated:

* * * First of all, I’ve considered the testimony of the two witnesses

that testified in the prior [jury] trial * * *. I find their testimony to be credible

in the identification of the Defendant, and the Defendant did have a firearm

in his possession. They described it as a black firearm, and a black firearm

was found later in the residence, [where] the Defendant stays.

Both testified to Defendant stating something to the effect of, quote,
 -9-

“Don’t move or I’m going to blow this bitch.” Court makes the inference that

this is referring to a use of a firearm. * * *

(Emphasis added.) (Tr. at 337-338.)

{¶ 13} The victims’ trial testimony that Allen pulled a handgun on them itself was

legally sufficient to convict him of having a weapon while under disability. Notably, the

trial court credited this testimony that Allen had a firearm in his possession on December

10, 2017. Thus, the record is sufficient to support a finding of actual possession by Allen

without regard to constructive possession two days later when a handgun was found near

him in a clothes basket. In light of the victims’ testimony, which the trial court credited, we

further conclude that a finding that Allen had actual possession of a firearm on December

10, 2017 also is not against the manifest weight of the evidence.

{¶ 14} We are equally unpersuaded by Allen’s claim that his acquittal on the

aggravated-robbery charge precluded the trial court from relying on the victims’ testimony

that he pulled a handgun on them. We find this argument unpersuasive for at least two

reasons. First, we do not know why the jury acquitted him of aggravated robbery. The jury

may have reasoned that the theft offense had been completed and that Allen was not

actively “fleeing” from it when the victims confronted him inside his apartment building. If

this is what the jury determined, then no aggravated robbery occurred even if Allen did

brandish a handgun. See R.C. 2911.01(A)(1). Second, even if we could infer from the

jury’s verdict that it did not believe Allen pulled a handgun on the victims, the trial court

was not obligated to reach the same conclusion. We have recognized that “ ‘a conviction

on one count of an indictment may not be reversed upon the ground that it is inconsistent

with an acquittal on another count.’ ” State v. Henderson, 2d Dist. Montgomery No. 26018,
 -10-

2014-Ohio-4601, ¶ 18, quoting State v. Hayes, 166 Ohio App.3d 791, 2006-Ohio-2359,

853 N.E.2d 368, ¶ 35 (2d Dist.). This is particularly true in the present case, which

involved a bifurcated proceeding with different triers of fact. Thus, even if we were to

assume some inconsistency between the jury acquitting Allen of aggravated robbery and

the trial court convicting him of having a weapon while under disability based on the

victims’ testimony, we see no basis for reversing the trial court’s verdict. For the foregoing

reasons, the second assignment of error is overruled.

{¶ 15} In his first assignment of error, Allen challenges the trial court’s denial of his

motion to suppress the handgun found in the clothes basket in his mother’s apartment.

Allen contends the State failed to prove that his mother voluntarily consented to the entry

and search of her apartment.

{¶ 16} In his suppression motion, Allen set forth the following factual allegations

about law enforcement’s interaction with his mother:

On or about December 12, 2017, during the investigation of the

alleged offense, Officers visited 108 Melba Ave., Apartment 310 with the

understanding that Allen resided there with his Mother, Loretta Nelson

(Nelson). Officers made contact with Nelson at that location where it is

alleged that she signed a Consent to Search Form and told the officers that

Allen sometimes stays there but does not have a room in the Apartment

and is not on the Lease.

Nelson contends that the Officers did not indicate they were looking

for Allen; rather, Nelson informs the undersigned Counsel that Officers

represented to her that they were looking for her boyfriend whose name is
 -11-

“James.” Nelson denies signing a Consent to Search form and only

consented to the search of her Apartment to show the Officers that “James”

was not there. The Officers searched the Apartment and allegedly located

a black handgun in a laundry basket in the bedroom.

(Doc. # 38 at 2.)

{¶ 17} Based on the foregoing allegations, Allen asserted that “Nelson did not

freely and voluntarily consent to the search of her residence and the evidence of a

handgun should not be permitted to be introduced at trial.” (Id. at 3.)

{¶ 18} Two witnesses testified at the subsequent suppression hearing. The first

was detective Lindsey Dulaney. She testified that when she and detective Terry Perdue

arrived at Nelson’s apartment on December 12, 2017, Allen was sitting in the back of

another officer’s police cruiser. (Suppression Tr. at 8.) Dulaney first spoke with the initial

responding officers who had taken Allen into custody. (Id. at 11.) Dulaney testified that

she and Perdue then approached Nelson, who was alone in the apartment. Nelson told

the detectives that Allen and her boyfriend, James Jimerson, sometimes stayed at the

apartment. (Id. at 9.) After that conversation, Dulaney obtained oral consent to search the

apartment. Before doing so, however, the detective went over a consent-to-search form

with Nelson and asked Nelson to sign if she wished to give the detectives permission to

search the apartment. (Id. at 10.) Dulaney testified that she read the form to Nelson and

explained that the detectives were looking for evidence related to the crime of robbery.

(Id. at 11.) Nelson then signed and dated the form. (Id. at 12.) Dulaney testified that no

threats were made and that Nelson appeared to understand what she was doing. (Id.)

{¶ 19} Following Dulaney’s testimony, defense counsel called Nelson as a
 -12-

witness. When asked about her understanding when she signed the consent form, Nelson

responded, “They said I would cooperate, but my understanding was they were looking

for James [Jimerson].” (Id. at 19.) Nelson proceeded to discuss her interaction with the

two police officers who had taken Allen into custody before the detectives arrived. She

testified that she opened the door and saw the officers accompanied by the apartment

manager. According to Nelson, one of the officers asked whether “James” was there. (Id.

at 19.) Nelson responded that James was not there. (Id.) She testified that the following

exchange then occurred with one of the officers:

And he said can we come in and search. I said sure, because James

wasn’t there. And he was searching, and Joseph [Allen] was in the

bathroom. Well, at that time I couldn’t think. They just grabbed him up, you

know, and they told me, the one officer said, I thought you said James

wasn’t here. I said, that isn’t James. I said, that’s Joseph. He said—how’d

he say it, tell me anything. I said, I swear to God that’s not James, that’s

Joseph. He said, well, when you swear to God, that means you’re lying. He

said, but you know by being in DMHA, that you’ve got three days to move

out and that they—they’re—they’re allowed to come into my apartment, if

I’m living with DMHA. * * *

(Id. at 20.)

{¶ 20} According to Nelson, detective Dulaney was not yet present when the

foregoing conversation occurred. (Id. at 21.) Nelson testified that the two responding

officers proceeded to search her apartment before Dulaney arrived and also showed her

the consent form. (Id.) Nelson did not testify, however, that the two officers found the
 -13-

handgun in the clothes basket.1 With regard to Dulaney, Nelson testified that she did not

recall the detective reading the consent form to her. (Id.) She also testified that she did

not read the form before signing it because she was “nervous.” (Id. at 22.) On cross

examination, Nelson stated that she did not “remember” Dulaney reviewing the form. (Id.

at 23.) Nelson also testified that the two responding officers had told her detectives were

going to come to search the apartment. According to Nelson, she responded, “[W]ell,

that’s fine because I don’t have anything to hide.” (Id.) Nelson then engaged in the

following exchange with the prosecutor:

Q. And when Detective Dulaney went over the form with you, did you ask

her any questions? Did you tell her that you did not understand what you

were signing?

A. And, well, to be truthful with you, it was told to me that I was signing

because I cooperated.

Q. That you were signing because you cooperated?

A. I cooperated. I didn’t get—because at the time the first police officer said,

if he had to leave and go get a search warrant, it was going to make the

problem more worse. And I said, well, I don’t have nothing to hide. What are

ya’ll looking for? They never told me what had happened.

(Id.)

{¶ 21} Following Nelson’s testimony, the trial court heard argument from the

1 Although the suppression-hearing transcript fails to identify when the handgun was
discovered, the State presented uncontroverted evidence at trial that detectives Dulaney
and Perdue found the handgun in the clothes basket when they searched the apartment.
(Trial Tr. at 197, 210.)
 -14-

parties. The State argued that the handgun was discovered pursuant to valid consent to

search obtained orally by the responding officers and then obtained in writing by Dulaney.

(Id. at 24.) In response, defense counsel argued:

Respectfully, we heard testimony from Ms. Nelson that it appears

that officers did gain entry into her residence before she made contact with

Detective Dulaney and reviewed a consent to search form. I submit that

there seems to have been a search non-consensual prior to Detective

Dulaney’s arrival and to review the consent to search, notwithstanding the

fact that police are allowed to not necessarily be forthcoming in the truth of

their presence, did lead Ms. Nelson to believe, under false premises [sic],

that they were looking for her boyfriend, James Jimerson.

For these reasons, Your Honor, I respectfully move the Court to see

that this consent to search was not voluntarily and freely given.

(Id. at 25.)

{¶ 22} In overruling Allen’s suppression motion, the trial court found clear and

convincing evidence that Nelson had given the responding officers oral consent to enter

and search her apartment and that she had given the detectives written consent to search.

(Id. at 27-28.) We see no error in the trial court’s ruling. Although portions of Nelson’s

testimony are somewhat confusing, she herself testified that one of the initial officers on

the scene asked her whether they could enter her apartment and search. She admitted

giving the officers oral consent. (Suppression Tr. at 20.) Almost immediately upon

entering the apartment, the officers discovered Allen and arrested him. Although Nelson

testified about being warned she was in DMHA housing and potentially having three days
 -15-

to move out, the officers already had entered the apartment with her permission and had

discovered Allen before this alleged conversation occurred. As set forth above, Dulaney

then arrived and obtained Nelson’s written consent to search the apartment for evidence

related to a robbery. The trial court found that Nelson’s written consent was voluntarily

obtained. We agree with that determination, which is supported by the evidence.

{¶ 23} In any event, we would affirm the trial court’s judgment even assuming,

arguendo, that the handgun discovered in the clothes basket was the product of an

unlawful search. The jury convicted Allen of forgery and acquitted him of aggravated

robbery. The handgun found in his mother’s apartment was not relevant to the forgery

conviction. Moreover, the trial court credited the victims’ testimony that Allen pulled a

handgun on them inside the apartment building on December 10, 2017. That testimony

alone is enough to uphold his conviction for having a weapon while under disability. Given

the trial court’s determination that Allen had actual possession of a firearm on December

10, 2017, it was unnecessary for the State also to prove constructive possession based

on the firearm found in the apartment on December 12, 2017. Thus, any error in the trial

court’s failing to suppress evidence of the handgun found in the apartment necessarily

would have been harmless beyond a reasonable doubt. For the foregoing reasons, we

overrule Allen’s third assignment of error.

{¶ 24} The judgment of the Montgomery County Common Pleas Court is affirmed.

.............

WELBAUM, P.J. and DONOVAN, J., concur.
 -16-

Copies sent to:

Michael P. Allen
Carlo C. McGinnis
Hon. Dennis J. Adkins