IN THE SUPREME COURT OF THE STATE OF DELAWARE
HANNA LAYTON,1 § Nos. 567 & 569, 2018
§ Consolidated2
Respondent Below, Appellant, §
§ Court Below—Family Court
v. § of the State of Delaware
§
JACKSON LAYTON, § File No. CN18-04258
§ Petition No. 18-20461
Respondent Below, Appellee, §
§
and §
§
TERRANCE HOWARD, §
§
Petitioner Below, Appellee. §
Submitted: April 26, 2019
Decided: May 10, 2019
Before VAUGHN, SEITZ, and TRAYNOR, Justices.
ORDER
Upon consideration of the parties’ briefs and the record on appeal, it appears
to the Court that:
1
The Court previously assigned pseudonyms to the parties under Supreme Court Rule 7(d).
2
We hereby consolidate these appeals sua sponte. These appeals present common questions of
fact and law, and, in the circumstances of this case, we conclude that the recusal order is reviewable
as a subsidiary ruling that was made within the course of deciding the petition for guardianship
and became final before the consolidated appeals were filed. Cf. Los v. Los, 595 A.2d 381 (Del.
1991) (“A ruling by a trial court on a motion for disqualification would generally be deemed
interlocutory and not subject to review without compliance with the provisions of Supreme Court
Rule 42. The ruling denying recusal, although interlocutory, became final in this case when the
Family Court dismissed Father’s petition because of his refusal to participate in the hearing.”
(citation omitted)).
(1) The appellant, Hanna Layton (“Mother”), and the appellee Jackson
Layton (“Father”) have two daughters (the “Children”), who are now fifteen and
twelve years old. Mother filed these appeals from (i) a Family Court order (the
“Dismissal Order”) dismissing a petition for guardianship of the Children filed by
the Children’s maternal grandfather (“Grandfather”) and (ii) a Family Court order
denying Mother’s motion seeking recusal of the Family Court judge. Father argues
that the Family Court’s decisions should be affirmed; Grandfather has not appeared
in the appeals. For the reasons discussed below, we affirm.
(2) The parties to this disheartening case have been involved in protracted
litigation concerning the custody and guardianship of the Children since the parents’
estrangement in 2011. The Court summarized the background of this case in an
earlier appeal in 2018;3 we therefore recite only the facts that are necessary to
understand the resolution of these appeals. The Family Court awarded guardianship
of the Children to the Children’s maternal grandmother (“Grandmother”) in August
2016. At the time, the Children and Father had been engaging in reunification
therapy with Dr. Samuel Romirowsky. In 2017 and 2018, the Family Court found
Mother and Grandmother in contempt of earlier court orders because they had
substantially interfered with the reunification efforts in various ways.4 The Family
3
Layton v. Layton, 2018 WL 5291968 (Del. Oct. 23, 2018).
4
Id.
2
Court further found that “Grandmother had failed in her statutory responsibilities as
guardian of the Children to provide for their emotional well-being and to comply
with all Court orders because she failed to support the Children’s reunification
efforts and she allowed Mother daily access to the Children and participated with
Mother in the continued poisoning of the Children against Father.”5 This Court
affirmed the Family Court’s rulings on appeal.6
(3) On July 17, 2018, based on Grandmother’s continued obstruction of
Father’s reunification with the Children and the Court’s finding that the Children
would not be dependent, neglected, or abused in Father’s care, the Family Court
entered an order rescinding Grandmother’s guardianship of the Children and
awarding custody of the Children to Father (the “Rescission Order”). Mother filed
a notice of appeal from the Rescission Order but never filed an opening brief; that
appeal was therefore dismissed on April 9, 2019.7 The Family Court initially had
ordered that the rescission of guardianship would occur on July 20, 2018. In light
of subsequent developments, however, on July 18, 2018, the court ordered that the
rescission would occur immediately (the “Removal Order”), and the Children were
5
Id. at *3.
6
Id. at *6.
7
Layton v. Layton, 377, 2018, Docket Entry No. 27 (Del.). Grandmother also had been a party to
the appeal from the Rescission Order, but in November 2018 the Court dismissed the appeal as to
her after her motion to proceed in forma pauperis was denied and she failed to meet the installment
schedule for payment of the filing fee that was established by the Court. Id. Docket Entry No. 18.
3
transferred to Father’s care on July 18, 2018.8 That same day, Grandfather filed a
petition for guardianship of the Children.
(4) Father moved to dismiss Grandfather’s petition for guardianship. On
October 18, 2018, the Family Court granted the motion to dismiss (the “Dismissal
Order”). The court held that the petition was barred by the doctrines of collateral
estoppel and res judicata because, among other things, the facts regarding the
Children’s dependency were determined in the Rescission Order; Grandfather made
the same arguments in his petition for guardianship that had been litigated in
connection with the Rescission Order; and Grandfather was in privity with
Grandmother because he had been a witness on Grandmother’s behalf since April
2017, he had been actively engaged with Grandmother in disrupting the reunification
therapy, and granting his petition for guardianship would be the equivalent of
allowing Grandmother to refile a petition for guardianship. Mother brought this
appeal from the Dismissal Order. Grandfather did not appeal.
(5) Father argues that because Grandfather did not appeal from the
Dismissal Order, Mother lacks standing to prosecute the appeal. We agree. This
Court has held that where the petitioner has not appealed from the Family Court’s
8
On July 20, 2018, Mother and Grandmother filed a notice of appeal from the Removal Order.
On August 9, 2018, this Court dismissed that appeal as moot, because physical custody of the
Children had already been transferred to Father and the merits of the decision to rescind
guardianship and transfer custody to Father could be addressed in the appeal of the Rescission
Order, which was pending. Layton v. Layton, 376, 2018, Docket Entry No. 20 (Del.).
4
order denying a petition for guardianship, the parents lack standing to prosecute an
appeal from the Family Court’s order.9 For this reason, Mother’s appeal from the
dismissal of Grandfather’s petition for guardianship is dismissed.
(6) On October 16, 2018, while Father’s motion to dismiss Grandfather’s
petition for guardianship was pending, Mother filed a motion seeking recusal of the
Family Court judge.10 The Family Court denied the motion on October 18, 2018.
On November 8, 2018, the day after Mother filed the appeal from the Dismissal
Order, Mother filed a notice of appeal from the order denying recusal.
(7) Father argues that Mother’s appeal from the order denying recusal
should be dismissed as duplicative. We agree that, when an appeal from a final
ruling is pending, an appeal of a subsidiary or interlocutory ruling in the case
generally should be addressed in the same appeal. But in the circumstances of this
case, in which Mother lacks standing to appeal the final ruling but Father has not
argued that she lacks standing to appeal the order denying recusal, we have resolved
the duplication issue by consolidating the appeals and addressing the merits of
Mother’s appeal from the order denying recusal.11
9
Lane v. Div. of Family Servs., 2014 WL 1272264 (Del. Mar. 27, 2014); Morris v. Div. of Family
Servs., 2012 WL 1883081 (Del. May 23, 2012).
10
Grandfather had filed a similar motion on July 19, 2018, which the Family Court denied on July
23, 2018. Mother and other maternal family members had also filed several other motions seeking
recusal at various times in this prolonged litigation.
11
See supra note 2.
5
(8) When deciding whether recusal is appropriate, a trial judge must
undertake the two-step analysis set forth in Los v. Los.12 The analysis includes both
a subjective and an objective test. First, the judge must determine whether she is
subjectively satisfied that she can hear the case free of bias or prejudice concerning
the party seeking recusal.13 Second, if the judge subjectively believes that she has
no bias, the judge must determine whether there is the appearance of bias sufficient
to cause objective doubt as to the judge’s impartiality.14 On appeal, this Court
reviews the judge’s analysis of the subjective test for abuse of discretion and reviews
the merits of the objective test de novo.15
(9) In the order denying the motion for recusal, the Family Court judge
cited Los and concluded that she was satisfied that she could proceed with the case
free of bias or prejudice and that there was no appearance of bias sufficient to cause
doubt as to the judge’s impartiality. We find no abuse of discretion with respect to
the judge’s determination that she had no subjective bias or prejudice.
12
595 A.2d 381 (Del. 1991).
13
Id. at 384-85.
14
Id. at 385. See also Gattis v. State, 955 A.2d 1276, 1281 (Del. 2008) (“The first step requires
the judge to be subjectively satisfied that she can proceed to hear the cause free of bias or prejudice
concerning that party. Even if the judge is satisfied that she can proceed to hear the matter free of
bias or prejudice, the second step requires the judge to examine objectively whether the
circumstances require recusal because there is an appearance of bias sufficient to cause doubt as
to the judge’s impartiality.” (quoting Jones v. State, 940 A.2d 1, 18 (Del. 2007))).
15
Gattis, 955 A.2d at 1281.
6
(10) We also find no objective grounds upon which the judge’s impartiality
reasonably could have been questioned. In essence, Mother argues that the Family
Court judge exhibited bias against her and “the entire maternal family” by failing to
credit certain witness testimony and by ruling against Mother and the maternal
family members and in favor of Father. This Court has held, however, that the fact
that a judge has ruled adversely to a party does not establish bias against that party.16
Indeed, “a trial judge’s rulings alone almost never constitute a valid per se basis for
disqualification on the ground of bias.”17 Instead, for the judge to be disqualified
under the objective portion of the Los test, “the alleged bias or prejudice of the judge
must stem from an extrajudicial source and result in an opinion on the merits on
some basis other than what the judge learned from [her] participation in the case.”18
(11) In this case, the Family Court judge made multiple rulings in favor of
Mother’s side of the family, including awarding guardianship of the Children to
Grandmother. Even after Grandmother, Mother, and other maternal family members
engaged in contumacious conduct and obstructed the reunification process
established by the court, the Family Court gave them additional opportunities to
correct course and do what was in the Children’s best interest. It was only after they
repeatedly refused to do so that the Family Court rescinded Grandmother’s
16
Boyer v. Boyer, 2010 WL 2163908, at *2 (Del. May 25, 2010).
17
In re Wittrock, 649 A.2d 1053, 1054 (Del. 1994).
18
Gattis, 955 A.2d at 1282 (quotations and emphasis omitted).
7
guardianship and awarded custody to Father. Thus, we conclude that the Family
Court’s judicial rulings clearly do not establish that the Family Court judge did not
act impartially.
(12) Mother raises one extrajudicial issue as a basis for concluding that the
Family Court judge was objectively biased. Specifically, Mother argues that, in
2016, the Family Court judge sat on a four-member continuing legal education
(“CLE”) panel that included Dr. Romirowsky, the reunification therapist who
worked with Father and the Children and who testified in some of the earlier
proceedings involving this family.
(13) We conclude that this contention also does not demonstrate objective
bias. First, Dr. Romirowsky did not testify in connection with Grandfather’s petition
for guardianship, because the petition was dismissed on the basis of collateral
estoppel and res judicata arising from the Rescission Order. Thus, if Mother wanted
to seek disqualification of the judge or appeal the judge’s denial of a recusal motion
on the basis of the judge’s contact with Dr. Romirowsky, she should have done so
in connection with the proceedings leading to the Rescission Order or the appeal
from that order.
(14) Second, we cannot conclude that a judge’s mere participation in a
professional education event with a person who happens to be a witness in a
proceeding before the judge constitutes objective evidence of bias. Mother
8
speculates that the Family Court judge and Dr. Romirowsky might have discussed
the Layton litigation outside of the context of the proceedings. But mere speculation
that there might have been improper ex parte communications is insufficient to
warrant recusal.19 Similarly, to the extent that Mother claims that the Family Court
judge should have been disqualified because the CLE panel addressed a topic,
“parental alienation,” that was at issue in the Layton proceedings, we conclude that
Mother’s argument does not establish objective bias.20
NOW, THEREFORE, IT IS ORDERED that the appeal from the Family
Court’s order dismissing Grandfather’s petition for guardianship is DISMISSED,
and the Family Court’s order denying Mother’s motion for recusal is AFFIRMED.
BY THE COURT:
/s/ Collins J. Seitz, Jr.
Justice
19
Cf. Abbott v. Del. State Public Integrity Comm’n, 2019 WL 937184, at *6 (Del. Feb. 25, 2019)
(stating that a litigant’s arguments about alleged ex parte communications required “an inferential
leap that is not supported by any facts alleged in the complaint”); id. at *9 n.57 (citing Patterson
v. STHS Heart, LLC, 2018 WL 4091633, at *4 (Tenn. Ct. App. Aug. 28, 2018), in which the
Tennessee Court of Appeals held that recusal of a judge was not required where the argument for
recusal was “based more on insinuation and speculation than on actual facts”).
20
Cf. Lepine v. Lepine, 223 So. 3d 666, 673-74 (La. Ct. App. 2017) (holding that trial judge did
not err by denying husband’s motion for recusal, which alleged, among other things, that the trial
judge and wife’s counsel were both presenters at a CLE on domestic abuse); In re Wilborn, 401
B.R. 848 (Bankr. S.D. Tex. Feb. 17, 2009) (concluding that recusal was not required based on
legal opinions that the judge expressed during CLE presentations, and discussing cases); Metro.
Opera Ass’n, Inc. v. Local 100, Hotel Emps. & Rest. Emps. Int’l Union, 332 F. Supp. 2d 667
(S.D.N.Y. 2004) (concluding that recusal was not required based on statements, including about
the case before the judge, that the judge made during a CLE presentation, and discussing cases).
9