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[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
________________________
No. 16-15737
________________________
D.C. Docket No. 1:08-cv-02095-WCO
VERONZA L. BOWERS, JR.,
Petitioner-Appellant,
versus
UNITED STATES PAROLE COMMISSION,
WARDEN,
Respondents-Appellees.
________________________
Appeal from the United States District Court
for the Northern District of Georgia
________________________
(May 22, 2019)
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Before JORDAN and JULIE CARNES, Circuit Judges, and SCHLESINGER, ∗
District Judge.
JULIE CARNES, Circuit Judge:
Petitioner Veronza Bowers was convicted in 1974 for the murder of a
federal park ranger, and he has been incarcerated ever since. Petitioner argues that
he is entitled to parole, given how much time he has served on his sentence.
Petitioner’s right to any parole is governed by the 1976 Parole Commission and
Reorganization Act, 18 U.S.C. §§ 4201 et seq. (the “Parole Act” or the “Act”),
under which he became eligible to be considered for “mandatory” 1 parole in April
2004. See 18 U.S.C. § 4206(d). Since that time, the United States Parole
Commission has repeatedly denied Petitioner’s requests for release under
§ 4206(d), finding that he is ineligible for this type of parole because he seriously
violated institutional rules.
This appeal arises from his petition for a writ of habeas corpus in the
Northern District of Georgia. In the district court, Petitioner alleged that the
∗ The Honorable Harvey E. Schlesinger, United States District Judge for the Middle District of
Florida, sitting by designation.
1
Although the applicable provision is often referred to as the “mandatory parole” provision, in
fact the provision is not mandatory, and the Commission can deny parole under this provision
under one of three circumstances: if the prisoner has (1) seriously or (2) frequently violated
institution rules or (3) if there is a reasonable probability that the prisoner will commit another
crime in the future.
2
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Commission erred in denying his parole for two reasons: first, by applying an
erroneous interpretation of the Parole Act’s mandatory parole provision, § 4206(d),
and second, by denying his parole in response to improper political pressure, thus
failing to act as a neutral, unbiased decision-maker in considering his right to
parole. The district court denied his petition for habeas relief. Petitioner now
appeals. After careful consideration, and with the benefit of oral argument, we
AFFIRM.
I. BACKGROUND
The Sentencing Reform Act of 1984 required federal defendants to be
sentenced pursuant to federal Sentencing Guidelines and it eliminated any early
release from a sentence pursuant to parole. See Pub. L. 98–473, §§ 218(a)(5),
235, 98 Stat. 1837, 2027, 2031 (1984); Walden v. U.S. Parole Comm’n, 114 F.3d
1136, 1138 (11th Cir. 1997). Prior to enactment of the Sentencing Reform Act,
the 1976 Parole Act defined the circumstances under which individuals serving
prison sentences may become eligible for parole. Notwithstanding its repeal, the
Parole Act continues to apply to prisoners who were sentenced prior to the
effective date of the Federal Sentencing Guidelines. See Walden, 114 F.3d at
1138.
The United States Parole Commission (the “Commission”) is the executive
agency responsible for administering the Act’s parole guidelines for the ever
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decreasing number of inmates who are able to avail themselves of its benefits.
The Commission makes discretionary judgments regarding federal prisoners’
right to parole at various stages of incarceration. In performing this function, the
Commission is “independent for policy-making purposes, but is attached to the
Department of Justice for administrative convenience.” S. Rep. 94-369, at 14
(1976), reprinted in 1976 U.S.C.C.A.N. 335, 336.
Ever since the repeal of the Parole Act, Congress has debated whether to
keep the Parole Commission in existence in its current form or to disband it
altogether in favor of a new administrative process for those prisoners who were
not sentenced pursuant to the Sentencing Reform Act of 1984. The Commission
was initially slated for elimination under the latter statute, until Congress changed
course and renewed the Commission’s mandate. Congress has reauthorized the
Commission several times since then, and the Commission’s continued existence
depends, in part, on periodic reports from the Attorney General as to whether “the
continuation of the Commission is the most cost-effective and cost-efficient
manner for carrying out the Commission’s functions.” Parole Commission
Phaseout Act of 1996, Pub. L. No. 104-232, 110 Stat. 3055, 3056 (1996). Thus,
the Commission itself is not involved in its own reauthorization process. Instead, it
is the Attorney General who decides whether to advocate for its periodic
reauthorization by Congress.
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In the present case, Petitioner challenges the Commission’s most recent
denial of his claimed right to release. This present claim, however, is preceded by a
lengthy and complex history involving both the Parole Commission and federal
courts. Indeed, we have twice before considered his case in Bowers v. Keller, 651
F.3d 1277 (11th Cir. 2011) (“Bowers I”), and Bowers v. United States Parole
Comm’n, Warden, 760 F.3d 1177 (11th Cir. 2014) (“Bowers II”). We begin by
summarizing the various phases of the underlying proceedings in order to provide
context for the two core issues before us on appeal.
A. Petitioner’s Incarceration
Petitioner was tried and convicted for the brutal murder of a federal park
ranger in Point Reyes National Seashore, a national park in California. He was
sentenced to life imprisonment in 1974. Bowers I at 1282–83.2
2
The details of the murder are as follows:
Bowers and two other men had been stopped by [Ranger Patrick] while on an
expedition to poach deer . . . . According to the Parole Commission, Bowers shot
Ranger Patrick in the chest after Ranger Patrick stopped their car to investigate.
Bowers jumped out of the car and shot Ranger Patrick a second time, hitting him
in the left wrist. Ranger Patrick then staggered down the road and fell into the
bushes. The driver brought the car alongside the dying ranger; Bowers attempted
to shoot him a third time, in the chest, but his gun misfired. Bowers then attempted
a fourth shot but missed. As the car left the scene of the shooting, Bowers asked
one of the other men if he had seen the ranger twitch when Bowers shot him as he
was lying on the ground. Several days later, Bowers told another friend who
suspected him of the killing that “Yes, I had to get me one” and that the ranger had
“kicked like a chicken when [Bowers] shot him.”
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Basing its denial of parole on Petitioner’s serious violation of institutional
rules, the Commission cited an unsuccessful attempt by Petitioner to escape from
prison shortly after his conviction. Id. Specifically, in 1979, Petitioner and a
fellow inmate scaled an interior perimeter fence while other prisoners were in the
recreation yard. Id. As soon as guards detected them, Petitioner and his partner
were pinned down by tower gunfire between the inner and outer fences of the
recreation yard. Id. Gunfire twice hit the other inmate involved in the attempted
escape. Id. In the view of prison administrators, Petitioner’s actions created a
“very serious situation” because it created a risk of injury to other inmates in the
area. Id. The prison investigated the incident, and Petitioner was ultimately
convicted of attempted escape. Id. 3
In recent years, Petitioner has violated no prison regulations. A hearing
examiner considering Petitioner’s record in 2004 stated that Petitioner had not been
Bowers I at 1283 (alterations in original) (citations omitted) (quotation marks omitted).
Petitioner’s conviction was upheld by the Ninth Circuit in 1976. Id.
3
Petitioner was involved in a second incident that the Commission considered to a lesser degree
in denying his parole. This incident involved a letter Petitioner sent to the widow of the
murdered park ranger in 1990. Bowers I at 1284. Earlier that year, Petitioner had received a
certified return receipt that appeared to show that a letter had been sent from the prison to the
widow in Petitioner’s name. Id. Investigators found that the return receipt related to a victim
notification letter that the Bureau of Prisons had sent to the widow. Id. The return receipt had
erroneously been placed in Petitioner’s mail. Id. Confused by this communication, Petitioner
responded with a letter to the widow attempting to explain the circumstances. Id. A parole
examiner investigating the situation found that the letter was neither threatening nor intimidating.
Id.
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the subject of a disciplinary report since 1988 and had no history of causing
management problems for prison staff. And according to his habeas petition,
Petitioner has used his time in prison to attain an Associate’s Degree and become
an expert in meditation, yoga, the Japanese shakuhachi flute, sign language, and
baking. A chaplain at the prison further described Petitioner as an instrumental
part of the prison’s religious service programs and as having “the most positive
attitude that could be imagined.”
Petitioner became eligible to be considered for mandatory parole under
18 U.S.C. § 4206(d) on April 7, 2004. Id. at 1284. This provision essentially
requires that every prisoner, no matter his crime or sentence, be released after
serving thirty years, subject to three exceptions. The entire provision reads as
follows:
Any prisoner, serving a sentence of five years or longer, who is not
earlier released under this section or any other applicable provision of
law, shall be released on parole after having served two-thirds of each
consecutive term or terms, or after serving thirty years of each
consecutive term or terms of more than forty-five years including any
life term, whichever is earlier: Provided, however, That the
Commission shall not release such prisoner if it determines that he has
seriously or frequently violated institution rules and regulations or that
there is a reasonable probability that he will commit any Federal, State,
or local crime.
18 U.S.C. § 4206(d) (emphasis added). After initially deciding to grant Petitioner
mandatory parole, the Commission subsequently changed its mind, and its actions
are at the center of this appeal. As such, we summarize the procedural history of
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Petitioner’s pursuit of parole before the Commission, the district court, and this
Court.
B. 2005 Parole Proceedings
When Petitioner first became eligible for mandatory parole on April 7, 2004,
the prison automatically processed him for release. Bowers I at 1284. His release
was halted, however, after prison authorities informed him that he was ineligible
for parole because he had waived his right to a statutory interim hearing two years
earlier. Id.
Petitioner immediately filed an emergency habeas petition in the Middle
District of Florida. Id. The court considered and rejected the Commission’s
waiver argument and faulted the Commission for failing to properly review
Petitioner for mandatory parole eligibility. Id. The Commission was ordered to
immediately consider Petitioner’s rights under § 4206(d) and to hold any necessary
hearings within sixty days. Id. In compliance with this directive, the Commission
initiated a series of proceedings to determine whether Petitioner satisfied the
criteria for mandatory parole.
1. The Commission grants parole, revokes parole, reopens
Petitioner’s case to consider new information, and grants parole
following a tie vote.
Following the above-described remand by the district court, three
Commission examiners recommended that Petitioner be paroled based on his
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record of good behavior during his confinement. The Commission thereafter
approved Petitioner’s parole under § 4206(d), on January 13, 2005. Bowers I at
1284. On February 17, 2005, shortly before Petitioner was set to be released, the
Commission decided to reopen his case “to consider new adverse information.” Id.
at 1284–85. The information prompting reconsideration came from the victim’s
widow, who had submitted to the Commission a letter describing a 2002 radio
interview Petitioner conducted while in prison. Id. at 1285. In the interview,
Petitioner maintained his innocence and stated his belief that the FBI had targeted
him because of his activity as a member of the Black Panthers. Id. Petitioner also
identified himself in the interview with other prisoners who had labeled themselves
“political prisoners.”4 Id.
The Commission re-voted Petitioner’s case for parole, taking the radio
interview into account as possible evidence that Petitioner was likely to commit a
crime in the future. Id. at 1285–86. As noted, under § 4206(d), if the Commission
determines that a prisoner is likely to commit a crime after release, then it must
deny parole. At the time, the Commission comprised five members. Id. at 1282.
One of them, Commissioner Fulwood, had recused himself from Petitioner’s case
4
For the entirety of his incarceration, Petitioner has denied any guilt for the murder of the park
ranger, claiming that he was targeted for prosecution because of his association with the Black
Panthers. Id. at 1283. He has also repeatedly referred to himself as a “political prisoner.” Id.
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because of his prior service as a law enforcement officer. Id. at 1286. The
remaining four Commissioners split evenly as to whether Petitioner was eligible
for parole under § 4206(d), with two Commissioners finding that he had seriously
violated institution rules and was likely to commit another crime, and two
Commissioners disagreeing with that finding. Id.
This tie vote was unprecedented in such proceedings. The Commission’s
General Counsel advised that, under § 4602(d), parole is mandatory unless the
Commission makes an affirmative finding that one of the circumstances warranting
denial has been met. Id. Because the tied vote produced no affirmative finding on
any of the grounds on which mandatory parole may be denied—that is, a serious or
frequent rule violation or a reasonable probability of committing future crime—the
Commission granted Petitioner mandatory parole on May 17, 2005 (the “May 17
Grant”). Id.
2. The Attorney General intervenes, and the Commission revokes
parole and reopens the case for a second time.
At the end of May 2005, the Commission received a communication from
the United States Deputy Attorney General requesting further information
regarding Petitioner’s case and asking one of the dissenting Commissioners to
explain why she voted to detain Petitioner. Bowers I at 1286–87. The
Commission replied that “[i]t would be inappropriate and not in the best interests
of the Commission—or the Attorney General—for the Attorney General to ask [a
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Commissioner] to explain her vote” because it would suggest “a relationship
incompatible with the independence sought by Congress when it established the
Commission and could create the appearance of an attempt to influence.” Id. at
1287.
Unbeknownst to other members of the Commission and in disregard of the
Commission’s position, Commissioner Deborah Spagnoli—who had originally
voted against Petitioner’s parole eligibility—surreptitiously responded to the
Deputy Attorney General’s inquiry in a memorandum dated June 1, 2005 that
outlined arguments the Attorney General could use to file an appeal of a decision
to grant Bowers parole (the “Spagnoli Memo”). See id. at 1289. Apparently in
response to the Spagnoli Memo, the Attorney General sent a follow-up letter to the
Commission on June 9, 2005, which requested that the Commission “review and
consider the Veronza L. Bowers matter and render a new decision on whether to
grant or deny parole to Bowers.” Id. at 1287. The Commission acceded to this
request, reopened the matter, and delayed Petitioner’s release pending
reconsideration. Id.
Shortly thereafter, the Office of the Deputy Attorney General submitted
another letter to the Commission advocating for the denial of Petitioner’s parole on
the ground that Petitioner’s attempted prison escape was a “serious” rule violation
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and should therefore preclude parole under the plain language of § 4206(d) (the
“Position Letter”). See id. at 1288.
3. The Commission unanimously denies parole.
In a final, closed meeting held on October 6, 2005, the Commission re-voted
and unanimously agreed that Petitioner was not entitled to mandatory parole
because his attempted prison escape constituted “serious institutional misconduct”
under § 4602(d). Bowers I at 1288. Three of the four voting Commissioners
further found that, in light of Petitioner’s continued insistence that he was a
political prisoner, Petitioner’s initial crime was motivated by a hatred for the
United States Government, and he was likely to commit another similarly
motivated crime in the future. Id. On the basis of this vote, Petitioner’s parole was
denied (the “October 6 Denial”). Id.
C. 2010 Habeas Proceeding
The Commission learned of the Spagnoli Memo in September 2007 and
promptly notified Petitioner that the impartiality of the Commission’s decision
with respect to the October 6 Denial may have been compromised. Bowers I at
1289. By this time, Petitioner had applied for parole again and was awaiting a new
hearing. Id. Upon learning of the Spagnoli Memo, Petitioner requested a
postponement of his upcoming hearing and instead filed a habeas petition under 28
U.S.C. § 2241 in the Northern District of Georgia on June 24, 2008. Id. Later in
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that proceeding, Petitioner requested leave to conduct discovery regarding
potential bias of the Parole Commission in the event his petition was denied on its
face.
In his habeas petition, Petitioner challenged as unlawful the Commission’s
decisions in February and June 2005 to reopen his case and vote again on his
parole eligibility. Id. at 1289–90. He also argued that the October 6 Denial was
improperly tainted by political pressure on the Commission and by the actions of
Commissioner Spagnoli. Id. at 1290.
The district court denied the petition, concluding that, because Petitioner had
not actually been released from prison at any point, the Commission did not err in
twice deciding to reconsider his parole eligibility. Id. at 1291.
D. Eleventh-Circuit Review in Bowers I
Petitioner appealed the district court’s denial of his habeas petition in May
2010. This Court reviewed that order de novo, focusing on the legality of the
Commission’s decisions to reopen Petitioner’s case in both February and June of
2005. Bowers I at 1291. This Court first found that the February 2005 reopening,
which was prompted by the Commission’s receipt of new information regarding
Petitioner from the victim’s widow, did not violate the relevant regulations. Id. at
1292.
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This Court did, however, find significant flaws in the June 2005 reopening.
Id. at 1292–96. We concluded that, by sending a memo to the Attorney General
and advocating for his intervention in Petitioner’s proceeding, Commissioner
Spagnoli had “violated the Parole Act’s mandate that the Parole Commission
function as an independent agency, impermissibly tainting the Parole
Commission’s decision to reopen.” Id. at 1293. On this basis, we reversed the
denial of habeas relief and remanded the matter to the district court with
instructions to remand the case to the Commission in its posture as of May 17,
2005—before Commissioner Spagnoli intervened in the matter. Id. at 1296. The
Court further instructed the Commission to immediately review Petitioner’s case
on a clean slate to determine whether further action was necessary or authorized.
Id. The Court affirmed the district court on all other grounds. Id.
E. 2011 and 2012 Parole Proceedings
The Commission took immediate action consistent with this Court’s order in
Bowers I. It informed Petitioner that it intended to reconsider his case and set a
deadline of October 14, 2011, by which he could submit any new materials in
support of his release. On October 4, 2011, the Commission decided to re-vote the
May 17 Grant. The Commission conducted its re-vote during a closed session on
December 8, 2011, and reached a unanimous decision to deny Petitioner parole
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under § 4206(d) (the “Final Denial”). 5 The Commission did not record this
meeting, nor did it maintain a transcript or contemporaneous notes summarizing
the Commissioners’ discussion. Its decision was memorialized in a one-page letter
to Petitioner dated December 15, 2011, which identified the grounds for the
Commission’s decision (the “Denial Letter”). In the Denial Letter, the
Commission asserted that Petitioner’s escape attempt “seriously violated prison
rules” and “[t]he passage of time does not diminish the gravity of this rule
violation.”6 The Commission withheld “for now” a finding as to whether there
was a reasonable probability that Petitioner would commit another crime.
5
At the time, the Commission comprised four individuals: Commissioners Mitchell, Fulwood,
and Cushwa, who had previously been involved with the case, and Commissioner Smoot, who
was new to the case. As before, Fulwood recused himself from the re-vote. Thus, only three
Commissioners were involved in the re-vote. Both Mitchell and Cushwa had voted with respect
to the October 6 Denial that Petitioner was not eligible for parole because his attempted escape
constituted a “serious violation.” Recall that this Court found in Bowers I that the October 6
Denial was invalid because it had been tainted by the improper actions of Commissioner
Spagnoli. Notably, Mitchell had voted with respect to the May 17 Grant that Petitioner should
be released but later changed his mind. Hence his vote against parole in subsequent proceedings.
6
In relevant part, the Denial Letter reads as follows:
As a result of a vote taken at the closed session of the Commission’s quarterly
business meeting on December 8, 2011, the Commission determined that you
should be denied parole under the criteria of 18 U.S.C. § 4206(d).
1. The Commission found that you seriously violated prison rules by your
attempted escape in 1979. The violation was serious because your attempt had
the potential of causing significant unrest and disruption among the population
of a secure institution. Other prisoners were in the yard at the time you and
another prisoner scaled the inner fence and were trapped between the inner and
perimeter fences. Your attempt drew gunfire from tower guards. Your fellow
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In reaching this decision, the Commission had before it two memoranda
written by the Commission’s then-General Counsel, Rockne Chickinell, which
discussed the language of § 4206(d) and made a recommendation as to Petitioner’s
application (the “Chickinell Memos” or the “Memos”). Both Memos expressed
the opinion that Petitioner should be denied mandatory parole because his
attempted escape from prison constituted a “serious” rule violation,
notwithstanding his subsequent record of good behavior. Specifically, Chickinell
advised that, “[g]iven the statutory terms, the Commission must deny parole to
Bowers if it finds, by a majority vote, that any of the criteria listed disqualify
Bowers for parole.” As such, Chickinell stated that “the Commission must deny
mandatory parole to Bowers if it determines that [his 1979] escape attempt
seriously violated prison rules, regardless of the passage of time after the incident.”
The Memos proceeded to discuss the circumstances of Petitioner’s attempted
escape and recommend that the Commission treat that attempt as a “serious” rule
escapee was wounded by the gunfire. The passage of time does not diminish
the gravity of this rule violation.
2. The Commission did not find that you have frequently violated prison rules.
3. For now, the Commission has withheld any findings on the criterion of whether
there is a reasonable probability that you would commit another federal, state,
or local crime if you were paroled. . . .
(emphases added).
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violation within the meaning of § 4206(d). As Chickinell expressly noted in each
of the Memos, his recommendations were consistent with the analysis contained in
the 2005 Position Letter from the Department of Justice (“DOJ”), in which the
Deputy Attorney General advocated for the denial of Petitioner’s parole.
As he had done at each prior stage of his parole proceedings, Petitioner
pursued administrative routes to appeal the Final Denial, including a motion for
reconsideration. See Bowers II at 1182. The Commission took note of this motion
and voted during another closed session to affirm the Final Denial.
Petitioner argues that the timing of the Commission’s decision supports an
inference of bias, making the context of the Commission’s Final Denial and related
decision-making critical to Petitioner’s position on appeal. Specifically, in
September 2011, as the Commission was reconsidering Petitioner’s case on
remand following Bowers I, a bill to extend the Commission’s mandate was
pending in Congress, subject to a senatorial hold. Once the Commission
determined that it would reconsider Petitioner’s case, General Counsel Chickinell
advised the Commission not to act on Petitioner’s case until after he had an
opportunity to submit supplemental information in support of his case. Thus, he
advised the Commission not to take further action until after October 14, the
deadline the Commission had set for Petitioner’s supplementary submissions. The
Commission disregarded this advice and authorized the re-vote nonetheless,
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without waiting for input from Petitioner himself. Two days later, the hold on the
reauthorization bill was lifted and the bill to extend the life of the Commission was
passed. The Commission, however, did not actually vote on whether to deny
parole until December 8, 2011.
Petitioner infers from this timeline of events that the Commission made a
decision to re-vote the case prior to the Congressional vote in order to increase the
likelihood of reauthorization by Congress. Petitioner argues that because the DOJ
is responsible for convincing Congress to reauthorize the Commission, and
because the DOJ had repeatedly articulated its desire to preclude Petitioner’s
release on parole, the Commission conformed to the DOJ’s preferences and agreed
to release the case in order to increase the chances of a favorable outcome in
Congress. As noted, the Commission did not actually vote to deny parole until two
months later, after it had been re-authorized as an agency by Congress.
F. 2012 Habeas Proceeding
Petitioner’s habeas proceeding in the Northern District of Georgia remained
ongoing while the Commission reconsidered his case. Immediately following the
Final Denial, Petitioner moved the district court for leave to conduct discovery
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regarding ongoing bias in the Commission’s decision-making process.7 Petitioner
also moved for leave to amend his habeas petition to include allegations of
misconduct relating to the Commission’s 2011–2012 parole proceedings.
The district court denied both motions, noting that this Court’s mandate in
Bowers I did not “authorize, instruct, or suggest . . . that any additional discovery
concerning ex-Commissioner Spagnoli’s activities would be necessary or prudent”
and that this Court had not granted Petitioner any relief regarding his claims that
the Parole Commission was subject to political pressure. Bowers II at 1182–83
(alterations accepted). The district court further held that the Parole Commission
7
Petitioner sought discovery on five issues:
(1) The materials considered by the Commission in connection with its “re-vote”
and whether those materials were received pre- or post-remand;
(2) The steps the Commission took (if any) to purge the taint of Commissioner
Spagnoli’s actions on the agency and the undue influence of the DOJ;
(3) The contacts and pressures placed on the Commission by other people and
organizations outside of the agency relating to its “re-vote”;
(4) The extent to which any members of Congress contacted the agency about Mr.
Bowers’s case or placed any pressure on the agency during the recent
reauthorization process; and
(5) The Commission’s basis for its decision to “re-vote,” the basis for its December
8, 2011 decision, and the standards and procedures the agency used.
Bowers II at 1183 n.6 (alterations accepted) (quotation marks omitted).
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did not violate the Parole Act or any of the Commission’s rules or regulations in
the process of re-voting his case. See id. at 1183.
G. Eleventh-Circuit Review in Bowers II
Petitioner appealed the district court’s judgment to this Court. In Bowers II,
we first concluded that the district court abused its discretion in denying discovery
because it had failed to consider whether good cause existed and had denied
discovery based on an unduly narrow reading of the Bowers I remand order.
Bowers II at 1183–84. We also found that the court abused its discretion in
denying Petitioner leave to amend his petition. Id. at 1185. Given these
conclusions, this Court permitted Petitioner to amend his petition and granted him
discovery on the limited issue of potential bias and political pressures on the
Commission during his post-2005 parole proceedings.8 Id. at 1184–85. We
8
In so ordering, we stated:
Bowers alleges that external political pressure prevented the Parole Commission
from acting as an unbiased, independent agency when deciding his case. He points
to past allegations of political considerations influencing the Parole Commission’s
decisions, as well as the suspicious timing of the October 4, 2011 decision to re-
vote. Given the unique history of bias and alleged political pressure in this case,
we find that these allegations are more than “mere speculation” and give us reason
to believe that, with further discovery into post-October 2005 political pressure on
the Parole Commission from any source Bowers may “be able to demonstrate that
he is entitled to relief.” Therefore, Bowers should be granted discovery on the
impact that post-October 2005 political pressure may have had on the Parole
Commission’s 2011 decision. However, Bowers should not be granted discovery
on the influence on the Commission before October 2005 nor on the impact
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remanded the matter for further action by the Commission in accordance with our
instructions. Id. at 1185.
H. 2014–2016 Habeas Proceedings
Petitioner filed an amended habeas petition on October 29, 2014 (the
“Amended Petition”), expanding his allegations of misconduct by the Commission
to include the 2011–2012 timeframe and the Commission’s Final Denial of his
parole eligibility. In the Amended Petition, Petitioner alleged that the Commission
had been improperly influenced by the DOJ in the course of its decision-making
and was thereby biased against him when it reconsidered his case. To support this
claim, Petitioner alleged that, because the DOJ supervises the Commission’s
budget and is solely responsible for advocating before Congress for the
Commission’s reauthorization, the Commission has strong incentives to make
decisions in line with the DOJ’s preferences. Because the DOJ had already
indicated its preference for denying Petitioner’s parole and construing § 4206(d)
narrowly, Petitioner alleged that the Commission was predisposed to follow the
DOJ’s guidance upon reconsideration. And the fact that the Final Denial of
Petitioner’s parole followed shortly after Congress’s most recent reauthorization of
Commissioner Spagnoli’s bias may have had on the Parole Commission as it stands
now.
Id. at 1184–85 (emphasis added) (footnotes omitted) (citations omitted).
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the Commission’s mandate purportedly supported this bias narrative as well.
Petitioner also alleged that the interpretation of § 4206(d) that the Commission
adopted in his case was unreasonably narrow and inconsistent with the Parole
Act’s broader structure.
Petitioner ultimately asked the district court to find that “the probability of
actual bias” was “too high to be constitutionally tolerable,” Withrow v. Larkin, 421
U.S. 35, 47 (1975), and that the Commission’s actions violated (1) his Fifth
Amendment due process rights, (2) the Parole Act, and (3) the Commission’s own
rules and regulations. He also asked the court to reverse the Commission’s
unreasonable interpretation of § 4206(d) as applied in his case.
On June 28, 2016, the district court dismissed the Amended Petition on
several grounds. The court properly narrowed the bias inquiry to events that took
place after Commissioner Spagnoli’s improper intervention, as this Court had
already returned Petitioner’s case to its posture as of the May 17 Grant. After
thorough review of Petitioner’s arguments and the evidence gleaned through
discovery, the court concluded that the Amended Petition failed to establish that
the Commission violated the Parole Act, the regulations promulgated thereunder,
or Petitioner’s due process rights by acting with bias in his case. It noted that the
decision whether to grant parole is highly discretionary and that a reviewing court
is not authorized to substitute its own view of a prisoner’s eligibility for that of the
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Commission. To do so, the court concluded, would “alter the balance Congress
has drawn by establishing the Parole Commission and [ ] potentially do harm to the
manner in which the [Commission] and the various state parole commissions
operate.” For the same reasons, the court found no abuse of the Commission’s
discretion in its application of § 4206(d) to the facts of Petitioner’s case.
Petitioner now appeals the district court’s denial of his Amended Petition for
habeas relief.
II. STANDARD OF REVIEW
This Court reviews a district court’s denial or dismissal of a habeas petition
de novo. Santiago-Lugo v. Warden, 785 F.3d 467, 471 (11th Cir. 2015).
III. DISCUSSION
On appeal, Petitioner asks this Court to consider two questions. First: Did
the Commission violate the Parole Act by denying Petitioner parole based on an
incorrect interpretation of § 4206(d)? And second: Did the Commission fail to act
as an impartial decision-maker in Petitioner’s case, thereby violating the Due
Process Clause, the Parole Act, and this Court’s mandate in Bowers I? We answer
both questions in the negative and affirm the district court’s judgment.
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A. Interpretation and Application of § 4206(d)
1. Deference due to an agency’s decision, generally
The threshold question is how much, if any, deference is owed to the
Commission’s decision denying mandatory parole. We therefore begin by
outlining the principles that guide our review of agency decision-making.
The Parole Commission’s substantive decisions to grant or deny parole—
including its factual findings and applications of the Parole Act to individual
cases—are reviewed only for abuse of discretion. Glumb v. Honsted, 891 F.2d
872, 873 (11th Cir. 1990); see Meagher v. Clark, 943 F.2d 1277, 1283 (11th Cir.
1991) (“The power of the United States Parole Commission to make [substantive]
parole decisions is well-settled and has been protected by the courts.”). As we
have previously clarified, “[a] federal court will not reverse a decision of the
Commission unless it involves flagrant, unwarranted, or unauthorized action that
constitutes an abuse of the Commission’s discretion.” Glumb, 891 F.2d at 873.
By contrast, we review an executive agency’s determinations of pure legal
questions de novo, subject to principles of deference articulated by the Supreme
Court. See, e.g., DeKalb Cty. v. U.S. Dep’t of Labor, 812 F.3d 1015, 1020 (11th
Cir. 2016) (“Legal conclusions are reviewed de novo, keeping in mind that
agencies often receive deference in construing the statutes they administer.”); Li v.
U.S. Att’y Gen., 488 F.3d 1371, 1374 (11th Cir. 2007) (“To the extent that the
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decision of the Board [of Immigration Appeals] was based on a legal
determination, our review is de novo.”); Sierra Club v. Adm’r, U.S. E.P.A., 496
F.3d 1182, 1186 (11th Cir. 2007) (granting deference to an order of the
Environmental Protection Agency interpreting federal and state statutory schemes).
Thus, to the extent the Commission’s denial of Petitioner’s parole was based on a
legal interpretation of § 4206(d) with which the non-prevailing party disagrees, we
review that interpretation de novo, subject to whatever deference to that
interpretation is due. See Bender v. U.S. Parole Comm’n, 802 F.3d 690, 695–96
(5th Cir. 2015) (granting deference to Parole Commission’s regulatory
interpretation of two ambiguous provisions of the Parole Act).
That being said, not every interpretation of law by an executive agency is
entitled to the same measure of deference. The nature of the underlying statute and
the formality of the interpretation at issue dictate the proper analytical approach.
Most fundamentally, no deference is due to an agency interpretation of a statute
that is not ambiguous in the first instance. See Castillo v. U.S. Att’y Gen., 756 F.3d
1268, 1272 (11th Cir. 2014) (“We review de novo the [Board of Immigration
Appeals’] interpretation of the Immigration and Nationality Act (‘INA’), deferring
to the Board’s permissible construction only where the statute is ambiguous.”); see
also Josendis v. Wall to Wall Residence Repairs, Inc., 662 F.3d 1292, 1299 (11th
Cir. 2011) (“Regulations entitled to Chevron deference bind us in regard to the
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ambiguous text only.”). Where statutory language is plain and unambiguous, we
apply it according to its terms. Carcieri v. Salazar, 555 U.S. 379, 387 (2009).
When statutory language is ambiguous, however, we ask whether the
agency’s interpretation is of a type that renders it eligible to receive deference
under the standard articulated in Chevron, U.S.A., Inc. v. Nat. Res. Def. Council,
Inc., 467 U.S. 837 (1984). Under Chevron, “[w]hen a court reviews an agency’s
construction of the statute which it administers . . . . [and] the statute is silent or
ambiguous with respect to the specific issue, the question for the court is whether
the agency’s answer is based on a permissible construction of the statute.”
Chevron, 467 U.S. at 842–43. Thus, when Chevron applies, we defer to the
agency’s interpretation of an ambiguous statute so long as the agency’s
interpretation is reasonable. Encino Motorcars, LLC v. Navarro, 136 S. Ct. 2117,
2124–25 (2016).
Because the Chevron standard is generous, its application is limited. See
Buckner v. Fla. Habilitation Network, Inc., 489 F.3d 1151, 1154–55 (11th Cir.
2007) (explaining that “[f]ederal regulations are subject to one of two levels of
deference”). Generally speaking, we grant Chevron deference only to agency
statements that carry the force of law or otherwise bind future agency action, such
as rules or regulations promulgated under statutory authority. See United States v.
Mead Corp., 533 U.S. 218, 226–27 (2001) (holding that Chevron deference applies
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“when it appears that Congress delegated authority to the agency generally to make
rules carrying the force of law, and that the agency interpretation claiming
deference was promulgated in the exercise of that authority”); see also Barnhart v.
Walton, 535 U.S. 212, 222 (2002) (concluding that Chevron deference applied to
an agency regulation in light of “the interstitial nature of the legal question, the
related expertise of the Agency, the importance of the question to administration of
the statute, the complexity of that administration, and the careful consideration the
Agency has given the question over a long period of time”).
By contrast, informal interpretive statements that do not carry the force of
law—such as those contained in opinion letters, policy statements, agency
manuals, and enforcement guidelines—are generally reviewed under the less
deferential standard described in Skidmore v. Swift & Co., 323 U.S. 134 (1944).
See Mead, 533 U.S. at 234 (citing Christensen v. Harris Cty., 529 U.S. 576, 587
(2000)); see also, e.g., Lanfear v. Home Depot, Inc., 679 F.3d 1267, 1279 n.15
(11th Cir. 2012) (noting that “an agency’s interpretation of a statute in an amicus
brief is entitled to, at most, Skidmore deference”); Gregory v. First Title of Am.,
Inc., 555 F.3d 1300, 1302 (11th Cir. 2009) (confirming that agency opinion letters
do not warrant Chevron deference but are entitled to respect under Skidmore);
Rodriguez v. Farm Stores Grocery, Inc., 518 F.3d 1259, 1268 & n.5 (11th Cir.
2008) (holding that an agency interpretive bulletin was eligible for Skidmore
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deference but not Chevron deference). Deference under Skidmore “depend[s] upon
the thoroughness evident in [the interpretation’s] consideration, the validity of its
reasoning, its consistency with earlier and later pronouncements, and all those
factors which give it power to persuade, if lacking power to control.” Skidmore,
323 U.S. at 140; see also Christensen, 529 U.S. at 587 (holding that
“interpretations contained in formats such as opinion letters are ‘entitled to respect’
under [the Court’s] decision in [Skidmore], but only to the extent that those
interpretations have the ‘power to persuade’”).
The district court considered the Commission’s Final Denial of Petitioner’s
parole—as memorialized in its December 2011 Denial Letter—under the abuse-of-
discretion standard, concluding that the Commission’s determination that
Petitioner was ineligible for mandatory parole because he had “seriously” violated
prison rules was not so flagrant, unwarranted, or unauthorized as to warrant
reversal. Because the court treated the Commission’s decision with respect to
Petitioner as a substantive parole decision rather than a determination of pure law,
the court found no occasion to consider whether any apparent interpretation of
§ 4206(d) was entitled to deference under Chevron or Skidmore.
Petitioner challenges the district court’s analysis, insisting that the
Commission’s parole denial reflected an official agency interpretation of § 4206(d)
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that must be analyzed under the Chevron framework. 9 To clarify the standard and
measure of deference appropriate here, if any, our first step is to parse the
Commission’s ruling as to Petitioner’s parole eligibility to determine whether it
involves a disputed interpretation of § 4206(d), as opposed to a mere application of
the statute.
2. Whether the Commission’s decision reflects an interpretation of
§ 4206(d)
The Government has maintained, both in the district court and on appeal,
that the Parole Commission effectively adopted the construction of 18 U.S.C.
§ 4206(d) proposed by its General Counsel, and has sought to defend that statutory
analysis. However, we are not bound by that position in characterizing the
Commission’s actions. Cf. Bowen v. Georgetown Univ. Hosp., 488 U.S. 204, 212
(1988) (“[W]e have declined to give deference to an agency counsel’s
interpretation of a statute where the agency itself has articulated no position on the
question, on the ground that ‘Congress has delegated to the administrative official
and not to appellate counsel the responsibility for elaborating and enforcing
9
Neither party’s briefing addresses whether Skidmore’s less deferential standard should be
considered here. In its briefing, the Government asserts that Glumb’s abuse-of-discretion
standard applies but that, if this Court reaches an interpretive issue, Chevron deference is due.
At oral argument, however, the Government took the position that any statutory interpretation
within the Commission’s decision should be analyzed under Skidmore. Petitioner has
maintained throughout this proceeding that Chevron is the appropriate lens through which to
review the Commission’s decision.
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statutory commands.’”). And, in fact, we do not agree that the Commission
adopted its Counsel’s interpretation.
In its December 2011 Denial Letter, the Commission denied Petitioner
mandatory parole under 18 U.S.C. § 4206(d) because his August 1979 escape
attempt “seriously violated prison rules.” The Commission found that this escape
attempt was “serious” because it:
had the potential of causing significant unrest and disruption among the
population of a secure institution. Other prisoners were in the yard at
the time [Petitioner] and another prisoner scaled the inner fence and
were trapped between the inner and perimeter fences. [Petitioner’s]
attempt drew gunfire from tower guards. [Petitioner’s] fellow escapee
was wounded by the gunfire.
Importantly for this appeal, the Commission further noted that “[t]he passage of
time does not diminish the gravity of this rule violation.”
It appears to be Petitioner’s argument that, in determining whether a prisoner
has “seriously violated prison rules,” the statute requires the Commission to
balance any serious violation against the amount of time that has elapsed since the
violation and the absence of any new serious violations. Petitioner contends that
the Commission failed to do so. Leaving aside for the moment the fact that the
statute contains none of the language attributed to it by Petitioner, we will assume
that the statute does articulate the requirement he puts forward. Yet, even with this
assumption, the Commission’s Denial Letter never promulgated a general rule or
otherwise indicated that the passage of time or subsequent good conduct after a
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serious violation could not diminish the seriousness of “a” rule violation. To the
contrary, the Commission made a factual finding that “this” specific rule
violation—meaning Petitioner’s very dangerous 1979 escape attempt—remained
serious, despite the passage of time. Specifically, after explaining why it
considered Petitioner’s escape attempt to be serious, the Commission saw fit to add
the statement, “The passage of time does not diminish the gravity of this rule
violation,” a statement suggesting that for another instance of putative, serious
misconduct, the passage of time might well result in a conclusion that the violation
did not constitute a serious violation under the statute.
Likewise, when denying reconsideration, the Commission avoided adopting
a general rule precluding the Commission from considering a prisoner’s entire
record or the passage of time. In that decision, the Commission concluded only
that it need not “find more than one serious rule violation before denying parole
under § 4206(d).” Notably, Petitioner does not challenge this construction of the
statute—that a single violation may suffice to deny mandatory parole. Indeed, he
concedes that “[a] recent violation might be sufficiently serious to merit denial” on
its own, although he contends that “the same violation committed decades earlier
might not.”
Given this concession by Petitioner and the statement in the Denial Letter
indicating the Commission’s operating assumption that the passage of time could
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play a role in a decision to characterize a particular violation as “serious,” we
conclude that there is no disputed interpretation of the statute to referee. That
being so, we must determine whether the Commission abused its discretion in
denying parole to Petitioner. On that point, we agree with the Government that it
was not an abuse of discretion for the Parole Commission to conclude that
Petitioner’s escape attempt was a serious violation rendering him ineligible for
mandatory parole. The Commission provided a reasoned analysis, explaining that
Petitioner’s escape attempt constituted a “serious” violation of prison rules because
it endangered the prison population, drew gunfire, and caused injury to Petitioner’s
fellow escapee. It further found that the escape attempt still qualified as a serious
offense many years later, given the gravity of the violation.
We find no abuse of discretion in these findings. Although Petitioner
disagrees with the Commission’s ultimate conclusion, he does not dispute that his
escape attempt created great danger and constituted a very serious violation. In
short, Petitioner has not shown that the Commission’s factual findings or
application of the statute involved a “flagrant, unwarranted, or unauthorized
action” constituting an abuse of discretion. Glumb, 891 F.2d at 873; see S. Rep.
94-648, at 28 (1976) (Conf. Rep.) (noting that “[t]he relevance of material before
the Commission is a determination committed to the agency’s discretion” and that
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“the weight assigned to individual factors (in parole decision making) is solely
within the province of the (commission’s) broad discretion”).
As a final note, we acknowledge that the Chickinell Memos, authored by the
Commission’s General Counsel, did advance an interpretation that is at odds with
the more flexible test that Petitioner proposes. Specifically, these memos
expressed the General Counsel’s legal conclusion that “the word ‘seriously’ in
§ 4206(d) does not allow the Commission to consider the antiquity of a particular
rule violation” or to “weigh a ‘serious’ but dated rule infraction with a subsequent
satisfactory disciplinary record.” But as one of the Memos recognized, “[t]he
Commission has not as yet promulgated a rule adopting this statutory
interpretation.” In fact, a review of the Commission’s decisions here reveals that
it likewise declined in the present case to promulgate such a rule or endorse the
General Counsel’s interpretation.10 Accordingly, because the Commission did not
10
Although the Commissioners’ private views on § 4206(d)’s proper interpretation ordinarily
would have no bearing on whether the Commission’s written decision reflected a particular
statutory interpretation, we find it appropriate to consider the Commissioner’s deposition
testimony under the circumstances here, given that the only relevant regulation, 28 C.F.R.
§ 2.53(a), says nothing about the proper construction of § 4206(d) and no transcript exists for the
meeting where the Commission denied Petitioner parole. That testimony supports our
conclusion that the Commission did not adopt the General Counsel’s statutory interpretation, as
only one Commissioner who participated in the re-vote fully agreed with that construction.
Specifically, Commissioner Mitchell said that he had decided that any serious violation
precluded parole, notwithstanding the passage of time. The other Commissioners, however, did
not indicate their full agreement with Chickinell’s statutory interpretation. Commissioner
Cushwa stated that “serious misconduct” would “[n]ot necessarily” preclude mandatory parole
“forever and ever” because “[y]ou can’t speculate on what’s going to happen in two years or five
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adopt its General Counsel’s interpretation, we need not consider whether that
interpretation is accurate or merits deference. Instead, we look to the statements
made by the Commission in its Denial Letter and, as explained above, conclude
that the Commission’s factual findings and application of the Parole Act did not
constitute an abuse of discretion. Glumb, 891 F.2d at 873.
B. Commission Bias
Petitioner further asserts that the Commission has continually failed to
review his case “on a fair and unbiased basis, free of the taint” of internal political
pressure—particularly in light of Commissioner Spagnoli’s improper intervention
and the subsequent involvement of the Attorney General in Petitioner’s case.
Petitioner claims that this alleged bias violated (1) his due process rights, see
Schweiker v. McClure, 456 U.S. 188, 195 (1982) (establishing that the Due Process
Clause “demands impartiality on the part of those who function in judicial or
quasi-judicial capacities”), (2) the Parole Act’s mandate that the Commission act
as an independent decision-maker, see Bowers I at 1279 (noting that the Parole Act
was designed to make the Commission independent of the DOJ for decision-
making purposes), and (3) this Court’s mandate in Bowers I that the Commission
years.” And Commissioner Smoot said that she agreed with Chickinell’s interpretation, but
disagreed that a serious violation automatically precluded mandatory parole, stating that granting
parole was within the Commission’s discretion.
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consider his case on a clean slate, see Bowers I at 1295–96 (instructing
Commission to “immediately review Bowers’ file to determine ab initio whether
any further action is necessary or authorized”).
To succeed on his claim that the Commission’s impartiality violated his due
process rights, Petitioner must show that “the probability of actual bias . . . is too
high to be constitutionally tolerable.” Withrow v. Larkin, 421 U.S. 35, 47 (1975).
In proving bias sufficient to warrant relief, a petitioner may rely upon
circumstantial evidence. See Rippo v. Baker, 137 S. Ct. 905, 907 (2017)
(establishing that, when considering a due process claim regarding judicial bias,
courts must ask “whether, considering all the circumstances alleged, the risk of
bias was too high to be constitutionally tolerable”).
We begin by clarifying the intended effect of this Court’s holding in
Bowers I on the course of proceedings on remand. In Bowers I, we held that
Commissioner Spagnoli’s interactions with the DOJ in 2005 impermissibly tainted
the Commission’s subsequent decision regarding Petitioner’s parole. To remedy
this bias, we remanded to the Commission with instructions to return Petitioner’s
case to its posture as of May 2005—prior to Spagnoli’s improper intervention—
and to proceed with his case ab initio. Our intent with that instruction was to
cleanse the proceeding of any undue DOJ influence that the Spagnoli Memo may
have invited.
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On appeal, Petitioner argues that our remedy was insufficient, asserting that
“the resulting DOJ pressure did not vanish merely because the Court remanded the
case.” At the center of Petitioner’s bias argument is the fact that the Commission
depends upon the DOJ to lobby on the Commission’s behalf before Congress, as
well as for its budget and operational support. See S. Rep. 94-369, at 14 (1976),
reprinted in 1976 U.S.C.C.A.N. 335, 336 (stating that the Commission is
“independent for policy-making purposes, but is attached to the Department of
Justice for administrative convenience”). This dependence, Petitioner posits,
incentivizes the Commission to adopt the DOJ’s views on the interpretation and
application of the Parole Act because clashing with the DOJ on these issues would
jeopardize the Commission’s very existence.
Because DOJ intervention in Commission matters is uncommon, the
incentive Petitioner identifies would at most affect a small number of cases. In this
case, however, the DOJ did expressly argue during the 2005 proceedings for its
interpretation of § 4206(d). The DOJ advocated this position in its 2005 Position
Letter and related communications, and it argued that the Commission should deny
Petitioner mandatory parole. Subsequently, the Commission did issue a decision
denying parole on October 6, 2005. Given Spagnoli’s misconduct and interaction
with the DOJ during this 2005 proceeding, we required the Commission to
reconsider its decision. After this remand directing ab initio review—and as the
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Commission was deciding in 2011 whether to reconsider Petitioner’s parole
eligibility—the DOJ did write to the Commission to “reaffirm our strong
opposition to his release,” as was its right. The Chickinell Memos also agreed with
the DOJ’s position by explicitly “concur[ring] with [the] interpretation of the
§ 4206(d) criteria [offered] by Justice Department attorneys.”
Petitioner asserts that, once the Commission became aware of the DOJ’s
preferences with respect to his case, the pressure to conform to those preferences
overcame its duty to conduct an independent analysis of the statute. Specifically,
as the Commission was deciding whether to reconsider Petitioner’s case, Congress
was preparing to vote on a bill re-authorizing the Commission’s mandate. Because
the DOJ remained the sole entity responsible for lobbying before Congress on the
Commission’s behalf, Petitioner argues that the incentive to satisfy the DOJ was
uniquely urgent. In particular, Petitioner points to the Commission’s decision to
proceed with a re-vote of his case without honoring the deadline the Commission
itself had set for Petitioner’s submission of materials in support of his release, a
decision that deviated from the Commission’s normal procedures and that
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Petitioner contends can only be explained as an effort to curry favor with the
DOJ. 11
Although Petitioner was unable to uncover any direct evidence that the
Commission (1) engaged in discussions with DOJ officials or members of
Congress regarding its reauthorization, (2) discussed that issue internally when
deciding to expedite the vote, or (3) otherwise entered into the vote with a
predetermined outcome in mind, Petitioner points to a few additional facts
uncovered during discovery that he claims bolster his narrative. First, it is
undisputed that Commissioner Mitchell, who had supported Petitioner’s eligibility
for parole in 2005, changed his position in 2011. As noted, the DOJ had
reaffirmed its interpretation of § 4206(d) during the 2011 proceedings. (During
his deposition, however, Mitchell stated that he changed his vote based on his
general counsel’s advice, as set out in the Chickinell Memos.) Second, the
Commission conceded that it did not record its re-vote proceeding in October 2011
and thus has no record of the discussion (or lack thereof) regarding the meaning
and application of § 4206(d). Petitioner asks us to infer from all these facts that the
11
Notably, however, the Commission did not actually decide whether to grant Petitioner parole
until after Congress had already re-authorized the Commission for a new five-year term.
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Commission failed to independently consider his case and instead “blindly
adher[ed]” to the DOJ’s recommendation.
Taken together, these circumstances demonstrate that, as a structural matter,
the Commission can be expected to pay attention to the DOJ’s input when
interpreting and applying the Parole Act. The question is whether the Commission
acted with bias against Petitioner, in particular, when in this case it acted
consistently with the DOJ’s advocacy. We conclude that it did not. The dynamic
Petitioner describes is an inherent and unavoidable feature of the bureaucratic
structure Congress erected when it created the Commission as an independent
agency housed within the DOJ. While it may be unusual for the Attorney General
to advocate for a particular outcome in a parole case, or to opine on an unsettled
matter of law under the Parole Act, such intervention is not improper as a general
matter.12
To be sure, Commissioner Spagnoli’s misconduct influenced the DOJ
Position Letter that was later sent to the Commission in 2005, and her conduct was
12
In fact, the Attorney General may appeal a Parole Commission decision under a separate
provision of the Parole Act. 18 U.S.C. § 4215(c) (“The National Appeals Board may review any
decision of a regional commissioner upon the written request of the Attorney General . . . and, by
majority vote, shall reaffirm, modify, or reverse the decision within sixty days . . . .”). Thus, the
Parole Act itself contemplates some measure of DOJ involvement. We have found no authority
suggesting that the DOJ may not submit its opinions to the Commission as the latter considers
pending cases.
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clearly improper. But it is important to note that her outreach was not the sole
impetus for the DOJ’s interest in Petitioner’s case. Indeed, the Office of the
Deputy Attorney General requested information about Petitioner’s case from the
Parole Commission’s Chief of Staff before Spagnoli sent her Memo. In short, the
DOJ’s involvement pre-dated the Spagnoli Memo and persisted throughout
subsequent proceedings. Thus, if we remove Spagnoli’s misconduct from the
picture, we are left with the following scenario: the impending release of an
individual convicted of the brutal and senseless murder of a park ranger
understandably captured the attention of the DOJ, which then advocated an
interpretation of the operative statute that disfavored Petitioner. It is not surprising
that, in this scenario, the Commission would consider carefully the DOJ’s views.
But if we were to conclude that the DOJ’s conduct here created an intolerable
likelihood of bias in Petitioner’s case, we would likewise have to find bias
whenever the Commission knows or believes the DOJ to have a particular opinion
on a matter and issues a decision that comports with that opinion. In short, any
interplay between the Commission and the DOJ follows from Congress’s chosen
legislative structure for parole, and it does not, by itself, give rise to a redressable
claim.
Because Petitioner has produced no evidence, direct or circumstantial, of
specific bias against Petitioner within the Commission that issued the decision now
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before us, we cannot conclude that “the probability of actual bias” against him was
“too high to be constitutionally tolerable.” See Rippo, 137 S. Ct. at 907 (quoting
Withrow, 421 U.S. at 47). Indeed, parole is a matter of grace and there is no
constitutional requirement that Congress authorize parole or any mechanism
allowing a prisoner to be released any sooner than the expiration of his sentence.
The Sentencing Reform Act currently in effect allows for no parole. That
Congress instituted parole, but made it subject to a protocol that allowed for
substantial input by the DOJ, does not violate the Due Process Clause. In short, we
do not find that the Commission here violated the Parole Act or this Court’s
directive in Bowers I that it act impartially in deciding Petitioner’s case. We thus
affirm the district court’s denial of Petitioner’s petition for writ of habeas corpus.
IV. CONCLUSION
Upon review, we conclude that the Parole Commission did not adopt an
erroneous interpretation of § 4206(d). Because the Commission found that
Petitioner committed a serious violation of prison rules, the Commission did not
err in finding him ineligible for mandatory parole under § 4206(d). Moreover, we
do not find that the Commission acted with actual bias against Petitioner or
otherwise violated his due process rights or the Parole Act. As such, we affirm the
district court’s denial of Petitioner’s petition for writ of habeas corpus.
AFFIRMED.
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JORDAN, Circuit Judge, concurring.
I join the court’s opinion in full, and offer an additional observation.
In my view, 18 U.S.C. § 4207 further supports our conclusion that the Parole
Commission believed it could consider (and did in fact consider) Mr. Bowers’ entire
prison history notwithstanding its finding of a serious institutional violation. The
final sentence of § 4207 states without limitation that, in a parole proceeding under
“this chapter” (which includes § 4206(d)), “[t]here shall also be taken into
consideration such additional relevant information concerning the prisoner
(including information submitted by the prisoner) as may be reasonably available.”
Given that statutory directive, it is difficult to conclude, on this limited record, that
the Commission refused to consider Mr. Bowers’ post-violation behavior in prison.
See also 28 C.F.R. § 2.19(b)(1) (repeating the language found in § 4207).
42