NUMBER 13-18-00407-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
FRED HOFFMAN, TDCJ #2031979, Appellant,
v.
ADRIANA GONZALEZ, ET AL., Appellees.
On appeal from the 343rd District Court
of Bee County, Texas.
MEMORANDUM OPINION
Before Chief Justice Contreras and Justices Longoria and Perkes
Memorandum Opinion by Chief Justice Contreras
Appellant Fred Hoffman appeals a judgment dismissing his claims against
appellees Adriana Gonzalez, Corey Furr, Kristine Zambrano, Yolanda Martin, and
Grievance Investigator #I2229. By four issues, which we construe as two, appellant
argues the trial court erred when: (1) it did not hold a hearing on his motion to reinstate,
and (2) it dismissed his claims as frivolous without holding a hearing. We affirm.
I. BACKGROUND
Appellant is an inmate housed in the McConnell Unit of the Texas Department of
Criminal Justice in Beeville, Texas. On February 12, 2018, appellant sued appellees in
their individual and official capacities. Appellant alleged Gonzalez filed a false disciplinary
action against him in retaliation for an affidavit he wrote about an alleged incident between
Gonzalez and another inmate. Appellant further alleged that the remaining appellees
(Martine, Furr, and Grievance Investigator #I2229) assisted and encouraged Gonzalez in
a fraudulent disciplinary action because appellant had previously filed grievances and
lawsuits against them. Appellant alleged causes of action against appellees for
“participatory liability,” retaliation, fraud, and violations of the Equal Protection Clause.
By written order, the trial court invited the Texas Attorney General’s Office (the
AG’s Office) to file an amicus curiae advisory. The AG’s Office filed an amicus curiae
advisory arguing, among other things, that appellant failed to include in his affidavit the
operative facts of the suits he previously filed. Without holding a hearing, the trial court
rendered a final judgment dismissing appellant’s claims as frivolous for a failure to comply
with Chapter 14 of the Texas Civil Practice and Remedies Code. This appeal followed.
II. MOTION TO REINSTATE
By his first issue, appellant argues that the trial court erred when it did not hold a
hearing on his motion to reinstate. After the trial court dismissed his suit as frivolous for
failure to comply with Chapter 14 of the Texas Civil Practice and Remedies Code,
appellant filed a motion to reinstate pursuant to Texas Rule of Civil Procedure 165a. Rule
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165a is titled “Dismissal for Want of Prosecution.” TEX. R. CIV. P. 165a. Rule 165a(1)
gives the trial court power to dismiss for want of prosecution when a party or its counsel
fail to appear at a hearing or trial. Maida v. Fire Ins. Exch., 990 S.W.2d 836, 840–41 (Tex.
App.—Fort Worth 1999, no pet.); see TEX. R. CIV. P. 165a(1). Rule 165a(3)’s standard
for reinstatement only applies to cases dismissed for failure to appear. See Maida, 990
S.W.3d at 840; Burton v. Hoffman, 959 S.W.2d 351, 354 (Tex. App.—Austin 1998, no
pet.). Here, appellant’s case was dismissed pursuant to chapter 14, not for want of
prosecution; therefore, a motion to reinstate under Rule 165a was inapplicable to his
case, and the trial court did not err when it did not hold a hearing on the motion. See TEX.
R. CIV. P. 165a; see also Stone v. Tolerton, No. 12-08-00127-CV, 2008 WL 5235630, at
*3 (Tex. App.—Tyler Dec. 17, 2008, no pet.) (mem. op.) (concluding Rule 165a is
inapplicable when a case is dismissed pursuant to chapter 14).
We overrule appellant’s first issue.
III. FRIVOLOUS CLAIMS
By his second issue, appellant argues that the trial court erred when it dismissed
his claims as frivolous without holding a hearing.
We review a dismissal under Chapter 14 of the Texas Civil Practice and Remedies
Code for an abuse of discretion. Jackson v. Tex. Dep’t of Criminal Justice–Institutional
Div., 28 S.W.3d 811, 813 (Tex. App.—Corpus Christi–Edinburg 2000, pet. denied); see
Spurlock v. Schroedter, 88 S.W.3d 733, 736 (Tex. App.—Corpus Christi–Edinburg 2002,
no pet.). A trial court abuses its discretion if it acts arbitrarily, capriciously, and without
reference to any guiding rules or principles. See Jackson, 28 S.W.3d at 813. We will
affirm a dismissal if it is proper under any legal theory. Hamilton v. Pechacek, 319 S.W.3d
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801, 809 (Tex. App.—Fort Worth 2010, no pet.); Birdo v. Ament, 814 S.W.2d 808, 810
(Tex. App.—Waco 1991, writ denied).
Chapter 14 governs suits, such as this one, brought by an inmate who has filed an
affidavit or unsworn declaration of inability to pay costs.1 See TEX. CIV. PRAC. & REM.
CODE ANN. § 14.002; see also id. §§ 14.001–.014. In such a case, the trial court may
dismiss a claim at any time upon finding that the claim is frivolous or malicious. Id.
§ 14.003(a)(2). In determining whether a suit is frivolous or malicious, the trial court may
consider, among other things, whether the claim is substantially similar to an inmate’s
previous claim by analyzing whether the claim arises from the same operative facts as a
previous one. TEX. CIV. PRAC. & REM. CODE ANN. § 14.003(b)(4); Obadele v. Johnson, 60
S.W.3d 345, 348 (Tex. App.—Houston [14th Dist.] 2001, no pet.). To aid the trial court in
making this determination, an inmate who files an affidavit or unsworn declaration of
inability to pay costs must file a separate affidavit or declaration:
(1) identifying each action, other than an action under the Family Code,
previously brought by the person and in which the person was not
represented by an attorney, without regard to whether the person was an
inmate at the time the action was brought; and
(2) describing each action that was previously brought by:
(A) stating the operative facts for which relief was sought;
(B) listing the case name, cause number, and the court in which the
action was brought;
(C) identifying each party named in the action; and
1 “The legislature enacted [Chapter 14] to control the flood of frivolous lawsuits being filed in Texas
courts by prison inmates; these suits consume many valuable judicial resources with little offsetting
benefits.” Jackson v. Tex. Dep’t of Criminal Justice–Institutional Div., 28 S.W.3d 811, 813 (Tex. App.—
Corpus Christi–Edinburg 2000, pet. denied).
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(D) stating the result of the action, including whether the action or a
claim that was a basis for the action was dismissed as frivolous or
malicious under Section 13.001 or Section 14.003 or otherwise.
TEX. CIV. PRAC. & REM. CODE ANN. § 14.004; see Obadele, 60 S.W.3d at 348.
The purpose of sections 14.003 and 14.004 is to reduce the problem of constant,
often duplicative, inmate litigation by requiring the inmate to notify the trial court of
previous litigation and the outcome. Obadele, 60 S.W.3d at 348; Bell v. Tex. Dep’t of
Criminal Justice—Institutional Div., 962 S.W.2d 156, 158 (Tex. App.—Houston [14th
Dist.] 1998, pet. denied). “When an inmate complies with section 14.004, the trial court
can determine, based on previous filings, if the suit is frivolous because the inmate had
already filed a similar claim.” Obadele, 60 S.W.3d at 348. Where a plaintiff fails to state
in his affidavit or declaration the operative facts describing each action previously brought,
the trial court is entitled to assume the suit is substantially similar to one previously filed
by the inmate and, therefore, frivolous. Douglas v. Moffett, 418 S.W.3d 336, 340 (Tex.
App.—Houston [14th Dist.] 2013, no pet.); Gowan v. Tex. Dep’t of Criminal Justice—
Institutional Div., 99 S.W.3d 319, 322 (Tex. App.—Texarkana 2003, no pet.); Obadele,
60 S.W.3d at 348; Bell, 962 S.W.2d at 158; see Jackson, 28 S.W.3d at 814; see also
Bishop v. Perkins, No. 13-12-00055-CV, 2012 WL 1810506, at *5 (Tex. App.—Corpus
Christi–Edinburg May 17, 2012, no pet.) (mem. op.). “Thus, a trial court may dismiss an
indigent inmate’s suit as frivolous under section 14.003(2) without holding a hearing when
an inmate fails to comply with the statutory requirements of section 14.004.” Douglas,
418 S.W.3d at 340; Gowan, 99 S.W.3d at 321; see TEX. CIV. PRAC. & REM. CODE ANN.
§ 14.003(a)(2), (b)(4).
Here, appellant filed an affidavit listing five previous lawsuits he filed. However,
while appellant listed the causes of action involved in each of his prior lawsuits, he failed
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to include the underlying operative facts for those suits and causes of action; therefore,
the trial court was entitled to assume the current lawsuit was frivolous. Douglas, 418
S.W.3d at 340; Jackson, 28 S.W.3d at 814. Furthermore, contrary to appellant’s
argument, the trial court could dismiss the suit without holding a hearing. Douglas, 418
S.W.3d at 340; Gowan, 99 S.W.3d at 321.
Even after the AG’s Office filed an amicus curiae brief pointing out appellant’s
failure to comply with this requirement of chapter 14, appellant did not attempt to comply.
Instead, appellant responded and contended that he satisfied all requirements of
§ 14.004. Because appellant failed to comply with § 14.004, the trial court did not err
when it dismissed appellant’s claims as frivolous and without prejudice.2 See Johnson,
796 S.W.2d at 706–07; Douglas, 418 S.W.3d at 340; Gowan, 99 S.W.3d at 321.
We overrule appellant’s second issue.
IV. CONCLUSION
We affirm the trial court’s judgment.
DORI CONTRERAS
Chief Justice
Delivered and filed the
23rd day of May, 2019.
2 In the background section of its appellate amicus curiae brief, the AG’s Office states that the trial
court dismissed appellant’s claims with prejudice; however, the final judgment from the trial court does not
state that appellant’s claims were dismissed with prejudice. “Where an order does not state that the case
is dismissed with prejudice, it is presumed that the dismissal is without prejudice.” In re Hughes, 770
S.W.2d 635, 637 (Tex. App.—Houston [1st Dist.] 1989, no writ) (dismissing suit due to lack of standing);
see Greenwood v. Tillamook Country Smoker, Inc., 857 S.W.2d 654, 656 (Tex. App.—Houston [1st Dist.]
1993, no writ); see also Stone v. Tolerton, No. 12-08-00127-CV, 2008 WL 5235630, at *3 n.3 (Tex. App.—
Tyler Dec. 17, 2008, no pet.) (mem. op.) (affirming dismissal of inmate’s suit and concluding dismissal was
without prejudice because order of dismissal did not state suit was dismissed with prejudice).
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