[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
FILED
________________________ U.S. COURT OF APPEALS
ELEVENTH CIRCUIT
May 13, 2005
No. 04-12607
THOMAS K. KAHN
Non-Argument Calendar CLERK
________________________
D. C. Docket No. 98-14003-CR-KLR
UNITED STATES OF AMERICA,
Plaintiff-Appellee,
versus
CHRISTOPHER R. BROWN,
Defendant-Appellant.
________________________
Appeal from the United States District Court
for the Southern District of Florida
_________________________
(May 13, 2005)
Before ANDERSON, BIRCH and HULL, Circuit Judges.
PER CURIAM:
After his second sentencing, Christopher Brown appeals the 210-month
sentence imposed for his conviction of possession with intent to distribute cocaine
base. After review, we affirm Brown’s conviction, vacate his sentence, and
remand for resentencing.
I. BACKGROUND
A. Brown’s Indictment and Trial
On January 15, 1998, Brown was indicted for one count of possession with
intent to distribute cocaine base, in violation of 21 U.S.C. § 841(a)(1) and 18
U.S.C. § 2. On May 26, 1999, the jury returned a general verdict against Brown.
Thereafter, Brown filed motions for a new trial and for a judgment of acquittal,
which the district court denied.
B. Brown’s First Sentencing
Brown’s PSI stated that the career offender provision in the United States
Sentencing Guidelines applied to Brown because: (1) Brown was at least eighteen
years old at the time he committed the instant offense; (2) the offense was a felony
that was a controlled-substance offense; and (3) Brown had at least two prior
felony convictions of either a crime of violence or a controlled-substance offense.
See U.S.S.G. § 4B1.1.1 The PSI, which was adopted by the district court, listed
1
U.S.S.G. § 4B1.1(a) states that:
A defendant is a career offender if (1) the defendant was at least eighteen years old
at the time the defendant committed the instant offense of conviction; (2) the instant
offense of conviction is a felony that is either a crime of violence or a controlled
substance offense; and (3) the defendant has at least two prior felony convictions of
2
four convictions that would qualify Brown as a career offender: (1) possession of
cocaine and resisting arrest with violence on April 25, 1994; (2) possession with
intent to sell or deliver cocaine on May 19, 1994; (3) attempted sale of cocaine on
March 15, 1995; and (4) attempted manslaughter on July 29, 1998. As a result of
the application of § 4B1.1, Brown’s total offense level was 37, and his criminal
history category was VI. The resulting Guidelines range was 360 months’ to life
imprisonment.
At sentencing, Brown objected to the career-offender enhancement, arguing
that two of his predicate offenses (the April 25, 1994 offense and the May 19, 1994
offense) were committed when he was sixteen, and that he had not had any chance
to rehabilitate himself. The district court overruled the objection. Further, the
district court stated its belief that it did not have the power to depart downward
from the career-offender Guidelines range of 360 months’ to life imprisonment.
The district court thus sentenced Brown to 360 months’ imprisonment.
C. Brown’s First Appeal
On appeal, Brown raised several arguments with respect to his conviction.2
either a crime of violence or a controlled substance offense.
2
With respect to his conviction, Brown argued: (1) that the district court erred in
admitting evidence of Brown’s participation in an undercover drug transaction; (2) that the
district court erred in admitting testimony of where Brown hid cocaine; and (3) that there was
insufficient evidence to support his conviction.
3
As to his sentence, Brown argued that the district court erred in failing to recognize
that it had discretion to depart downward in sentencing him. In his first appeal,
Brown did not raise an objection to his career-offender status and this Court did
not examine whether Brown had the requisite convictions for a career offender
under § 4B1.1.
This Court affirmed Brown’s conviction, but concluded that the district court
“was mistaken in its belief that it lacked the authority to depart outside of the
guideline range for career offenders.” United States v. Brown, No. 99-12991, at 21
(11th Cir. June 8, 2000). We noted, however, that Brown’s stated reasons for a
departure – drug dependence and a disadvantaged upbringing – were not relevant
grounds for departure. We stated that the district court could depart downward if it
found that the sentence over-represented Brown’s criminal history. We thus
remanded the case for a new sentencing hearing on the “limited issue of whether or
not to grant Brown a downward departure.” Id.
D. Brown’s Second Sentencing
At his second sentencing on October 25, 2000, Brown again did not contest
his career offender status, but argued that the Guidelines sentence for a career
offender was too stringent in this case.
The district court, noting this Court’s view that an overstatement of Brown’s
4
criminal history would be a basis for departure, sentenced Brown “below the career
criminal . . . . at 240 months.” Brown lodged no objections to the sentence
imposed, and an amended judgment was entered reflecting the new sentence.
Brown did not appeal this 240-month sentence.
E. Brown’s § 2255 Motion to Vacate Sentence
On October 19, 2001, Brown filed a motion to vacate, set aside or correct his
sentence pursuant to 28 U.S.C. § 2255. Brown’s motion challenged his conviction
and sentence on numerous grounds. Of relevance to this appeal, Brown argued
that his counsel was ineffective for failing to file a notice of appeal after Brown’s
October 30, 2000 sentencing (the second sentencing). Brown alleged that his
counsel did not file the notice even after Brown asked him to do so.
On September 23, 2003, the district court granted Brown’s § 2255 motion to
vacate his sentence solely with regard to his claim that his counsel was ineffective
for failing to file an appeal after his second sentencing. In doing so, the district
court vacated Brown’s entire sentence and ordered that Brown be resentenced as
follows:
This motion to vacate is granted with regard to Brown’s claim that
counsel was ineffective for failing to file an appeal after being
requested to do so. The judgment shall be vacated, and Brown shall
be resentenced and permitted to file an appeal.
The district court denied all of the other claims in Brown’s § 2255 motion.
5
Brown filed a motion for a certificate of appealability (“COA”) in the district court
and in this Court based on the district court’s denial of the remaining claims in his
§ 2255 motion. Both motions for a COA were denied.
F. Brown’s Third Sentencing
Following the district court’s order granting Brown’s § 2255 motion to
vacate his sentence, a new sentencing hearing was held. Thus, at this juncture,
Brown had not been sentenced and the sentencing process began anew.3 Brown’s
third PSI, prepared in anticipation of his third sentencing, recommended a base
offense level of 28. The PSI recommended a four-level enhancement to his offense
level based on Brown’s career offender status, pursuant to § 4B1.1, which
increased his offense level to 32. Brown’s criminal history category was set at VI,
given his career offender status. With an offense level at 32 and a criminal history
category of VI, Brown’s Guidelines range was 210-262 months’ imprisonment.
Prior to his resentencing, Brown raised objections to the use of certain
convictions supporting the recommended career offender enhancement. The
3
The government argues that the law-of-the-case doctrine bars Brown from raising
sentencing issues in this appeal because in his first appeal this Court had issued a limited remand
mandating that the district court consider only whether a downward departure was proper. See
United States v. Tamayo, 80 F.3d 1514 (11th Cir. 1996). However, the government overlooks
the fact that after that appeal, the district court granted Brown’s § 2255 motion, vacated Brown’s
sentence in its entirety, and ordered a new sentencing hearing. Thus, this appeal is from an
entirely new sentence. Brown’s status as a career-offender was never raised and decided in any
prior appeal.
6
government conceded that Brown had been a juvenile at the time he pled guilty to
two of the four convictions and that his rights had not been protected in accordance
with Florida law with respect to them. However, the government contended that
two of the other convictions could serve as the basis for the career offender
enhancement: (1) the March 15, 1995 conviction for attempted sale of cocaine; and
(2) the July 29, 1998 conviction for attempted manslaughter. The offense conduct
here occurred on December 16, 1997. Thus the 1995 conviction occurred before
the offense conduct in this case and the 1998 conviction occurred after the offense
conduct in this case.
Nonetheless, Brown’s counsel repeatedly acknowledged that Brown was a
career offender based on the March 15, 1995 drug offense and the July 29, 1998
manslaughter conviction and that Brown’s offense level was 32 and his criminal
history category was VI. Brown’s counsel made no objection to these two
convictions being used under § 4B1.1 to cause Brown to be a career offender.
Nevertheless, Brown requested a downward departure from the career offender
Guidelines range.
The district court declined to depart downward, and sentenced Brown to 210
months’ imprisonment, at the low end of the career offender Guidelines range. In
doing so, the district court stated:
7
I’m not going to depart downward, but I will sentence within the
guideline range. The Court has considered the statements by all
parties and reviewed the presentence investigation report. Based upon
the severity and significance of the instant offense, that the Defendant
is a career offender. The Court shall impose a sentence at the low end
of the guideline range. This sentence is sufficient to serve as a
deterrent.
(Emphasis added). Brown did not object to his third sentence in the district court.
II. DISCUSSION
On appeal, Brown argues that the district court erred when it classified him
as a career offender under the Guidelines § 4B1.1. Brown also raises arguments
pursuant to Blakely v. Washington, 542 U.S. ___, 124 S. Ct. 2531 (2004).4
A. Classification as a Career Offender
On appeal, Brown argues that the district court erred when it classified him
4
In this appeal, Brown also raises one challenge to his conviction, namely that he was
wrongly convicted under the aiding and abetting theory. Specifically, Brown contends that the
indictment did not list aiding and abetting, the district court improperly gave the jury the
standard aiding and abetting instruction, and the jury returned only a general verdict of guilt. In
Brown’s first appeal before this Court, we affirmed Brown’s conviction. Because Brown did not
raise his aiding and abetting argument in this first appeal before this Court, Brown has waived
that issue. See United States v. Fiallo-Jacome, 874 F.2d 1479, 1481-83 (11th Cir. 1989)
(concluding that defendant’s failure to raise an issue in first appeal precluded raising that issue in
a subsequent appeal, and stating “[i]n the within appeal, there is no reason why Fiallo-Jacome
should get ‘two bites at the appellate apple,’ and we will not afford him the same”); United
States v. Pultrone, 241 F.3d 306, 307 (3d Cir. 2001) (holding that claims of error that “could and
should have been raised” on first direct appeal are not subject to review in a subsequent appeal);
United States v. Montoya, 979 F.2d 136, 138 (8th Cir. 1992) (“Montoya waived any error the
district court may have committed in increasing Montoya’s offense level under § 3B1.1(b) by
failing to raise the issue in the first appeal.”).
Further, the district court’s grant of the § 2255 motion vacated his sentence and did not
affect his conviction. While Brown may raise new issues as to his new sentence, he cannot as to
his conviction.
8
as a career offender under § 4B1.1. Specifically, Brown argues that because the
July 1998 manslaughter conviction occurred subsequent to the December 1997
offense conduct in this case, it could not be considered a “prior felony” for the
purposes of the career offender provision. Because Brown did not object to the use
of this particular conviction in the district court, we review only for plain error.
United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir. 2005).5
In this case, Brown has shown that the district court committed error that
was plain. Pursuant to U.S.S.G. § 4B1.2, the term “two prior felony convictions”
for purposes of the career offender provision means: “[T]he defendant committed
the instant offense of conviction subsequent to sustaining at least two felony
convictions. . . .” U.S.S.G. § 4B1.2 (c). Further, “[t]he date that a defendant
sustained a conviction shall be the date that the guilt of the defendant has been
established. . . .” Id. Thus, “convictions sustained subsequent to the conduct
forming the basis for the offense at issue cannot be used to enhance a defendant’s
status to career offender.” United States v. Williams, 29 F.3d 172, 174 (4th Cir.
1994) (citation omitted).
5
To establish plain error, the defendant must show “‘(1) error, (2) that is plain, and (3)
that affects substantial rights.” Rodriguez, 398 F.3d at 1298 (quoting United States v. Cotton,
535 U.S. 625, 631, 122 S. Ct. 1781, 1785 (2002)). “‘If all three conditions are met, an appellate
court may then exercise its discretion to notice a forfeited error, but only if (4) the error seriously
affects the fairness, integrity, or public reputation of judicial proceedings.” Id. (quoting Cotton,
535 U.S. at 631, 122 S. Ct. at 1785).
9
In this case, it is undisputed that Brown sustained the manslaughter
conviction on July 29, 1998, after the December 16, 1997 date on which he
committed the offense conduct in this case. It is further undisputed that absent the
1998 manslaughter conviction, only the 1995 drug offense remains to sustain
Brown’s career offender status. That one conviction is not enough. Thus, the
district court plainly erred in applying the career offender Guideline to Brown.
Brown also has shown that this error affected his substantial rights.
Without the career offender status, Brown’s offense level was 28 and his criminal
history category was IV, resulting in a Guidelines range of 110-137 months’
imprisonment. Because Brown was deemed a career offender, the district court
sentenced him using an offense level of 32 and a criminal history category of VI,
resulting in a Guidelines range of 210-262 months’ imprisonment. See United
States v. Romano, 314 F.3d 1279, 1282 (11th Cir. 2002) (“We have no difficulty in
concluding that the use of the higher sentencing range [84-105 months as opposed
to 57-71 months] affected appellant’s substantial rights.”); United States v.
Khawaja, 118 F.3d 1454, 1459 (11th Cir. 1997) (vacating defendants’ sentences
and concluding that the district court’s failure to apply proper Guideline provision
was plain error because it would have resulted in a lower offense level for each
defendant).
10
We also conclude that the plain error seriously affected the fairness,
integrity, or public reputation of the judicial proceedings. It was known to the
district court, the prosecutor, and (unfortunately) to defense counsel, that the 1998
manslaughter conviction was not a prior felony. Yet Brown still was sentenced as
a career offender. We conclude that this affects the integrity of the judicial
proceedings, and we therefore vacate Brown’s sentence and remand for
proceedings consistent with this opinion.6
III. CONCLUSION
For the foregoing reasons, we affirm Brown’s conviction, vacate his
sentence, and remand for resentencing.
AFFIRMED IN PART; VACATED AND REMANDED IN PART.
6
Brown also challenges his sentence pursuant to Blakely. Because we are vacating
Brown’s 210-month sentence based on the Guidelines error and remanding to the district court
for resentencing, we need not decide the Blakely issues. We simply note here that upon remand,
the district court must sentence Brown consistent with the Supreme Court’s mandate in United
States v. Booker, 543 U.S. __, 125 S. Ct. 738, 746 (2005).
11