18-2562
Lugo v. City of New York
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A
SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007 IS PERMITTED AND IS GOVERNED BY
FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN
CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE
EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION
“SUMMARY ORDER”). A PARTY CITING TO A SUMMARY ORDER MUST SERVE A COPY OF IT ON
ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at
the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York,
on the 11th day of July, two thousand nineteen.
PRESENT:
DENNIS JACOBS,
SUSAN L. CARNEY,
JOSEPH F. BIANCO,
Circuit Judges.
_________________________________________
JORGE LUGO,
Plaintiff-Appellant,
v. No. 18-2562
CITY OF NEW YORK, ERIC BECKEL, HORACE
GILKES, KOREY NOAK, JOHN RAMOS,
Defendants-Appellees,
POLICE OFFICERS JOHN DOE 1-3, NEW YORK CITY
POLICE DEPARTMENT, SERGEANT BEEKLE,
Defendants.*
_________________________________________
* The Clerk of Court is directed to amend the official caption in this case to conform with the caption above.
FOR APPELLANT: ROBERT RICKNER, ESQ., New York, N.Y.
FOR APPELLEE: ELLEN RAVITCH (Claude S. Platton and
Jeremy W. Shweder, on the brief), for
Zachary W. Carter, Corporation Counsel
of the City of New York, New York, N.Y.
Appeal from a judgment of the United States District Court for the Southern District
of New York (Pauley, J.).
UPON DUE CONSIDERATION WHEREOF, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the judgment entered on August 7, 2018, is
AFFIRMED.
Plaintiff-Appellant Jorge Lugo appeals from a jury verdict in favor of Defendants in
his false arrest claim brought under 42 U.S.C. § 1983 against the City of New York, the New
York City Police Department, and several police officers. Lugo was arrested while at the
scene of an ongoing arrest of another individual. He was handcuffed for fifteen minutes and
then released without charges. At trial, the police officers involved testified that Lugo
lingered too close to the officers and the arrestee after being directed to keep his distance,
thereby posing a safety risk. Lugo denied the officers’ account and claimed that he was
arrested because the officers mistakenly thought he was filming them. Lugo’s arrest report,
which notes that the arrest was voided, listed charges for disorderly conduct under N.Y.
Penal Law §§ 240.20(5) and (6), which, respectively, prohibit “obstruct[ing] . . . pedestrian
traffic” and “congregat[ing] with other persons in a public place and refus[ing] to comply
with a lawful order of the police to disperse.” The arrest report was admitted into evidence
at trial.
After the close of testimony, the District Court instructed the jury that probable
cause is a defense to false arrest, and directed the jury to consider whether the officers had
probable cause to arrest Lugo for the two disorderly conduct offenses listed in the arrest
report, as well as for obstructing governmental administration in the second degree. The
latter offense involves “intentionally obstruct[ing], impair[ing] or pervert[ing] the
administration of law or other governmental function or prevent[ing] or attempt[ing] to
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prevent a public servant from performing an official function, by means of intimidation . . .
or interference.” Id. § 195.05. The District Court also instructed the jury as follows: “You
need only find that defendants had probable cause to believe Lugo was committing any one
of these crimes to find that his arrest had probable cause. You do not need to be unanimous
on which crime provided probable cause to arrest.” App’x 256.
Lugo seeks a new trial, pointing to two purported errors in the jury instructions. First,
he challenges as without foundation the charges listing the two disorderly conduct offenses
as potential bases for probable cause. Second, he challenges the instruction that the jurors
need not be unanimous as to the specific offense for which they believed there was probable
cause to arrest. We assume the parties’ familiarity with the underlying facts, procedural
history, and arguments on appeal, to which we refer only as necessary to explain our decision
to affirm the district court’s judgment.
I
We have held in civil cases that “[a] litigant is entitled to an instruction on a claim
where that claim is supported by evidence of probative value.” Anderson v. Branen, 17 F.3d
552, 557 (2d Cir. 1994); accord Harris v. O’Hare, 770 F.3d 224, 238 (2d Cir. 2014). A party
need only show that “there is some evidence supporting the theory behind the instruction so
that a question of fact may be presented to the jury.” Anderson, 17 F.3d at 557.
Here, Lugo asserts that the record evidence is insufficient to support a jury
instruction on disorderly conduct. We are not persuaded. The voided arrest report listing the
disorderly conduct violations was admitted into evidence. It states: “Defendant was observed
obstructing pedestrian traffic and did refuse[] to obey a lawful o[r]der to move on while a/o
was [e]ffecting a lawful arrest.” App’x 280. The arrest report thus appears to provide at least
“some evidence” supporting probable cause to arrest for disorderly conduct. Anderson, 17
F.3d at 557. That the arrest was voided because the officers eventually decided to release
Lugo does not eliminate the report’s probative value regarding the existence of probable
cause at the time of the arrest.
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Even assuming, however, that the District Court erred in instructing the jury on
disorderly conduct, any such error was harmless. We deem an error harmless when the
reviewing court is “sufficiently confident that the verdict was not influenced by an error in
the jury charge.” Chowdhury v. Worldtel Bangl. Holding, Ltd., 746 F.3d 42, 50 (2d Cir. 2014). At
trial, Lugo and Defendants presented starkly differing accounts of the events at issue. The
verdict in favor of Defendants implies that the jury credited the officers’ version over
Lugo’s. Thus, we can infer that the jury accepted the officers’ account that Lugo entered the
immediate area of the ongoing arrest after being told to keep his distance. Such conduct
provides probable cause for obstructing governmental administration as defined in N.Y.
Penal Law § 195.05. Accordingly, we are “sufficiently confident” that the jury would have
determined that there was probable cause to arrest Lugo even without the instructions on
disorderly conduct. Id. Delivering a jury instruction regarding disorderly conduct, even if
error, was therefore harmless error.
II
Lugo also assigns error to the district court’s instruction that the jury need not be
unanimous as to which predicate crime provided probable cause justifying the arrest. He
argues that probable cause as to each distinct offense should be deemed a separate defense,
each subject to its own unanimity requirement.
This Court has not yet decided whether a civil jury must be unanimous as to which
particular crime supports the affirmative defense of probable cause. We need not reach the
merits of Lugo’s contention, however. Once again, even assuming that the District Court
erred in delivering the unanimity charge at issue, any such error was harmless. As explained
above, we can infer that the jury credited the officers’ version of the events at issue over
Lugo’s, amply supporting a finding that the officers had probable cause to arrest him for
obstruction of governmental administration.
* * *
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We have considered Lugo’s remaining arguments and conclude that they are without
merit. Accordingly, we AFFIRM the judgment of the District Court.
FOR THE COURT:
Catherine O’Hagan Wolfe, Clerk of Court
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