United States v. Michael Barber

In the United States Court of Appeals For the Seventh Circuit ____________________ No. 18‐2803 UNITED STATES OF AMERICA, Plaintiff‐Appellee, v. MICHAEL S. BARBER, Defendant‐Appellant. ____________________ Appeal from the United States District Court for the Northern District of Indiana, South Bend Division. No. 3:17‐CR‐67(1) — Robert L. Miller, Jr., Judge. ____________________ ARGUED MAY 15, 2019 — DECIDED AUGUST 27, 2019 ____________________ Before WOOD, Chief Judge, and EASTERBROOK and HAMILTON, Circuit Judges. WOOD, Chief Judge. On the evening of February 9, 2017, Michael Barber and his friend Anthony Chipps used a crow‐ bar to break into Dutchman Hunting Supplies in Shipshe‐ wana, Indiana, and steal 15 handguns. The authorities had lit‐ tle trouble nabbing them: they set off the alarm during the robbery, and they were easily identified by shop employees, because they had scouted out Dutchman earlier that same 2 No. 18‐2803 day. On top of that, Barber was foolish enough to discuss the robbery on Facebook Messenger. In due course, Barber was indicted on charges of stealing firearms from a federally licensed firearms dealer, possessing firearms as a felon, and possessing stolen firearms. See 18 U.S.C. §§ 922(u), (g)(1), and (j). Chipps decided to cooperate with the government and testified at trial against Barber. In addition, the government introduced both the Facebook mes‐ sages and cell‐location data for Barber’s phone. The latter ev‐ idence put him near Dutchman at the time of the robbery. The jury convicted him on all charges, and the court then sen‐ tenced him to 210 months’ imprisonment. That sentence re‐ flected a two‐level enhancement in his offense level for ob‐ struction of justice. Barber appeals both his conviction and sentence. He ar‐ gues that the district court should not have admitted the Fa‐ cebook records, cell‐location data, and a certificate indicating that Dutchman had a firearms license. He also contends that his advisory sentencing guidelines should not have included the obstruction enhancement. Finding no reversible error, we affirm. I We begin with the evidence presented at trial. Rule 103(a)(1) of the Federal Rules of Evidence requires litigants to make their objections to evidence at trial specific and timely. Where Barber followed this command, we review the district court’s rulings for abuse of discretion. We disregard any error that was harmless. See FED. R. CRIM. P. 52(a); United States v. Boone, 628 F.3d 927, 932 (7th Cir. 2010). We review points that No. 18‐2803 3 he raises for the first time on appeal for plain error, at best. See FED. R. CRIM. P. 52(b). A Barber first objects to the admission of the evidence the government used to prove that the dealer from whom he stole the guns was federally licensed. It submitted Dutchman’s li‐ cense, or “Blue Ribbon Certificate,” along with accompanying authenticating documents from the Bureau of Alcohol, To‐ bacco, Firearms, and Explosives (ATF). Those documents in‐ cluded a License Registration Report, which shows the date the license was issued, expiration date, and its status as active, as well as two signed statements from ATF officials represent‐ ing that Dutchman was licensed during the period when the robbery took place. None of those officials appeared at trial. Barber objected to this evidence at trial, claiming that the statements from the ATF officials are testimonial under the line of cases beginning with Crawford v. Washington, 541 U.S. 36, 50 (2004). See Melendez‐Diaz v. Massachusetts, 557 U.S. 305 (2009); Bullcoming v. New Mexico, 564 U.S. 647 (2011). Barber argues that his inability to cross‐examine the agents violated his Sixth Amendment right to confrontation. He renews this objection on appeal; our review is for abuse of discretion. In Melendez‐Diaz, the Supreme Court addressed the line between regularly‐kept records that are admissible without testimony from a custodian, and evidence that is admissible under the Confrontation Clause only if the creator of the doc‐ ument testifies. 557 U.S. at 321–23. At issue there were certifi‐ cates reporting the results of testing that some forensic ana‐ lysts had conducted on evidence. When the defendant ob‐ jected to the admission of those certificates without affording him the opportunity to cross‐examine the analysts, the 4 No. 18‐2803 government countered that the certificates were not testimo‐ nial for Sixth Amendment purposes. The Supreme Court sided with the defendant, and in so doing discussed what it takes to make a record (or statements about it) “testimonial.” The Melendez‐Diaz Court considered and rejected the ar‐ gument that the analysts’ certificates should be treated in the same way as “a clerk’s certificate authenticating an official record—or a copy thereof—for use as evidence,” and thus be admitted without a live witness. Id. at 322. In doing so, the Court emphasized that the analysts’ work creating a record was quite different from the clerk’s narrow role in authenti‐ cating a copy of a record. While a clerk, the Court said, was “permitted ‘to certify to the correctness of a copy of a record kept in his office,’ [he] had ‘no authority to furnish, as evi‐ dence for the trial of a lawsuit, his interpretation of what the record contains or shows, or to certify to its substance or ef‐ fect.’” Id. (quoting State v. Wilson, 141 La. 404, 409 (1917)). The Supreme Court returned to this issue in Bullcoming, where the question presented was whether “the Confronta‐ tion Clause permits the prosecution to introduce a forensic la‐ boratory report containing a testimonial certification—made for the purpose of proving a particular fact—through the in‐ court testimony of a scientist who did not sign the certification or perform or observe the test reported in the certification.” 564 U.S. at 652. Emphasizing that the report (a blood‐alcohol test) contained more than a simple transcription of a machine‐ generated number, and noting that the state had made no ef‐ fort to show why the analyst who performed the test was un‐ available (not to mention that the defendant had not had an opportunity to cross‐examine that analyst), the Court held that the defendant’s Sixth Amendment confrontation rights No. 18‐2803 5 had been violated. Id. at 663. Although there was disagree‐ ment among the Justices about the limits of this rule—in par‐ ticular, over when testimony from a supervisor ought to suf‐ fice for confrontation purposes—the facts of our case do not raise that problem. See id. at 674–84 (Kennedy, J., dissenting); see also id. at 672–73 (Sotomayor, J., concurring). We do not need to sort out all of the implications of the separate opinions and votes in Bullcoming for present pur‐ poses. It is enough to say that no such resolution can help Bar‐ ber. In his case, the affidavits from the ATF officials suffer from the same infirmity as the analysts’ certificates in Melen‐ dez‐Diaz and the blood‐test results in Bullcoming. Relevant to Melendez‐Diaz, they go beyond simple authentication of a copy. The ATF agents’ affidavits explain the purpose of the records and interpret them as proof that these are the records used for firearm licenses and that Dutchman was licensed during the relevant period. Those statements rest on an infer‐ ence about the continuing validity of the license, and that infer‐ ence requires an interpretation of what the record shows or a certification about its substance or effect. In other words, the government is relying on information beyond what the li‐ cense itself says. For example, the affidavit could imply that ATF has a practice of documenting on its copy of a license in‐ formation about suspensions (if any), or it might suggest that the affiant agent ran a search in order to confirm that Dutch‐ man did not have a licensing issue at the time of the robbery. Defense counsel is entitled to know about and challenge whatever process went into generating this type of evidence. Relevant to Bullcoming, the government did not offer a super‐ visor or other responsible official for cross‐examination. 6 No. 18‐2803 This leaves us with a scenario very like one that the Melen‐ dez‐Diaz Court discussed: Far more probative here are those cases in which the prosecution sought to admit into evidence a clerk’s cer‐ tificate attesting to the fact that the clerk had searched for a particular relevant record and failed to find it. Like the testimony of the analysts in this case, the clerk’s statement would serve as substantive evidence against the defendant whose guilt depended on the nonexistence of the record for which the clerk searched. Although the clerk’s certificate would qual‐ ify as an official record … —it was prepared by a public officer in the regular course of his official duties— … the clerk was nonetheless subject to confrontation. 557 U.S. at 323. The License Registration Report, a database search‐result page dated just days before the lawsuit was filed, is exactly the kind of search the Court was talking about in the quoted passage. It sheds light on the status of Dutch‐ man’s license. Melendez‐Diaz tells us that the defendant had the right to confront the ATF officials, in order to understand and question the evidence they provided. We thus conclude that the district court erred when it admitted the ATF records without requiring testimony from the responsible officials. Even if it was error to admit these records, Barber does not automatically prevail. We must decide whether any such er‐ ror was prejudicial or harmless. In a Confrontation Clause case, the harmless‐error inquiry rests on a variety of factors, including “the importance of the witness’ testimony in the prosecution’s case, whether the testimony was cumulative, the presence or absence of evidence corroborating or contra‐ dicting the testimony of the witness on material points, the No. 18‐2803 7 extent of cross‐examination otherwise permitted, and, of course, the overall strength of the prosecution’s case.” Jones v. Basinger, 635 F.3d 1030, 1052 (7th Cir. 2011). Barber is correct that the government was required to prove that Dutchman was licensed, in order to support one of his convictions. Even without the “Blue Ribbon Certificate,” however, there was an‐ other copy of the license properly in evidence before the jury: the one identified by the owner of Dutchman. This copy of the license is signed, has the license number, and shows a clear expiration date. The owner’s testimony at trial confirmed the authenticity of the copy he introduced, his continuous posses‐ sion of it, and that the license was valid during the robbery. Given the existence of this evidence, any error in admitting the ATF records was harmless. We note as well that if one were to read Bullcoming as being more hospitable to the ad‐ mission of this kind of government record, Barber is no better off. If that were the case, he might well not be able to show error at all. B Barber also argues that it was error to admit Facebook rec‐ ords linked to an account that he says is not his—or, more ac‐ curately, that the government allegedly failed to prove is his. On the second day of trial, the government brought in the Fa‐ cebook records for use in its examination of ATF Special Agent Thomas Kaiser, a digital‐media collection specialist who investigated Barber and originally discovered the Face‐ book account. Kaiser testified that the Facebook account in question was “friends” with many of Barber’s known friends, had pictures of him, and was linked to a cell phone number Barber had given out. 8 No. 18‐2803 Jeremiah Thompson, the friend with whom Barber dis‐ cussed the robbery on Facebook Messenger, also testified about the records. Thompson confirmed his knowledge of those messages, that he recognized the pictures of Barber from the account in question, and that he habitually used Fa‐ cebook Messenger to coordinate in‐person meetings with Bar‐ ber. After this testimony, the government moved to admit the Facebook records as adequately authenticated under Federal Rule of Evidence 901(b)(1). Barber objected on the grounds that the government had not laid a sufficient foundation es‐ tablishing that the account was his. Since he renews this argu‐ ment on appeal, we review for abuse of discretion. To authenticate Facebook records and messages, the gov‐ ernment needed only to “produce evidence sufficient to sup‐ port a finding” that the account belonged to Barber and the linked messages were actually sent and received by him. FED. R. EVID. 901(a). See United States v. Lewisbey, 843 F.3d 653, 658 (7th Cir. 2016). Barber relies on two cases from the Second and Third Circuits to support his contention that the govern‐ ment’s foundation was inadequate. Neither helps him. In the first case, United States v. Vayner, 769 F.3d 125, 131 (2d Cir. 2014), the government’s case was so weak that at first it did not even try to admit the website at issue as the defend‐ ant’s. When it did try, the government could point to nothing in the record suggesting that the defendant had ties to the website. Id. at 132–33. In contrast, in our case ample evidence tied Barber to the Facebook account. Next, Barber relies on United States v. Browne, 834 F.3d 403, 409 (3d Cir. 2016). There, the government initially tried to introduce Facebook mes‐ sages as self‐authenticating evidence under Federal Rules of Evidence 902(11) and 803(6). Id. When that failed, it offered No. 18‐2803 9 testimony from a records custodian, who said that the Face‐ book messages were sent between the accounts. That fact, however, shed no light on whether those accounts were tied to any particular people. Id. at 409–10. Even though the Facebook records were not self‐authenti‐ cating under Rule 902, however, the Browne court held that the government had properly authenticated the documents under Rule 901. It found that the “authentication challenge collapses under the veritable mountain of evidence linking” the defendant to the incriminating Facebook chats. Id. at 415. Some of the evidence on which the court in Browne relied came from four witnesses who had participated in the Face‐ book messages at issue. Though those witnesses did not spe‐ cifically identify the records at trial, their testimony about the conversations was consistent with the records. They said, for example, that after arranging a meeting via messages with the account at issue, they would meet in person with the defend‐ ant. The Third Circuit called this “powerful evidence not only establishing the accuracy of the chat logs but also linking them to Browne.” Id. at 413. Here, we have that and more. Thompson testified that he would meet with Barber after mes‐ saging the account, and he directly identified the pertinent messages. This court has relied on evidence such as the presence of a nickname, date of birth, address, email address, and photos on someone’s Facebook page as circumstantial evidence that a page might belong to that person. Lewisbey, 843 F.3d at 658. Barber had all of that and more. In addition, Barber’s account was linked to his girlfriend’s, linked to his cell phone, and— most damning given Browne—Thompson testified that he suc‐ cessfully used Facebook Messenger to set up face‐to‐face 10 No. 18‐2803 meetings with Barber. That is more than enough for a reason‐ able jury to conclude that the account belonged to Barber. There was no error in admitting these Facebook records. C Just 44 days after Barber’s May 2018 trial, the Supreme Court decided Carpenter v. United States, which held that the government must obtain a search warrant before gathering cell phone location data. 138 S. Ct. 2206, 2221 (2018). The po‐ lice did not have a warrant when they obtained Barber’s data from his carrier. Armed with the Court’s Carpenter decision, Barber contends that his records should be suppressed. But Barber did not raise this objection at trial; indeed, he did not even file a pre‐trial motion to suppress the data. This has se‐ rious implications for his ability now to raise the point. Federal Rule of Criminal Procedure 12(b)(3) describes sup‐ pression motions as “requests [that] must be raised by pretrial motion if the basis for the motion is then reasonably availa‐ ble.” Rule 12(c)(3) specifies that if a party misses the deadline for a pretrial motion under Rule 12(b)(3), the motion is un‐ timely and the court may consider it only if the party shows “good cause.” While Carpenter was decided after Barber’s trial, the case had been pending before the Supreme Court since June 5, 2017, when the Court agreed to hear it. See Car‐ penter v. United States, 137 S. Ct. 2211 (2017) (granting certio‐ rari). The issue was thus hardly a secret: Barber’s lawyers could easily have adopted the arguments Carpenter’s lawyers were making in a similar suppression motion. We confronted precisely this question in United States v. Thomas, 897 F.3d 807, 815 (7th Cir. 2018), cert. denied, 139 S. Ct. 615 (2018). The defendant in Thomas also had his cell No. 18‐2803 11 location records obtained without a warrant. Like Barber, he did not file a suppression motion just before Carpenter was de‐ cided, nor did he show good cause for why he failed to do so. We held that “[w]hile Thomas certainly is correct that this le‐ gal issue remained uncertain before his trial, that uncertainty did not qualify as good cause under Rule 12 for failing to raise the issue.” Id. We pointed out that in our court’s last word on the topic, United States v. Daniels, 803 F.3d 335, 351 (7th Cir. 2015), we did not reach the substantive suppression issue— though we explicitly noted the circuit split that Carpenter would resolve—because the defendant likewise failed to file a pretrial motion to suppress. Id. Barber, like Daniels and Thomas, knew that this was an open question, yet he failed to file the required suppression motion. Daniels especially ought to have alerted him to both the availability of the Carpenter argument and the necessity of making the pretrial suppression motion. We conclude that Barber has not shown good cause for why we should consider his untimely motion under Rule 12(c)(3), and so he has for‐ feited this argument. His failure to show good cause also per‐ suades us that there is no reason to overlook his forfeiture. II We end with a brief note on Barber’s sentence. During his trial, U.S. Marshals found a message scratched on a bench where Barber had been sitting in the South Bend federal court‐ house. It read: “TELL ANTHONY CHIPPS TO THINK B4 H GET ON THERE N LIE.” Based on this, the district court im‐ posed a two‐level sentencing enhancement for obstruction of justice. The relevant sentencing guideline states: 12 No. 18‐2803 If (1) the defendant willfully obstructed or impeded, or attempted to obstruct or impede, the administration of justice with respect to the investigation, prosecution, or sentencing of the instant offense of conviction, and (2) the obstructive conduct related to (A) the defendant’s offense of conviction and any relevant conduct; or (B) a closely related offense, increase the offense level by 2 levels. U.S.S.G. § 3C1.1. Obstructive conduct includes but is not lim‐ ited to “threatening, intimidating, or otherwise unlawfully in‐ fluencing a co‐defendant [or] witness … directly or indirectly, or attempting to do so[.]” Id. at § 3C1.1 comment n.4(A). We review the district court’s underlying factual findings that supported this sentencing guideline enhancement for clear er‐ ror, and we consider de novo whether the district court made adequate findings. United States v. House, 551 F.3d 694, 697 (7th Cir. 2008). An attempt to influence a witness is enough, regardless of whether it succeeds. United States v. Wright, 37 F.3d 358, 362 (7th Cir. 1994). And it is the defendant’s actions that matter: “the court will use an objective standard to determine whether a given action is an attempt to obstruct justice, rather than evaluating the subjective intent of the defendant.” House, 551 F.3d at 699. The context of the statements is important. Wright, 37 F.3d at 362; United States v. Cherif, 943 F.2d 692, 703 (7th Cir. 1991) (letter saying, “You know you’re innocent and there is no way conceivable that you could have known any‐ thing about anything” was obstruction because it was a lie, and thus an attempt to influence the witness not to disclose what she knew). No. 18‐2803 13 Barber’s argument is that his comments do not support an enhancement for obstruction of justice because, if anything, they just encouraged Chipps to tell the truth. In United States v. Cheek, 740 F.3d 440, 454 (7th Cir. 2014), we rejected a de‐ fendant’s similar argument that a letter urging a witness to “tell the truth” was not obstructive, because in context it was reasonably seen as an attempt to sway or prevent harmful tes‐ timony. While Barber’s interpretation that this was just a statement he made out of concern that Chipps might perjure himself is possible, it is much less likely than the reading that he wanted to communicate his dissatisfaction with his co‐con‐ spirator’s decision to testify against him. Moreover, telling Chipps to “think b4” he spoke is phrasing commonly used for one thing: to cause someone to reconsider what he is about to do, and then not do it. See, e.g., Think Before You Post: Hoax Threats are Serious Federal Crimes, FBI, (Oct. 5, 2018) https://www.fbi.gov/news/stories/hoax‐threats‐awareness‐ 100518 (advising the public of the potential criminal conse‐ quences for sending threatening social media posts, including a video described as “[t]his college student realized the grav‐ ity of his threatening post when the FBI arrested him”). We see no error in the district court’s factual determination—spe‐ cifically its analysis of the context of the statement and the likely interpretation of the statement itself—that Barber’s con‐ duct warranted the sentencing enhancement. III We AFFIRM Barber’s conviction and sentence.