IN THE
TENTH COURT OF APPEALS
No. 10-14-00355-CV
WILLIAM M. WINDSOR,
Appellant
v.
SAM ROUND,
Appellee
No. 10-15-00069-CV
WILLIAM M. WINDSOR,
Appellant
v.
KELLIE McDOUGALD,
Appellee
No. 10-15-00092-CV
WILLIAM M. WINDSOR,
Appellant
v.
JOEYISALITTLEKID, ET AL.,
Appellees
From the 378th District Court
Ellis County, Texas
Trial Court No. 88611
OPINION
William M. Windsor is the appellant and represents himself in all three of these
appeals. All three of these appeals arise from the same underlying trial court case in
which Windsor, the plaintiff, also represented himself. Each appeal was separately
docketed in this Court for the reasons set forth in Windsor v. Round, 532 S.W.3d 825 (Tex.
App.—Waco 2014, order) (per curiam). Nevertheless, we will address all three of these
appeals together in this opinion.
Background
December 26, 2013 – Windsor filed his original petition in the underlying
case against Joeyisalittlekid, Joeyisalittlekid.blogspot.com, Sean D. Fleming, Sam Round,
and several other defendants. Windsor asserted in the pleading that his own residence
was located in South Dakota. Windsor further asserted that Joeyisalittlekid.blogspot.com
is an entity whose address is Google’s California address and that Round’s residence is
located in Georgia. The case was assigned to the 40th District Court of Ellis County. The
presiding judge of the 40th District Court is the Honorable Bob Carroll.
January 15, 2014 – Windsor filed his first amended petition in the
underlying case against Joeyisalittlekid, Joeyisalittlekid.blogspot.com, Fleming, Round,
and the other defendants. In this amended pleading, Windsor added Kellie McDougald
Windsor v. Round, et al. Page 2
and several others as defendants. Furthermore, as in his original petition, Windsor again
asserted in his first amended petition that his own residence was located in South Dakota,
that Joeyisalittlekid.blogspot.com is an entity whose address is Google’s California
address, and that Round’s residence is located in Georgia.
Windsor then alleged in his first amended petition as follows: Windsor founded
an organization called “Lawless America” and developed a website for it. Windsor
“publishes an online magazine, produces and hosts a radio show, and has been
producing and directing a documentary film about injustices of various types.” In
December 2012, Windsor became aware of Joeyisalittlekid.blogspot.com.
Joeyisalittlekid.blogspot.com was originally “an online gathering place” for a group of
people who disliked a man named Joey Dauben. The group turned its attention to
Windsor, however, after members of the group learned that Dauben’s girlfriend and
family had approached Windsor to “do some filming” about Dauben’s story. Members
of the group, including Fleming, Round, McDougald, and the other defendants, began
posting alleged defamatory content about Windsor. Windsor claimed that the actions of
Fleming, Round, McDougald, and the other defendants constituted libel and defamation,
defamation per se, slander, slander per se, intentional infliction of emotional distress,
tortious interference with contract or business expectancy, tortious interference with a
prospective business relationship, invasion of privacy by misappropriation, invasion of
privacy, civil conspiracy, and stalking.
January 21, 2014 – Fleming filed his original answer and special exceptions
to Windsor’s petition. Fleming denied all of Windsor’s allegations.
Windsor v. Round, et al. Page 3
February 5, 2014 – Windsor filed a “Motion for Continuance on Special
Exceptions Filings.” Windsor asserted in the motion that “Google, Inc. and various
defendants” had filed special exceptions and that a hearing on Google, Inc.’s special
exceptions had been set for February 24, 2014. Windsor requested “a continuance of that
hearing as well as a continuance on any hearings on special exceptions until needed
discovery [could] be obtained.” In this motion, Windsor began providing a Texas address
for himself.
February 21, 2014 – McDougald filed a pro se original answer and special
exceptions to Windsor’s petition. McDougald denied all of Windsor’s allegations.
February 24, 2014 – Round filed a pro se “Original Answer and Special
Exceptions to Plaintiff’s Petition.” Although not stated in the title, Round made a special
appearance in the substance of this document because he challenged the trial court’s
personal jurisdiction over him. See TEX. R. CIV. P. 120a; Hall v. Hubco, Inc., 292 S.W.3d 22,
35 (Tex. App.—Houston [14th Dist.] 2006, pet. denied) (op. on reh’g) (“In determining the
nature of a filing, we look to the substance of [the] document, not merely its title.”). In
this pleading, Round also denied all of Windsor’s allegations.
Additionally, on February 24, Windsor filed an “Amended Motion for
Continuance on Special Exceptions Filings.”
February 26, 2014 – Fleming filed a motion to dismiss Windsor’s claims
against him under the Texas Citizens Participation Act (TCPA), generally known as the
Texas anti-SLAPP (“strategic lawsuit against public participation”) law. See TEX. CIV.
PRAC. & REM. CODE ANN. §§ 27.001-.011. Over the next approximately ten months, both
Windsor v. Round, et al. Page 4
Windsor and Fleming then submitted numerous filings related to Fleming’s TCPA
motion to dismiss.
March 5, 2014 – The trial court signed an “Order Granting Non-Party
Google Inc.’s Special Exceptions to Plaintiff’s First Amended Verified Petition.” The
order stated, in part, as follows:
IT IS THEREFORE ORDERED that Google Inc.’s Special Exceptions
to Plaintiff’s First Amended Verified Petition are SUSTAINED. The Court
specifically finds that Google Inc. is not, nor has it ever been, a party to this
lawsuit. The Court further finds that Plaintiff does not now have, and never
has had, any claims or causes of action pending against Google Inc. in this
lawsuit. In addition, the Court hereby strikes from the record any statement
to the contrary regarding Google Inc.’s status in this lawsuit.
March 10, 2014 – The trial court issued a memorandum ruling, staying all
of the proceedings in the case. The memorandum ruling provided:
IT IS ORDERED that effective immediately, all proceedings in the above
entitled and numbered lawsuit are hereby stayed and remain on hold,
including legal deadlines applicable to any party, until such time as the trial
court further examines the legal implications and applicability of the Order
and vexatious litigant injunction directed against William M. Windsor
dated July 15, 2011 and issued by Thomas W. Thrash, Jr., United States
District Judge for the Northern District of Georgia . . . .
The memorandum ruling then specifically stated:
This stay of proceedings applies without prejudice, by way of example only
and not by way of any limitation, to – (i) any of Plaintiff’s pending motions,
requests for hearings, or court dates; (ii) Defendant Sean D. Fleming’s
Motion to Dismiss; and (iii) the various requests received by the trial court
for hearings on special exceptions, other than Google’s special exceptions
which were previously heard and ruled upon by the court.
March 14, 2014 – Windsor filed a “Motion for Hearing on Default
Judgment” against each of Joeyisalittlekid, Round, and McDougald, alleging that each
Windsor v. Round, et al. Page 5
had failed to answer. The motions were dated March 13, 2014 but were not filed until
March 14.
August 11, 2014 – The trial court signed “Trial Court Order No. 1 and
Notice of Hearing.” The trial court concluded in its order that it was not permitted to
dismiss Windsor’s lawsuit outright for his noncompliance with the terms of the vexatious
litigant injunction issued by the federal district judge in Georgia. The trial court
concluded, however, that it possessed “legal authority within its inherent judicial power
to impose various litigation control measures.” The trial court’s order therefore
provided:
It is Ordered that the stay of proceedings is hereby lifted; however, such
Order is specifically subject to and conditioned upon [Windsor]’s current
and future compliance with all the other Orders contained herein[, which
included an “Order Providing for Litigation Control Measures.”] The
preceding Order shall be referred to as the “Order Lifting Stay of
Proceedings.”
....
. . . Accordingly, with respect to the mechanics of initially lifting the
stay, the trial court finds and rules that the Order Lifting Stay of
Proceedings shall become automatically effective on such date as [Windsor]
(i) complies with Litigation Control Measures #1, #5, #6, and #7 of the
preceding Order Providing for Litigation Control Measures; and (ii) files of
record a Notice of Compliance with Litigation Control Measures #1, #5, #6, and
#7 (with file marked courtesy copy being sent directly to the presiding
judge).
“Trial Court Order No. 1 and Notice of Hearing” also notified the parties that a
hearing for the purpose of establishing a “Preliminary Discovery Control Plan &
Scheduling Order” would be held on September 19, 2014.
Windsor v. Round, et al. Page 6
August 12, 2014 – Windsor filed a “Notice of Compliance with Litigation
Control Measures and Motion for Reconsideration.” Windsor requested in the pleading
that the trial court reconsider its imposition of the litigation control measures but also
represented that he had complied with Litigation Control Measures #1, #5, #6, and #7.
Additionally, on August 12, Windsor filed his second amended petition against
Joeyisalittlekid, Joeyisalittlekid.blogspot.com, Fleming, Round, McDougald, and the
other defendants. In this amended pleading, Windsor asserted that his own residence
was now located in Texas. But as in his December 26, 2013 original petition and January
15, 2014 first amended petition, Windsor asserted in this amended petition that
Joeyisalittlekid.blogspot.com is an entity whose address is Google’s California address
and that Round’s residence is located in Georgia. Along with the allegations in his
January 15, 2014 first amended petition, Windsor then alleged in his second amended
petition that the actions of Fleming, Round, McDougald, and the other defendants
constituted invasion of privacy by disclosure and business disparagement. Windsor also
brought a conversion claim against one of the defendants.
Finally, on August 12, Windsor filed a motion to declare that he is not a public
figure or a limited-purpose public figure.
August 20, 2014 – McDougald filed a pro se motion to dismiss Windsor’s
claims against her under the TCPA.
September 16, 2014 – Windsor filed a “Motion to Strike and Motion for
Sanctions Against Defendant Kellie McDougald.” Windsor moved to strike
McDougald’s February 21, 2014 pro se original answer and special exceptions to
Windsor v. Round, et al. Page 7
Windsor’s petition and her August 20, 2014 pro se TCPA motion to dismiss because
McDougald failed to state her address, telephone number, and email address when she
signed each document and because Windsor was not properly served with McDougald’s
TCPA motion to dismiss. Windsor further argued that the trial court should impose an
appropriate sanction against McDougald for failing to properly serve him with her TCPA
motion to dismiss.
Additionally, on September 16, Windsor filed a motion to compel discovery from
McDougald that he had served on her on August 12, 2014. In the same filing, Windsor
again requested that the trial court sanction McDougald.
September 17, 2014 – Fleming filed a response to Windsor’s August 12, 2014
motion to declare that he is not a public figure or a limited-purpose public figure.
September 19, 2014 – Windsor filed a “Second Amended Motion for
Continuance on Special Exceptions Filings.” Along with requesting “a continuance on
any hearings on special exceptions until needed discovery [could] be obtained,” as
Windsor requested in his February 5, 2014 “Motion for Continuance on Special
Exceptions Filings” and his February 24, 2014 “Amended Motion for Continuance on
Special Exceptions Filings,” Windsor stated in this second amended motion that he
needed “a continuance on special exceptions and TCPA motions” because personal
jurisdiction issues and motions to strike needed to be heard and resolved first.
Additionally, on September 19, Windsor filed a “Motion to Deem Non-Texas
Defendants Have Waived Any Challenges to Personal Jurisdiction Due to Failure to
Comply with Rule 120a.” Windsor acknowledged in this motion that Round had made
Windsor v. Round, et al. Page 8
a special appearance in this case and that Round is not a Texas resident. Windsor argued,
however, that Round had waived any challenge to personal jurisdiction because he had
failed to comply with Rule of Civil Procedure 120a in that his initial appearance was not
made by sworn motion. See TEX. R. CIV. P. 120a.
Finally, on September 19, the trial court held the hearing that it had notified the
parties of in its August 11, 2014 “Trial Court Order No. 1 and Notice of Hearing.” At the
outset of the hearing, Fleming’s counsel stated that his “primary concern” was to set
Fleming’s TCPA motion to dismiss for a hearing. Round’s counsel then noted that Round
had filed a similar motion but that he had also filed a special appearance that needed to
be heard before the TCPA motions to dismiss. The trial court agreed, which led to the
following exchange:
THE COURT: We will need to handle any special appearances first.
MR. WINDSOR: Your Honor, as to special appearance, 120(a) [sic]
requires that they all be under oath, under a sworn motion. They weren’t.
I filed a motion - - an amended motion this morning saying that - -
THE COURT: I understand. That may be the argument that you
present at the hearing.
MR. WINDSOR: Right.
THE COURT: But we need to have a special hearing for the special
appearance and that will come first in line. Then we’ll proceed to any
Chapter 27 [TCPA] Motion to Dismiss.
The hearing on Round’s special appearance was eventually set for October 28,
2014. The trial court also gave the parties notice that the TCPA motions to dismiss would
be heard the same day. The trial court stated:
Windsor v. Round, et al. Page 9
I’m giving you notice now that we are going to hear the Chapter 27 motions
on October 28, 2014, at 1:30 p.m. At the time we begin the hearing I will be
open to the request to consider whether or not I will allow any discovery.
If I allow discovery, we will, perhaps, adjourn certain or all of the motions.
We’ll allow the discovery to take place. Then we’ll resume. If I don’t allow
the discovery to take place, then we will hear the motions on the merits.
October 2, 2014 – Windsor filed a motion to compel discovery from
McDougald that he had served on her on August 19, 2014. In the same filing, Windsor
requested that the trial court also sanction McDougald. Additionally, on October 2,
Windsor filed a “Motion for Continuance and Discovery on [the] Special Appearances”
of the defendants who are non-Texas residents, including Round.
October 6, 2014 – Round filed a sworn special appearance and, subject
thereto, first amended answer and special exceptions.
October 23, 2014 – Subject to his special appearance, Round filed his
response to Windsor’s October 2, 2014 “Motion for Continuance and Discovery on [the]
Special Appearances” of the defendants who are non-Texas residents, including Round.
October 24, 2014 – Subject to his special appearance, Round filed a
combined “Motion to Join Sean D. Fleming’s [September 17, 2014] Response to Plaintiff’s
[August 12, 2014] ‘Motion to Declare that the Plaintiff Is Not a Public Figure or a Limited-
Purpose Public Figure’” and “Response to Plaintiff’s [August 12, 2014] ‘Motion to Declare
that the Plaintiff Is Not a Public Figure or a Limited-Purpose Public Figure.’”
October 28, 2014 – Windsor filed his third amended petition against
Joeyisalittlekid, Joeyisalittlekid.blogspot.com, Fleming, Round, McDougald, and the
other defendants. As in his August 12, 2014 second amended petition, Windsor asserted
Windsor v. Round, et al. Page 10
in this amended petition that his own residence was located in Texas. Furthermore, as in
all of his previous petitions, Windsor asserted in this amended petition that
Joeyisalittlekid.blogspot.com is an entity whose address is Google’s California address
and that Round’s residence is located in Georgia. Along with the allegations in his
August 12, 2014 second amended petition, Windsor then alleged in his third amended
petition that the actions of Fleming, Round, McDougald, and the other defendants
constituted intentional infliction of emotional distress through online impersonation.
Additionally, on October 28, the trial court then held the scheduled hearing on
Round’s special appearance. After considering it, the trial court eventually made the
following ruling:
In Cause Number 88611, William Windsor versus Sam Round, et al,
the trial court hereby grants Sam Round’s Special Appearance.
Based upon the pleadings and the Special Appearance evidence
available to the trial court, the trial court finds that Plaintiff Mr. Windsor
has not presented or proved a prima facie case on the questions of
jurisdiction. Jurisdiction against Sam Round will be in his resident state of
Georgia.
Further, with respect to any request for continuance on the part of
Mr. Windsor for purposes of discovery, that motion is respectfully denied.
The trial court finds that based upon the nature, scope and the extent
of the various discovery motions on file by Mr. Windsor that with respect
to the evidence and information sought by these motions, that if any such
discovery were engaged in, that the results of such discovery will not
produce evidence supporting sufficient jurisdictional facts to allow the
State of Texas to have jurisdiction over Sam Round.
The trial court then additionally stated:
THE COURT: . . . .
Windsor v. Round, et al. Page 11
With respect to the trial court’s ruling, does either side need any
further supplementation, clarification, or any additional findings?
Mr. Windsor?
MR. WINDSOR: No, Your Honor.
[Round’s Counsel]: No, Your Honor.
THE COURT: To be clear, when I indicated that Sam Round’s
Special Appearance Motion was granted, it’s granted in its entirety without
limitation, trial court finds persuasive the pleading and the legal arguments
contained within the document presented by [Round’s counsel] along with
his associate counsel.
Further, the trial court places strong degree of emphasis on the
sworn Affidavit of Sam Round as set forth on Pages 1 and 2 of his Affidavit
which is attached to and is incorporated as part of the Special Appearance
pleading.
Finally, as scheduled for that day, the trial court also discussed at the hearing
Fleming’s TCPA motion to dismiss and whether to allow any discovery relevant to the
motion. The trial court decided that it wanted both Windsor and Fleming to have an
opportunity to engage in discovery relevant to the motion. The trial court therefore
scheduled a hearing on Windsor’s motion to declare that he is not a public figure or
limited-purpose public figure for November 6, 2014. The trial court stated that after it
ruled on that date, it would determine the scope of discovery to allow with regard to
Fleming’s TCPA motion to dismiss. The trial court then scheduled the hearing on
Fleming’s TCPA motion to dismiss for November 20, 2014.
October 30, 2014 – Windsor filed an emergency motion for stay. Windsor
stated in the motion that he had been “incarcerated at the Ellis County Jail following the
October 28, 2014 hearing” in relation to a legal matter in Montana. Windsor therefore
Windsor v. Round, et al. Page 12
requested that the trial court stay the proceedings until at least forty-eight hours
following his release from jail.
November 6, 2014 – The trial court held the next scheduled hearing in the
case. The trial court began by addressing Windsor’s emergency motion for stay. After
discussing the motion extensively with the parties, the trial court stated that it did not
“see how [Windsor was] prejudiced by this matter.” The trial court informed Windsor
that he was free to use anything in the three boxes of records from the case at any time
that he wanted during the hearing. The trial court also made sure that Windsor received
his own copy of each of the filings that were directly relevant to the subject of the hearing.
Finally, the trial court recessed the hearing “for a few minutes” to give Windsor “an
opportunity to review these documents” before continuing.
After the recess, the trial court began the portion of the hearing on Windsor’s
motion to declare that he is not a public figure or limited-purpose public figure. Windsor
testified at the hearing, and several exhibits were admitted into evidence. The trial court
then stated as follows:
The Trial Court’s ruling in Cause Number 88611, William M.
Windsor as plaintiff versus joeyisalittlekid.blogspot.com, et al is as follows.
Trial Court finds that William Windsor is not an all purpose public figure.
Further, the Trial Court finds at a minimum that William Windsor is an on-
line internet and social media crusader against judicial and governmental
corruption and the leader of the revolutionary party. Trial Court finds that
William Windsor is a limited purpose public figure in those areas.
After making the foregoing ruling, the trial court then outlined how discovery
would proceed with respect to Fleming’s TCPA motion to dismiss.
Windsor v. Round, et al. Page 13
November 10, 2014 – Windsor filed a “Motion for Reconsideration of
Special Appearance Order Regarding Sam Round.” The motion was dated October 30,
2014 even though it was not filed until November 10. In the motion, Windsor urged the
trial court to reconsider the facts and arguments, to vacate the order granting Round’s
special appearance, to grant Windsor discovery, and to ultimately deny Round’s special
appearance. Windsor also asserted in the motion that the trial court did not consider his
motion for default against Round.
November 12, 2014 – Windsor filed a second emergency motion for stay.
The motion was dated November 7, 2014 even though it was not filed until November
12. In the motion, Windsor again requested that the trial court stay the proceedings
because of the difficulties that he was encountering in representing himself while in jail.
November 13, 2014 – Windsor filed a third emergency motion for stay. The
motion was dated November 10, 2014 even though it was not filed until November 13.
In the motion, Windsor incorporated his first two emergency motions for stay; explained
that, because of his circumstances, he “ha[d] not been allowed” to meet the deadline that
the trial court had set to submit discovery to Fleming; and requested that the trial court
stay the proceedings until the problems he was experiencing were resolved.
Additionally, on November 13, Windsor filed a “Notice of Appeal of Order
Regarding Motion to Dismiss of Defendant Sean D. Fleming.”
November 14, 2014 – Windsor filed an affidavit “regarding non-Texas
defendants,” including Round.
Windsor v. Round, et al. Page 14
November 17, 2014 – Windsor filed a “Notice of Appeal of Order Granting
Special Appearance of Sam Round.” Thereafter, the appeal from the order granting
Round’s special appearance was docketed in this Court as No. 10-14-00355-CV.
November 19, 2014 – Windsor filed another motion for stay, again
requesting that the trial court stay the proceedings because of the difficulties that he was
encountering in representing himself while in jail.
November 20, 2014 – The trial court held the scheduled hearing on
Fleming’s TCPA motion to dismiss. At the outset, the trial court asked whether Windsor
had been able to comply with the discovery order that had been outlined during the
November 6, 2014 hearing. Windsor replied that he had not. The trial court then asked
Fleming’s counsel what her experience had been with regard to the discovery, and
Fleming’s counsel replied, “I never received any discovery from Mr. Windsor, and I never
received any responses to my discovery.” The trial court nevertheless continued with the
hearing on Fleming’s TCPA motion to dismiss. At the conclusion of the hearing, the trial
court decided to delay its ruling so that it could review everything that the parties had
filed.
November 24, 2014 – The trial court signed an “Order Granting Defendant
Sam Round’s Special Appearance.” The order stated that “the special appearance of
Defendant Sam Round is sustained, and that all claims of Plaintiff William M. Windsor
against Sam Round are dismissed with prejudice.”
November 28, 2014 – The trial court sent a letter to Windsor and Fleming,
stating that such correspondence constituted the trial court’s “memorandum ruling” in
Windsor v. Round, et al. Page 15
connection with Fleming’s TCPA motion to dismiss. The letter notified Windsor and
Fleming that “the trial court hereby grants the Motion to Dismiss.”
Additionally, the letter provided that the correspondence would serve as the
“notice of hearing” for certain legal matters. The letter stated that the trial court would
conduct a hearing on December 8, 2014, to enter the dismissal order and to review all
evidence in support of the relief described in Civil Practice and Remedies Code section
27.009, along with legal analysis and arguments from both sides. See TEX. CIV. PRAC. &
REM. CODE ANN. § 27.009.
December 3, 2014 – Windsor filed a notice of appeal from the trial court’s
November 28, 2014 memorandum ruling. Thereafter, the appeal from the order granting
Fleming’s TCPA motion to dismiss was docketed in this Court as a separate appeal from
the appeal from the order granting Round’s special appearance. See Windsor v. Round,
532 S.W.3d 825 (Tex. App.—Waco 2014, order) (per curiam). The appeal from the order
granting Fleming’s TCPA motion to dismiss was docketed as No. 10-14-00392-CV.
Additionally, on December 3, Windsor filed a motion for continuance of the
hearing scheduled for December 8, 2014 and a motion for stay of all proceedings related
to Fleming until Windsor had “pursue[d] all available appellate relief.”
December 8, 2014 – Windsor filed a motion to recuse the Honorable Bob
Carroll from presiding over the case.
December 16, 2014 – McDougald filed a “First Amended Original Answer,
Special Exceptions, Affirmative Defenses and Designation of Lead Counsel.”
McDougald continued to deny all of Windsor’s allegations.
Windsor v. Round, et al. Page 16
December 17, 2014 – The Honorable Judge Carroll signed a voluntary
recusal order in the interest of judicial economy. Based on the voluntary recusal, the
Presiding Judge of the First Administrative Judicial Region transferred the case to the
378th District Court of Ellis County and assigned the Honorable Gene Knize to preside
over the case.
December 18, 2014 – The trial court, i.e., the Honorable Judge Knize, began
conducting another hearing in the case. At the outset, Judge Knize informed the parties
that he had been assigned to preside over the case and that each side had the right to
challenge an assigned judge. Judge Knize then inquired, “So does either side wish to
challenge the judge that’s been assigned to hear this case, which is me?” Windsor replied,
“Yes. Your Honor, I do.” At that point, in an order of assignment, the Honorable Richard
Davis was assigned to preside over the case by the Presiding Judge of the First
Administrative Judicial Region.
While the Honorable Judge Davis was traveling to the courthouse, Windsor filed
a motion for continuance of the hearing being held that day and a notice of removal
stating that he removed this case to the United States District Court of South Dakota.
Once Judge Davis arrived to continue conducting the hearing, Windsor informed the trial
court of his filings and then stated, “I don’t believe you have jurisdiction at this point.”
Windsor further asserted that if the notice of removal did not deny the trial court
jurisdiction, then the trial court should “stay the case and continue it.” The trial court
ultimately ruled: “Court feels that the Court does have jurisdiction at this time, and we’ll
Windsor v. Round, et al. Page 17
continue with the hearing today. Motion for Stay is denied at this point. The Court does
recognize the timeframes that we’re dealing with. At this time you may proceed.”
The trial court continued with the hearing on Fleming’s motion for entry of order
and assessment of attorney’s fees, court costs, and sanctions. Later that day, the trial
court then signed an “Order Granting Defendant Sean D. Fleming’s Anti-SLAPP Motion
to Dismiss and Judgment Awarding Costs, Expenses, Attorney’s Fees and Sanctions in
Favor of Sean Fleming Against William Windsor.”
December 19, 2014 – Windsor was released from the Ellis County Jail. See
Ex parte Windsor, No. 10-14-00401-CR, 2016 WL 192303, at *4-5 (Tex. App.—Waco Jan. 14,
2016, pet. ref’d) (mem. op., not designated for publication).
December 29, 2014 – McDougald filed a “Motion for Protective Order and
Motion to Strike Deemed Admissions.”
January 8, 2015 – Because the case had recently been transferred, the trial
court (the Honorable Joe F. Grubbs) signed a notice of hearing for January 29, 2015 to (1)
determine the status of the suit and the parties; (2) receive evidence of removal of the case
to federal court; and (3) review and establish a scheduling order. The trial court also set
McDougald’s December 29, 2014 “Motion for Protective Order and Motion to Strike
Deemed Admissions” for disposition on January 29, 2015.
January 12, 2015 – Windsor filed a “Notice of Federal Case Number and
Service,” stating that this matter had been removed to federal court in South Dakota and
that the notice of removal had been served on all defendants. Windsor also filed a “Notice
of Filing of Motion to Declare Invalid Any and All Post-Removal Action in Ellis County
Windsor v. Round, et al. Page 18
Texas,” in which Windsor stated that he had filed a “Motion to Declare Invalid Any and
All Post-Removal Action in Ellis County Texas” in the United States District Court of
South Dakota. Windsor also again filed a notice of appeal from the order granting
Fleming’s TCPA motion to dismiss.
Additionally, on January 12, McDougald filed a traditional motion for summary
judgment and, separately, a “Second Amended Original Answer, Special Exceptions, and
Affirmative Defenses.” Later that day, the trial court signed an order sustaining
McDougald’s special exceptions to Windsor’s third amended petition. The order stated:
The Court SUSTAINS Defendant Kellie McDougald’s Special
Exceptions to Plaintiff William M. Windsor’s Third Amended Verified
Petition, and Plaintiff is ordered to re-plead their Petition and claims
against Defendant Kellie McDougald.
If Plaintiff does not replead and cure the defects in his pleading by
February 13, 2015, @ 9 AM[,] the Court will strike each cause of action plead
[sic] against Defendant Kellie McDougald and enter an order of dismissal
as to Defendant Kellie McDougald.
January 13, 2015 – McDougald’s counsel sent a letter to Windsor via email
and first class mail, stating: “Enclosed is a notice from the Court setting a Status Hearing,
Scheduling Order Hearing and hearing on Defendant Kellie McDougald’s Motion for
Protective Order and Motion to Strike Deemed Admissions on Thursday, January 29,
2015 at 1:30 p.m. in the 378th District Court, Ellis County, Texas.”
January 15, 2015 – Fleming filed a motion to sever all claims and causes of
action against him. Fleming also filed a “Notice of Oral Hearing,” providing notice that
the motion to sever was scheduled for an oral hearing on January 29, 2015.
January 21, 2015 – McDougald filed a motion for sanctions against Windsor.
Windsor v. Round, et al. Page 19
January 28, 2015 – The United States District Court of South Dakota, Central
Division, dismissed Windsor’s “case,” stating, “The failure of Windsor to meet any of the
requirements for removing a case to federal court renders his purported removal of the
Ellis County, Texas case a nullity.” Windsor v. Joey Is A Little Kid, No. 3:14-CV-03020, slip
op. at 2 (D.S.D. Jan. 28, 2015) (order dismissing proceeding).
January 29, 2015 – The trial court held the scheduled hearing. Windsor did
not appear at the hearing. The trial court first heard McDougald’s December 29, 2014
“Motion for Protective Order and Motion to Strike Deemed Admissions.” After
considering the motions, the trial court signed orders granting them.
Fleming’s counsel then presented Fleming’s motion to sever all claims and causes
of action against him. After considering the motion, the trial court signed an order
granting Fleming’s motion to sever. The order stated: “The Court hereby SEVERS all
claims brought by the Plaintiff against Defendant Sean D. Fleming and ORDERS the
Clerk of the Court to assign the severed action the separate cause number of 88611-A
styled William M. Windsor v. Sean D. Fleming . . . .” The order further provided:
The Court’s prior order signed on December 18, [2014] entitled
“Order Granting Defendant Sean D. Fleming’s Anti-SLAPP Motion to
Dismiss and Judgment Awarding Costs, Expenses, Attorney’s Fees, and
Sanctions in Favor of Sean Fleming Against William Windsor” dismissing
all claims and causes of action asserted by Plaintiff against Defendant, is
now FINAL and COLLECTABLE disposing of all claims and causes of
action as between Plaintiff and Defendant Sean D. Fleming.
This Court subsequently affirmed the trial court’s December 18, 2014 “Order Granting
Defendant Sean D. Fleming’s Anti-SLAPP Motion to Dismiss and Judgment Awarding
Costs, Expenses, Attorney’s Fees and Sanctions in Favor of Sean Fleming Against William
Windsor v. Round, et al. Page 20
Windsor” in Windsor v. Fleming, No. 10-14-00392-CV, 2019 WL 3804484 (Tex. App.—Waco
Aug. 7, 2019, no pet. h.) (mem. op.).
Finally, during the January 29 hearing, McDougald’s counsel requested that the
trial court grant a motion “to dismiss the case for want of prosecution for Mr. Windsor’s
failure to appear at this scheduling or status conference that was noticed by this Court.”
McDougald’s counsel continued, “[Y]our inher[ent] power we believe empowers you to
control your docket, control your cases.” The trial court responded that it “[was] going
to grant the motion dismissing the case for want of prosecution.”
February 2, 2015 – The trial court signed an “Order Dismissing Case for
Want of Prosecution.” The order stated:
On January 29, 2015, came on to be heard the above-styled and
numbered cause pursuant to the Court’s previous notification to the parties
to appear for a “Status Hearing, Scheduling Order Hearing, and Defendant
Kellie McDougald’s Motion for Protective Order and Motion to Strike
Deemed Admissions” on this date. At this time, the Court is of the opinion
that the above matter should be dismissed for want of prosecution.
THEREFORE, IT IS ORDERED, ADJUDGED AND DECREED, that
this matter is hereby dismissed in its entirety.
February 3, 2015 – McDougald’s counsel sent a letter to Windsor via email,
first class mail, and certified mail, return receipt requested, stating: “This letter shall
serve as notice that Defendant Kellie McDougald’s Motion for Sanctions has been set by the
Court for hearing on Friday, February 13 at 9:00a.m. in the 378th District Court, Ellis
County, Texas.”
Windsor v. Round, et al. Page 21
February 12, 2015 – Windsor filed a request for findings of fact and
conclusions of law “for each order entered by this Court within the last 20 days and since
[December 18].”
Additionally, on February 12, McDougald filed a supplemental brief to her
January 21, 2015 motion for sanctions.
February 13, 2015 – The trial court held the scheduled hearing on
McDougald’s January 21, 2015 motion for sanctions against Windsor. Windsor did not
appear at the hearing. McDougald nevertheless presented argument and evidence,
including her own counsel’s affidavit, in support of her motion for sanctions against
Windsor. At the conclusion of the hearing, the trial court then stated:
THE COURT: All right. Based upon the presentation the Court - -
and the affidavit the Court does make such findings that the pleadings and
motions are abusive, and Respondent is entitled to the relief requested.
[McDougald’s Counsel]: Judge, do you have an order that we filed?
THE COURT: Yes. I have the order granting Defendant Kellie
McDougald’s motion for sanctions - -
[McDougald’s Counsel]: Perfect.
THE COURT: - - wherein the Court makes the following findings
in support of the sanctions: No. 1, the Court finds that Plaintiff filed and
has maintained this lawsuit against Kellie McDougald for an improper
purpose including to harass Defendant Kellie McDougald and needlessly
increase the cost of litigation in violation of Texas Civil Practice and
Remedies Code 10.001, sub-Section 1;.
No. 2, the Court finds that Plaintiff’s claims alleged in Plaintiff’s
third amended petition lack evidentiary support and are unlikely to have
evidentiary support after a reasonable opportunity for further investigation
and discovery in violation of Texas Civil Practice and Remedies Code
10.001, sub-Section 3;.
Windsor v. Round, et al. Page 22
No. 3, finally, the Court finds that the sanctions ordered herein are
limited to what is sufficient to deter the repetition of Plaintiff’s conduct.
It’s therefore ordered, adjudged, and decreed that Defendant Kellie
McDougald’s motion for sanctions against Plaintiff William M. Windsor is
hereby granted. The Court hereby awards - - awards the following
sanctions to Defendant Kellie McDougald pursuant to Chapter 10 of the
Texas Civil Practi[ce] and Remedies Code: No. 1, $14,137.50 in reasonable
and necessary attorney’s fees in defending this action and $46.44 in costs
and expenses.
The trial court signed the “Order Granting Defendant Kellie McDougald’s Motion for
Sanctions.”
February 18, 2015 – McDougald filed a “Motion to Strike and in the
Alternative, Motion to Ignore Plaintiff William M. Windsor’s Request for Findings of Fact
and Conclusions of Law.”
February 19, 2015 – Windsor filed a “Motion for Participation in Hearings
by Telephone,” a “Motion for Stay,” and a “Motion for Reconsideration of Order
Dismissing Case for Want of Prosecution.” All three of the motions were dated February
10, 2015 even though they were not filed until February 19. In his motion for participation
in hearings by telephone, Windsor sought “to participate in hearings by telephone in this
matter until the bogus criminal charges against him in Missoula, Montana are
dismissed.” Windsor explained that he had a “bogus arrest warrant outstanding” and
therefore could not “appear in a court hearing at this time, or he will be arrested or
detained.” Windsor further requested that he be provided “at least 3 weeks’ notice due
to delay receiving mail forwarded weekly from South Dakota.”
Windsor v. Round, et al. Page 23
Similarly, in his motion for stay, Windsor sought “a stay in this matter until the
bogus criminal charges against him in Missoula, Montana are dismissed.” Windsor
asserted that he had “been in the Montana area of the country dealing with this, and he
[could not] return to Texas at this time.” In his motion for reconsideration, Windsor then
stated that he thought this case had been removed to the United States District Court of
South Dakota. Windsor further stated that he did not receive notice of a hearing but that
he “could not have returned until the bogus Missoula, Montana charges are dismissed.”
Windsor nevertheless argued that he “has more than demonstrated his desire to
prosecute this case” and that, if he “had known there was a hearing, he would have
attended by telephone.”
That same day, the trial court signed a “Notice of Hearing,” stating that the trial
court would hear Windsor’s three motions on March 3, 2015.
February 25, 2015 – Windsor filed a notice of appeal from the trial court’s
February 13, 2015 “Order Granting Defendant Kellie McDougald’s Motion for Sanctions.”
Thereafter, the appeal from the order granting McDougald’s motion for sanctions was
docketed in this Court as a separate appeal from the previous appeals. The appeal from
the order granting McDougald’s motion for sanctions was docketed as No. 10-15-00069-
CV.
March 3, 2015 – Windsor filed a notice of change of address to the Ada
County Jail in Boise, Idaho. This document was dated February 23, 2015 even though it
was not filed until March 3. Additionally, on March 3, Windsor filed a motion for stay.
Windsor stated in the motion that he “was currently incarcerated in the Ada County
Windsor v. Round, et al. Page 24
Idaho Jail on a bench warrant out of Montana.” Windsor therefore requested that the
trial court stay the proceedings until he had been given “adequate access to the
information and legal resources that he need[ed] to handle this case.”
Finally, on March 3, the trial court held a hearing on McDougald’s February 18,
2015 “Motion to Strike and in the Alternative, Motion to Ignore Plaintiff William M.
Windsor’s Request for Findings of Fact and Conclusions of Law”; Windsor’s February 19,
2015 “Motion for Participation in Hearings by Telephone”; Windsor’s February 19, 2015
“Motion for Stay”; and Windsor’s February 19, 2015 “Motion for Reconsideration of
Order Dismissing Case for Want of Prosecution.” Windsor did not appear at the hearing.
The trial court stated that it would therefore overrule all three of Windsor’s motions.
After hearing argument from McDougald’s counsel on McDougald’s motion, the trial
court further stated that it would rule that Windsor’s request for findings of fact and
conclusions of law is stricken. Later that day, the trial court signed an “Order Granting
Defendant Kellie McDougald’s Motion to Strike Plaintiff William M. Windsor’s Request
for Findings of Fact and Conclusions of Law.” The order stated that Windsor’s “Request
for Findings of Fact and Conclusions of Law” is stricken.
March 6, 2015 – The trial court signed orders overruling Windsor’s
February 19, 2015 “Motion for Participation in Hearings by Telephone”; Windsor’s
February 19, 2015 “Motion for Stay”; and Windsor’s February 19, 2015 “Motion for
Reconsideration of Order Dismissing Case for Want of Prosecution.”
Windsor v. Round, et al. Page 25
March 9, 2015 – Windsor filed a “Notice of Failure to Provide Findings of
Fact and Conclusions of Law.” The notice was dated March 2, 2015 even though it was
not filed until March 9.
March 18, 2015 – Windsor filed a notice of appeal from “all orders issued in
this case since the last notice of appeal of all orders was filed.” Thereafter, the appeal
from the order dismissing this case for want of prosecution was docketed in this Court as
a separate appeal from the previous appeals. The appeal from the order dismissing this
case for want of prosecution was docketed as No. 10-15-00092-CV.
No. 10-14-00355-CV
We begin with Windsor’s appeal from the trial court’s order granting Round’s
special appearance—No. 10-14-00355-CV. Windsor presents six issues in this appeal. We
will address each issue in turn.
Issue No. 1 in No. 10-14-00355-CV
In Issue No. 1 in No. 10-14-00355-CV, Windsor contends that he was wrongfully
denied discovery on Round’s special appearance motion. The denial of a continuance of
a special appearance hearing to obtain discovery authorized by Rule of Civil Procedure
120a will not be disturbed absent a showing of a clear abuse of discretion. BMC Software
Belg., N.V. v. Marchand, 83 S.W.3d 789, 800 (Tex. 2002).
Rule 120a(3) permits the trial court to order a continuance of a special appearance
hearing to permit discovery “[s]hould it appear from the affidavits of a party opposing
the motion that he cannot for reasons stated present by affidavit facts essential to justify
his opposition.” TEX. R. CIV. P. 120a(3). The Texas Supreme Court has considered the
Windsor v. Round, et al. Page 26
materiality and purpose of the discovery sought and whether the party seeking the
continuance has exercised due diligence to obtain the discovery sought when deciding
whether a trial court abused its discretion in denying a motion for continuance seeking
additional time to conduct discovery. Joe v. Two Thirty Nine Joint Venture, 145 S.W.3d 150,
161 (Tex. 2004); Barron v. Vanier, 190 S.W.3d 841, 847 (Tex. App.—Fort Worth 2006, no
pet.). Rule 120a(3) does not authorize postponement of a special appearance hearing to
allow a party to obtain discovery before the trial court’s ruling on the special appearance
that is unnecessary or irrelevant to the establishment of jurisdictional facts. In re Stern,
321 S.W.3d 828, 840 (Tex. App.—Houston [1st Dist.] 2010, orig. proceeding).
Here, Windsor filed a motion for continuance, supported by his own affidavit, in
which he sought discovery that far exceeded discovery of jurisdictional facts. Instead,
most of the discovery sought by Windsor was information to support a finding of liability
against Round and the other defendants. Furthermore, after Windsor filed his motion for
continuance, Round filed an affidavit that addressed some of the discovery that Windsor
stated that he was seeking. For instance, Round specifically stated in his affidavit, “I have
never directed any statements to Texas residents. I did not establish any channels of
regular communication with Texas residents.” A continuance of the special appearance
hearing to conduct discovery of those things therefore became unnecessary. For these
reasons, we conclude that the trial court did not abuse its discretion in denying Windsor’s
motion for continuance to obtain discovery on Round’s special appearance. Issue No. 1
in No. 10-14-00355-CV is overruled.
Windsor v. Round, et al. Page 27
Issue No. 2 in No. 10-14-00355-CV
In Issue No. 2 in No. 10-14-00355-CV, Windsor contends that Round’s special
appearance was erroneously granted. This issue, however, is inadequately briefed.1
The rules of appellate procedure require that an appellant’s brief “must contain a
clear and concise argument for the contentions made, with appropriate citations to
authorities and to the record.” TEX. R. APP. P. 38.1(i). This requirement is not satisfied by
merely uttering brief conclusory statements, unsupported by legal citations. Martinez v.
El Paso Cty., 218 S.W.3d 841, 844 (Tex. App.—El Paso 2007, pet. struck). An appellate
court has no duty to perform an independent review of the record and applicable law to
determine whether the error complained of occurred. Strange v. Cont’l Cas. Co., 126
S.W.3d 676, 678 (Tex. App.—Dallas 2004, pet. denied).
Windsor’s argument in this issue is conclusory. The only legal authority to which
Windsor cites is Rule 120a(3). Furthermore, Windsor simply states generally that the trial
court “ignored the overwhelming sworn testimony” and therefore “ignored” the
“statutory requirement.” Issue No. 2 in No. 10-14-00355-CV is thus overruled as
inadequately briefed.
1 Windsor has twice had the opportunity to amend his appellant’s brief to cure any deficiencies. In a July
16, 2015 order, this Court struck Windsor’s initial appellant’s brief because it was prematurely filed. It was
filed before the appellate record was filed and thus lacked the required citations to record references.
Windsor filed a second appellant’s brief on September 22, 2015. But it too lacked the required citations to
record references; therefore, in an August 3, 2016 order, this Court struck Windsor’s September 22, 2015
appellant’s brief. This Court nevertheless granted Windsor’s motion to file an amended appellant’s brief.
This Court’s order specifically notified Windsor that his amended appellant’s brief shall substantially
comply with Rule of Appellate Procedure 38.1 and must include appropriate citations to the record.
Windsor thereafter filed his current appellant’s brief on August 25, 2016; however, this issue is still
inadequately briefed and will be overruled as such.
Windsor v. Round, et al. Page 28
Issue No. 3 in No. 10-14-00355-CV
In Issue No. 3 in No. 10-14-00355-CV, Windsor contends that his “March 13, 2014
Motion for Default” against Round for failure to answer2 was wrongfully ignored by the
trial court. Round, however, had filed an answer on February 24, 2014. Thus, even if the
trial court had considered Windsor’s motion, the motion would have been denied. See
TEX. R. CIV. P. 239; Davis v. Jefferies, 764 S.W.2d 559, 560 (Tex. 1989) (per curiam) (“A
default judgment may not be rendered after the defendant has filed an answer.”); Dowell
Schlumberger, Inc. v. Jackson, 730 S.W.2d 818, 819-20 (Tex. App.—El Paso 1987, writ ref’d
n.r.e.). Issue No. 3 in No. 10-14-00355-CV is overruled.
Issue No. 4 in No. 10-14-00355-CV
Issue No. 5 in No. 10-14-00355-CV
In Issue No. 4 in No. 10-14-00355-CV, Windsor contends that his February 5, 2014
“Motion for Continuance on Special Exceptions Filings” and February 24, 2014
“Amended Motion for Continuance on Special Exceptions Filings” were wrongfully
ignored by the trial court. Similarly, in Issue No. 5 in No. 10-14-00355-CV, Windsor
contends that his September 19, 2014 “Second Amended Motion for Continuance on
Special Exceptions Filings” and September 19, 2014 “Motion to Deem Non-Texas
Defendants Have Waived Any Challenges to Personal Jurisdiction Due to Failure to
Comply with Rule 120a” were wrongfully ignored by the trial court.
2Windsor’s “Motion for Hearing on Default Judgment Against Sam Round,” alleging that Round had failed
to answer, was dated March 13, 2014, but the motion was filed on March 14, 2014.
Windsor v. Round, et al. Page 29
The record, however, does not show that Windsor presented any of these motions
to the trial court, that the trial court refused to rule on them, and that Windsor then
objected to the trial court’s refusal to rule. Accordingly, Windsor has failed to preserve
for appellate review his complaints that the trial court wrongfully ignored these motions.
See TEX. R. APP. P. 33.1(a)(2) (“As a prerequisite to presenting a complaint for appellate
review, the record must show that . . . (2) the trial court: (A) ruled on the request,
objection, or motion, either expressly or implicitly; or (B) refused to rule on the request,
objection, or motion, and the complaining party objected to the refusal.”). Issues No. 4
and No. 5 in No. 10-14-00355-CV are overruled.
Issue No. 6 in No. 10-14-00355-CV
In Issue No. 6 in No. 10-14-00355-CV, Windsor contends that the Honorable Judge
Carroll’s recusal for prejudice mandates reversal of the order granting Round’s special
appearance. But Judge Carroll was not recused for any bias or prejudice. Instead, on
December 17, 2014, Judge Carroll signed a voluntary recusal order in the interest of
judicial economy. Issue No. 6 in No. 10-14-00355-CV is therefore overruled.
No. 10-15-00069-CV and No. 10-15-00092-CV
We now turn to Windsor’s appeal from the trial court’s order granting
McDougald’s motion for sanctions—No. 10-15-00069-CV—and Windsor’s appeal from
the trial court’s order dismissing the underlying case for want of prosecution—No. 10-
15-00092-CV. Windsor presents six issues in No. 10-15-00069-CV and five issues in No.
10-15-00092-CV.
Windsor v. Round, et al. Page 30
Issue No. 1 in No. 10-15-00069-CV
Issue No. 1 in No. 10-15-00092-CV
In Issue No. 1 in both No. 10-15-00069-CV and No. 10-15-00092-CV, Windsor
contends that the trial court lacked jurisdiction to sign any of the orders that it signed in
2015 because Windsor had removed the case to federal court on December 18, 2014. See
28 U.S.C. § 1446(d). We conclude, however, that, because Windsor’s purported removal
was a nullity, see Windsor v. Joey Is A Little Kid, No. 3:14-CV-03020, slip op. at 2 (D.S.D.
Jan. 28, 2015) (order dismissing proceeding), it did not deprive the trial court of
jurisdiction to sign the 2015 orders. See Parrish v. State, 485 S.W.3d 86, 89-90 (Tex. App.—
Houston [14th Dist.] 2015, pet. ref’d). Issue No. 1 in No. 10-15-00069-CV and Issue No. 1
in No. 10-15-00092-CV are therefore overruled.
Issue No. 2 in No. 10-15-00069-CV
Issue No. 2 in No. 10-15-00092-CV
In Issue No. 2 in both No. 10-15-00069-CV and No. 10-15-00092-CV, Windsor
contends that the trial court erred by continuing to issue orders, particularly the trial
court’s February 13, 2015 order granting McDougald’s motion for sanctions, following
the dismissal of the case without first reinstating the case. We disagree. A trial court may
grant a motion for sanctions during its plenary power after dismissing a case for want of
prosecution. In re A.T.R., No. 05-16-00574-CV, 2017 WL 2889043, at *2-3 (Tex. App.—
Dallas Jul. 7, 2017, no pet.) (mem. op.) (relying on Scott & White Mem’l Hosp. v. Schexnider,
940 S.W.2d 594 (Tex. 1996) (per curiam)). Here, the trial court signed the order granting
McDougald’s motion for sanctions well within the trial court’s plenary power. See TEX.
Windsor v. Round, et al. Page 31
R. CIV. P. 329b. Issue No. 2 in No. 10-15-00069-CV and Issue No. 2 in No. 10-15-00092-CV
are therefore overruled.
Issue No. 3 in No. 10-15-00069-CV
In Issue No. 3 in No. 10-15-00069-CV, Windsor contends that the trial court erred
in granting McDougald’s motion for sanctions and that the order is void.
Windsor first argues again in this issue that (1) the trial court lacked jurisdiction
to grant McDougald’s motion for sanctions because Windsor had removed the case to
federal court on December 18, 2014 and (2) the trial court erred in granting McDougald’s
motion for sanctions following the dismissal of the case. We, however, have already
addressed and overruled these arguments above.
Windsor next argues in this issue that the trial court erred in granting
McDougald’s motion for sanctions because there was insufficient evidence to support the
award of sanctions. We disagree.
Chapter 10 of the Civil Practice and Remedies Code permits
sanctions for pleadings that are filed for an improper purpose or that lack
legal or factual support. Nath v. Tex. Children’s Hosp., 446 S.W.3d 355, 362
(Tex. 2014). Pleaded claims must be warranted by existing law or a non-
frivolous argument to change existing law. TEX. CIV. PRAC. & REM. CODE
[ANN.] § 10.001(2). Each factual contention must have or be likely to receive
evidentiary support after a reasonable opportunity for discovery. Id. §
10.001(3). Chapter 10 sanction awards are reviewed for an abuse of
discretion. Low [v. Henry, 221 S.W.3d 609, 614 (Tex. 2007)].
Pressley v. Casar, 567 S.W.3d 327, 332-33 (Tex. 2019) (per curiam).
Windsor’s primary argument here is that the trial court conducted no evidentiary
hearing on McDougald’s motion for sanctions. See R.M. Dudley Constr. Co. v. Dawson, 258
S.W.3d 694, 709-10 (Tex. App.—Waco 2008, pet. denied) (“A trial court must hold an
Windsor v. Round, et al. Page 32
evidentiary hearing to make the necessary factual determinations about the party’s or
attorney’s motives and credibility.”). But Windsor is mistaken. Although Windsor did
not attend the hearing, the trial court did conduct an evidentiary hearing on McDougald’s
motion for sanctions on February 13, 2015. At the hearing, the trial court admitted the
affidavit of McDougald’s counsel, which stated that Windsor’s claims were “groundless
and frivolous” and provided evidence of the reasonableness of the attorney’s fees that
McDougald had incurred in defending Windsor’s claims. McDougald also asked the trial
court to take “judicial notice of the numerous and voluminous papers that have been filed
in this Court,” which the trial court did. See id. at 710 (“In some circumstances, a trial
court may take judicial notice of the case file for purposes of ruling on a sanctions
motion.”). McDougald then directed the trial court specifically to her own affidavit that
she filed in support of her traditional motion for summary judgment.
Windsor conclusorily states in his brief that McDougald’s affidavit is “false” and
that “[t]here is nothing in the affidavit to support a motion for sanctions.” Windsor then
asserts that he was denied a reasonable opportunity to respond to McDougald’s motion
for sanctions because McDougald did not verify the motion or attach an affidavit thereto.
In his reply brief, Windsor further complains that he was unable to address McDougald’s
motion for sanctions because he knew nothing about the motion. Windsor explains that
because he was in jail, he was “denied his files, mail, access to a law library, and more.”
First, there is no requirement that a motion for sanctions be verified or that a
supporting affidavit be attached thereto. In re K.A.R., 171 S.W.3d 705, 713-14 (Tex. App.—
Windsor v. Round, et al. Page 33
Houston [14th Dist.] 2005, no pet.). Furthermore, as our sister court stated in Hosey v. Cty.
of Victoria, 832 S.W.2d 701 (Tex. App.—Corpus Christi 1992, no writ):
One has a right to represent oneself in civil litigation in Texas courts.
However, if one does so, the litigant cannot disregard the rules of procedure
that insure due process to all litigants and provide for the orderly
administration of justice. Indeed, one’s personal circumstances may
prevent his personal appearance in court for hearings or trial in the
ordinary course of proceedings. His inability to attend proceedings and
otherwise personally participate in the trial of the case does not require the
court to continue the action for the convenience of the litigant. Whether to
continue the case on the docket and pass a setting for trial is within the
sound discretion of the trial judge. Similarly, if a case is called for trial and
no appearance is made, the action is subject to dismissal. Circumstances,
such as imprisonment, may make it impossible for a litigant to represent
himself. When that is so, counsel is required, at the peril of losing the
opportunity, to litigate the grievance.
Id. at 705. The record here establishes that Windsor was served a copy of McDougald’s
motion for sanctions and sent notice of the hearing on the motion. For these reasons, we
conclude that there was sufficient evidence to support the award of sanctions.
Windsor finally argues in this issue that the trial court’s order granting
McDougald’s motion for sanctions failed to adequately describe the conduct that the trial
court claimed was committed with sufficient particularity. However, this complaint has
not been preserved for appellate review. See TEX. R. APP. P. 33.1(a); Connell Chevrolet Co.
v. Leak, 967 S.W.2d 888, 895 (Tex. App.—Austin 1998, no pet.) (finding that appellant
failed to preserve his appellate issue regarding lack of particularity in sanctions order
because he failed to object at trial to lack of particularity).
Windsor v. Round, et al. Page 34
We therefore conclude that the trial court did not abuse its discretion in granting
McDougald’s motion for sanctions and that the order is not void. Issue No. 3 in No. 10-
15-00069-CV is overruled.
Issue No. 4 in No. 10-15-00069-CV
Issue No. 4 in No. 10-15-00092-CV
In Issue No. 4 in both No. 10-15-00069-CV and No. 10-15-00092-CV, Windsor
contends that the trial court denied his constitutional rights and due process. McDougald
responds that Windsor failed to preserve these issues for appellate review because
Windsor failed to raise them in the trial court.
“As a rule, a claim, including a constitutional claim, must have been asserted in
the trial court in order to be raised on appeal.” Dreyer v. Greene, 871 S.W.2d 697, 698 (Tex.
1993). Even due process arguments must be presented to the trial court. See In re L.M.I.,
119 S.W.3d 707, 711 (Tex. 2003); McCain v. NME Hosps., Inc., 856 S.W.2d 751, 755 (Tex.
App.—Dallas 1993, no writ).
In his reply brief, Windsor acknowledges that he did not raise these issues in the
trial court. He argues, however, that he had no opportunity to raise such claims until he
filed his appeals. Windsor argues that his complaints were about notice.
But Windsor could have preserved his notice complaints in a post-judgment
motion. See In re K.C., No. 2-08-023-CV, 2008 WL 4180335, at *1 (Tex. App.—Fort Worth
Sept. 11, 2008, no pet.) (mem. op.). Windsor, in fact, did state in his February 19, 2015
“Motion for Reconsideration of Order Dismissing Case for Want of Prosecution” that he
did not receive notice of a hearing. Windsor then continued, however, that even if he had
Windsor v. Round, et al. Page 35
received notice of a hearing, he “could not have returned [to Texas] until the bogus
Missoula, Montana charges are dismissed.” Moreover, even if Windsor’s notice
complaints were preserved for appellate review, the record here establishes that Windsor
was sent notice of each of the hearings in this case. Issue No. 4 in No. 10-15-00069-CV
and Issue No. 4 in No. 10-15-00092-CV are therefore overruled.
Issue No. 5 in No. 10-15-00069-CV
Issue No. 3 in No. 10-15-00092-CV
In Issue No. 5 in No. 10-15-00069-CV and Issue No. 3 in No. 10-15-00092-CV,
Windsor contends that the trial court abused its discretion in dismissing the underlying
case for want of prosecution. More specifically, Windsor argues that the trial court failed
to give him notice of any plan to dismiss his case for want of prosecution. But Windsor
has failed to preserve this complaint for appellate review by raising it in the trial court.
See TEX. R. APP. P. 33.1(a); K.C., 2008 WL 4180335, at *1.
As stated above, Windsor did state in his February 19, 2015 “Motion for
Reconsideration of Order Dismissing Case for Want of Prosecution” that he did not
receive notice of a hearing. But to preserve a complaint for appeal, the complaint raised
on appeal must be the same as the complaint presented to the trial court. In re E.A.C., 162
S.W.3d 438, 445 (Tex. App.—Dallas 2005, no pet.). A party may not enlarge a complaint
on appeal to include an objection not asserted at trial. Id. Here, although Windsor could
have presented in his post-judgment motion his complaint that the trial court failed to
give him notice of any plan to dismiss his case for want of prosecution, Windsor did not.
Windsor v. Round, et al. Page 36
Windsor also argues in this issue that the trial court abused its discretion in
determining that he did not prosecute the case with due diligence. But Windsor failed to
appear at hearings. And, as explained above, although one has the right to represent
oneself in civil litigation in Texas courts, “[t]he inability to attend proceedings and
otherwise personally participate in the trial of the case does not require the court to
continue the action for the convenience of the litigant.” Hosey, 832 S.W.2d at 705.
Accordingly, Issue No. 5 in No. 10-15-00069-CV and Issue No. 3 in No. 10-15-00092-CV
are overruled.
Issue No. 6 in No. 10-15-00069-CV
Issue No. 5 in No. 10-15-00092-CV
In Issue No. 6 in No. 10-15-00069-CV and Issue No. 5 in No. 10-15-00092-CV,
Windsor contends that he is a victim of judicial corruption. Windsor’s briefing of this
issue, however, merely includes allegations and presents nothing to review. This issue
also contains no citations to any legal authorities. We therefore overrule Issue No. 6 in
No. 10-15-00069-CV and Issue No. 5 in No. 10-15-00092-CV as inadequately briefed. See
TEX. R. APP. P. 38.1(i); Martinez, 218 S.W.3d at 844.
Pending Motions in No. 10-15-00092-CV
McDougald’s “Motion to Dismiss for Lack of Jurisdiction,” filed in this Court on
December 15, 2016, is denied. Windsor’s “Motion for Extension of Time to File Notice of
Appeal,” filed in this Court on December 27, 2016, is dismissed as moot.
Windsor v. Round, et al. Page 37
Conclusion
In No. 10-14-00355-CV, the trial court’s “Order Granting Defendant Sam Round’s
Special Appearance,” signed on November 24, 2014, is affirmed. In No. 10-15-00069-CV,
the trial court’s “Order Granting Defendant Kellie McDougald’s Motion for Sanctions,”
signed on February 13, 2015, is affirmed. In No. 10-15-00092-CV, the trial court’s “Order
Dismissing Case for Want of Prosecution,” signed on February 2, 2015, is affirmed.
REX D. DAVIS
Justice
Before Chief Justice Gray,
Justice Davis, and
Justice Neill
(Chief Justice Gray concurring with opinion)
(Justice Neill concurring without opinion)
Affirmed
Opinion delivered and filed August 28, 2019
[CV06]
Windsor v. Round, et al. Page 38