IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA19-112
Filed: 3 September 2019
Henderson County, No. 18 CVS 1052
DELIA NEWMAN, ET UX, Plaintiffs,
v.
HEATHER STEPP, ET UX, Defendants.
Appeal by plaintiffs from order entered 9 January 2019 by Judge Gregory
Horne in Henderson County Superior Court. Heard in the Court of Appeals 22 May
2019.
F.B. Jackson & Associates Law Firm, PLLC, by Frank B. Jackson, for
plaintiffs-appellants.
Ball Barden & Cury P.A., by Ervin L. Ball, Jr., and J. Boone Tarlton, for
defendants-appellees.
BRYANT, Judge.
Where plaintiffs properly alleged severe emotional distress to support
foreseeability in their claim of negligent infliction of emotional distress, we reverse
the trial court’s ruling for judgment on the pleadings in favor of defendants and
remand this case for further proceedings.
Plaintiffs Delia Newman and Jeromy Newman (collectively “plaintiffs”) appeal
from the trial court’s judgment on the pleadings in favor of defendants Heather Stepp
and James Stepp (collectively “defendants”), whose negligence caused the death of
plaintiffs’ two-year-old daughter, “Abby.” Plaintiffs filed their complaint asserting
NEWMAN V. STEPP
Opinion of the Court
claims for negligent infliction of emotional distress (“NIED”), intentional infliction of
emotional distress (“IIED”), violation of a safety statute, and loss of consortium.
Defendants filed an answer––denying negligence and wrongdoing––which contained
a motion for judgment on the pleadings pursuant to Rule 12(c) of the Rules of Civil
Procedure.
According to the complaint, on 26 October 2015, plaintiff Delia Newman
(hereinafter “Delia”) left Abby in the temporary care of defendants at their residence
while she attended class for her Ultrasound Technician degree. Defendants operated
an unlicensed childcare facility at their residence and regularly cared for other
children, including Abby, during the day. At the time of the incident, about 8:00 a.m.
that morning, the kitchen was left unattended with no adult supervision. Abby and
defendants’ minor children were present and had “unfettered access to [a] loaded
shotgun which was lying on the kitchen table.” The loaded 12 gauge shotgun was
owned by defendants, and defendant Heather Stepp had not completed a firearms
safety course. Defendants also had not utilized the safety or trigger guard to prevent
discharge.
The shotgun was discharged in Abby’s direction by one of defendants’ children,
who was under the age of five. Abby was struck at close range and the shotgun blast
penetrated her chest causing her to bleed profusely. Abby was transported to a
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NEWMAN V. STEPP
Opinion of the Court
nearby hospital, where she was pronounced dead upon arrival due to the chest wound
she sustained.
Plaintiff Jeromy Newman (hereinafter “Jeromy”) heard about Abby’s shooting
over a CB radio––her injury was dispatched as a “young female child [who] was
critically wounded by the discharge of a shotgun at close range at the babysitter’s
home and that her condition was extremely critical.” Jeromy heard defendants’
address over the radio and proceeded to defendants’ house. While on the way to their
house, Jeromy saw the ambulance that he learned “contain[ed] his daughter who
was still alive at the time” and followed it to the hospital. He observed Abby as she
was removed from the ambulance. When Jeromy inquired about Abby’s condition, he
was told that Abby had died in the ambulance or immediately after arriving at the
hospital. Delia arrived at the hospital shortly after the incident due to the close
proximity of her school to the hospital. Upon arrival, she was informed of Abby’s
death. Delia held Abby’s lifeless body until she was forced to leave the room.
On 3 December 2018, a hearing was held on defendants’ 12(c) motion in
Henderson County Superior Court before the Honorable Gregory Horne, Judge
presiding. Judge Horne, after reviewing the pleadings and hearing arguments of
counsel, dismissed plaintiffs’ claims with prejudice.1 Plaintiffs timely appeal.
1The trial court’s memo refers to cases cited in a trial brief by defendant’s counsel, seemingly
in regard to the foreseeability issue, as critical to his decision. However, defendant’s counsel’s trial
brief was not made a part of the record.
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Opinion of the Court
_________________________________________________________
On appeal, plaintiffs contend the trial court erred by entering judgment on the
pleadings in favor of defendants. Plaintiffs appear to only challenge the trial court’s
ruling as to the NIED claim; therefore, the remaining claims are not subjects of this
appeal.
We consider whether plaintiffs asserted the claim in their complaint with
sufficient specificity to withstand judgment on the pleadings, and review “[the] trial
court’s order granting a motion for judgment on the pleadings de novo.” Erie Ins.
Exch. v. Builders Mut. Ins. Co., 227 N.C. App. 238, 241, 742 S.E.2d 803, 807 (2013).
“Judgment on the pleadings, pursuant to Rule 12(c), is appropriate when all
the material allegations of fact are admitted in the pleadings and only questions of
law remain.” Id. (citation omitted). In considering a motion for judgment on the
pleadings, “[t]he trial court is required to view the facts and permissible inferences
in the light most favorable to the nonmoving party.” Ragsdale v. Kennedy, 286 N.C.
130, 137, 209 S.E.2d 494, 499 (1974). “All well[-]pleaded factual allegations in the
nonmoving party’s pleadings are taken as true and all contravening assertions in the
movant’s pleadings are taken as false.” Id. “When the pleadings do not resolve all
the factual issues, judgment on the pleadings is generally inappropriate.” Id.
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NEWMAN V. STEPP
Opinion of the Court
In the instant case, plaintiffs alleged severe emotional distress resulting from
Abby’s tragic death and sought recovery of damages for NIED. The dispositive issue
surrounding plaintiffs’ claim for NIED is foreseeability.
North Carolina has long recognized claims of NIED arising out of concern for
another person. See Bailey v. Long, 172 N.C. 661, 90 S.E. 809 (1916) (holding that
the plaintiff can bring a cause of action for emotional distress after the death of his
wife arising from his concern for another person). To establish a claim for NIED, “a
plaintiff must allege that (1) the defendant negligently engaged in conduct, (2) it was
reasonably foreseeable that such conduct would cause the plaintiff severe emotional
distress (often referred to as ‘mental anguish’), and (3) the conduct did in fact cause
the plaintiff severe emotional distress.” Johnson v. Ruark Obstetrics & Gynecology
Assocs., P.A., 327 N.C. 283, 304, 395 S.E.2d 85, 97 (1990). “Further, a plaintiff may
recover for his or her severe emotional distress arising due to concern for another
person, if the plaintiff can prove that he or she has suffered such severe emotional
distress as a proximate and foreseeable result of the defendant’s negligence.” Id.
Our Supreme Court has stated:
In making this foreseeability determination, the factors to
be considered include, but are not limited to: (1) the
plaintiff’s proximity to the negligent act causing injury to
the other person, (2) the relationship between the plaintiff
and the other person, and (3) whether the plaintiff
personally observed the negligent act.
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Opinion of the Court
However, such factors are not mechanistic requirements
[such that] the absence of which will inevitably defeat a
claim for negligent infliction of emotional distress. The
presence or absence of such factors simply is not
determinative in all cases. Therefore, North Carolina law
forbids the mechanical application of any arbitrary
factors—such as a requirement that the plaintiff be within
a zone of danger created by the defendant or a requirement
that the plaintiff personally observe the crucial negligent
act—for purposes of determining foreseeability.
Rather, the question of reasonable foreseeability under
North Carolina law must be determined under all the facts
presented, and should be resolved on a case-by-case basis
by the trial court and, where appropriate, by a jury.
Sorrells v. M.Y.B. Hosp. Ventures of Asheville, 334 N.C. 669, 672–73, 435 S.E.2d 320,
322 (1993) (internal citations and quotation marks omitted). “[A]bsent reasonable
foreseeability, the defendant will not be liable for the plaintiff’s severe emotional
distress.” Riddle v. Buncombe Cty. Bd. of Educ., __ N.C. App. __, __, 805 S.E.2d 757,
760 (2017).
Here, plaintiffs asserted factual allegations in their complaint that set forth a
proper claim for NIED showing: 1) defendants engaged in negligent conduct, 2) it was
foreseeable that such conduct would cause severe emotional distress to plaintiffs, and
3) their conduct did in fact cause severe emotional distress. The factual allegations
are as follows:
32. Defendants failed to unload the firearm prior to laying
it on the kitchen table, where it was readily available to the
minor children that had unfettered access to the entire
home.
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NEWMAN V. STEPP
Opinion of the Court
33. Defendants failed to “check” the firearm to [ensure] it
was unloaded prior to allowing the [p]laintiffs’ child inside
their home.
34. Defendants failed to properly educate their young
children regarding firearms and the dangers involved with
“playing” with said firearm.
35. Defendants failed to [ensure] that they had the proper
training prior to possessing such a firearm.
36. Defendants failed to properly supervise the minor
children that were in their home.
37. That the actions of the [d]efendants were a direct and
proximate cause of the injuries and death of [Abby.]
...
39. It was reasonably foreseeable that the conduct of the
[d]efendants, and the wounding and death of [Abby] would
cause the [p]laintiffs severe emotional distress, including
but not limited to:
a. Both [p]laintiffs have incurred severe emotional
distress. The mother [Delia] has incurred such
severe emotional distress that she has been
under constant psychiatric care and has been
placed on numerous strong anti-depressants as
well as other medications.
b. The mother has had etched in her memory the
sight of her lifeless daughter in her arms at
Mission Hospital.
c. The mother has convinced herself that she also is
going to die, because God would not allow her to
suffer as she has suffered without taking her life
also.
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NEWMAN V. STEPP
Opinion of the Court
d. The mother is still unable to deal with the
possessions of her dead daughter but has kept
every possession in a safe place.
e. At times[,] the mother has wished death for
herself.
f. The mother has not been able to tend to her usual
household duties and has stopped her efforts to
obtain the degree she had sought[.]
g. There are days the mother has trouble leaving
her home.
h. Both [p]laintiffs have lost normal husband and
wife companionship and consortium.
i. As a result of all the aforesaid, the mother has
been rendered disabled for periods of time since
her daughter’s death.
Taking these allegations as true, plaintiffs sufficiently stated facts, which set
forth their severe emotional distress as a direct, reasonable, and foreseeable result of
defendants’ negligence, to enable them to proceed with a claim for NIED.
The relevant facts show that plaintiffs arrived at the hospital within minutes
of the shooting incident and observed Abby wounded by the shotgun blast––Jeromy,
in particular, observed Abby as she arrived at the hospital and was transported from
the ambulance to the hospital. Delia arrived immediately thereafter and held her
fatally wounded two-year-old in her arms for as long as hospital personnel would
allow. Plaintiffs––who, as parents to Abby, experienced the events immediately prior
to and following Abby’s death in the aftermath of her arrival at the hospital––
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Opinion of the Court
asserted severe emotional distress from the manner in which they suffered the death
of their daughter. The existence of the close parent-child familial relationship, of
which defendants were well aware of, supports foreseeability.
“Common sense and precedent tell us that a defendant’s negligent act toward
one person may proximately and foreseeably cause emotional distress to another
person and justify his recovering damages, depending upon their relationship and
other factors present in the particular case.” Ruark, 327 N.C. at 300, 395 S.E.2d at
95. Thus, we reject defendants’ erroneous contention that plaintiffs cannot support
a NIED claim because they were not physically present to observe the actual shooting
of Abby, and therefore, their injury was not reasonably foreseeable. See id. at 291,
395 S.E.2d at 89 (“[O]ur law includes no arbitrary requirements to be applied
mechanically to claims for negligent infliction of emotional distress.”).
Further, granting judgment on the pleadings was inappropriate, especially
where, as here, plaintiffs allege defendants’ negligence was in fact the foreseeable
and proximate cause of plaintiffs’ severe emotional distress. We note that defendants
admitted the following, in relevant part, in their answer: 1) they operated an
unlicensed child care facility, 2) they had young children in their home, 3) defendant
James Stepp owned the shotgun, 4) the loaded shotgun was on the kitchen table, 5)
the shotgun was discharged at their residence, 6) Abby was shot and bled from the
wound caused by the discharge of the shotgun, and 7) Abby died as a result of the
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NEWMAN V. STEPP
Opinion of the Court
shotgun blast. However, allegations regarding whether defendants’ negligence was
in fact the foreseeable and proximate cause of plaintiffs’ injury are proper questions
for the jury to decide. See id. at 292, 395 S.E.2d at 90 (“The difficulty of measuring
damages to the feelings is very great, but the admeasurement is submitted to the jury
in many other instances, . . . and it is better it should be left to them, under the wise
supervision of the presiding judge, with his power to set aside excessive verdicts,
than, on account of such difficulty, to require parties injured in their feelings by the
negligence, the malice or wantonness of others, to go without remedy.” (citation
omitted)).
Therefore, we conclude that plaintiffs sufficiently alleged a claim for NIED as
the facts as set forth in the complaint support foreseeability. Additionally, since
plaintiffs’ claim for loss of consortium was sufficiently pled and derived from the claim
for NIED, we recommend that on remand the trial court re-evaluate its ruling on the
loss of consortium claim as well. See Nicholson v. Hugh Chatham Mem’l Hosp., Inc.,
300 N.C. 295, 304, 266 S.E.2d 818, 823 (1980) (“[A] spouse may maintain a cause of
action for loss of consortium due to the negligent actions of third parties so long as
that action for loss of consortium is joined with any suit the other spouse may have
instituted to recover for his or her personal injuries.”).
The dissenting opinion erroneously contends a loss of consortium claim is only
properly brought with a claim under the wrongful death statute and relies on this
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NEWMAN V. STEPP
Opinion of the Court
Court’s ruling in Keys v. Duke Univ., 112 N.C. App. 518, 435 S.E.2d 820 (1993). In
Keys, the plaintiff sought to bring an independent claim for loss of consortium and
wrongful death. Id. This Court emphasized that a loss of consortium claim is
derivative in nature and that, where the loss of consortium claim is covered under
the wrongful death statute, the plaintiff could not independently bring a separate
claim for loss of consortium. Thus, it is incorrect to say that a claim of loss of
consortium is only properly asserted under a wrongful death statute. As Nicolson
recognized, an action for loss of consortium based on the negligent act of a third party
may be joined in any suit by a spouse to recover for personal injuries. See Nicholson,
300 N.C. at 304, 266 S.E.2d at 823.
Accordingly, for the foregoing reasons, we reverse the trial court’s judgment on
the pleadings for defendants and remand this case for further proceedings as to
plaintiffs’ claim for NIED and loss of consortium.2
REVERSED AND REMANDED.
Judge ZACHARY concurs with separate opinion.
Judge TYSON dissents with separate opinion.
2Although dicta, we note for plaintiffs’ benefit that the trial court’s ruling regarding the IIED
claim appears to be a proper ruling, as plaintiffs failed to plead the IIED claim with specificity.
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No. COA19-112 – Newman v. Stepp
ZACHARY, Judge, concurring.
In the instant case, it is clearly alleged that Defendants’ negligence
proximately caused the shooting death of Plaintiffs’ minor daughter, Abby, and that
Plaintiffs suffered severe emotional distress as a result. The issue before us is
whether it was reasonably foreseeable that Defendants’ actions would cause
Plaintiffs’ severe emotional distress, as they allege in the complaint.
Plaintiffs did not observe, nor were they in close proximity to, their daughter’s
shooting by another young child at Defendants’ residence. This “militates against
[Defendants] being able to foresee . . . that [Plaintiffs] would subsequently suffer
severe emotional distress” as a result of Defendants’ negligence. Gardner v. Gardner,
334 N.C. 662, 667, 435 S.E.2d 324, 328 (1993).
Nevertheless, as our Supreme Court has consistently reiterated, the Ruark
factors are neither elements nor “requisites nor exclusive determinants in an
assessment of foreseeability[.]” Id. at 666, 435 S.E.2d at 327; accord Sorrells v. M.Y.B.
Hospitality Ventures of Asheville, 334 N.C. 669, 672, 435 S.E.2d 320, 322 (1993)
(“[S]uch factors are not mechanistic requirements the absence of which will inevitably
defeat a claim for negligent infliction of emotional distress.”). To the contrary, the
Ruark factors are exactly what they claim to be: factors. In setting forth these factors,
the Ruark Court “focused on some facts that could be particularly relevant in any one
case in determining the foreseeability of harm to the plaintiff.” Gardner, 334 N.C. at
NEWMAN V. STEPP
Zachary, J., concurring
666, 435 S.E.2d at 327. But “[t]he presence or absence of such factors simply is not
determinative in all cases.” Sorrells, 334 N.C. at 672, 435 S.E.2d at 322. Under North
Carolina law, questions of reasonable foreseeability “must be determined under all
the facts presented, and should be resolved on a case-by-case basis by the trial court
and, where appropriate, by a jury.” Id. at 673, 435 S.E.2d at 322 (emphasis added)
(quoting Johnson v. Ruark Obstetrics & Gynecology Assocs., P.A., 327 N.C. 283, 305,
395 S.E.2d 85, 98, reh’g denied, 327 N.C. 644, 399 S.E.2d 133 (1990)).
Viewing all facts and permissible inferences in the light most favorable to
Plaintiffs, as we must do, I believe that the allegations in Plaintiffs’ complaint are
sufficient to withstand Defendants’ motion for judgment on the pleadings. In addition
to those allegations set forth in the majority opinion, Plaintiffs’ complaint also alleges,
inter alia:
9. At approximately 8:00 a.m. on October 26, 2015, the
Mother delivered the temporary care of [Abby] to the
Defendants at their residence . . . [in] Hendersonville,
North Carolina.
10. The Defendants were engaged in keeping other people’s
children during the day at their home . . . for a fee.
11. Upon information and belief, the Defendants were not
licensed in child care services[.]
12. The Defendants themselves had young children who
roamed in the Stepp home . . . .
13. A loaded 12 guage [sic] shotgun was left on the kitchen
table of the Stepp residence . . . .
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NEWMAN V. STEPP
Zachary, J., concurring
14. No safety or trigger guard was engaged on the aforesaid
shotgun.
15. Upon information and belief, said shotgun was owned
and possessed by the Defendants on the morning of October
26, 2015.
16. The Stepp children had unfettered access to the loaded
shotgun which was lying on the kitchen table on the
morning of October 26, 2015.
17. Upon information and belief, the Defendant Heather
Stepp had not completed a firearms safety class.
18. [Abby] had access to the kitchen area of the Stepp home
on the morning of October 26, 2015.
....
21. No adult was present to observe or supervise the
children, either the Stepp children or [Abby] on October 26,
2015 at about 9:00 a.m[.] in the room where the shotgun
was lying on the kitchen table.
....
23. Both Defendants knew or should have known that the
loaded shotgun was left on the kitchen table but took no
action to secure the gun such that it would be unavailable
to the children, both their own and [Abby].
In my view, the facts alleged in these paragraphs tend to favor the
foreseeability of Plaintiffs’ severe emotional distress. It is evident that the parties in
this case were not strangers, but were instead well acquainted with one another. Cf.
Sorrells, 334 N.C. at 674, 435 S.E.2d at 323 (“[T]he plaintiffs’ alleged severe emotional
3
NEWMAN V. STEPP
Zachary, J., concurring
distress arising from their concern for their son was a possibility ‘too remote’ to be
reasonably foreseeable. Here, it does not appear that the defendant had any actual
knowledge that the plaintiffs existed.”). Moreover, although not licensed in childcare
services, Defendants “were engaged in keeping other people’s children during the day
at their home . . . for a fee.”
It is in this context—considering all of the facts presented—that we must
determine whether it was reasonably foreseeable that (1) Defendants’ negligence in
leaving a loaded, safety-off shotgun unattended (2) in a location readily accessible to
a group of young, unsupervised children (3) would result in Abby’s fatal shooting by
another young child present at Defendants’ home, (4) which would, in turn, cause
Plaintiffs to suffer severe emotional distress. Cf. id. (“We conclude as a matter of law
that the possibility (1) the defendant’s negligence in serving alcohol to Travis (2)
would combine with Travis’ driving while intoxicated (3) to result in a fatal accident
(4) which would in turn cause Travis’ parents (if he had any) not only to become
distraught, but also to suffer ‘severe emotional distress’ as defined in Ruark, simply
was a possibility too remote to permit a finding that it was reasonably foreseeable.”);
Robblee v. Budd Servs., Inc., 136 N.C. App. 793, 797, 525 S.E.2d 847, 850 (“Budd’s
negligence in failing to retrieve the access card and Shipley’s emotional distress are
simply too attenuated to support a finding of reasonable foreseeability. There is no
evidence that Budd was told, or had any specific notice of the relationship between
4
NEWMAN V. STEPP
Zachary, J., concurring
Shipley and Antilak which would support an inference that Budd could have taken
actions to prevent this specific injury to Shipley. The possibility that (1) defendant’s
negligence in failing to retrieve the temporary access card (2) would combine with
Antilak’s rage against his former employer (3) to result in a workplace shooting (4)
which would cause Shipley to suffer emotional distress, was, like the situation in
Sorrells, too remote to permit a finding that it was reasonably foreseeable.” (citation
and quotation marks omitted)), disc. review denied, 352 N.C. 676, 545 S.E.2d 228
(2000).
Candidly, I am concerned by the need for limits on a defendant’s liability under
this tort. See Sorrells, 334 N.C. at 673, 435 S.E.2d at 322 (“[S]ome may fear that such
reliance on reasonable foreseeability, if carried out to its fullest extent, would directly
lead to the recovery of damages for all kinds of mental suffering . . . .” (citation and
quotation marks omitted)). However, “[i]f recovery is limited to instances where it
would be generally viewed as appropriate and not excessive, then, by definition, the
defendant’s liability is commensurate with the damage that the defendant’s conduct
caused.” Ruark, 327 N.C. at 306, 395 S.E.2d at 98.
Here, Plaintiffs allege that Defendants acted in a negligent manner, that it
was reasonably foreseeable that Defendants’ negligent conduct would cause severe
emotional distress to Plaintiffs, and that Plaintiffs did, in fact, suffer severe
emotional distress as a result. Viewing all facts and permissible inferences in the
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Zachary, J., concurring
light most favorable to Plaintiffs, judgment on the pleadings was prematurely
granted in favor of Defendants.
Accordingly, I concur.
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No. COA19-112 – Newman v. Stepp
TYSON, Judge, dissenting.
The shock and anguish suffered by plaintiffs upon learning of the wholly
unexpected death of their young daughter is unfathomable to anyone not
experiencing a similar loss. While nothing can change these facts nor restore the
child plaintiffs have lost, the law affords these parents a claim and remedy of
monetary compensation for damages they suffered through a claim for wrongful
death. N.C. Gen. Stat. § 28A-18-2 (2017); see Bailey v. Gitt, 135 N.C. App. 119, 120,
518 S.E.2d 794, 795 (1999) (“To bring an action under G.S. § 28A-18-2 (the wrongful
death statute), a plaintiff must allege a wrongful act, causation, and damages.
Negligence is a ‘wrongful act’ upon which a wrongful death claim may be
predicated.”).
Plaintiffs’ complaint and defendants’ answer support the trial court’s
conclusion and its order is properly affirmed. The trial court properly reviewed the
parties’ arguments and authorities they cited, reviewed under Rule 12(c) and not Rule
12(b)(6). In the light most favorable, plaintiffs have not alleged and cannot prove it
was reasonably foreseeable to defendants that plaintiffs would suffer severe
emotional distress based upon defendants’ negligence. Plaintiffs’ allegations do not
and cannot sustain a claim for negligent infliction of emotional distress (“NIED”) to
survive defendants’ motion for judgment on the pleadings.
NEWMAN V. STEPP
TYSON, J., dissenting
As tragic and compelling as the facts are before us, the trial court properly
granted defendants’ motion for judgment on the pleadings. N.C. Gen. Stat. § 1A-1,
Rule 12(c). Plaintiffs failed to carry their burden to show any reversible error on
appeal. I vote to affirm the trial court’s Rule 12(c) dismissal of plaintiffs’ claims. I
respectfully dissent.
I. Factors of Reasonable Foreseeability
Nearly thirty years ago, the Supreme Court of North Carolina stated in order
to establish a claim for negligent infliction of emotional distress, “a plaintiff must
allege that (1) the defendant negligently engaged in conduct, (2) it was reasonably
foreseeable that such conduct would cause the plaintiff severe emotional distress . . .,
and (3) the conduct did in fact cause the plaintiff severe emotional distress.” Johnson
v. Ruark Obstetrics, 327 N.C. 283, 304, 395 S.E.2d 85, 97 (emphasis supplied)
(citations omitted).
“Further, a plaintiff may recover for his or her severe emotional distress
arising due to concern for another person, if the plaintiff can prove that he or she has
suffered such severe emotional distress as a proximate and foreseeable result of the
defendant’s negligence.” Id. (emphasis in original) (citations omitted).
This Court recently held, “absent reasonable foreseeability, the defendant will
not be liable for the plaintiff’s severe emotional distress.” Riddle v. Buncombe Cty.
Bd. of Educ., ___ NC. App, ___, 805 S.E.2d 757, 760 (2017). Since plaintiffs’ alleged
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NEWMAN V. STEPP
TYSON, J., dissenting
emotional distress was caused by concern for the well-being of another, the
“reasonable foreseeability” prong typically requires significant allegations, evidence,
and analysis. See id. at ___, 805 S.E.2d at 760-61.
To properly show and analyze whether a defendant had “reasonable
foreseeability”, our Supreme Court in Johnson set forth and considered three factors
including, but not limited to: “the plaintiff’s proximity to the negligent act, the
relationship between the plaintiff and the other person for whose welfare the plaintiff
is concerned, and whether the plaintiff personally observed the negligent act.”
Johnson, 327 N.C. at 305, 395 S.E.2d at 98.
Our Supreme Court has stated, “such factors are not mechanistic requirements
[such that] the absence of which will inevitably defeat a claim for negligent infliction
of emotional distress.” Sorrells v. M.Y.B. Hosp. Ventures of Asheville, 334 N.C. 669,
672, 435 S.E.2d 320, 322 (1993). Further, the Court stated, “North Carolina law
forbids the mechanical application of any arbitrary factors.” Id.
Plaintiffs’ allegations in the complaint, as fully answered by defendants, and
assertions on appeal provide no basis to support any finding of reasonable
foreseeability that defendants’ actions “would cause the plaintiff[s] severe emotional
distress.” Johnson, 327 N.C. at 304, 395 S.E.2d at 97.
Plaintiffs’ allegations rely solely upon the existence of a parent-child
relationship and the aftermath and effects they suffered from the wrongful death of
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NEWMAN V. STEPP
TYSON, J., dissenting
their child. The trial court properly concluded these allegations, taken as true, are
insufficient as a matter of law to sustain a claim for NIED.
A. Proximity and Personal Observation Factors
Plaintiffs’ complaint does not allege and the majority’s opinion does not explain
how both plaintiffs’ absence from being in close “proximity to the negligent act” when
it occurred or that either “plaintiff personally observed the negligent act” can sustain
an NIED claim. Johnson, 327 N.C. at 305, 395 S.E.2d at 98.
The negligent act at issue occurred prior to the fateful moment: leaving a
loaded shotgun on the kitchen table, the failure to keep the shotgun from being
available to children, the lack of supervision of the children resulting in unfettered
access to the loaded shotgun. Defendants’ five-year-old child, who pulled the trigger
discharging the weapon, is legally incapable of forming ill intent or culpability for the
act. See N.C. Gen. Stat. § 7B-1501(7) (2017). Neither plaintiff can show either close
proximity to or personal observation of any such negligence, only the wrenching
experiences of its tragic aftermath.
Plaintiffs argue that a parent need not see either their child’s injury or death
in order to suffer severe emotional pain. That argument is correct, as applied to a
child’s wrongful death, but it cannot solely serve as a basis for further liability under
a separate and distinct NIED claim, as alleged here. This is the reason our Supreme
Court specifically preserved the independent “reasonable foreseeability” allegation
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NEWMAN V. STEPP
TYSON, J., dissenting
and proof factors to assert an NIED claim in Johnson. See id. at 307, 395 S.E.2d at
99 (Meyer, J., dissenting) (noting that reasonable foreseeability tests for bystander
recovery under NIED “are conscientious efforts to avoid what would otherwise
become a tort-feasor’s unlimited liability to any bystander suffering foreseeable
serious emotional distress.”).
Plaintiff Jeromy Newman is the father of the deceased child. He alleges he
overheard the 911 call while physically at work over a CB radio, which he carried as
a volunteer firefighter. Upon hearing the nature of the call, plaintiff left work and
headed towards defendants’ home.
Nothing in the call specifically named his child nor indicated she had been
injured, or that she was the child being transported in the ambulance. He followed
the ambulance to the hospital, where he was told the child had died while in the
ambulance or immediately upon arrival, but before he saw her. This fact is omitted
and misrepresented in the majority’s opinion, which intimates the child was alive and
receiving emergency services after arrival at the hospital.
At no point in the pleadings does Jeromy assert that he recognized or identified
the child as his daughter until after she had died. In their brief to this Court,
plaintiffs specifically and candidly acknowledge they “were not physically present at
the scene of the incident nor did they observe the incident” and they “did not see their
child alive after the incident, but instead saw her immediately after her death.” The
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majority’s opinion elides this fact, and implies Plaintiff knew the child inside the
ambulance was his daughter before he arrived at the hospital. While the distinction
of when Jeromy learned the fatally injured child was, in fact, his daughter is deeply
relevant to the emotional trauma he suffered in that moment for a wrongful death
claim, it is wholly irrelevant to the determination of “reasonable foreseeability” to
support a valid NIED claim to survive judgment on the pleadings.
In the similarly tragic case of Gardner v. Gardner, our Supreme Court stated:
“That plaintiff suffered severe emotional distress upon seeing her son in the
emergency room undergoing resuscitative efforts a period of time after the accident,
and upon learning subsequently of his death, is stipulated. Nevertheless, absent
reasonable foreseeability, this is not an injury for which defendant is legally
accountable.” Gardner v. Gardner, 334 N.C. 662, 667, 435 S.E.2d 324, 328 (1993). The
Supreme Court decided Gardner three years after that Court’s decision in Johnson.
While plaintiffs unquestionably suffered a grievous sense of emotional
suffering and loss from the wrongful death of their child, neither of the plaintiffs
witnessed the negligent act, were physically present at the scene of the child’s
injuries, nor did either parent personally observe any suffering by or the death of
their child to support a viable claim of NIED. Id.
B. Relationship Factor
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TYSON, J., dissenting
Even though the relationship between a young child and her parents is
obvious, the parent-child relationship, standing alone, is not per se proof of satisfying
the second prong in Johnson. See id.; see also Hickman v. McKoin, 337 N.C. 460, 463-
64, 446 S.E.2d 80, 83 (1994). The court in Gardner suggested an additional
consideration: whether the defendant would have reasonable foreseeability or any
reason to know that the plaintiff shared a close or familial relationship with the
victim or that the plaintiff was susceptible to severe emotional distress brought about
by the defendant’s negligent actions. Gardner, 334 N.C. at 667-68, 435 S.E.2d at 328.
The defendant’s knowledge, or lack thereof, of the plaintiff’s susceptibility has been
applied to the facts in several cases since.
In Gardner, a child was riding inside his father’s vehicle when the father
crashed the vehicle. Gardner, 334 N.C. at 663-64, 435 S.E.2d at 326. The child’s
mother raced to the hospital upon hearing the news of the injury, only to witness a
failed attempt to resuscitate the child. Id. at 664, 435 S.E. 2d at 326. The mother
sued the father for damages resulting from his negligent conduct that caused her
emotional distress over the well-being of another. Id.
Our Supreme Court held that the mother had failed to meet the first and third
factors of the Johnson guidelines because, as both plaintiffs admitted here, she did
not witness the accident, nor was she in close proximity to it. Id. at 667, 435 S.E. 2d
at 328. Her emotional distress claim was held to be “too remote from the negligent
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NEWMAN V. STEPP
TYSON, J., dissenting
act itself to hold [the] defendant liable for such consequences.” Id. at 668, 435 S.E.2d
at 328. The Supreme Court reversed this Court’s decision and remanded for the trial
court to reinstate an order of summary judgment for defendant on plaintiff’s claim
for NIED. Id.
In Riddle, the plaintiff alleged defendants’ negligent actions leading to the
death of a third person legally and foreseeably caused his severe emotional distress,
where he was physically present and witnessed the death, and that the defendants’
actions had combined such that they were jointly and severally liable under NIED for
his injuries. Riddle v. Buncombe Cty. Bd. of Educ., ___ NC. App. ___, ___, 805 S.E.2d
757, 759 (2017). The defendants denied negligence and also filed a motion to dismiss
for failure to state a claim under N.C. Gen. Stat. § 1A-1, Rule 12(b)(6). Id. The trial
court granted the motion to dismiss for failure to state a claim. Id. at ___, 805 S.E.2d
at 759-60.
On appeal, the plaintiff argued that the trial court erred by granting the
motion to dismiss because he had sufficiently alleged NIED arising from concern for
both himself and his brain-injured teammate and friend. Id. at ___, 805 S.E.2d at 760.
The only part of the plaintiff’s claim in Riddle arising from concern for himself
was his narrowly escaping being hit by a John Deere field vehicle, an allegation of
temporary fright. Id. at ___, 805 S.E.2d at 761. However, allegations of “temporary
fright” are also insufficient to satisfy the element of severe emotional distress. Id.; see
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NEWMAN V. STEPP
TYSON, J., dissenting
also Johnson, 327 N.C. at 303-04, 395 S.E.2d at 97 (mere temporary fright,
disappointment or regret will not suffice to allege that severe emotional distress was
the foreseeable and proximate result of such negligence). Temporary fear, such as
hearing a call and riding behind an ambulance with an unidentified patient, is
insufficient to sustain an NIED claim. Id.
Further, the plaintiff in Riddle cited no other cases allowing a bystander claim
involving death to a third party, in which the relationship between the plaintiff and
the person for whom he was afraid was merely a friend and teammate. Id. Nothing
suggested how close their friendship was; simply being nearby and observing the
victim getting killed was not enough. Id. at ___, 805 S.E.2d at 762. The Rule 12(b)(6)
dismissal was affirmed. Id.
In another post-Johnson precedent, this Court in Fields v. Dery affirmed the
trial court’s granting defendant’s motion to dismiss for failure to state a claim under
N.C. Gen. Stat. § 1A-1, Rule 12(b)(6). Fields v. Dery, 131 N.C. App. 525, 509 S.E.2d
790 (1998). The narrative in this case, as in the present case, also asserted very
compelling and egregious facts. The plaintiff filed suit for NIED, alleging “plaintiff
was driving behind her mother’s car, she witnessed the collision, and she was first
person [sic] to reach her mother’s side.” Id. at 527, 509 S.E.2d at 791 (1998).
This Court concluded plaintiff had failed to allege or show reasonable
foreseeability because the complaint contained “no ‘allegation[s] nor forecast of
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NEWMAN V. STEPP
TYSON, J., dissenting
evidence’ that defendant had knowledge of plaintiff's relationship to the decedent, nor
that defendant knew plaintiff was subject to suffering severe emotional distress as a
result of defendant's conduct.” Id. at 529, 509 S.E.2d at 792. This Court relied upon
our Supreme Court’s holding in Andersen v. Baccus, 335 N.C. 526, 439 S.E.2d 136
(1994). Id.; see also Butz v. Holder, 113 N.C. App. 156, 159, 437 S.E.2d 672, 674 (1993)
(no allegation nor forecast of evidence that defendant knew plaintiff was subject to
an emotional or mental disorder or other severe and disabling emotional or mental
condition as a result of his negligence).
In Andersen, another case with horrific facts, the plaintiff’s complaint alleged
claims for wrongful death, NIED, and punitive damages after his near-term,
pregnant wife was involved in a severe automobile accident. Andersen, 335 N.C. at
527-28, 439 S.E.2d at 137. The plaintiff did not witness the accident but arrived upon
the accident scene prior to his wife’s removal and rescue from the vehicle’s wreckage
and her subsequent transport to the local hospital. Andersen, 335 N.C. at 527, 439
S.E.2d at 137. The next day, the plaintiff’s wife gave birth to a still-born baby and
later died herself from injuries she had sustained in the accident. Id.
Despite the plaintiff’s extreme suffering and distress dealing with the after-
effect of both his wife’s and child’s wrongful deaths, the court granted defendant’s
motion for summary judgment on NIED, and held that plaintiff's severe emotional
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NEWMAN V. STEPP
TYSON, J., dissenting
distress was not reasonably foreseeable. Id. at 533, 439 S.E.2d at 140. The court
reasoned:
Both Gardner and Sorrells teach that the family
relationship between plaintiff and the injured party for
whom plaintiff is concerned is insufficient, standing alone,
to establish the element of foreseeability. In this case as in
Sorrells the possibility that the decedent might have a
parent or spouse who might live close enough to be brought
to the scene of the accident and might be susceptible to
suffering a severe emotional or mental disorder as the
result of [defendant's] alleged negligent act is entirely too
speculative to be reasonably foreseeable.
Id.
The majority’s and the concurring opinion makes no effort to analyze,
distinguish, or reconcile these post-Johnson precedents with their decision to
reverse. The reason for their failure to do so is that they cannot.
C. Implementation of the Factors
Before adoption of the three “reasonable foreseeability” considerations of
proximity, personal observation of the event, and relationship to the injured party
provided in Johnson, under prior law a plaintiff was required to prove: (1) the
defendant’s negligence caused emotional distress by physical impact or injury; or (2)
the defendant’s negligence caused extreme emotional distress followed by physical
manifestations. Donna L. Shumate, Tort Law: The Negligent Infliction of Emotional
Distress - Reopening Pandora’s Box - Johnson v. Ruark Obstetrics, 14 Campbell L.
Rev. 247, 248 (1992); see, e.g., King v. Higgins, 272 N.C. 267, 158 S.E.2d 67 (1967)
11
NEWMAN V. STEPP
TYSON, J., dissenting
(permitting recovery for emotional distress accompanying plaintiff’s physical injuries
in an auto collision); Britt v. Carolina N. R.R., 148 N.C. 37, 61 S.E. 601 (1908) (holding
mental suffering to be a proper element of damages where train severed plaintiff's
leg); Watkins v. Kaolin Mfg. Co., 131 N.C. 536, 42 S.E. 983 (1902) (allowing recovery
for emotional distress caused by blasting damage to plaintiff’s property followed by
physical manifestations including sleeplessness and loss of attention).
Additionally under prior law, in order for a “bystander” plaintiff to recover in
a claim for NIED for injuries or death to a third party, the plaintiff had to show: (1)
he was within the “zone of danger”; and, (2) “suffered a subsequent manifestation of
the emotional distress.” Shumate, Tort Law: The Negligent Infliction of Emotional
Distress - Reopening Pandora’s Box - Johnson v. Ruark Obstetrics, 14 Campbell L.
Rev. at 248.
Over time, several other states began to abandon the “zone of danger” and
“impact” requirements, instead adopting a “foreseeable plaintiff” test or adopting a
version of California’s broad, factorial “Dillon test.” Johnson, 327 N.C. at 289, 395
S.E.2d at 89. In Johnson, our Supreme Court concluded over sharp dissents; that a
plaintiff need not allege or prove physical impact, injury, or manifestation of
emotional distress in order to establish severe emotional distress as a foreseeable and
proximate result of the defendant’s negligence to recover on a claim for NIED. Id. at
304, 395 S.E.2d at 97.
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TYSON, J., dissenting
Instead, the Supreme Court adopted the factors of proximity, personal
observation of the event, and relationship to the injured party to analyze questions
of foreseeability “under all the facts presented, and should be resolved on a case-by-
case basis by the trial court and, where appropriate, by a jury.” Id. at 305, 395 S.E.2d
at 98.
As the majority’s opinion notes, the above “guidelines” in Johnson are factors
to consider and the “law includes no arbitrary requirements to be applied
mechanically.” Id. at 291, 395 S.E.2d at 89. Even so, and as shown above, North
Carolina trial courts, this Court, and our Supreme Court have consistently applied
these factors to NIED claims and decisions since Johnson. See id. Given the horrific
facts before us, the majority’s opinion does not and cannot reconcile these precedents
applying Johnson with its holding here. The majority’s opinion also does not
acknowledge the challenge and consequences addressed in Johnson of imposing
unlimited liability for unforeseen acts on unaware and attenuated defendants.
The Court in Johnson “noted that, ‘[a]s the courts have faced new and more
compelling fact patterns, the tests have progressed in a linear fashion towards
allowing greater degrees of recovery.” Id. at 290, 395 S.E.2d at 89 (citation omitted).
California itself “has found it necessary to strictly construe the Dillon requirements
and has in fact begun a retreat from the broad rule set out in Dillon.” Id. at 308-09,
395 S.E.2d at 100 (Meyer, J., dissenting) (citing Thing v. La Chusa, 771 P.2d 814
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NEWMAN V. STEPP
TYSON, J., dissenting
(1989) for the “difficulties encountered after Dillon” and “establishing strict
requirements of physical presence, contemporaneous awareness that the event is
causing injury, and close consanguine or marital relationship to the primary victim.”).
The majority’s opinion fails to acknowledge that other jurisdictions have found
the consideration and application of these Dillon/Johnson factors to be ineffective in
providing or reserving any real limits on foreseeability and liability.
The concurring opinion expressly admits, “[c]andidly, I am concerned by the
need for limits on a defendant’s liability under this tort. See Sorrells, 334 N.C. at 673,
435 S.E.2d at 322 (“[S]ome may fear that such reliance on reasonable foreseeability,
if carried out to its fullest extent, would directly lead to the recovery of damages for
all kinds of mental suffering[.]” (citation and quotation marks omitted)).” (Zachary J,
concurring).
By disregarding or treating the three thresholds narrowly, rather than as
factors of foreseeability, a plaintiff is allowed multiple “bites at the apple” to multiple
unrelated acts and defendants to show that the plaintiff’s emotional distress was
“reasonably foreseeable” from the defendant’s attenuated negligent act, without
being physically present when the negligence occurred, without showing the
relationship of the parties, and without witnessing the injury or death that results.
Without requiring plaintiffs to allege and satisfy the three factors of reasonable
foreseeability, the majority’s opinion broadens the scope and class of defendants for
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TYSON, J., dissenting
liability and, as was warned in Johnson, has “reopened the Pandora’s box of unlimited
liability problems that one hundred years of case law had successfully closed.”
Shumate, Tort Law: The Negligent Infliction of Emotional Distress - Reopening
Pandora’s Box - Johnson v. Ruark Obstetrics, 14 Campbell L. Rev. at 260.
Also, the majority’s reasoning disregards the teaching of one of the most quoted
and basic tort cases addressing foreseeability that every law student learns. Palsgraf
v. Long Island R.R. Co, 162 N.E. 99 (1928). (The question before the court was
whether defendant could be held liable for negligence for actions that cannot be
reasonably foreseen? No. The court held that under the foreseeability test, it was not
reasonable to hold that the railroad's alleged negligence was the cause of the
passenger’s injuries. It concluded that a duty of care must be ascertained from the
risk that can be reasonably foreseen. Long Island Railroad Company could not have
reasonably foreseen that the package contained explosives and posed a threat to
anyone. It was the explosion that was the proximate cause of the injury, and the
railroad could not have reasonably expected such a disaster.) The order appealed
from is properly affirmed.
II. Loss of Consortium
The majority’s opinion also erroneously directs the trial court to “re-evaluate
its ruling on the loss of consortium claim.” The concurring opinion does not address
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TYSON, J., dissenting
this issue at all. This purported “loss of consortium claim” is not even before us on
appeal.
When a claim for loss of consortium is asserted as damages resulting from a
death, it is properly brought only as an ancillary claim under the wrongful death
statute. Keys v. Duke University, 112 N.C. App. 518, 520, 435 S.E.2d 820, 821 (1993).
The plaintiff in Keys brought both a wrongful death claim and a loss of consortium
claim following the death of her husband. Id. at 519, 435 S.E.2d at 821. The plaintiff
appealed the dismissal of her loss of consortium claim. Id.
This Court concluded “that any common law claim which is now encompassed
by the wrongful death statute must be asserted under that statute . . . loss of
consortium is a common law claim.” Id. at 520, 435 S.E.2d at 821 (citations and
internal quotation marks omitted).
This Court further concluded that
by the plain language of the wrongful death statute, and in
light of the statement made by our Supreme Court in
Nicholson, supra, the North Carolina wrongful death
statute encompasses a claim for loss of consortium, and we
hold, therefore, that plaintiff’s claim in the present action
should have been brought under that statute.
Id. at 522, 435 S.E.2d at 822.
Since plaintiffs’ action for wrongful death is not before us on appeal, this Court
cannot consider a stand-alone claim for loss of consortium as a result of a wrongful
death. Id.
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TYSON, J., dissenting
Our Supreme Court has also expressly limited claims and recovery for
damages for loss of consortium to injuries to married individuals:
If a loss of consortium is seen not only as a loss of service
but as a loss of legal sexual intercourse and general
companionship, society and affection as well, by definition
any damage to consortium is limited to the legal marital
partner of the injured. Strangers to the marriage
partnership cannot maintain such an action, and there is
no need to worry about extension of proximate causation to
parties far removed from the injury.
Nicholson v. Hugh Chatham Mem’l Hosp., Inc., 300 N.C. 295, 303, 266 S.E.2d 818,
822-23 (1980) (emphasis supplied).
This holding was reaffirmed by our Supreme Court nine years later, when a
party sought to expand the claim for loss of consortium to the parent-child
relationship: “a child’s claim for loss of parental consortium against one who is alleged
to have negligently injured the parent ought not to be recognized.” Vaughn v.
Clarkson, 324 N.C. 108, 111, 376 S.E.2d 236, 238 (1989).
In the same analysis, a parent’s claim for loss of consortium between married
partners due to the wrongful death or loss of a child is not recognized under our
precedents or statutes. See id.; see also Edwards v. Edwards, 43 N.C. App. 296, 302,
259 S.E.2d 11, 15 (1979) (“the relation of parent and child supports no legal right
similar to that of consortium”), Laughter v. Aventis Pasteur, Inc., 291 F. Supp. 2d 406,
413 (M.D.N.C. 2003) (interpreting North Carolina law as not recognizing purported
claims of loss of consortium based on the death of children).
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TYSON, J., dissenting
III. Conclusion
Without proof of the three factors of reasonable foreseeability set out in
Johnson and applied in all cases since to support an independent tort, considering
the horrific facts in this case, we are left with a claim solely based upon the
undeniable aftermath and consequences of defendants’ alleged negligence in the
wrongful death of the plaintiffs’ child.
These consequences and sufferings are the same any surviving parent must
bear as the after-the-fact loss and reality arising from the tortious conduct of wrongful
death, but not as a separate independent tort for NIED without allegations and a
showing of the three required foreseeability factors in Johnson. See id.
Plaintiffs specifically and candidly acknowledge they “were not physically
present at the scene of the incident nor did they observe the incident” and they “did
not see their child alive after the incident, but instead saw her immediately after her
death.” Even considering the allegations and showing of shock, untimely death, and
loss suffered to these facts, as well as those similar facts and consequences present
in Gardner, Sorrells, Riddle, Fields, and Andersen, plaintiffs failed to allege or show
any facts to support Johnson’s first or third foreseeability prongs, or to allege more
than a parent-child relationship under its second prong, to survive defendant’s Rule
12(c) motion for dismissal.
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TYSON, J., dissenting
Reviewed in the light most favorable to them, plaintiffs’ allegations and
defendants’ answer, arguments, and all authorities show the parents’ loss and
anguish suffered in the aftermath and struggles to survive the consequences all result
from their child’s wrongful death, and not from a separate tort of NIED.
I close with where I started: The shock and anguish suffered by plaintiffs upon
learning of the wholly unexpected death of their young daughter is unfathomable to
anyone not experiencing a similar loss. Unchallenged precedents and statutes compel
me to vote to affirm the trial court’s Rule 12(c) order dismissing the NIED claim. I
respectfully dissent.
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