UNITED STATES ARMY COURT OF CRIMINAL APPEALS
Before
MULLIGAN, BROOKHART, and FLEMING
Appellate Military Judges
UNITED STATES, Appellee
V.
Sergeant WILLIAM T. BARKSDALE III
United States Army, Appellant
ARMY 20170090
Headquarters, U.S. Army Medical Department Center and School
Jacob D. Bashore and Charles L. Pritchard, Jr., Military Judges
Lieutenant Colonel Joshua A. Berger, Staff Judge Advocate
For Appellant: Lieutenant Colonel Tiffany D. Pond, JA; Major Julie L. Borchers,
JA; Captain Oluwaseye Awoniyi, JA (on brief); Major Julie L. Borchers, JA; Captain
Steven J. Dray, JA; Captain Oluwaseye Awoniyi, JA (on reply brief).
For Appellee: Colonel Steven P. Haight, JA; Captain Jeremy Watford, JA; Major
Meghan Peters, JA (on brief).
28 August 2019
This opinion is issued as an unpublished opinion and, as such, does not serve as precedent.
Per Curiam:
In his sole assignment of error, appellant asserts trial counsel made several
improper arguments that warrant relief from this court. While we find some of these
findings arguments were improper, in the end we find appellant was not prejudiced
and grant no relief.!
! We have considered the matters personally raised by appellant pursuant to United
States v. Grostefon, 12 M.J. 431 (C.M.A. 1982), and find they lack merit. One
matter, however, bears a brief discussion. Appellant asserts errors in the Article 32,
UCMJ, process resulted in the improper referral of his case to trial and a violation of
his due process rights.
There were two Article 32, UCMJ, hearings in this case. At the first hearing, the
(continued...)
BARKSDALE—ARMY 20170090
A panel of officers sitting as a general court-martial convicted appellant,
contrary to his pleas, of one specification of sexual assault in violation of Article
120, Uniform Code of Military Justice, 10 U.S.C. § 920 (2012) [UCMJ]. The panel
sentenced appellant to a dishonorable discharge, confinement for two years,
forfeiture of all pay and allowances, and reduction to the grade of E-1. The
convening authority approved the sentence as adjudged. This case is now before us
for review under Article 66, UCMJ, following remand. See United States v.
Barksdale, USCA Dkt. No. 19-0325/AR (C.A.A.F. 27 Aug. 2019) (order); United
States v. Barksdale, ARMY 20170090 (Army Ct. Crim. App. 28 Aug. 2019) (order).
(... continued)
government did not call the victims alleged in the charges to testify, opting instead
to introduce their statements and other evidence as permitted by Rule for Court-
Martial [R.C.M.] 405 and Article 32, Uniform Code of Military Justice, 10 U.S.C.
§ 832. The Preliminary Hearing Officer (PHO) assigned to the case, Captain
Michael Crane, advocated, in his own words, a “radical” approach when he declared
these provisions unconstitutional. Chaos ensued.
Rule for Court-Martial 405 and Article 32, UCMJ, limit an accused’s right to call
crime victims as witnesses at a preliminary hearing. Captain Crane believed it was
improper to label a witness a “victim” until after the trial was complete, clearly
ignoring Article 32(h), UCMSJ, which defines a “victim” as a person who is: (1)
“alleged” to have suffered “a direct physical, emotional, or pecuniary harm;” and (2)
“named in one of the specifications.” Captain Crane further reasoned R.C.M. 405
and Article 32, UCMJ, violated an accused’s right to due process, confrontation, and
right to counsel, ignoring any discussion of grand jury provisions in Federal criminal
cases. Captain Crane, citing several times to Marbury v. Madison, 5 U.S. 137
(1803), repeatedly declared Article 32, UCMJ, “repugnant to the constitution” and
therefore “void and is as no law.” Captain Crane would not consider the statements
of the victims because they were, in his mind, cumulative of what would have been
the victims’ testimony had they appeared. Unsurprisingly, he found no probable
cause to support the charges. In short, Captain Michael Crane issued a report
without any evidence, supported only by his multitudinous errors in law, reasoning,
and common sense.
Upon receipt of Captain Crane’s PHO report, the appointing authority ordered a new
preliminary hearing with a more experienced PHO who exercised the judgement,
maturity, and respect for the law expected of an officer executing that duty.
We reject appellant’s suggestion that his due process rights were violated, the
government impermissibly directed a second preliminary hearing, or that the
proceedings were tainted by unlawful command influence. Instead, we see
government officials trying to do their best after a rogue PHO derailed the
preliminary hearing. There was no error or deprivation of appellant’s due process
rights by virtue of a second preliminary hearing.
2
BARKSDALE—ARMY 20170090
BACKGROUND
1. The Article 120 offense
Appellant and Specialist (SPC) DM were stationed together in Baumholder,
Germany. They hung out together on weekends and were “drinking buddies.” On
three different occasions, appellant made sexual advances towards SPC DM. Each
time, SPC DM declined. Even so, they remained friends.
In February 2015, SPC DM went to appellant’s barracks room with a group of
soldiers. Prior to going to the room, SPC DM drank around two or three mixed
drinks and two beers. SPC DM sat on appellant’s bed and texted his girlfriend.
While in the room, SPC DM drank more alcohol. Specialist DM became tired,
“woozy,” and “a little dizzy,” and fell asleep on appellant’s bed. When he went to
sleep, there were other soldiers in the room, the lights were on, and the music was
playing. Several of the soldiers left the room to purchase more alcohol. However,
several minutes later, they changed their minds and returned to the room. One of the
soldiers knocked on the door and noticed the lights were off and music was no
longer playing. The soldier left when he concluded appellant and SPC DM left the
room.
Instead, appellant and SPC DM were alone in the room. Specialist DM next
remembered waking to “gurgling noises,” and to appellant performing oral sex on
him. Specialist DM initially thought it was his girlfriend, but soon realized it was
appellant. The lights were out and there was pornography on the television.
Specialist DM testified he may have pushed appellant’s head with his palm, but he
“panick[ed]” and fell back to sleep. Later that night he woke up and sent a text to
his girlfriend and did not tell her about the sexual assault. The next morning, SPC
DM woke up with appellant sleeping next to him. Specialist DM left the barracks
room, took a shower, and called the unit sexual response coordinator to file a
restricted report. Specialist DM completed a medical examination.
Specialist DM spoke to appellant the next day and asked why appellant had
sexually assaulted him. Appellant told SPC DM to just forget what happened.
Months later, appellant moved to Fort Sam Houston and SPC DM unrestricted the
report of the sexual assault.”
* The government subsequently preferred charges, to include the Article 120, UCMJ,
offense involving SPC DM and a number of Article 134, UCMJ, offenses involving
SPC DM, as well as other soldiers. At referral, the convening authority dismissed
two charges involving the assault of another soldier and housebreaking.
(continued .. .)
BARKSDALE—ARMY 20170090
At trial, for the sexual assault offense, the government presented the
testimony of SPC DM, testimony from two soldiers that had been at appellant’s
room the night of the assault, and testimony from the doctor that performed the
medical examination of SPC DM. The medical examiner testified that SPC DM had
abrasions and redness on his penis that was consistent with oral sex. The doctor
testified that he could not say if the abrasions and redness were also consistent with
masturbation or from wearing pants that were too tight. The government did not
present any DNA or other forensic evidence.
Throughout the trial, defense counsel challenged the credibility of SPC DM,
alleging he had a motive to fabricate the sexual assault to obtain future post-
separation disability payments. The defense presented good soldier evidence
through the testimony of several witnesses. Appellant did not testify.
2. Trial Counsel Arguments
During closing argument on findings, assistant trial counsel, Major JB,
argued:
Members, use your common sense and knowledge [of] the
ways of the world. I looked at your ORBs and your
backgrounds and questionnaires, there's over 100 years of
experience amongst you. You know the impact having a
senior NCO--an NCO who is senior to a subordinate, a
specialist offering to perform oral sex, what that can have
on good order and discipline. Do you want to be alone
with specialist--Sergeant Barksdale now? Do you think
twice when he comes by the room? If he comes by for an
office call, do you want to make sure the doors are open
or maybe someone else is in the room? He has shown his
cards now.
(emphasis added). Defense counsel did not object.
Major JB continued:
(... continued)
At trial, the government withdrew two of the Article 134 offenses and the military
judge dismissed three others. At the close of findings, the members were left with
two allegations, both involving DM: the Article 120, UCMJ, specification; and one
specification charged under Article 134, UCMJ, which alleged appellant wrongfully
sent SPC DM a text which asked, “Can I blow you tonight?” The panel found
appellant not guilty of the Article 134, UCMJ, offense.
4
BARKSDALE—ARMY 20170090
[DM] came to and he left the room. And you can imagine
it’s very difficult for [a] young man who, whatever your
personal beliefs, who he himself believes that this is
wrong, immoral and he just had this happen to him. The
first thing you’re going to do is not go to New York
Times. You're not going to call your buddy, you’re not
going to call your mom, you’re definitely not going to call
your girlfriend and tell her what just happened.
(emphasis added). Defense counsel did not object.
Major JB then asked in regards to the appellant:
I am going to come back and I am going to talk to you in
rebuttal but, when you go back and deliberate and then
when you listen to the defense’s argument, I want you to
ask yourself this question, does anything you’re hearing
explain how after being told no three times with text
messages, rubbing of the shoulders, and putting his hands
down his pants, does any of this explained [sic]----
Defense counsel objected at this point, and argued that the government was shifting
the burden of proof to the defense. The military judge overruled the objection but
also issued a curative instruction to the panel that the burden of proof “rests solely
on the government to prove every element of every offense beyond a reasonable
doubt.”
Following MAJ JB’s argument, the military judge sua sponte issued a curative
instruction informing the members they could not infer a prejudice to good order and
discipline based on common sense and the ways of the world. Rather, there had to
be evidence of this element.
During his rebuttal argument, Major JB stated the following about the SPC
DM’s testimony:
During voir dire, I asked everyone if you agreed that it
may be difficult to tell a room full of strangers about a
very traumatic event. Does everybody remember that?
Well, there you were, a young man who’s talking in open
court under oath about the worst day of his life. And in
my opinion, he did a great job. And you, surprise,
surprise he may be a little confrontational with the guy
who is representing the man who assaulted him. Is that to
be expected? Absolutely. He still testified truthfully. He
was consistent the entire time.
BARKSDALE—ARMY 20170090
(emphasis added). Defense counsel did not object.
Major JB continued:
Now, Doctor Johnson, on redirect, actually said that what
he saw didn’t appear to be something caused by your pants
being too tight. Remember he said he couldn’t tell if it
was masturbation but he did say that redness--redness and
abrasions, abrasions. Many of you are medical people.
Abrasions mean a lot of things.
Again, defense counsel did not object.
At the conclusion of the MAJ JB’s rebuttal argument, the military judge again
sua sponte issued a curative instruction:
Members, the trial counsel’s opinion on how well a
witness testifies is not important. You may not consider
that for any purpose. To the--also the trial counsel
referred to you as medical people. To the extent the trial
counsel was encouraging you to substitute your experience
in this case, you may not do that. You must put aside any
personal experience or knowledge in medicine and rely
solely on the evidence presented in this case. Can
everybody do that? Apparently so.
The panel deliberated and found appellant guilty of the Article 120, UCMJ
offense.
LAW AND DISCUSSION
We review prosecutorial misconduct and improper argument de novo. United
States v. Sewell, 76 M.J. 14, 18 (C.A.A.F. 2017) (citation omitted). If proper
objection is made, the court will review for prejudicial error. United States v.
Fletcher, 62 M.J. 175, 179 (C.A.A.F. 2005) (citing Article 59, UCMJ). Where there
is no objection at trial, this court reviews claims of improper argument for plain
error. United States v. Pabelona, 76 M.J. 9, 11 (C.A.A.F. 2017).
1. Preserved objection
Defense counsel objected to trial counsel’s argument concerning SPC DM
turning down appellant’s three sexual advances before the assault on the basis that it
shifted the government’s burden of proof to the defense. The military judge
overruled this objection, but nonetheless issued a curative instruction to the panel
that the burden of proof rested solely on the government.
BARKSDALE—ARMY 20170090
We do not find the government’s argument improperly shifted the burden of
proof to defense counsel. We view this argument, at most, as an attempt by counsel
to focus on facts presented at trial that weighed against any suggestion SPC DM may
have somehow consented to the sexual act with appellant. In the same vein, we view
the military judge’s instruction as an exercise of an overabundance of caution,
perhaps brought forth by the fact defense counsel raised the concept of burden
shifting in front of the members.
As will be discussed with the other claims of improper argument, even if we
assumed trial counsel’s argument was improper, we find no prejudice.
2. Plain error
For the remaining arguments, as defense counsel did not object, we apply a
plain error analysis. The burden of proof under the plain error review is on the
appellant. Sewell, 76 M.J. at 18. An appellant must show that: (1) there was error;
(2) the error was plain or obvious; and (3) the error was materially prejudicial to his
substantial rights. United States v. Knapp, 73 M.J. 33, 36 (C.A.A.F. 2014) (citing
United States v. Brooks, 64 M.J. 325, 328 (C.A.A.F. 2007)). When examining the
second prong of the plain error test, we ask whether the “error was so obvious in the
context of the entire trial that the military judge should be faulted for taking no
action even without an objection.” United States v. Gomez, 76 M.J. 76, 81
(C.A.A.F. 2017) (citing United States v. Burton, 67 M.J. 150, 153 (C.A.A.F. 2009))
(internal quotation marks omitted); see also United States v. Frady, 456 U.S. 152,
163 (1982) (noting that error is clear if “the trial judge and prosecutor [would be]
derelict in countenancing it, even absent the defendant’s timely assistance in
detecting it.”). “The third prong is satisfied if appellant shows a reasonable
probability that, but for the error [claimed], the outcome of the proceeding would
have been different.” United States v. Robinson, 77 M.J. 294, 299 (C.A.A.F. 2018)
(citations and internal quotation marks omitted). “[FJailure to establish any one of
the prongs is fatal to a plain error claim.” United States v. Bungert, 62 M.J. 346,
348 (C.A.A.F. 2016).
We find two of trial counsel’s arguments were improper.
First, we find counsel improperly asked the members to imagine being alone
in a room with appellant. On appeal the government argues that the trial counsel
was merely arguing about the terminal element of the Article 134 offense. We
disagree. After reviewing the entire case, we do not find trial counsel’s comment
was a fair commentary on the evidence. The argument was improper and the error
was plain and obvious. “Golden Rule arguments asking the members to put
themselves in the victim’s place are improper and impermissible in the military
justice system.” United States v. Baer, 53 M.J. 235, 238 (C.A.A.F. 2000).
BARKSDALE—ARMY 20170090
Second, trial counsel should not have given a personal opinion that SPC DM
“testified truthfully” and “did a great job” testifying. We conclude that trial
counsel’s personal opinion about SPC DM’s testimony was also plain and obvious
error under the facts of this case. This went beyond permissible argument on the
evidence and SPC DM’s testimony as it improperly vouched for SPC DM’s
credibility. See Fletcher, 62 M.J. at 180.
Regarding the other alleged improper arguments, any impact was so slight as
to escape recognition by the military judge and appellant. See United States v.
Short, 77 M.J. 148, 151 (C.A.A.F. 2018) (noting alleged improper argument was not
plain and obvious where neither the military judge nor appellant recognized it,
“indicating neither saw the need for remedial measures at all’). Thus the appellant
has not met his burden to show plain error.
3. Was there material prejudice to a substantial right?
Whether we review an improper argument under a plain error analysis or as a
matter preserved by an objection, both standards culminate with an analysis of
whether there was prejudicial error. See Sewell, 76 M.J. at 18 (“In either case,
reversal is warranted only ‘when the trial counsel’s comments taken as a whole were
so damaging that we cannot be confident that the members convicted the appellant
on the basis of the evidence alone.’” (quoting United States v. Hornback, 73 M.J.
155, 160 (C.A.A.F. 2014)).
We review “[t]he cumulative effect of all plain errors and preserved errors...
de novo.” United States v. Pope, 69 M.J. 328, 335 (C.A.A.F. 2011) (citation
omitted). “In assessing prejudice, we look at the cumulative impact of any
prosecutorial misconduct on the accused’s substantial rights and the fairness and
integrity of his trial. We weigh three factors to determine whether trial counsel's
improper arguments were prejudicial: ‘(1) the severity of the misconduct, (2) the
measures adopted to cure the misconduct, and (3) the weight of the evidence
supporting the conviction.’” United States v. Andrews, 77 M.J. 393, 402 (C.A.A.F.
2018) (quoting Fletcher, 62 M.J. at 184).
Even assuming appellant preserved an error related to burden shifting, and
considering the plain errors noted above, we conclude that trial counsel’s arguments
did not materially prejudice a substantial right of appellant.
First, in considering the trial counsel’s entire argument, trial counsel’s
misconduct was not severe. The claims of error in trial counsel’s argument are
contained within approximately 23 pages of a 603-page record of trial. We do not
find the trial counsel’s arguments were calculated simply to inflame the panel’s
passions. Further, the panel’s mixed findings demonstrate that the members weighed
the evidence at trial and independently assessed appellant’s guilt. See Sewell, 76
BARKSDALE—ARMY 20170090
M.J. at 19. References to being alone with appellant were not so prejudicial that the
panel convicted appellant of all charges and specifications.
Second, the military judge took appropriate measures to cure any improper
argument by promptly issuing curative instructions to the panel. For example, the
military judge issued curative instructions concerning the burden of proof always
remaining with the government and to disregard the trial counsel’s opinion about
SPC DM’s truthfulness. The defense counsel never requested a more tailored or
specific curative instruction, and never moved for a mistrial. Appellant has not
alleged, nor is there any indication from the record of trial, that the panel members
did not follow the military judge’s instructions.
Third, the government presented strong evidence of appellant’s guilt. SPC
DM’s testimony about the sexual assault was credible. And while the government’s
case largely rested on the credibility of SPC DM, there was independent
corroboration of his testimony. Testimony corroborated the fact that SPC DM was
drinking alcohol that evening, became impaired, and fell asleep on appellant’s bed.
Two soldiers testified that they left SPC DM in this state, alone with appellant.
When one of these Soldiers returned to the room, the door was closed and the lights
were out, further corroborating SPC DM’s testimony that appellant had shut off the
lights. SPC DM reported the sexual assault the next morning by filing a restricted
report and obtained a medical examination. The doctor who conducted the
examination testified that SPC DM had abrasions and redness on his penis that were
consistent with oral sex. Under all these facts, appellant has not demonstrated “a
reasonable probability that, but for the error [claimed], the outcome of the
proceeding would have been different.” Robinson, 77 M.J. at 299.
Balancing these three factors, we are “confident that the members convicted
appellant on the basis of the evidence alone.” Hornback, 73 M.J. at 160 (citation
omitted). Appellant was not prejudiced by trial counsel’s improper argument.
CONCLUSION
Upon consideration of the entire record, the findings of guilty and sentence
are AFFIRMED.
FOR THE COURT;
ob
MALCOLM H. SQUIRES, JR.
Clerk of Court