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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
EDDIE WILLIAMS :
:
Appellant : No. 1731 MDA 2018
Appeal from the PCRA Order Entered September 19, 2018
In the Court of Common Pleas of Lebanon County Criminal Division at
No(s): CP-38-CR-0001948-2014
BEFORE: OLSON, J., McLAUGHLIN, J., and PELLEGRINI, J.*
DISSENTING MEMORANDUM BY McLAUGHLIN, J.:
FILED: SEPTEMBER 20, 2019
I respectfully disagree with the Majority that Eddie Williams failed to
establish ineffectiveness. Thus, I would reverse the denial of PCRA relief as to
this claim, vacate the judgment of sentence, and remand for a new trial.
At trial, after Williams’ trial counsel elicited Williams’ testimony about
his prior arrests, the following exchange occurred on cross-examination:
Q [Commonwealth]: You were asked by your Counsel about your
prior arrests and you first said you had four of them, but then you
only talked about two. You talked about receiving stolen property
and you talked about the gun charges. What were the other two
that you failed to reference?
A [Williams]: Attempted robbery.
Q: Attempted robbery, both of them?
* Retired Senior Judge assigned to the Superior Court.
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A: I’m not sure. Honestly, it was so long ago I don’t know.
N.T., Trial, 10/12/15, at 963-64.
The Majority agrees that trial counsel committed an error by opening
the door to otherwise inadmissible evidence about Williams’ prior arrest for
attempted robbery. Majority at 6. I therefore will not belabor the point.
However, because the Majority concludes that Williams failed to satisfy the
two remaining prongs of the ineffectiveness standard – reasonable basis and
prejudice – I will address those points.
First, I believe that Williams established that there was no reasonable
basis for counsel to introduce evidence of Williams’ prior arrests. We find
counsel lacked a reasonable basis for counsel’s action or inaction only if “an
alternative not chosen offered a potential for success substantially greater
than the course actually pursued.” Commonwealth v. Howard, 719 A.2d
233, 237 (Pa. 1998).
Evidence of a defendant’s prior arrest, in the absence of a related
conviction, is generally inadmissible pursuant to Pennsylvania Rule of
Evidence 404(b). Evidence of a prior arrest is generally disallowed (unless
otherwise relevant and offered for a proper purpose) because it may lead the
jury to infer either that the defendant has a “disposition to commit crimes
generally,” or that the defendant committed the specific crime at issue.
Commonwealth v. Scott, 436 A.2d 607, 609 (Pa. 1981) (citation omitted).
The question of the admissibility of prior arrests typically arises in
criminal cases when the Commonwealth seeks to introduce such evidence
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against the defendant, or the defendant attempts to introduce it to impeach a
Commonwealth witness. See, e.g., Commonwealth v. Crispell, 193 A.3d
919, 936-37 (Pa. 2018); Commonwealth v. Elliot, 80 A.3d 415, 439-40 (Pa.
2013).
However, in the instant case, Williams’ counsel first introduced evidence
of Williams’ prior arrests on direct examination of Williams. In so doing, he
opened the door to the Commonwealth presenting further evidence of
Williams’ prior arrest for attempted robbery. “If [the] defendant delves into
what would be objectionable testimony on the part of the Commonwealth,
then the Commonwealth can probe further into the objectionable area.”
Commonwealth v. Stakley, 365 A.2d 1298, 1300 (Pa.Super. 1976).
Here, the Majority agrees with the PCRA court that counsel had a
reasonable basis for asking Williams about his prior arrests because “the
strategy was not to hide from [Williams’] background, but to concede past
crimes and an unsavory lifestyle, in the hopes that the jury would recognize
the admission and understand that such an admission does not necessarily
implicate [Williams] in the crimes being tried.” Majority at 7 (quoting PCRA
Court Opinion, filed 9/19/18, at 32).
I agree, in the abstract, that counsel in this case had a reasonable
strategy of not hiding Williams’ background. However, I respectfully submit
that that is not the issue in this appeal. Rather, I believe the question is
whether defense counsel took reasonable steps to effect that strategy by
opening the door to evidence of Williams’ prior arrest for attempted robbery,
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when Williams was on trial for that offense. I cannot agree that counsel’s
action in this regard was reasonable when that evidence would never have
become admissible but for counsel’s questioning.
In these circumstances, I conclude that counsel did not have a
reasonable basis for his questioning, as the “alternative not chosen offered a
potential for success substantially greater than the course actually pursued.”
Howard, 719 A.2d at 237. The alternative course of action in this instance
was not bringing to light Williams’ arrest record to the jury. Until counsel’s line
of questioning, the only specific information the jury had regarding Williams’
criminal record was the stipulation that it prevented him from possessing a
firearm. See N.T., Trial, 10/12/15, at 667-78. Only counsel’s error enabled
the Commonwealth to cross-examine Williams to show that he had been
arrested at least once for one of the offenses for which he was standing trial.
Additionally, counsel accomplished his strategy by eliciting Williams’
testimony about his history of selling illegal drugs. See id. at 893-94. In fact,
counsel managed to present that testimony without Williams mentioning his
prior arrests. See id. at 894-910. I would thus find that Williams established
that counsel did not have a reasonable basis for asking Williams about prior
arrests.
I also believe Williams established prejudice. Prejudice exists in the
ineffectiveness context where “there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceedings would have been
different.” Commonwealth v. Spotz, 84 A.3d 294, 312 (Pa. 2014) (quoting
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Commonwealth v. King, 57 A.3d 607, 613 (Pa. 2012)). “A reasonable
probability is a probability sufficient to undermine confidence in the outcome.”
Commonwealth v. Sneed, 899 A.2d 1067, 1084 (Pa. 2006) (quoting
Strickland v. Washington, 466 U.S. 668, 694 (1984)). “This does not mean
a different outcome would have been more likely than not.” Commonwealth
v. Jones, 210 A.3d 1014, 1019 (Pa. 2019) (citing Commonwealth v. Laird,
119 A.3d 972, 978 (Pa. 2015)).
I would particularly find prejudice here as one of the crimes for which
the jury found Williams guilty was attempted robbery, and the jury learned
about Williams’ prior arrest for attempted robbery only after trial counsel
opened the door to such evidence. The Majority concludes that, due to the
evidence against Williams, the Commonwealth’s questions “were not so
prejudicial that, had they not been asked, there was a reasonable probability
of acquittal.” Majority at 9. This is not the correct standard. Williams did not
have to show a reasonable probability of acquittal. See Jones, 210 A.3d at
1019. Rather, a petitioner asserting ineffectiveness must show that there is a
reasonable probability “that, but for counsel’s unprofessional errors, the result
of the proceedings would have been different.” Spotz, 84 A.3d at 312.
I believe Williams met that standard. Because of counsel’s error, the
jury was invited “to conclude that [Williams] [was] a person ‘of unsavory
character’ and thus inclined to have committed the crimes with which [he]
[was] charged.” Commonwealth v. Ross, 57 A.3d 85, 104-05 (Pa.Super.
2012) (en banc)). I reach this conclusion, despite the evidence against
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Williams, because the arrest in question was for attempted robbery, and
Williams was standing trial for attempted robbery. The point the
Commonwealth was making when it cross-examined Williams about his
attempted robbery arrest was not lost on the jury. This is sufficient to
undermine confidence in the verdict. I therefore respectfully dissent.
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