RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 19a0249p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
SPEECH FIRST, INC., ┐
Plaintiff-Appellant, │
│
> No. 18-1917
v. │
│
│
MARK SCHLISSEL, in his official capacity as President │
of the University of Michigan, et al., │
Defendants-Appellees. │
┘
Appeal from the United States District Court
for the Eastern District of Michigan at Flint.
No. 4:18-cv-11451—Linda V. Parker, District Judge.
Argued: May 2, 2019
Decided and Filed: September 23, 2019
Before: COOK, McKEAGUE, and WHITE, Circuit Judges.
_________________
COUNSEL
ARGUED: William S. Consovoy, CONSOVOY MCCARTHY PARK PLLC, Arlington,
Virginia, for Appellant. Kevin T. Baine, WILLIAMS & CONNOLLY LLP, Washington, D.C.,
for Appellees. ON BRIEF: William S. Consovoy, Jeffrey M. Harris, CONSOVOY
MCCARTHY PARK PLLC, Arlington, Virginia, for Appellant. Kevin T. Baine, Stephen J.
Fuzesi, Kathryn “Kylie” Hoover, Amy B. McKinlay, WILLIAMS & CONNOLLY LLP,
Washington, D.C., Leonard M. Niehoff, HONIGMAN MILLER SCHWARTZ AND COHN
LLP, Ann Arbor, Michigan, for Appellees. Thomas W. Kidd, Jr., KIDD & URLING LLC, West
Chester, Ohio, Lawrence J. Joseph, Washington, D.C., for Amici Curiae.
McKEAGUE, J., delivered the opinion of the court in which COOK, J., joined. WHITE,
J. (pp. 16–23), delivered a separate dissenting opinion.
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 2
_________________
OPINION
_________________
McKEAGUE, Circuit Judge. Universities have historically been fierce guardians of
intellectual debate and free speech, providing an environment where students can voice ideas and
opinions without fear of repercussion. According to Speech First, the University of Michigan
has not lived up to this historic ideal. Instead, Speech First contends that the University of
Michigan has stifled student speech through its policy prohibiting bullying and harassing
behavior and its Bias Response Team initiative. Speech First claims that the policy and initiative
violate the First Amendment, sweeping in protected speech through overbroad and vague
prohibitions.
Shortly after filing its complaint, Speech First moved for a preliminary injunction
enjoining enforcement of the policy and use of the initiative. The district court declined to issue
the preliminary injunction, based in part on its findings that Speech First lacked standing to
challenge the Bias Response Team initiative and that the claims challenging the policy were
moot. We disagree. Accordingly, for the reasons set forth below, we vacate the district court’s
denial of injunctive relief and remand the case for the district court to consider the merits of
Speech First’s motion for a preliminary injunction.
I.
Speech First first challenges the University of Michigan’s policy prohibiting harassing
and bullying behavior. The Statement of Student Rights and Responsibilities (the Statement)
contains the University’s policies. The Statement prohibits, among other things, “[h]arassing or
bullying another person—physically, verbally, or through other means.” Punishments for
violating the Statement—called “interventions” and “sanctions”—range from a formal reprimand
to expulsion. Speech First does not challenge the prohibition of harassing or bullying behavior
itself. Rather, Speech First argues that one set of the University’s definitions of “bullying” and
“harassing” behavior is overbroad and vague, sweeping in protected speech.
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 3
Although “harassing” and “bullying” are not defined in the Statement, the Office
of Student Conflict Resolution (OSCR)—which investigates alleged violations of the
Statement—defines both terms on its website. The definitions page was changed shortly after
Speech First filed its complaint. Prior to this litigation, however, the website page included
definitions from three sources: the Merriam-Webster Dictionary, University policies, and
Michigan state law. Speech First challenges only the Merriam-Webster Dictionary definitions.
The dictionary definitions were:
Harassing (http://www.merriam-webster.com/dictionary/harassing): (1) to annoy
persistently (2) to create an unpleasant or hostile situation for, especially by
uninvited and unwelcome verbal and physical conduct[.]
Bullying (http://www.merriam-webster.com/dictionary/bully): (1) to frighten,
hurt, or threaten (a smaller weaker person), (2) to act like a bully toward
(someone), (3) to cause (someone) to do something by making threats or insults or
by using force, (4) to treat abusively, (5) to affect by means of force or coercion[.]
After this lawsuit was filed, the University removed these definitions and the definitions
taken from University policies, leaving only the definitions derived from Michigan state law,
which Speech First does not contend are unconstitutional.
Speech First also challenges the University’s Bias Response Team (Response Team)
initiative, which responds to student-reported “bias incidents.” The Response Team’s page on the
University’s website defines a “bias incident” as “conduct that discriminates, stereotypes,
excludes, harasses or harms anyone in our community based on their identity (such as race,
color, ethnicity, national origin, sex, gender identity or expression, sexual orientation, disability,
age, or religion).” Causing a bias incident is not punishable under the Statement, unless the
conduct that caused the bias incident violated some policy in the Statement. Speech First
contends, however, that the term “bias incident” is overbroad and that the Response Team’s
practices in responding to bias incidents intimidate students, quashing their speech.
The Response Team acts as an “informal resource to support students who feel they have
experienced bias in the University community, to refer them to other campus resources as
appropriate, and to educate the University community with respect to issues related to bias.” The
Response Team acts when someone files a report indicating that he or she has experienced a bias
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 4
incident. It does not make determinations about whether reported conduct is a bias incident and
follows a similar procedure following each report. After a report is filed, a Response Team
member contacts the individual who filed the report to “discuss what happened and offer support
and assistance.” If the reporting individual wishes, “the person alleged to be responsible for the
incident may be contacted and invited to voluntarily meet with a member of the [Response
Team]. Such a meeting cannot be compelled, however.” Additionally, the Response Team
maintains a log of reported bias incidents containing “general information on the type of conduct
that is being reported, where the conduct is occurring, and what actions have been taken to
address the reported incidents.” The log is posted on a publicly available website page and the
events are anonymized. The Response Team has no direct punitive authority—it cannot, for
example, suspend a student or impose academic sanctions. It can, however, make referrals to
police, OSCR, or other school resources such as counselling services.
Speech First is a freedom-of-speech advocacy organization with members who attend the
University. After filing its complaint, Speech First moved for a preliminary injunction enjoining
the University from:
(1) taking any actions to investigate, threaten, or punish students for violations of
the prohibitions on “harassment,” “bullying,” and “bias-related misconduct” set
forth in the University’s Statement of Student Rights and Responsibilities . . . and
(2) using the Bias Response Team to investigate, threaten, or punish students
(including informal punishments such as “restorative justice” or “individual
education”) for “bias incidents.”
The district court denied Speech First’s motion.
II.
Courts consider four factors when ruling on a motion seeking a preliminary injunction:
(1) whether the movant has a strong likelihood of success on the merits;
[(2)] whether the movant would suffer irreparable injury without the injunction;
(3) whether issuance of the injunction would cause substantial harm to others; and
(4) whether the public interest would be served by the issuance of the injunction.
Bailey v. Callaghan, 715 F.3d 956, 958 (6th Cir. 2013) (quoting Hunter v. Hamilton Cty. Bd. of
Elections, 635 F.3d 219, 233 (6th Cir. 2011)). We review the district court’s determination of
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 5
the likelihood of success on the merits de novo. Hunter, 635 F.3d at 233. The “ultimate
determination as to whether the four preliminary injunction factors weigh in favor of granting or
denying preliminary injunctive relief is reviewed for abuse of discretion. This standard of
review is ‘highly deferential’ to the district court’s decision.” Id. (quoting Certified Restoration
Dry Cleaning Network, L.L.C. v. Tenke Corp., 511 F.3d 535, 540–41 (6th Cir. 2007)).
The district court concluded that Speech First was not likely to succeed on the merits of
its claim against the Response Team because Speech First lacked standing to assert that claim.
We disagree. Speech First does not allege that the University has violated Speech First’s
constitutional rights. Rather, Speech First asserts that the University violated the rights of its
members who attend the University and, therefore, that it has associational standing to bring a
lawsuit on behalf of those members. An association has standing to bring a suit on behalf of its
members when “(a) its members would otherwise have standing to sue in their own right; (b) the
interests it seeks to protect are germane to the organization’s purpose; and (c) neither the claim
asserted nor the relief requested requires the participation of individual members in the lawsuit.”
Int’l Union, United Auto., Aerospace & Agr. Implement Workers of Am. v. Brock, 477 U.S. 274,
282 (1986) (quoting Hunt v. Wash. State Apple Advert. Comm’n, 432 U.S. 333, 343 (1977)). It is
the first requirement—that the association’s members would have standing to sue in their own
right—that is at issue here.
Relevant here, for litigants to have standing to sue in their own right, they “must have
suffered an injury in fact—an invasion of a legally protected interest which is (a) concrete and
particularized and (b) actual or imminent, not conjectural or hypothetical.” Lujan v. Defs. of
Wildlife, 504 U.S. 555, 560–61 (1992) (cleaned up). “The party invoking federal jurisdiction
bears the burden of establishing” injury-in-fact. Id. at 561.
The injury-in-fact requirement means that litigants will have standing to challenge
government action only when it restricts their own constitutionally protected activities.
Massachusetts v. Oakes, 491 U.S. 576, 581 (1989); Vill. of Schaumburg v. Citizens for a Better
Env’t, 444 U.S. 620, 634 (1980). But the Supreme Court has recognized an exception to this
general principle for First Amendment challenges alleging that a statute or regulation is
overbroad. Vill. of Schaumburg, 444 U.S. at 634 (“[A] litigant whose own activities are
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 6
unprotected may nevertheless challenge a statute by showing that it substantially abridges the
First Amendment rights of other parties not before the court.”).
Even where a litigant challenges a law or regulation as overbroad, that litigant must still
“show that he has sustained, or is immediately in danger of sustaining, a direct injury as the
result of that action.” Laird v. Tatum, 408 U.S. 1, 13 (1972) (quoting Ex parte Levitt, 302 U.S.
633, 634 (1937)). We use the term “objective chill” to refer to laws or regulations that produce
direct injuries and the term “subjective chill” where a law or regulation does not.
Under the First Amendment, mere “[a]llegations of a subjective ‘chill’ are not an
adequate substitute for a claim of specific present objective harm or a threat of specific future
harm.” Clapper v. Amnesty Int’l USA, 568 U.S. 398, 418 (2013) (quoting Laird, 408 U.S. at 13).
The regulation need not amount to a “direct prohibition against the exercise of First Amendment
rights” to be constitutionally objectionable. Still, there must be something more than “the
individual’s knowledge that a governmental agency was engaged in certain activities or . . . the
individual’s concomitant fear that, armed with the fruits of those activities, the agency might in
the future take some other and additional action detrimental to that individual.” Laird, 408 U.S.
at 11. We have noted that “the mere existence, without more, of a governmental investigative
and data-gathering activity” is insufficient to present anything more than allegations of a
subjective chill of First Amendment speech. Morrison v. Bd. of Educ. of Boyd Cty., 521 F.3d
602, 608 (6th Cir. 2008). “In order to have standing, therefore, a litigant alleging chill must still
establish that a concrete harm—i.e., enforcement of a challenged statute—occurred or is
imminent.” Id. at 610. That an official or regulator lacks actual authority to punish an
individual, although relevant to the question of concrete harm, is not dispositive. Even if an
official lacks actual power to punish, the threat of punishment from a public official who appears
to have punitive authority can be enough to produce an objective chill. See Bantam Books, Inc.
v. Sullivan, 372 U.S. 58, 68 (1963). See also Okwedy v. Molinari, 333 F.3d 339, 344 (2d Cir.
2003); Levin v. Harleston, 966 F.2d 85, 88–89 (2d Cir. 1992). Governmental activity constitutes
an injury-in-fact when “the challenged exercise of governmental power [is] regulatory,
proscriptive, or compulsory in nature, and the complainant [is] either presently or prospectively
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subject to the regulations, proscriptions, or compulsions that he [is] challenging.” Laird,
408 U.S. at 11.
Speech First has standing to challenge the Response Team here because its members face
an objective chill based on the functions of the Response Team. Speech First recognizes that the
Response Team lacks any formal disciplinary power and that bias incidents are not directly
punishable under the Statement, but maintains that the Response Team acts by way of implicit
threat of punishment and intimidation to quell speech. We agree.
The Response Team’s ability to make referrals—i.e., to inform OSCR or the police about
reported conduct—is a real consequence that objectively chills speech. The referral itself does
not punish a student—the referral is not, for example, a criminal conviction or expulsion. But
the referral subjects students to processes which could lead to those punishments. The referral
initiates the formal investigative process, which itself is chilling even if it does not result in a
finding of responsibility or criminality. See Bantam Books, Inc., 372 U.S. at 68. Furthermore,
nothing in the record suggests that the Response Team may refer matters only if the reporting
student assents. By instituting a mechanism that provides for referrals, even where the reporting
student does not wish the matter to be referred, the University can subject individuals to
consequences that they otherwise would not face.
Additionally, the invitation from the Response Team to meet could carry an implicit
threat of consequence should a student decline the invitation. Although there is no indication
that the invitation to meet contains overt threats, the referral power lurks in the background of
the invitation. It is possible that, for example, a student who knows that reported conduct might
be referred to police or OSCR could understand the invitation to carry the threat: “meet or we
will refer your case.” Additionally, the very name “Bias Response Team” suggests that the
accused student’s actions have been prejudged to be biased. The name is not the “Alleged Bias
Response Team” or “Possible Bias Investigatory Team.” It is the “Bias Response Team.” And
as such, the name intimates that failure to meet could result in far-reaching consequences,
including reputational harm or administrative action. Nobody would choose to be considered
biased, and an individual could be forgiven for thinking that inquiries from and dealings with the
Bias Response Team could have dramatic effects such as currying disfavor with a professor, or
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 8
impacting future job prospects. Attending the meeting is voluntary. But the record is silent as to
whether being labeled “voluntary” ameliorates any of these objectively implied threats.
Both the referral power and the invitation to meet with students objectively chill speech.
Therefore, we find that Speech First has standing to challenge the Response Team.1
As with its claim regarding the Response Team, Speech First must have associational
standing to assert a claim regarding the definitions of bullying and harassment in the Statement.
We agree with the district court that Speech First has standing. The University contends that
Speech First lacks standing because there is no “credible threat” that its members would be
subject to discipline for protected speech. In support, the University argues that there is no
evidence in the record that a student has faced discipline for having an “intellectual debate.”
This misses the point. The lack of discipline against students could just as well indicate that
speech has already been chilled. Further, as the district court noted, there have been “sixteen
disciplinary cases involving ‘bullying’ or ‘harassing’ misconduct from 2016-2018.” Students
who violate the Statement are subject to a range of consequences, including expulsion. Although
evidence might eventually show that students participating in protected speech would not be
subject to disciplinary proceedings, that evidentiary showing is not currently supported by the
record. Thus, Speech First has established a concrete and objective threat of harm and therefore
has standing to challenge the definitions.
The dissent faults us for overlooking Morrison v. Board of Education. However, because
Speech First brings a facial challenge to the definitions of harassment and bullying, this case is
distinguishable from Morrison.2 In Morrison, a student brought a lawsuit seeking nominal
damages because his high school’s policy “prohibiting students from making stigmatizing or
1We note that our determination of standing rests on the preliminary posture of the case. We do not
foreclose the possibility that the University could introduce facts which, if unrebutted, would demonstrate that
Speech First lacks standing. The University has simply failed to do so here.
2We are aware that, in general, “[f]acial challenges are disfavored.” Washington State Grange v.
Washington State Republican Party, 552 U.S. 442, 450 (2008); Warshak v. United States, 532 F.3d 521, 530 (6th
Cir. 2008). However, in the First Amendment context, the preference for as-applied challenges is relaxed.
Sometimes facial challenges are even “required in free-speech cases.” Connection Distrib. Co. v. Holder, 557 F.3d
321, 335 (6th Cir. 2009) (emphasis in original). “[T]he whole point of a facial challenge, or what the courts in the
First Amendment context have come to call an overbreadth challenge, is to permit the claimant to strike the law in
its entirety . . . .” Id.
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insulting comments regarding another student’s sexual orientation” chilled his speech. 521 F.3d
at 605. Unlike Speech First, Morrison didn’t dispute the constitutionality of the school rule as
written. Id. at 608. He challenged only the rule as applied to him. Id. But the rule had never
actually been applied to him, nor had the school ever threatened to apply it to him, nor was the
school likely to apply it to him in the future since the school board changed the rule shortly after
litigation commenced. Id. at 607, 610. Because the school board took no specific action that
supported Morrison’s fear of punishment, his choice to stay silent constituted only a “subjective
chill” and thus he didn’t have an injury-in-fact for standing purposes. Id. at 610. In cases like
Morrison, where the plaintiff brings an as-applied pre-enforcement challenge, it only makes
sense to require “some specific action on the part of the defendant in order for the litigant to
demonstrate an injury-in-fact.” Id. at 609. There must be some evidence that the rule would be
applied to the plaintiff in order for that plaintiff to bring an as-applied challenge. But Speech
First is not bringing an as-applied challenge. Speech First is challenging Michigan’s
“harassment” and “bullying” definitions for overbreadth on their face.
The distinction between facial and as-applied challenges bears legal significance when
assessing standing. In Dambrot v. Central Michigan University, the court found that Central
Michigan students had standing to challenge their university’s discriminatory-harassment policy.
See 55 F.3d 1177, 1182, 1192 (6th Cir.1995). The students hadn’t been punished under the
policy, nor had the university acted concretely so as to threaten them with punishment. See id. at
1182. Yet, because the students were bringing a facial overbreadth challenge, the court found
that the students had standing, even if they had “not yet [been] affected by [the policy.]” Id. See
also Adult Video Ass’n v. U.S. Dep’t of Justice, 71 F.3d 563, 566–67 (6th Cir. 1995) (drawing the
same distinction between facial challenges and as-applied challenges).
The final issue is mootness. The district court held that Speech First was not likely to
succeed on its claim challenging the definitions of bullying and harassing because it found that
claim moot. We disagree with the district court’s determination. In addition to requiring that a
party have standing, the Constitution’s case or controversy requirement mandates that a claim
must not become moot prior to the court’s decision on the merits. “[A] case is moot when the
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issues presented are no longer ‘live’ or the parties lack a legally cognizable interest in the
outcome.” Powell v. McCormack, 395 U.S. 486, 496 (1969).
Voluntary cessation of the alleged illegal conduct does not, as a general rule, moot a case
and “deprive the tribunal of power to hear and determine the case.” Los Angeles Cty. v. Davis,
440 U.S. 625, 631 (1979) (quoting United States v. W. T. Grant Co., 345 U.S. 629, 632 (1953)).
Voluntary cessation will only moot a case where there is “no reasonable expectation that the
alleged violation will recur,” and “interim relief or events have completely and irrevocably
eradicated the effects of the alleged violation.” Davis, 440 U.S. at 631 (cleaned up). “The
burden of demonstrating mootness is a heavy one.” Id.
Although the bar is high for when voluntary cessation by a private party will moot a
claim, the burden in showing mootness is lower when it is the government that has voluntarily
ceased its conduct. When a private party has voluntarily ceased its alleged illegal conduct, the
Supreme Court has explained that “[a] case might become moot if subsequent events made it
absolutely clear that the allegedly wrongful behavior could not reasonably be expected to recur.”
Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 189 (2000). We
have noted, however, “that ‘cessation of the allegedly illegal conduct by government officials
has been treated with more solicitude by the courts than similar action by private parties’ and that
‘[the government’s] self-correction provides a secure foundation for a dismissal based on
mootness so long as it appears genuine.’” Bench Billboard Co. v. City of Cincinnati, 675 F.3d
974, 981 (6th Cir. 2012) (quoting Mosley v. Hairston, 920 F.2d 409, 415 (6th Cir. 1990)). As the
Ninth Circuit has commented, government action receives this solicitude because courts assume
“that [the government] acts in good faith.” Fikre v. FBI, 904 F.3d 1033, 1037 (9th Cir. 2018)
(citation omitted). Namely, we presume that the same allegedly wrongful conduct by the
government is unlikely to recur. See Friends of the Earth, 528 U.S. at 189. See also 13C
Charles Alan Wright & Arthur R. Miller, Fed. Prac. & Proc. Juris. § 3533.7 (3d ed. 2008)
(“Courts are more likely to trust public defendants to honor a professed commitment to changed
ways; individual public defendants may be replaced in office by new individuals, with effects
that have little parallel as to private defendants; remedial calculations may be shaped by
radiations of public interest; administrative orders may seem to die or evolve in ways that leave
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present or future impact unclear.”). We have employed this solicitude for both legislative and
non-legislative governmental actions. See Hanrahan v. Mohr, 905 F.3d 947, 961-62 (6th Cir.
2018); Ammex, Inc. v. Cox, 351 F.3d 697, 705 (6th Cir. 2003).
The University’s voluntary cessation receives the same amount of solicitude as any
analogous government action would. The University is a public entity, provided for in the
Michigan Constitution, and run by state officials. Mich. Const. Art. VIII, § 5. Although it is not
part of the executive, it acts in many ways as the executive branch and is presided over by duly
elected Regents who appoint the University President. Id. Because it is an arm of the state
government, it receives the same presumption that it acts in good faith.
While all governmental action receives some solicitude, not all action enjoys the same
degree of solicitude. Determining whether the ceased action “could not reasonably be expected
to recur,” Friends of the Earth, 528 U.S. at 189, takes into account the totality of the
circumstances surrounding the voluntary cessation, including the manner in which the cessation
was executed.
Where the government voluntarily ceases its actions by enacting new legislation or
repealing the challenged legislation, that change will presumptively moot the case unless there
are clear contraindications that the change is not genuine. See Hill v. Snyder, 878 F.3d 193, 204
(6th Cir. 2017) (“Legislative action ordinarily moots a case midstream, when a challenged
provision is repealed or amended during the pendency of the litigation.”); City of Mesquite v.
Aladdin’s Castle, Inc., 455 U.S. 283, 289 n.10 (1982) (finding that legislative action did not
moot the case because of the legislature’s announced intention of reenacting the statute). See
also Jones v. Haynes, 736 F. App’x 585, 589 (6th Cir. 2018); Bench Billboard Co., 675 F.3d at
982; Ky. Right to Life, Inc. v. Terry, 108 F.3d 637, 645 (6th Cir. 1997); Mosley, 920 F.2d at 415.
On the other hand, where a change is merely regulatory, the degree of solicitude the
voluntary cessation enjoys is based on whether the regulatory processes leading to the change
involved legislative-like procedures or were ad hoc, discretionary, and easily reversible actions.
If the discretion to effect the change lies with one agency or individual, or there are no
formal processes required to effect the change, significantly more than the bare solicitude itself is
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necessary to show that the voluntary cessation moots the claim. See Carpenter-Barker v. Ohio
Dep’t of Medicaid, 752 F. App’x 215, 222–23 (6th Cir. 2018), cert. denied, 139 S. Ct. 928
(2019) (finding the case not mooted by voluntary cessation where rulemaking authority lay
solely with the defendant); Akers v. McGinnis, 352 F.3d 1030, 1035 (6th Cir. 2003). See also
United States v. Sanchez-Gomez, 138 S. Ct. 1532, 1537 (2018) (holding that a change of policy
by the Southern District of California did not moot an issue when the Southern District intended
to reinstate its policy once it was not bound by the court of appeals); Trinity Lutheran Church of
Columbia, Inc. v. Comer, 137 S. Ct. 2012, 2019 n.1 (2017) (changing a policy at the direction of
the governor did not moot the case).
Where regulatory changes are effected through formal, legislative-like procedures, we
have found that to moot the case the government need not do much more than simply represent
that it would not return to the challenged policies. See Hanrahan, 905 F.3d at 961–62 (“The new
policies were formally promulgated and approved by the [department] director after a lengthy
internal process. And there is no indication that [department] will return to its previous policies,
and the defendants have represented that the new policies will remain in place. Thus, we
conclude that the ‘self-correction’ ‘appears genuine.’”); Youngstown Publ’g Co. v. McKelvey,
189 F. App’x 402, 405 (6th Cir. 2006) (finding that the election of a new mayor who did away
with a previous administration’s edict mooted the case).
Here, the University notes that the new definitions were “approved by senior University
officials, including the University’s president.” The University has not, however, pointed to any
evidence suggesting that it would have to go through the same process or some other formal
process to change the definitions again. Thus, the solicitude the University receives is the same
as any ad hoc regulatory action would. Which is to say that the solicitude does not relieve the
University of much of its burden to show that the case is moot.
The University has not affirmatively stated that it does not intend to reenact the
challenged definitions. The University cites to University Vice President for Student Affairs
Royster Harper’s testimony that the new definitions “‘and no others’ will govern the initiation
and conduct of disciplinary proceedings.” All this statement stands for, however, is that the new
definitions are what the University intends to use presently. It does not indicate any future
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 13
intentions. Although the University characterizes this construction of Harper’s statement as
“hair-splitting,” it is simply not a meaningful guarantee that the definitions will remain the same
in the future. We do not assume that words mean more than what they say. Further, there is
no evidence in the record that Harper—or any potential future Vice President for Student
Affairs—has control over whether the University will reimplement the challenged definitions.
So even if Harper stated that the University would never reenact the challenged definitions, it is
difficult to understand why that statement should be construed to have any binding or controlling
effect as far as mootness goes.
The timing of the University’s change also raises suspicions that its cessation is not
genuine. The University removed the definitions after the complaint was filed. If anything, this
increases the University’s burden to prove that its change is genuine. See A. Philip Randolph
Inst. v. Husted, 838 F.3d 699, 713 (6th Cir. 2016) rev’d on other grounds, 138 S. Ct. 1833 (2018)
(“[T]he circumstances of the Secretary’s issuance of the new form do not inspire confidence in
his assurances regarding the likelihood of recurrence—he issued that new form on the same day
as the parties’ final merits briefs were due before the district court, attaching the form as an
exhibit to his brief and only then presenting his mootness argument. This fact makes the
Secretary’s voluntary cessation appear less genuine.”); Northland Family Planning Clinic, Inc. v.
Cox, 487 F.3d 323, 342–43 (6th Cir. 2007) (“In this case, that burden is increased by the fact that
the voluntary cessation only appears to have occurred in response to the present litigation, which
shows a greater likelihood that it could be resumed.”). The University states that “before the
complaint was filed,” it was in the process of “review[ing] . . . the University’s website and
policies to ensure their consistency with principles of free speech.” There is no indication,
however, that the University was so much as considering changing the definitions as part of its
review. Without any indication that its review would have resulted in changing or removing the
definitions, the fact of the review does not buttress the legitimacy of the University’s actions.
Nor does it explain the expedient timing of the definition’s removal.
Significantly, the University continues to defend its use of the challenged definitions.
Although not dispositive, the Supreme Court has found whether the government “vigorously
defends the constitutionality of its . . . program” important to the mootness inquiry. Parents
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 14
Involved in Cmty. Sch. v. Seattle Sch. Dist. No. 1, 551 U.S. 701, 719 (2007). In its response to
Speech First’s motion for a preliminary injunction, the University argued that “[e]ven before the
University streamlined its definitions, the prohibition on harassing and bullying easily met
constitutional standards.” The University argued that the definitions were acceptable because
they were situated alongside definitions that were legal in nature and that the legal definitions
“set forth specific elements of the offenses.” Additionally, the University argued that the
Statement “specifically affirmed students’ free speech rights, including the right to ‘voic[e]
unpopular views and dissent,’” and therefore there was no way the definitions could “have
reasonably been understood as encroaching on students’ First Amendment prerogatives.” The
University contends that its arguments in response to the preliminary injunction motion are not
the same as defending the definition’s constitutionality. If those arguments do not constitute a
defense of its practices, we would be hard pressed to come up with anything that would.
In sum, the University has not put forth enough evidence to satisfy its burden to show
that its voluntary cessation makes it “absolutely clear that the allegedly wrongful behavior could
not reasonably be expected to recur.” Friends of the Earth, 528 U.S. at 189. Therefore, Speech
First’s claim challenging the definitions of bullying and harassing behavior is not moot.
In assessing Speech First’s likelihood of success on the merits, the district court did not
address the merits beyond what was necessary for determining mootness and standing. Although
we find that the district court was incorrect in its determination of Speech First’s standing to
challenge the Response Team and whether the challenge to the definitions of bullying and
harassing was moot, we will not resolve the ultimate question of Speech First’s likelihood of
success on the merits. Instead, we remand this case for the district court to consider in the first
instance Speech First’s likelihood of success in light of our findings here. Further, although we
review the district court’s findings on the likelihood of success de novo, we grant the district
court substantial deference in its weighing of the preliminary injunction factors. Therefore, we
decline Speech First’s invitation to instruct the district court to issue the preliminary injunction,
especially in light of the district court’s findings that the other three preliminary injunction
considerations weigh against granting the preliminary injunction. For a similar reason, we also
decline the dissent’s suggestion that we affirm the district court’s decision. Even if the other
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 15
three factors weigh against a preliminary injunction, the district court may still grant one if it
determines that, in light of our holding, Speech First does have a strong likelihood of success.
This is a distinct possibility because “when a party seeks a preliminary injunction on the basis of
a potential constitutional violation, likelihood of success on the merits will often be the
determinative factor.” Obama for Am. v. Husted, 697 F.3d 423, 436 (6th Cir. 2012).
III
For the foregoing reasons, we VACATE the judgment of the district court and
REMAND for further proceedings consistent with this opinion.
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 16
_________________
DISSENT
_________________
HELENE N. WHITE, Circuit Judge, dissenting. In seeking a preliminary injunction,
Speech First bears the burden of establishing a strong likelihood of prevailing, including on the
issue of standing. See Waskul v. Washtenaw Cty. Cmty. Mental Health, 900 F.3d 250, 255 n.3,
256 (6th Cir. 2018); id. at 259 (Stranch, J., concurring). Because Speech First failed to meet its
burden, and because the district court correctly found that the remaining preliminary-injunction
factors weigh against it, I would affirm the district court’s denial of a preliminary injunction.
Bias Response Team. There is no evidence in the record that any of the anonymous
students have had any interaction with the Response Team, that any outreach is imminent, or that
any such outreach would result in any “concrete harm.” See Laird v. Tatum, 408 U.S. 1, 13
(1972). The majority nevertheless concludes that Speech First “has standing”—by which it
presumably means that Speech First has established a strong likelihood of standing—to
challenge the Response Team because “the Response Team acts by way of implicit threat of
punishment and intimidation to quell speech,” based on the Response Team’s ability to make
referrals and the supposed implicit threat that an invitation to meet carries. (Maj. Op. at 7.) In
reaching this conclusion, the majority improperly places the evidentiary burden on the University
and disregards the evidence in the record.
The majority’s reliance on the ability of Response Team members to make referrals is
unavailing. As an initial matter, the evidence is unclear about whether the Response Team itself
refers any matters to the OSCR or police department. Evelyn Galvan, one of two Bias Incident
Prevention and Response Team Coordinators on the Response Team, submitted a declaration
stating:
If the reporter or I believe that the reported bias incident possibly constitutes a
violation of a law or the Statement of Student Rights and Responsibilities, I may
also discuss with the reporter the possibility of him or her making a report to the
Division of Public Safety and Security or filing a complaint with the [OSCR].
Although a [Bias Response Team (“BRT’)] member could serve as the
complainant in an OSCR proceeding, I am not aware of that ever happening.
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 17
Furthermore, BRT does not make an independent determination as to whether the
conduct constitutes a Statement violation, nor does it conduct any investigation to
make such a determination.
(R. 18-3, PID 388–89.) Although the district court did not discuss this argument in its opinion—
Speech First never fully developed the argument that the referral power establishes standing—its
recitation of the facts accepts the statements in Galvan’s declaration, and that determination has
not been shown to be clearly erroneous.
Further, as the majority acknowledges, even if the Response Team does refer matters to
the OSCR or police in appropriate circumstances (such as when a violation of the Statement or a
crime has occurred), it is not the Response Team that imposes any punishment for this violation
of the Statement or the law; rather, that is left to the independent determination of the OSCR or
the police. As Speech First acknowledged below, “[a]ny student, faculty member, or staff
member may submit a complaint to the [OSCR] alleging a violation of the Statement” (R. 4, PID
95), and anyone can likewise file a report with the police. Thus, even if Response Team
members did refer reported conduct to the OSCR or police, any member of the University
community was already able to do so. Regardless, because there is no evidence that a Response
Team member has or would refer a “bias incident” to the OSCR or police without that incident
constituting a violation of the Statement or a crime, the Response Team itself poses no threat of a
concrete harm.
The sole case the majority relies on to support its conclusion is readily distinguishable.
In Bantam Books, Inc. v. Sullivan, 372 U.S. 58 (1963), the Rhode Island Commission to
Encourage Morality in Youth sent dozens of notices to a publication distributor stating that
certain publications it distributed were inappropriate for sale to youths. Id. at 59–61. The
Supreme Court characterized the notices as “phrased virtually as orders, reasonably understood
to be such by the distributor,” which were “invariably followed up by police visitations, [and] in
fact stopped the circulation of the listed publications ex proprio vigore.” Id. at 68. The Court
thus concluded that the “record amply demonstrates that the Commission deliberately set about
to achieve the suppression of publications deemed ‘objectionable’ and succeeded in its aim”
through “a scheme of state censorship effectuated by extralegal sanctions.” Id. at 67, 72. The
distributor’s “compliance with the Commission’s directives was not voluntary” given that
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 18
“[p]eople do not lightly disregard public officers’ thinly veiled threats to institute criminal
proceedings against them if they do not come around.” Id. at 67–68. In contrast, as the district
court found, in this case “there is no evidence of any thinly veiled threat[]’ from the [Response
Team] to individuals reported to have engaged in ‘biased’ conduct.” (R. 25, PID 980 (first
alteration in original).)
The majority also relies on the mere invitation from a Response Team member to meet
with the subject of the report—an invitation that, based on the evidence, only rarely is extended
and is even more rarely accepted—reasoning that this could be threatening because the “referral
power lurks in the background of the invitation.” (Maj. Op. at 7.) The majority then speculates
that it is “possible” that “a student who knows that reported conduct might be referred to police
or OSCR could understand the invitation to carry the threat: ‘meet or we will refer your case.’”
(Id.) But the record to date only reflects that one student has ever accepted the invitation to
meet, strongly supporting an inference that students do not feel compelled to meet. Further,
although the majority acknowledges that actually “[a]ttending the meeting is voluntary,” the
majority claims that these facts do not matter because “the record is silent as to whether being
labeled ‘voluntary’ ameliorates any of these objectively implied threats.” (Id. at 8.) Rather than
rely on speculation and fault the University for the absence of evidence—even though Speech
First bears the burden on this question—the district court appropriately examined the evidence in
the record and correctly concluded that Speech First failed to meet its burden.
The evidence in the present matter similarly reflects no threats—direct,
subtle, or implied—from the BRT. . . . Speech First presents no evidence of any
communication from the BRT to an individual reported to have engaged in “bias”
or “biased conduct” conveying something different—more specifically, pressure
or an intimation that some form of punishment or adverse action will follow the
failure to accede [to] the BRT’s requests.
The evidence does not even reflect an instance where the BRT criticized
the speech of an individual who is reported to have engaged in biased conduct.
But even if the record reflected that the BRT had criticized an individual’s speech,
there would be no First Amendment violation “in the absence of some actual or
threatened imposition of governmental power or sanction.” Penthouse Int’l[, Ltd.
v. Meese, 939 F.2d 1011, 1015 (D.C. Cir. 1991)]. The Court agrees with defense
counsel’s assertion at the motion hearing that a university should be able to
address a student when his or her speech may offend or hurt other students
without running afoul of the First Amendment. As counsel stated:
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 19
That’s education. That’s what a professor should do. That’s
what the university should do when someone comes to a body
that’s created in order to promote respect and understanding on the
campus. Respect and understanding are not enemies of the First
Amendment. . . . Respect is a condition for effective speech.
Understanding is the goal of speech.
In short, Speech First fails to demonstrate that the BRT
poses a concrete or objective threat of harm to the First
Amendment rights of University students.
(R. 25, PID 981–83 (fourth alteration in original).)
The majority does not identify any clear error in the district court’s factual findings.
Based on those findings, I agree with the district court that Speech First failed to meet its burden
to establish a strong likelihood of establishing standing to challenge the Response Team.
“Harassment” and “Bullying” Definitions. The majority also concludes that Speech
First established a strong likelihood of establishing standing to challenge the Statement’s
definition of harassment and bullying. The University disputes that conclusion, relying primarily
on Morrison v. Board of Education of Boyd County, 521 F.3d 602 (6th Cir. 2008). I find
Morrison materially indistinguishable from this case.
In Morrison, a student who believed that homosexuality is a sin and that it was his
responsibility to speak out about it challenged his high school’s policy “prohibiting students
from making stigmatizing or insulting comments regarding another student’s sexual orientation.”
521 F.3d at 605. After the student filed a lawsuit, the school board changed the policy to permit
anti-homosexual speech unless it was “sufficiently severe or pervasive that it adversely affects a
student’s education or creates a climate of hostility or intimidation for that student, both from the
perspective of an objective educator and from the perspective of the student at whom the
harassment is directed.” Id. at 607. The majority found no standing to challenge the school
board’s initial policy—a conclusion that is more definitive than merely denying a preliminary
injunction for failure to establish a strong likelihood of standing:
The claim at stake here involves Morrison’s choice to chill his own speech based
on his perception that he would be disciplined for speaking. But whether he
would have been so punished, we can only speculate. The school district—again,
the actual defendant here—stated that its former discipline policy regarding
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 20
instances of harassment or discrimination “shall not be interpreted as applying to
speech otherwise protected under the state or federal constitutions where the
speech does not otherwise materially or substantially disrupt the educational
process.” The record is silent as to whether the school district threatened to
punish or would have punished Morrison for protected speech in violation of its
policy. Morrison asks us, essentially, to find a justiciable injury where his own
subjective apprehension counseled him to choose caution and where he
assumed—solely on the basis of the Board’s 2004-05 policies and without any
specific action by the Board—that were he to speak, punishment would result.
We decline to do so. Absent a concrete act on the part of the Board, Morrison’s
allegations fall squarely within the ambit of “subjective chill” that the Supreme
Court definitively rejected for standing purposes. Laird, 408 U.S. at 13, 92 S. Ct.
2318 (quotation marks omitted). Morrison cannot point to anything beyond his
own “subjective apprehension and a personal (self-imposed) unwillingness to
communicate,” ACLU [v. NSA, 493 F.3d 644, 662 (6th Cir. 2007)], and those
allegations of chill, without more, fail to substantiate an injury-in-fact for standing
purposes.
Id. at 610.1
Similarly, here, the Statement itself says that “[s]tudents at the University have the same
rights and protections under the Constitutions of the United States and the State of Michigan as
other citizens” and specifically notes that “[t]hese rights include freedom of expression, press,
religion, and assembly. The University has a long tradition of student activism and values
freedom of expression, which includes voicing unpopular views and dissent.” (R. 4-2, PID 126.)
And there is no evidence that the University has ever punished students who engaged in only
protected speech like the speech in which the anonymous students allegedly want to engage. The
Dean of Students submitted a lengthy declaration summarizing numerous groups, events, and
speakers at the University that expressed views similar to those allegedly held by Students A, B,
and C. “None of the students who have engaged in any of the speech or speech-related activities
described . . . have been subjected to any disciplinary action or any threat of disciplinary action.”
(R. 18-5, PID 452.) Director of OSCR, Erik Wessel, submitted a declaration stating that “no
student has ever been sanctioned under the harassing and bullying provision of the Statement for
expressing views like those held by Students A, B and C regarding such political or policy issues
1Judge Moore dissented and persuasively argued that the “policy itself amounted to a specific threat
regarding future harm and is sufficient to confer standing on” the student. 521 F.3d at 619 (Moore, J., dissenting).
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 21
as gun rights, illegal immigration, abortion, welfare, affirmative action, gender identity, or
gender equity.” (R. 18-8, PID 926.) “If a complaint were submitted that alleged that the
respondent had expressed views like those held by Students A, B and C, the complaint . . . would
be dismissed.” (Id.) “In sum, I can assure Students A, B and C that they are free to engage in
open and robust debate on any of the topics mentioned in the Complaint and to express any
opinions or beliefs they have on those subjects, no matter how unpopular or offensive those
opinions or beliefs may be, without any fear of a disciplinary proceeding.” (Id.)
Speech First submitted no contradictory evidence. Although the district court relied on
defense counsel’s representation at a hearing that the anti-harassment or anti-bullying provisions
have been enforced against sixteen students—one of the only facts cited by the majority—
defense counsel also made clear that the provisions were not enforced against protected speech
by itself, and that ten of the sixteen cases involved violence or threats of violence.
Speech First argues that Morrison is distinguishable, asserting that the majority opinion
in that case was grounded in the belief that no objective student could have thought that the
relevant policies would cover a student expressing his belief that homosexuality is a sin.
Nothing in the opinion supports this reading, however. Rather, the Morrison majority stated that
“a litigant alleging chill must still establish that a concrete harm—i.e., enforcement of a
challenged statute—occurred or is imminent”; relied on a portion of the policy, similar to
language in the Statement here, that the policy would not apply to speech otherwise protected by
the Constitution; noted that the record was silent about whether the school district would have
punished the student; and ultimately rejected the student’s challenge because it was made “solely
on the basis of the Board’s 2004-05 policies and without any specific action by the Board.”
Morrison, 521 F.3d at 610 (citation omitted).
The majority also believes Morrison is distinguishable because the plaintiff in Morrison
brought only an as-applied challenge, whereas Speech First raises a facial challenge. Speech
First did not make this argument, either below or on appeal. Further, the majority in Morrison
did not make this distinction. In fact, it rejected this majority’s apparent conclusion that the
overbreadth doctrine allows for a relaxed version of standing for those making facial challenges:
“the doctrine of overbreadth relies on a ‘chill’ theory to permit a litigant—who already has
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 22
standing by virtue of demonstrating a concrete harm—to challenge a rule that may only affect
others.” Id. (citing Midwest Media Prop., L.L.C. v. Symmes Township, 503 F.3d 456, 463 (6th
Cir. 2007); United Presbyterian Church in the U.S.A. v. Reagan, 738 F.2d 1375, 1379 (6th Cir.
1984)). And in formulating the framework for its analysis, the Morrison majority relied on cases
addressing facial challenges on overbreadth grounds. Our cases interpreting Morrison likewise
indicate that Morrison’s articulation of standing is not limited to as-applied challenges, as we
have cited Morrison and applied the standard from Morrison in determining whether a plaintiff
has standing to assert a facial challenge, including to a university’s policy. See Savage v. Gee,
665 F.3d 732, 741 (6th Cir. 2012); see also Fieger v. Mich. Supreme Court, 553 F.3d 955, 662–
64 (6th Cir. 2009) (discussing Morrison at length in determining whether the plaintiff had
standing to make a facial overbreadth challenge to professional-conduct rules). Accordingly, the
majority’s attempt to distinguish Morrison is unpersuasive.2
Speech First also relies on McGlone v. Bell, 681 F.3d 718, 731 (6th Cir. 2012). There,
the court discussed Morrison at length and concluded it was distinguishable because in McGlone
there were additional facts, beyond just a written policy, that resulted in an objective chill:
Here, the record is not “silent” as to a threat of punishment. McGlone is alleging
more than the apprehension based on a written policy. McGlone attempted to
seek a waiver of the fourteen-day notice requirement by speaking in the south
patio/plaza area of the campus. He was denied the waiver and was told that he
could only speak on the north patio. Furthermore, he was approached by a
campus police officer who threatened to arrest him for trespass if he did not stop
2The primary case the majority relies on is unhelpful, as the case did not conduct a standing analysis.
Rather, it made one mention of standing as follows: “The overbreadth doctrine provides an exception to the
traditional rules of standing and allows parties not yet affected by a statute to bring actions under the First
Amendment based on a belief that a certain statute is so broad as to ‘chill’ the exercise of free speech and
expression.” Dambrot v. Cent. Mich. Univ., 55 F.3d 1177, 1182 (6th Cir. 1995). We have since clarified that
“overbreadth creates an exception only to the prudential standing inquiry,” Prime Media, Inc. v. City of Brentwood,
485 F.3d 343, 350 (6th Cir. 2007), and reaffirmed that to raise a facial overbreadth challenge a party must establish
that a concrete harm beyond a mere subjective chill has either occurred or is imminent, see Savage, 665 F.3d at 740;
see also Phillips v. DeWine, 841 F.3d 405, 417 (6th Cir. 2016) (rejecting as “simply lack[ing] merit” plaintiffs’
argument that they have standing to challenge a law “as overbroad or facially invalid ‘even if [they] have not
themselves suffered or been threatened with actual injury’” because “this exception applies only to the prudential
standing doctrines, such as the prohibition on third-party standing, and not to those mandated by Article III itself,
such as the injury-in-fact requirement” (second alteration in original)). The other case the majority cites appears to
have misconstrued the quote in Dambrot as applying to Article III standing and suggests in dicta that a party has
Article III standing to make a facial challenge to a law simply by stating a belief that a law is so broad that it chills
expression. See Adult Video Ass'n v. U.S. Dep't of Justice, 71 F.3d 563, 566–67 (6th Cir. 1995).
No. 18-1917 Speech First, Inc. v. Schlissel, et al. Page 23
speaking and leave the campus. Appellees also sent a letter to McGlone notifying
him that he would not be allowed on campus if he did not first obtain permission.
We hold that McGlone has suffered an injury in fact that is concrete and
particular. He was not allowed to speak on campus and was not afforded a
waiver. His First Amendment rights have also been objectively chilled by the
threat of arrest. The injury is actual, as it already occurred and will imminently
occur again if he violates the policy.
Id. (emphasis added). Thus, the court in McGlone held that the plaintiff had standing to
challenge the relevant policy, both on its face and as applied. Unlike McGlone, all that Speech
First and the majority can point to are allegations that students feel subjectively chilled and
sixteen incidents that did not involve these anonymous students or protected speech resembling
what these students allegedly want to say. On this record and applying this court’s precedents,
Speech First did not meet its burden to establish a strong likelihood of standing.
Denial of the Preliminary Injunction. The majority declines Speech First’s invitation to
grant a preliminary injunction, recognizing that such relief would be unjustified given the district
court’s findings that the other three preliminary-injunction considerations weigh against granting
a preliminary injunction. This is ample reason to affirm the district court’s discretionary
determination even assuming that its standing and mootness determinations were erroneous.
Although, as the majority notes, we have previously explained that “when a party seeks a
preliminary injunction on the basis of a potential constitutional violation, likelihood of success
on the merits will often be the determinative factor,” Obama for Am. v. Husted, 697 F.3d 423,
436 (6th Cir. 2012), here there is no threat of current harm from the challenged definitions
because they are not in effect. Accordingly, at least as to the challenged definitions, there is no
reason to presume that there will be irreparable injury, substantial harm to others, or that the
public interest would be served by the issuance of the injunction because all that is alleged is a
past constitutional injury. See Gale v. O’Donohue, 751 F. App’x 876, 885 (6th Cir. 2018).
I would affirm the district court’s denial of Speech First’s motion for preliminary
injunction.