Filed 9/24/19
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIRST APPELLATE DISTRICT
DIVISION FIVE
DANIEL ORTEGA,
Petitioner,
v.
THE SUPERIOR COURT OF CONTRA A156464
COSTA COUNTY,
(Contra Costa County
Respondent; Super. Ct. No. 51706514)
THE PEOPLE,
Real Party in Interest.
Daniel Ortega (petitioner) seeks a writ of prohibition from an order denying his
motion to set aside the murder count in the indictment filed against him and two co-
defendants. (Pen. Code, § 995.)1 He contends he was indicted on less than probable
cause because the grand jury heard evidence and received instructions on two theories of
murder that were subsequently invalidated under Senate Bill 1437. (Stats. 2018, ch.
1015, §§ 1–3.) We conclude that because the evidence and instructions supported
petitioner’s indictment on a still-valid theory of murder, the motion under section 995
was properly denied.
I. BACKGROUND
As relevant here, the evidence presented to the grand jury was as follows:
On the night of November 11–12, 2016, petitioner went with Dena Herrera to the
Capri Club bar in El Sobrante, driving petitioner’s car. Also present in the bar were
1
Unless otherwise noted, further statutory references are to the Penal Code.
1
co-defendants Daniel Porter-Kelly and Ray Gonzalez Simons, both of whom petitioner
knew. Surveillance cameras showed that Simons told petitioner something to the effect
of, “Hey, you know what? I just bought a little-ass pistol and I am going to put
(unintelligible) in this mother fucker.” Later, victim William Sims walked into the bar.
After the bartender announced last call, petitioner went out the back door of the
bar to a patio with Simons and Herrera. Sims and Porter-Kelly remained inside, and
when Sims hugged a woman in the bar, Porter-Kelly said, “Fuck that nigger.”2 He also
said, “That nigger is trippin’ ” and “Oh, he’s pimpin.’ ” Porter-Kelly left through the
back door and Sims followed.
Herrera began talking to Sims, with whom she had had a friendly conversation in
the bar, and Porter-Kelly walked over to them. Sims extended his hand for Porter-Kelly
to shake, but Porter-Kelly gave him a dirty look and refused. Petitioner walked over and
reluctantly shook Sims’s hand at Herrera’s insistence. Simons approached and asked
Sims if he wanted to buy some cocaine, to which Sims replied that he only had one
dollar. Simons told him they would see what they could do and all four men walked to a
different area of the patio.
Petitioner dropped his cell phone and punched Sims in the face.3 Sims was
knocked to the ground and Herrera saw petitioner, Porter-Kelly and Simons kick and
punch him all over. Herrera tried to stop the beating, but petitioner told her not to
interfere. She then tried to leave before the beating was over, by driving away in
petitioner’s car.
Herrera started the car and started backing slowly down the driveway next to the
bar. Petitioner ran up to the car, sat down in the front passenger seat, and said, “Bitch,
drive.” Simons then came up to the car with a wallet in his hands and said, “There’s
2
Sims was African-American. Petitioner and co-defendants are not.
3
According to a statement given by petitioner to police, Sims “aggressively
approached” petitioner after walking away from a verbal argument with Porter-Kelly.
Sims was 5’ 6” and weighed 140-160 pounds; Porter-Kelly was between 6’ and 6’ 2” and
weighed 290 pounds; Simons was about the same height as Porter-Kelly.
2
nothing in here but a dollar and some swipers” (meaning credit cards). Petitioner told
him he needed to get rid of the wallet and Simons entered the car and sat in the back
passenger side seat.
Herrera finished backing the car down the driveway and when she pulled into the
street in front of the bar, Sims ran up and put his hands on the car. He yelled something
but Herrera could not recall what he said. Simons fired two shots. Herrera drove away
and petitioner told her, “I know you are going to snitch, bitch.” Simons said she
wouldn’t tell because they knew where her family lived.
Sims was fatally shot in the head. The injuries from the beating he received at the
hands of petitioner and co-defendants were consistent with a “pistol-whipping,” and were
severe enough that had he not been shot, they could have been fatal. Sims may also have
survived the beating had he not been shot—the coroner who conducted the autopsy could
not tell.
Based on this evidence, the prosecutor gave written instructions to the grand jury
on aiding and abetting, aiding and abetting under a natural and probable consequences
theory, and the felony murder rule, as well as the general principles of homicide, murder
with malice aforethought, robbery, and assault with force likely to produce great bodily
injury. He also read these instructions verbally.
On April 17, 2017, the grand jury returned an indictment accusing petitioner of
murder, second degree robbery and assault by means of force likely to produce great
bodily injury. (§§ 187, subd. (a), 211, 245, subd. (a)(4).) The grand jury rejected a hate
crime allegation (§ 422.75, subd. (b)) and special circumstance allegations that the victim
had been killed because of his race and pursuant to a felony murder. (§ 190.2, subds.
(a)(16), (a)(17).) Co-defendant Porter-Kelly was indicted on the same charges.
Co-defendant Simons was also indicted on the same charges, and was additionally
indicted for one count of possession of a firearm by a felon (§ 29800, subdivision (a)(1)),
for firearm enhancements in connection with the murder and robbery counts (§ 12022.53,
subds. (b)–(e)), for a felony-murder (robbery) special circumstance in connection with
the murder count (§ 190.2, subdivision (a)(17)), and for suffering a prior serious and/or
3
violent felony conviction within the meaning of the three strikes law and the prior serious
felony enhancement provision (§ 667, subd. (a)(1), (d)–(e), 1170.12).
On September 30, 2018, the governor signed Senate Bill 1437, effective January 1,
2019. Petitioner moved to set aside the indictment on multiple grounds, including that he
had been indicted under the natural and probable consequences doctrine or the felony-
murder rule, which were now-invalid theories of murder absent certain findings not made
by the grand jury. (§ 995.)
The court denied the motion, finding the evidence sufficient to entertain a strong
suspicion that petitioner specifically intended to aid in the murder of Sims by
coordinating ahead of time with Simons, by participating in the potentially fatal beating,
and by assisting Simons in fleeing after the fatal shot was fired but before Sims actually
died. The court noted the grand jury had received instructions on direct aiding and
abetting. Petitioner timely sought a writ of prohibition under section 999a and has
demonstrated the availability of review under section 1510.
II. DISCUSSION
A. General Principles and Standard of Review
The prosecution may initiate felony criminal charges against a defendant either by
filing a complaint before a magistrate and holding a preliminary hearing or by securing a
grand jury indictment. (Cal. Const., art. I, § 14; § 737–740, 889, 939.8, 949.) Both types
of proceedings are designed to determine whether sufficient evidence has been presented
to hold a defendant to answer on a criminal complaint. (Stark v. Superior Court (2011)
52 Cal.4th 368, 406 (Stark); Cummiskey v. Superior Court (1992) 3 Cal.4th 1018, 1027
(Cummiskey).) The standard of proof is probable cause, which is a less stringent standard
than the burden of proof beyond a reasonable doubt standard at trial. (Cummiskey at
pp. 1027–1029; People v. Casillas (2001) 92 Cal.App.4th 171, 178.) Probable cause
means “ ‘such a state of facts as would lead a [person] of ordinary caution or prudence to
believe, and conscientiously entertain a strong suspicion of the guilt of the
accused. . . .[P]robable cause may exist although there may be some room for doubt.’ ”
(Garcia v. Superior Court (2009) 177 Cal.App.4th 803, 818, quoting Cummiskey, at
4
p. 1029.) In assessing the sufficiency of a showing of probable case, we ask whether “ ‘a
public offense has been committed, and there is sufficient cause to believe the defendant
guilty thereof.’ ” (Cummiskey, at pp. 1026–1027.)
When the prosecution elects to proceed by indictment, “it is the grand jury’s
function to determine whether probable cause exists to accuse a defendant of a particular
crime. In other words, the grand jury serves as part of the charging process of a criminal
procedure, not the adjudicative process that is the province of the courts or trial jury.”
(Cummiskey, supra, 3 Cal.4th at p. 1026.) “[A] defendant has a due process right not to
be indicted in the absence of a determination of probable cause by a grand jury acting
independently and impartially in its protective role.” (People v. Superior Court
(Mouchaorab) (2000) 78 Cal.App.4th 403, 424; see also People v. Backus (1979) 23
Cal.3d 360, 392–393.)
Section 995, subdivision (a)(1) permits the court to set aside an indictment “(A)
Where it is not found, endorsed, and presented as prescribed in this code” or “(B) . . . the
defendant has been indicted without reasonable or probable case.” Although the
prosecution does not have the duty to instruct a grand jury on the law in the same manner
that a trial judge must instruct a petit jury (Cummiskey, supra, 3 Cal.4th at
p. 1034), a claim that the grand jury was misinstructed “may be tantamount to a claim
that, as instructed, the [grand] jury may have indicted [the defendant] on less than
reasonable or probable cause.” (Id. at p. 1022, fn. 1; People v. Gnass (2002) 101
Cal.App.4th 1271, 1310 & 1314.) A motion to set aside the indictment under section 995
accordingly may be based on a claim that the grand jury was not given correct
instructions on the burden of proof (Cummiskey at p. 1022, fn. 1) or that the instructions
given omitted or misstated an essential element of the offense charged (Stark, supra, 52
Cal.4th 407; Gnass at pp. 1310–1314).
If the motion is denied, the defendant may seek review via a writ of prohibition.
(§ 999a.) On review, we consider whether substantial evidence supports the decision of
the grand jury in holding the defendant to answer the charges. (People v. Davis (2010)
184 Cal.App.4th 305, 311.) All presumptions are in support of that decision. (Ibid.)
5
“ ‘[A]n indictment will not be set aside if there is some rational ground for assuming the
probability that an offense has been committed and the accused is guilty of it.’ ” (People
v. Pic’l (1982) 31 Cal.3d 731, 737.)
B. Senate Bill 1437
Petitioner and his co-defendants were indicted in 2017. At that time, there were
three ways in which a person could be convicted of murder based on a killing committed
by another person under aiding and abetting principles. First, he or she might be
convicted under a direct aiding and abetting theory. (People v. McCoy (2001) 25 Cal.4th
1111, 1118 (McCoy); see also People v. Chiu (2014) 59 Cal.4th 155, 158, 166–167
(Chiu).)4 “ ‘Second, under the natural and probable consequences doctrine, an aider and
abettor [was] guilty not only of the intended crime, but also “for any other offense that
was a ‘natural and probable consequence’ of the crime aided and abetted.” ’ ” (Chiu at
p. 158.) Third, “ ‘ “[u]nder the felony-murder doctrine, when the defendant or an
accomplice kill[ed] someone during the commission, or attempted commission, of an
inherently dangerous felony, the defendant [was] liable for either first or second degree
murder, depending on the felony committed. If the felony is listed in section 189, the
murder [was] of the first degree; if not, the murder [was] of the second degree.” ’ ”
(People v. Powell (2018) 5 Cal.5th 921, 942.) A person who aided and abetted in the
commission of the underlying felony could be liable for a felony murder committed by a
cohort, at least when there was a logical nexus between the felony and the act resulting in
death. (People v. Cavitt (2004) 33 Cal.4th 187, 196–206.)
While this case was awaiting trial, Senate Bill 1437 was signed into law, effective
January 1, 2019, to “amend the felony murder rule and the natural and probable
consequences doctrine, as it relates to murder, to ensure that murder liability is not
4
When a conviction is based on this type of “direct” aiding and abetting, the degree
of the murder will be dependent on the defendant’s own personal mental state, and may
be either greater or lesser than the degree of the murder committed by the perpetrator.
(McCoy, supra, 25 Cal.4th at p. 1122; People v. Loza (2012) 207 Cal.App.4th 332,
351–352.)
6
imposed on a person who is not the actual killer, did not act with the intent to kill, or was
not a major participant in the underlying felony who acted with reckless indifference to
human life.” (Stats. 2018, ch. 1015, § 1, subd. (f).) “Senate Bill 1437 accomplishes this
by amending section 188, which defines malice, and section 189, which defines the
degrees of murder, and as now amended, addresses felony murder liability.” (People v.
Martinez (2019) 31 Cal.App.5th 719, 723 (Martinez).) The changes to these subdivisions
appear to eliminate the second degree felony-murder rule in addition to limiting the first
degree felony-murder rule. (In re White (2019) 34 Cal.App.5th 933, 937, fn. 2; People v.
Frandsen (2019) 33 Cal.App.5th 1126, 1142, fn. 3.)
Senate Bill 1437 added section 188, subdivision (a)(3), which provides, “Except as
stated in subdivision (e) of Section 189, in order to be convicted of murder, a principal in
a crime shall act with malice aforethought. Malice shall not be imputed to a person based
solely on his or her participation in a crime.” Express malice is defined in section 188,
subdivision (a)(1) as “a deliberate intention to unlawfully take away the life of a fellow
creature.” Implied malice is defined under section 188, subdivision (a)(2) as existing
“when no considerable provocation appears, or when the circumstances attending the
killing show an abandoned and malignant heart.” This definition of implied malice,
which is “quite vague,” has been judicially construed to have “ ‘both a physical and a
mental component. The physical component is satisfied by the performance of “an act,
the natural consequences of which are dangerous to life.” [Citation.] The mental
component is the requirement that the defendant “knows that his conduct endangers the
life of another and . . . acts with a conscious disregard for life.” ’ ” (People v. Chun
(2009) 45 Cal.4th 1172, 1181.)
Senate Bill 1437 also amends section 189 to add subdivision (e), which provides,
“A participant in the perpetration or attempted perpetration of a felony listed in
subdivision (a) in which a death occurs is liable for murder only if one of the following is
proven: [¶] (1) The person was the actual killer. [¶] (2) The person was not the actual
killer, but, with the intent to kill, aided, abetted, counseled, commanded, induced,
solicited, requested, or assisted the actual killer in the commission of murder in the first
7
degree. [¶] (3) The person was a major participant in the underlying felony and acted
with reckless indifference to human life, as described in subdivision (d) of Section 190.2.”
(Italics added.)5
C. Analysis
Sims was killed by a gunshot wound that the evidence shows was inflicted by co-
defendant Simons. There is no evidence that petitioner fired the fatal bullet. Petitioner
argues that even though the grand jury was properly instructed on the natural and
probable consequences doctrine and the felony murder rule as those doctrines existed at
the time, after Senate Bill 1437 he could no longer be convicted of murder under those
theories. He contends that the People relied on these now-invalid theories in their
instructions and arguments before the grand jury, and that because the grand jury likely
relied on one or both of these theories, there was no probable cause to support the
indictment. Petitioner further argues that in denying the motion under section 995, the
court erroneously reweighed the evidence and upheld the indictment based on a theory of
direct aiding and abetting that was not presented to or considered by the grand jury. We
disagree.
We begin by noting that the evidence presented to the grand jury was sufficient to
support a finding of probable cause to believe petitioner committed murder based on the
still-valid theory of direct aiding and abetting as well as a finding he personally acted
with malice aforethought. He participated in a potentially fatal beating of Sims shortly
before Sims was shot by Simons, knowing Simons was carrying a gun. Although
petitioner was free to argue that he only harbored an intent to assault Sims and to assist
Simons and Porter-Kelly in that assault, a reasonable trier of fact could conclude that
given the extent of the injuries to Sims, petitioner intended the attack to be fatal or knew
5
Senate Bill 1437 also created section 1170.95, which establishes a procedure for
defendants convicted of felony murder or murder under a natural and probable
consequences theory to petition for relief under the new law. That provision is not at
issue here as petitioner has not been convicted of any crime. (See People v. Anthony
(2019) 32 Cal.App.5th 1102, 1147 (Anthony).)
8
his conduct and that of his cohorts was dangerous to human life and committed in
conscious disregard of human life. (People v. Johnson (2016) 243 Cal.App.4th 1247,
1287 [defendants could have been convicted on theory they aided and abetted an
attempted robbery in which the direct perpetrators acted with implied malice]; People v.
Guillen (2014) 227 Cal.App.4th 934, 982–998 [each defendant’s participation in group
attack on incarcerated child molester sufficient to prove he acted with implied malice];
People v. Woods (1991) 226 Cal.App.3d 1037, 1047–1048 [sufficient evidence to support
second degree murder conviction based on gang-related group attack].) Had Simons shot
Sims during the beating itself, we would have no difficulty concluding that petitioner was
potentially liable for his murder as a direct aider and abettor or that sufficient evidence
was presented to supply probable case that he personally harbored malice aforethought;
the result is not different, as a matter of law, simply because Simons pulled the trigger
when he was fleeing the scene in petitioner’s car a few minutes later, rather than during
the attack itself.
Not only was the evidence sufficient to establish probable cause that petitioner
personally harbored malice and was guilty of murder under a direct aiding and abetting
theory, the grand jury was instructed on those principles. It was given modified versions
of CALCRIM No. 400 [Aiding and Abetting: General Principles]; No. 401 [Aiding and
Abetting: Intended Crimes]; No. 500 [Homicide: General Principles]; No. 520 [Murder
with Malice Aforethought (Pen. Code, § 187)]. Although the prosecutor argued the
natural and probable consequences theory and the felony murder rule, he also told the
grand jury about aiding and abetting generally: “As far as how other individuals can be
held responsible for the actions of others, the law that I read to you talks about a couple
of principles. One is aiding and abetting. And again, if there’s any discrepancy from
what I say and the law that I have read to you, the law that I read to you is what governs.
But under aiding and abetting, someone who assists someone in a crime is guilty of that
crime as well. The classic example is bank robbery. Obviously, this isn’t a bank
robbery. But a Grand Jury could indict someone if there’s a group of people that all get
together to do a bank robbery. One person is the lookout, one person is the driver, one
9
person goes in and actually robs the bank. One person actually does it. All three can be
found guilty of being indicted under the aiding and abetting theory. They assisted in the
crime itself. That’s aiding and abetting.”
An indictment must be supported by probable cause, namely, “ ‘ “such a state of
facts as would lead a [person] of ordinary caution or prudence to believe, and
conscientiously entertain a strong suspicion of the guilt of the accused.” (Cummiskey,
supra, 3 Cal.4th at p. 1029.) At the time the grand jury returned the indictment for
murder against petitioner, there was ample probable cause to support this charge under
each of the theories presented to the grand jury: direct aiding and abetting, the natural and
probable consequences doctrine and the felony murder rule. However, the law changed
in the interim. The parties do not appear to dispute that Senate Bill 1437 applies to this
case going forward.6 (Anthony, supra, 32 Cal.App.5th at p. 1147.) Petitioner argues that
due to the change in the law, probable cause no longer supports the indictment, because
he may have been charged under what are now invalid theories of murder under the
natural and probable consequences doctrine and felony murder rule.
If the only evidence presented to the grand jury showed guilt under a now-invalid
theory, or if the grand jury had been instructed exclusively on a now-invalid theory, we
would agree with petitioner that the indictment was not supported by probable cause. In
a case where the evidence was limited to the invalid theory, there would be no probable
cause to believe that appellant had committed an act that qualified as murder. And, in the
6
The decision in In re Estrada (1965) 63 Cal.2d 740, 744 “stands for the
proposition that, in the absence of a savings clause or some other indication of legislative
intent to the contrary, when a criminal statute is amended to reduce the possible
punishment for a prohibited act, the defendant in any case not yet final is entitled to the
benefit of the lower punishment.” (Henry v. Municipal Court (1985) 171 Cal.App.3d
721, 724.) Although courts have held that aiders and abettors who have been convicted
of murder under the natural and probable consequences doctrine or felony murder rule
must seek relief under section 1170.95 rather than raising the issue on direct appeal
(Martinez, supra, 31 Cal.App.5th at pp. 727–728), application of Senate Bill 1437 to
petitioner’s case, which has not yet been tried, means that the case submitted to the petit
jury—the instructions given, the argument made by the prosecutor, the evidence
presented—must conform with the amendments.
10
absence of instructions on a valid theory, it would be impossible to assume the grand jury
found probable cause that murder had been committed even if evidence supporting the
charge had been submitted. (Cf. Gnass, supra 101 Cal.App.4th at p. 1309 [indictment
should have been set aside when grand jury not instructed on essential elements of
offense].)
Here, however, the evidence was sufficient to support a finding of probable cause
under the still-valid theory of direct aiding and abetting with malice. It also received
instructions on that theory. Murder is a single charge even if it can be based on distinct
legal theories, and an accusatory pleading need not specify the theory of murder on which
the prosecution intends to rely. (See People v. Sattiewhite (2014) 59 Cal.4th 446, 479;
People v. Benavides (2005) 35 Cal.4th 69, 101; People v. Davis (1995) 10 Cal.4th 463,
514; People v. Santamaria (1994) 8 Cal.4th 903, 918–919; People v. Hughes (2002) 27
Cal.4th 287, 369–370.) “[A]n accused is given sufficient notice of the theory by the
evidence adduced in the preliminary examination (or the grand jury proceedings if the
People proceed by way of indictment).” (People v. Gurule (2002) 28 Cal.4th 557, 629
Here, petitioner knew he was being charged with murder, and he would be given
sufficient notice of any type of murder shown by the evidence, argued by the prosecutor
and instructed upon. While “[a]n indictment or accusation cannot be amended so as to
change the offense charged” (§ 1009; Owen v. Superior Court (1976) 54 Cal.App.3d 928,
932), here the limitation of permissible murder theories going forward does not “change”
the offense charged or otherwise purport to amend the indictment.
We note that if this were a case in which petitioner was charged by information,
the prosecution would be entitled to file an information alleging “any offense or offenses
shown by the evidence taken before the magistrate to have been committed” even if not
found by the magistrate, so long as those offenses arose out of the same transaction which
was a basis for a commitment. (§ 739; People v. Jurado (1992) 4 Cal.App.4th 1217,
1225–1226; People v. Bartlett (1967) 256 Cal.App.2d 787, 790–791.) The prosecution
would also be entitled to seek an amendment so long as it did not “charge an offense not
shown by the evidence taken at the preliminary examination.” (§ 1009.) Thus, in
11
assessing whether an information could assert a murder charge when the only theories
that were applicable were direct aiding and abetting with malice, we would simply ask
whether murder under that theory, whether found by the magistrate to have been
committed or not, was shown by the evidence and was part of the same transaction as an
offense charged in the original criminal complaint. A different rule should not apply
when the defendant is committed by indictment, at least when a murder charge does not
“change the offense” under section 1009.
We find some guidance in People v. Caffero (1989) 207 Cal.App.3d 678
(Caffero), in which the People appealed from an order granting the section 995 motion of
two parents who had been charged with second degree murder and felony child abuse
after their infant daughter died of an E. coli infection. The court agreed with the trial
court that felony child abuse was not inherently dangerous to human life as was necessary
for second-degree felony murder. (Id. at p. 681.) It then went on to consider whether
there was sufficient evidence that the parents had acted with implied malice aforethought,
and could be bound over for second degree murder under an implied-malice theory. (Id.
at pp. 684–685.) Finding no evidence that the parents, though negligent, were aware that
their failure to maintain good hygiene and seek timely medical care endangered their
daughter’s life, the court affirmed the order setting aside the information. (Id. at p. 686.)
Though Caffero came to the court of appeal in a different procedural posture
(appeal from an order granting a section 995 motion setting aside the information), it is
illustrative. The evidence presented at the preliminary hearing in that case supported a
theory of murder that was legally invalid; the court went on to consider whether the
evidence nevertheless supported a valid theory of murder. Because the evidence did not
support such a theory, the section 995 motion was properly granted as to the murder
charge. Implicit in the court’s opinion is the assumption that if the evidence had
supported a valid theory of murder, the case could have proceeded to a jury trial on that
charge.
Moreover, petitioner assumes that under Senate Bill 1437, he cannot under any
circumstances be convicted as an aider and abettor under either the natural and probable
12
consequences doctrine or the felony murder rule. But under the new law, an aider and
abettor can still be convicted of first degree murder under a felony murder theory if the
jury finds he was a major participant in an underlying robbery and acted with a reckless
indifference to human life (§ 189, subd. (e)(3)). Petitioner suggests the grand jury
specifically found he did not fall into this category when it rejected a special
circumstance allegation under section 190.2, subdivision (a)(17), which required both
elements. The instructions, however, allowed the grand jury to find the special
circumstance true only if “the defendant’s participation in the [robbery] began before or
during the killing.” The rejection of the special circumstance allegation may have been
based on a failure to prove this element, rather than a failure to prove petitioner was a
major participant or acted with reckless indifference to human life.
The evidence suggested that Simons first showed petitioner the victim’s wallet
when he approached petitioner’s car, that the fatal shot was fired moments later, and that
petitioner then fled the scene in his car with Herrera and Simons. The grand jury was
instructed, “The crime of robbery continues until the perpetrators have actually reached a
place of temporary safety.” They might have concluded that while petitioner aided and
abetted an ongoing robbery because Simons had not yet reached a place of temporary
safety, his involvement in that crime did not begin until after the killing. We cannot say
the grand jury necessarily found petitioner was not a major participant in the robbery and
did not act with reckless indifference to human life, such that the issue should be
precluded from being considered by the jury.
Petitioner relies on a line of cases holding that when the petit jury has been
instructed on several theories of liability, and one of those theories is invalid, reversal is
required absent a showing in the record that the error was harmless. (People v. Guiton
(1993) 4 Cal.4th 1116, 1129; see People v. Aledamat (2019)___Cal.5th___ [2019 WL
4009139].) He also relies on In re Loza (2018) 27 Cal.App.5th 797, 799, 801, in which
the court granted the defendant’s post-conviction petition for a writ of habeas corpus and
reversed his first-degree murder conviction because it could not conclude beyond a
reasonable doubt that the jury relied on a valid theory for first degree murder after the
13
Supreme Court held a defendant could not be convicted of that crime based on a natural
and probable consequences theory. (See Chiu, supra, 59 Cal.4th at p. 168.) These
authorities are inapposite because they involve a challenge to a conviction, at which the
burden of proof—beyond a reasonable doubt—was much higher than the probable cause
required to be shown for an indictment by the grand jury. (See People v. Leon (2015) 61
Cal.4th 569, 596–597.) Petitioner has not been convicted, and what is at stake here is
whether there is sufficient evidence to allow a factfinder to hear the charges against him.
Any petit jury who hears petitioner’s case may not be instructed on now-invalid theories
of murder, but the enactment of Senate Bill 1437 does not mean that petitioner was
indicted for that crime without probable cause.
III. DISPOSITION
The petition for writ of prohibition is denied.
14
NEEDHAM, J.
We concur.
JONES, P.J.
SIMONS, J.
Ortega v. Superior Court / A156464
15
A156464 / Ortega v. Superior Court
Trial Court: Superior Court of Contra Costa
Trial Judge: Honorable Theresa Canepa,
Counsel: Martinez Law Office, Martin James Martinez; Duane Morris, Michael
Louis Fox; Elizabeth K. Barker and Zachary Nathan Linowitz, Deputy Public Defenders
for Petitioner and Appellant.
No appearance for Respondent.
Xavier Becerra, Attorney General; Gerald A. Engler and Jeffrey M. Laurence,
Assistant Attorneys General; Eric D. Share and Elizabeth W. Hereford, Deputy Attorneys
General for Real Party in Interest.
16