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NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
JAMES ALLEN DAVIS :
:
Appellant : No. 1319 MDA 2018
Appeal from the Judgment of Sentence Entered July 18, 2018
In the Court of Common Pleas of Lackawanna County Criminal Division at
No(s): CP-35-CR-0001537-2015,
CP-35-CR-0001543-2015, CP-35-CR-0002227-2015
BEFORE: SHOGAN, J., DUBOW, J., and PELLEGRINI, J.*
MEMORANDUM BY DUBOW, J.: FILED SEPTEMBER 25, 2019
Appellant, James Allen Davis, appeals from the July 18, 2018 Judgment
of Sentence entered in the Lackawanna County Court of Common Pleas
(“CCP”). On appeal, Appellant challenges the trial court’s Order denying his
presentence Motion to Withdraw Guilty Plea. Due to a possible breakdown in
the operations of the Lackawanna CCP clerk’s office that could lead to quashal
of this appeal, we remand to the trial court for a hearing.
The relevant facts and procedural history are, briefly, as follows. On
November 5, 2015, Appellant entered three guilty pleas: at Docket No. 1537-
2015 to one count of DUI—Controlled Substance,1 second offense; at Docket
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1 75 Pa.C.S. § 3802(d)(2).
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* Retired Senior Judge assigned to the Superior Court.
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No. 1543-2015, one count of DUI—Controlled Substance, third offense; 2 and,
at Docket No. 2227-2015, one count each of DUI—Controlled Substance,
fourth offense, and Retail Theft.3, 4 On February 3, 2016, the trial court
sentenced Appellant on all three dockets to an aggregate term of 45 days’ to
five years’ incarceration for his DUI and Retail Theft Convictions.5 Appellant
did not file timely direct appeals from his Judgments of Sentence.
Appellant sought PCRA relief, which resulted in, inter alia, the PCRA
court, on April 27, 2018 vacating Appellant’s Judgments of Sentence for his
DUI convictions. The court ordered Appellant to arrange for the completion
of a drug and alcohol assessment, and indicated that it would schedule a
resentencing hearing within 30 days of its Order.
On July 11, 2018, Appellant filed a presentence Motion to Withdraw
Guilty Plea. One week later, on July 18, 2018, the court denied Appellant’s
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2 75 Pa.C.S. § 3802(d)(1).
3 75 P.S. § 3802(d)(2) and 18 Pa.C.S. § 3929(a)(1), respectively.
4 On November 20, 2015, at Docket Number 1890-2014, he entered a guilty
plea to one count of Conspiracy to Commit Theft, 18 Pa.C.S. § 903, arising
from an unrelated crime.
5 Specifically, the court sentenced Appellant at Docket Number 1537-2015 to
a term of one to five years’ incarceration, at Docket Number 1543-2015 to a
concurrent term of 90 days to five years’ incarceration, and at Docket Number
2227-2015 to a concurrent term of one to five years’ incarceration for his DUI
conviction and a concurrent term of 45 to 90 days’ incarceration for his Retail
Theft conviction, followed by one year of special probation for his unrelated
Conspiracy conviction.
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Motion and conducted Appellant’s resentencing hearing, after which it
resentenced Appellant to an aggregate term of one to five years’ incarceration.
Appellant timely appealed. Both Appellant and the trial court complied
with Pa.R.A.P. 1925.
Appellant raises the following issue on appeal:
[] Did the lower court abuse its discretion in denying [Appellant’s]
pre-sentence [M]otion to [W]ithdraw his guilty plea?
Appellant’s Brief at 2. For the following reasons, however, we do not address
this claim.
Appellant timely filed a Notice of Appeal that identifies three trial court
docket numbers. In Commonwealth v. Walker, 185 A.3d 969 (Pa. 2018),
the Pennsylvania Supreme Court held that “when a single order resolves
issues arising on more than one lower court docket, separate notices of appeal
must be filed.” Walker, 185 A.3d at 977 (citing the Official Note of Appellate
Procedure 341(a)). This is a bright-line, mandatory instruction. Id. at 976-
77; Commonwealth v. Nichols, 208 A.3d 1087, 1090 (Pa. Super 2019)
(quashing appeal from single order denying PCRA relief where appellant filed
a notice of appeal containing three trial court docket numbers); C.T.E. v.
D.S.E., 2019 WL 3369078 (Pa. Super. filed July 26, 2019) (reiterating the
“bright-line” rule requiring practitioners to file separate notices of appeal).
The case caption on Appellant’s Notice of Appeal includes Docket
Number 1537-2015 typewritten and Docket Numbers 2543-2015 and 2227-
2015 handwritten below. The Lackawanna County Clerk forwarded a single
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Notice of Appeal to the Prothonotary of this Court,6 which in turn issued a
Docketing Statement identifying only one of Appellant’s three criminal
dockets, 1537-2005. Appellant then completed and returned this Docketing
Statement without correction. Docketing Statement, 8/14/18.
In August 2018, this Court issued a Rule to show cause why the appeal
should not be quashed pursuant to Walker. Order, 8/17/18. Appellant timely
responded, alleging that he had attempted to file a Notice of Appeal at each
docket, but was advised by the clerk of the Lackawanna CCP that only one
Notice of Appeal with all three docket numbers was required. Appellant’s
Response, 8/23/18. We subsequently discharged the Rule to show case, and
referred the Walker issue to the merits panel. Order, 8/28/18.
Appellant’s representations to this Court in response to our Rule to show
cause indicate that the filing clerk may have given Appellant’s counsel
incorrect advice about the filing of the Notices of Appeal. If so, there may
have been an administrative breakdown, and Appellant would be entitled to
nunc pro tunc relief. Accordingly, we remand for the trial court to hold a
hearing within 30 days to determine if such a breakdown occurred. If the
court concludes that a breakdown occurred, it should reinstate Appellant’s
direct appeal rights nunc pro tunc at Docket Numbers 2543-2015 and 2227-
2015, and direct Appellant to amend his Notice of Appeal filed at Docket
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6 Although each of the three CCP dockets contains an entry reflecting that
Appellant filed a Notice of Appeal on August 8, 2018, none of the certified
records actually contain a copy of the Notice of Appeal.
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Number 1537-2005 within 30 days of the trial court’s order. If the trial court
finds no breakdown in the operations of the court occurred, we will quash this
Appeal on the basis of Walker, supra.
Case remanded. Jurisdiction retained.
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