Opinion filed September 30, 2019
In The
Eleventh Court of Appeals
__________
No. 11-17-00260-CR
__________
MICHAEL JOHN ZARATE, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 35th District Court
Brown County, Texas
Trial Court Cause No. CR23535
MEMORANDUM OPINION
The jury convicted Michael John Zarate of the third-degree felony offense of
tampering with evidence and assessed his punishment at confinement in the
Institutional Division of the Texas Department of Criminal Justice for a term of ten
years.1 See TEX. PENAL CODE ANN. § 37.09 (West 2016). In two issues on appeal,
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In the same trial, the jury also convicted Appellant of the offense of murder. Appellant’s appeal
of his murder conviction is the subject of Cause No. 11-17-00259-CR.
Appellant contends that (1) the evidence was legally insufficient to support his
conviction and (2) he received ineffective assistance of counsel. We affirm.
Background Facts
On November 2, 2014, Appellant’s girlfriend, Crystal McConnell, witnessed
Appellant shoot their neighbor, Ernesto Gonzales, Jr., in Gonzales’s front yard.
Immediately afterwards, Appellant got into McConnell’s car and ordered her to
“[g]o.” McConnell drove to a liquor store. Appellant then exited the vehicle with
the handgun that he used to shoot Gonzales and walked to a nearby underpass.
Appellant returned five to ten minutes later without the handgun. Appellant then
instructed McConnell to drive to a convenience store and then to JCPenney’s where
Appellant purchased a T-shirt. Appellant next told McConnell to drive to
Appellant’s aunt’s house. Before arriving at his aunt’s house, Appellant told
McConnell to pull over, and he got out of the car. Appellant returned a minute or
two later wearing a different shirt similar to the one he had purchased at JCPenney’s.
Later, law enforcement found pieces of a dismantled handgun on a wall
underneath the underpass by the liquor store where Appellant stopped. This wall
was seven or eight feet tall and was accessible only with a ladder. Brownwood
Police Officer Brian Tompkins testified that someone could have stood on the
ground and thrown the pieces of the handgun up onto the wall. Officer Tompkins
further testified that the handgun was consistent with McConnell’s description of the
gun Appellant used to shoot Gonzales. A forensic scientist determined that two
bullets recovered from the scene of the shooting were fired from the recovered
handgun.
Sufficiency of the Evidence
In his first issue, Appellant challenges the sufficiency of the evidence to
support his conviction for tampering with evidence under Section 37.09(a)(1) of the
Penal Code. This statute provides that “[a] person commits an offense if, knowing
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that an investigation or official proceeding is pending or in progress, he: (1) alters,
destroys, or conceals any record, document, or thing with intent to impair its verity,
legibility, or availability as evidence in the investigation or official proceeding[.]”
Appellant asserts that the State failed to establish that he had knowledge that an
investigation for murder “was on-going.” We disagree.
We review a challenge to the sufficiency of the evidence, regardless of
whether it is denominated as a legal or factual sufficiency challenge, under the
standard of review set forth in Jackson v. Virginia, 443 U.S. 307 (1979). Brooks v.
State, 323 S.W.3d 893, 912 (Tex. Crim. App. 2010); Polk v. State, 337 S.W.3d 286,
288–89 (Tex. App.—Eastland 2010, pet. ref’d). Under the Jackson standard, we
review all of the evidence in the light most favorable to the verdict and determine
whether any rational trier of fact could have found the elements of the offense
beyond a reasonable doubt. Jackson, 443 U.S. at 319; Isassi v. State, 330 S.W.3d
633, 638 (Tex. Crim. App. 2010). When conducting a sufficiency review, we
consider all of the evidence admitted at trial, including pieces of evidence that may
have been improperly admitted. Winfrey v. State, 393 S.W.3d 763, 767 (Tex. Crim.
App. 2013); Clayton v. State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007). We
defer to the factfinder’s role as the sole judge of the witnesses’ credibility and the
weight their testimony is to be afforded. Brooks, 323 S.W.3d at 899. This standard
accounts for the factfinder’s duty to resolve conflicts in the testimony, to weigh the
evidence, and to draw reasonable inferences from basic facts to ultimate facts.
Jackson, 443 U.S. at 319; Clayton, 235 S.W.3d at 778. When the record supports
conflicting inferences, we presume that the factfinder resolved the conflicts in favor
of the verdict, and we defer to that determination. Jackson, 443 U.S. at 326; Clayton,
235 S.W.3d at 778.
With respect to the knowledge element of Section 37.09(a)(1), the statute
requires evidence that the actor knew that an investigation or official proceeding is
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pending or in progress. PENAL 37.09(a)(1); see Williams v. State, 270 S.W.3d 140,
142 (Tex. Crim. App. 2008). Appellant’s indictment specifically alleged as follows:
“[K]nowing that an investigation or official proceeding was pending or in progress,
to-wit: a Murder investigation[.]” Appellant contends that there was no evidence as
to his knowledge of a murder investigation when he tampered with the firearm.
“Pending” in the tampering statute means “impending, or about to take place.”
Lumpkin v. State, 129 S.W.3d 659, 663 (Tex. App.—Houston [1st Dist.] 2004, pet.
ref’d); Barrow v. State, 241 S.W.3d 919, 923 (Tex. App.—Eastland 2007, pet. ref’d)
(applying Lumpkin); see Thurston v. State, 465 S.W.3d 255, 256 (Tex. Crim. App.
2015) (Keller, P.J., concurring). As applied to the allegation in this case, the
knowledge element could be satisfied with evidence that Appellant knew that a
murder investigation was impending or about to take place. Barrow, 241 S.W.3d at
923.
Appellant shot Gonzales outside of their homes in a neighborhood during
daylight hours. In addition to McConnell, at least one other person witnessed the
shooting. Appellant immediately left the scene instructing McConnell to drive away
with “some urgency.” McConnell testified that, while Appellant was underneath the
overpass, she could hear sirens coming from the area where the shooting occurred.
McConnell stated that she had no doubt that the sirens were in response to the
shooting. Based on the evidence offered at trial and reasonable inferences to be
drawn therefrom, a rational trier of fact could have found that Appellant had
knowledge that a murder investigation was impending or about to take place. We
overrule Appellant’s first issue.
Ineffective Assistance of Counsel
In his second issue, Appellant contends that he received ineffective assistance
of counsel at trial. In the span of two pages in his brief, Appellant generally alleges
four matters for which he contends his trial counsel was ineffective. He asserts that
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trial counsel was deficient for not making an opening statement, failing to contest
Appellant’s guilt during closing argument, calling only one witness whose testimony
did not focus on the tampering conviction, and cross-examining only a few
witnesses. In response, the State devoted twenty-five pages of its brief to address
the manner in which trial counsel represented Appellant at trial.
To establish that trial counsel rendered ineffective assistance at trial,
Appellant must show that counsel’s representation fell below an objective standard
of reasonableness and that there is a reasonable probability that the result would have
been different but for counsel’s errors. Thompson v. State, 9 S.W.3d 808, 812 (Tex.
Crim. App. 1999) (citing Strickland v. Washington, 466 U.S. 668, 687–88 (1984)).
A reasonable probability is a probability sufficient to undermine confidence in the
outcome of the trial. Strickland, 466 U.S. at 694. There is a strong presumption that
counsel’s conduct fell within the wide range of reasonable professional assistance,
and the defendant must overcome the presumption that the challenged action could
be considered sound trial strategy. Id. at 689.
A claim of ineffective assistance of counsel “must be firmly founded in the
record, and the record must affirmatively demonstrate the alleged ineffectiveness.”
Thompson, 9 S.W.3d at 814 (quoting McFarland v. State, 928 S.W.2d 482, 500 (Tex.
Crim. App. 1996)). Direct appeal is usually an inadequate vehicle to raise such a
claim because the record is generally undeveloped. Goodspeed v. State, 187 S.W.3d
390, 392 (Tex. Crim. App. 2005). Direct appeal is especially inadequate when
counsel’s strategy does not appear in the record. Id. Trial counsel should ordinarily
have an opportunity to explain his actions before an appellate court denounces
counsel’s actions as ineffective. Id. Without this opportunity, an appellate court
should not find deficient performance unless the challenged conduct was “so
outrageous that no competent attorney would have engaged in it.” Id. (quoting
Garcia v. State, 57 S.W.3d 436, 440 (Tex. Crim App. 2001)).
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We first note that Appellant did not file a motion for new trial. Accordingly,
trial counsel has not had an opportunity to explain his trial strategy in response to
the matters that Appellant contends were deficient. The matters that Appellant
contends were deficient are inherently matters that concern trial strategy. For
example, the decision to give an opening statement is “entirely discretionary” and
“imbued with strategic implications.” Calderon v. State, 950 S.W.2d 121, 127 (Tex.
App.—El Paso 1997, no pet.); see Darkins v. State, 430 S.W.3d 559, 570 (Tex.
App.—Houston [14th Dist.] 2014, pet. ref’d). In fact, the trial court noted that the
absence of an opening statement from Appellant restricted the State’s use of
evidence at trial. Furthermore, “[c]losing argument is an area where trial strategy is
most evident.” Habib v. State, 431 S.W.3d 737, 742 (Tex. App.—Amarillo 2014,
pet. ref’d) (citing Flemming v. State, 949 S.W.2d 876, 881 (Tex. App.—Houston
[14th Dist.] 1997, no pet.)).
Appellant also contends that trial counsel was ineffective because trial counsel
called only one witness whose testimony did not focus on the murder. The failure
to call witnesses does not constitute ineffective assistance without a showing that the
witnesses were available to testify and that their testimony would have benefited
Appellant. Rodriguez v. State, 459 S.W.3d 184, 199 (Tex. App.—Amarillo 2015,
pet. ref’d). Appellant has not shown which additional witnesses trial counsel could
have called, whether those witnesses were available to testify, and what their
purported testimony would have been or how it would have benefited Appellant.
Thus, we have nothing to review. See id. Accordingly, Appellant has failed to
demonstrate that trial counsel was ineffective on this basis.
Additionally, Appellant contends that his trial counsel failed to effectively
cross-examine the State’s witnesses. In order to show that his trial counsel was
ineffective on this basis, Appellant must show what questions should have been
asked and what the answers would have been. See Davis v. State, 119 S.W.3d 359,
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370 (Tex. App.—Waco 2003, pet. ref’d). Appellant has not addressed in his brief
which witnesses trial counsel should have cross-examined, what questions trial
counsel should have asked, and what those witnesses would have testified to had
they been asked those questions. Further, the record contains no explanation for
why Appellant’s trial counsel limited his cross-examination to the questions asked.
Therefore, Appellant has failed to demonstrate that trial counsel was ineffective on
this basis.
Given the strength of the evidence in this case of Appellant’s role in shooting
Gonzales and secreting the handgun immediately thereafter, it is plausible that trial
counsel concluded the best strategy might be to appear open and honest in hopes of
mitigating punishment. See Flemming, 949 S.W.2d at 881. In light of these
circumstances, an attempt to mitigate punishment could have been a very realistic
trial strategy. See id. Trial counsel’s performance was not so outrageous that no
competent attorney would have engaged in it. See Goodspeed, 187 S.W.3d at 392.
In the absence of an explanation from trial counsel of his trial strategy, we cannot
conclude that his performance was deficient. See id. We overrule Appellant’s
second issue.
This Court’s Ruling
We affirm the judgment of the trial court.
September 30, 2019 JOHN M. BAILEY
Do not publish. See TEX. R. APP. P. 47.2(b). CHIEF JUSTICE
Panel consists of: Bailey, C.J.;
Stretcher, J., and Wright, S.C.J.2
Willson, J., not participating.
2
Jim R. Wright, Senior Chief Justice (Retired), Court of Appeals, 11th District of Texas at Eastland,
sitting by assignment.
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