In The
Court of Appeals
Ninth District of Texas at Beaumont
__________________
NO. 09-19-00110-CV
__________________
IN THE INTEREST OF J.K. AND S.K.
__________________________________________________________________
On Appeal from the County Court at Law No. 3
Montgomery County, Texas
Trial Cause No. 18-03-03595-CV
__________________________________________________________________
MEMORANDUM OPINION
This appeal arises from the trial court’s ruling in a parental-rights termination
case terminating “Father’s” rights to raise his twin daughters, “Cassie” and “Katie.” 1
While Father raises three issues in his appeal, his primary complaint is that there is
not enough evidence in the record to support the trial court’s decision terminating
his parental rights. We affirm.
1
To protect the identity of the children who are the subject of the suit, we use
pseudonyms for the names of all family members whose rights are at issue.
1
Background
Father raises three issues in his appeal from the trial court’s final order. 2 First,
Father argues that the record from his trial does not contain enough evidence to
support the trial court’s finding on the Department’s pretrial motion seeking a
finding that aggravated circumstances existed in his case, which allowed the trial
court to relieve the Department of certain obligations it would have otherwise had
to him and to accelerate the trial. 3 Second, Father contends he was denied his rights
under the Family Code to effective assistance of counsel.4 Third, Father contends
the evidence fails to support the findings the trial court relied on to terminate his
parental rights.
2
The trial court also terminated Mother’s rights to the twins. Mother did not
appeal from the judgment terminating her rights.
3
See Tex. Fam. Code Ann. § 262.2015(a), (b)(3)(G) (West 2019) (allowing a
trial court to find aggravated circumstances exist when a parent has been convicted
of any one of several crimes, which includes committing an aggravated sexual
assault involving a child).
4
See id. § 107.013 (West 2019) (requiring the court to appoint counsel to
represent indigent parents if they respond and oppose the Department’s suit seeking
to terminate their parental rights); In re B.G., 317 S.W.3d 250, 253-54 (Tex. 2010)
(explaining that section 107.013 “embodies the right to effective counsel”) (cleaned
up).
2
In March 2018, the Department filed its original petition to terminate the
parental rights of the unknown parents of the twins. For the first time, in its second
amended petition filed in August 2018, the Department identified Father and one
other man as alleged fathers of the twins. In September 2018, the trial court
appointed an attorney to represent the twins’ alleged fathers. In January 2019, DNA
test results established the twins were Father’s. The attorney the trial court appointed
to represent the two alleged fathers became Father’s court-appointed attorney, and
that attorney represented Father in the trial. 5
Shortly after the Department obtained the results of Father’s DNA test, the
Department filed a motion requesting to accelerate the trial. The Department’s
motion asserts that aggravated circumstances exist authorizing the trial court to
dispense with several requirements otherwise required in cases filed by the
Department to terminate a parent’s rights.6 In the motion, the Department asked the
trial court to waive the Department’s obligations to (1) provide Father with a family
service plan, (2) to make reasonable efforts to unite the twins with their Father, and
(3) to accelerate the trial. The Department based its motion on Father’s obligation to
5
See Tex. Fam. Code Ann. § 107.0132(c) (West 2019).
6
See id. § 262.2015(a).
3
register with a sex offender registry based on a conviction Father incurred for
committing an aggravated sexual assault against a child. 7
About two weeks before trial, the trial court held a hearing on the
Department’s motion seeking an aggravated-circumstances finding. 8 No transcript
for that hearing is included in the appellate record Father arranged to have filed to
support his appeal. But the docket sheet in the Clerk’s Record shows the parties and
their attorneys appeared for the hearing on the Department’s motion. According to
the docket sheet, the parties presented evidence, argued about the motion’s merits,
and the trial court granted the motion. And the attorneys announced they were ready
for the trial, which the trial court scheduled for late February 2017. The written
transcripts from the trial, which are in the Reporter’s Record, show that Father’s trial
counsel participated in all phases of the proceedings of the trial.
Cassie and Katie were eleven-months old at the time of the trial. In opening
statement, the Department argued that Father’s parental rights should be terminated
because, in 2004, the State convicted him on a charge alleging that Father, in 2002,
7
See id. § 262.2015(a), (b)(8) (West 2019).
8
Id.
4
committed an aggravated sexual assault against a child.9 For convenience, we will
refer to the Family Code subsection the Department relied on at trial to terminate
Father’s parental rights as “Section L.” 10
Eight witnesses testified in the trial. The evidence admitted in the trial
includes a certified copy of Father’s 2004 conviction for the aggravated sexual
assault against a child, a crime that occurred in 2002. The victim of the 2002 crime
was thirteen-years old when the offense occurred. A copy of Father’s indictment for
the crime is in the evidence admitted at trial. The indictment alleges that Father
penetrated the child’s sexual organ with his sexual organ.
During the trial, the attorney the trial court appointed to represent the twins
asked Father whether he caused a serious injury to the victim of the 2002 aggravated
sexual assault. Father responded: “Yeah. I mean, I think at the time I was - - I mean,
if I was doing drugs, she was doing drugs.” Questions posed to Father in the trial
reflect that he agreed that, given that the victim of the sexual assault was thirteen-
year old child, he characterized the offense he committed in 2002 as a serious crime.
9
See id. § 161.001(b)(1)(L)(viii), (b)(2) (West Supp. 2018).
10
Id.
5
Relying on Section L, together with a separate best-interest finding, the trial
court terminated Father’s parent-child relationship with the twins. 11 Following the
trial, the trial court signed a final order terminating Father’s parental rights to the
twins.
Aggravated-Circumstances Findings
The Family Code authorizes trial courts to relieve the Department of certain
obligations it otherwise has to provide parents under the Family Code upon a finding
of aggravated circumstances. The obligations the Department is relieved from
include providing the parents of a child with a family service plan and making
reasonable efforts to unite the parents with their child.12 Following a pretrial
evidentiary hearing, the trial court found aggravated circumstances existed in
Father’s case, which relieved the Department of the above obligations as to Father’s
case and allowed the trial court to accelerate the trial.
In issue one, Father argues the Department failed to present enough evidence
to establish that the Department was entitled to have a favorable finding on the
aggravated-circumstances issue it raised in Father’s case. According to Father, had
11
See id.
12
See id. § 262.2015 (West 2019) (setting out eight criteria, with other
subparts, that describe when aggravating circumstances exist).
6
the trial court not relieved the Department of its obligations, he would have
benefitted from the Department’s creating a family service plan designed to unite
him with the twins.
But Father failed to provide this Court with a written transcript of the
evidentiary hearing the trial court conducted on the Department’s motion, which
resulted in the aggravated-circumstances finding Father challenges in his first issue.
From the docket sheet, we can tell the trial court heard evidence when deciding the
Department’s motion. And in his testimony at trial, Father mentioned testifying in
the hearing.
The Rules of Appellate Procedure place a duty on appellants such as Father
to provide the appellate court with a complete appellate record so the reviewing court
may evaluate the validity of the complaints the appellants seek to raise in their
appeals.13 Generally, the appellate record consists of the Clerk’s Record and, if
13
See Christiansen v. Prezelski, 782 S.W.2d 842, 843 (Tex. 1990) (explaining
that when the appellant has not complied with the rules of appellate procedure or
filed a complete statement of facts, “the reviewing court is unable to ascertain
whether a particular ruling by the trial court is harmful in the context of the entire
case”); In re S.M.-C., No. 2-07-039-CV, 2008 Tex. App. LEXIS 216, at *6 (Tex.
App.—Fort Worth, Jan. 10, 2008, no pet.) (explaining that the appellate court had to
presume that the missing portions of the Reporter’s Record supported the trial
court’s ruling given the father’s failure to create a proper appellate record).
7
necessary to the appeal, the Reporter’s Record. 14 The appellant is responsible for
asking the official reporter for the proceedings he wants the reporter to transcribe as
part of the appellate record, and that duty applies to all proceedings relevant to the
issues the appellant raises in his appeal. 15 The appellant’s request to the official
reporter must be in writing and must identify the exhibits and portions of the
proceedings the Reporter’s Record is to include.16 The Rules of Appellate Procedure
require that the appellant file a copy of the written request with the District Clerk,17
but no such request is in the appellate record before us here.
Because the appellate record does not include a document showing whether
Father sent a written request to the official reporter, we asked our Clerk to contact
the trial court’s clerk to determine if the record in that court includes the written
request. Our Clerk learned that no such document was ever filed. Thus, we must
14
Tex. R. App. P. 34.1.
15
See Tex. R. App. P. 34.6(b)(1) (requiring the appellant to file the written
request he sends to the official reporter to prepare the Reporter’s Record for the
appeal); Tex. R. App. P. 35.3(b)(2) (requiring the official reporter to prepare, certify,
and file the Reporter’s Record if the appellant sent a written request asking for the
record).
16
Id. 34.6(b)(1).
17
See id. 34.6(b)(2).
8
presume the missing portions of the Reporter’s Record supports the trial court’s
aggravated-circumstances finding.18
Termination Findings
A. Standard of Review
For convenience, we address Father’s third issue before addressing the
arguments he raises in issue two. In issue three, Father argues the evidence is legally
and factually insufficient to support the trial court’s findings that resulted in the
termination of his parental rights. According to Father, Section L of the Family Code
required the Department to prove two things, (1) that Father had once been convicted
for sexually assaulting a child and (2) that the assault resulted in a serious injury or
death to the child. 19 While Father concedes there is sufficient evidence in the record
to show that he had a prior conviction for sexually assaulting a child, he suggests the
Department failed to establish the assault caused any serious injury to the child.
To terminate Father’s rights to the twins, the Department had the burden to
present legally and factually sufficient evidence to prove (1) that Father’s rights
should be terminated under Section L and (2) to prove that terminating his rights to
18
Christiansen, 782 S.W.2d at 843; In re S.M.-C., 2008 Tex. App. LEXIS
216, at *6.
19
See Tex. Fam. Code. Ann. § 161.001(b)(1)(L)(viii).
9
the twins is in their best interest. 20 When conducting a legal sufficiency review, we
examine the evidence in the light most favorable to the trial court’s finding to
determine whether “a reasonable trier of fact could have formed a firm belief or
conviction that its finding was true.”21 We assume that the factfinder resolved
disputed facts in a manner that favors its finding if a reasonable factfinder could have
done so, and we disregard all evidence a reasonable factfinder could have
disbelieved or found incredible. If no reasonable factfinder could form a firm belief
or conviction that the matter the party with the burden of proof was required to prove
is true, the evidence is legally insufficient.22
In a factual sufficiency review, we must determine whether the evidence
allowed the factfinder, acting reasonably, to form a firm belief or conviction about
the truth of the allegations made by the party that had the burden of proof in the trial.
We evaluate whether, from the evidence, the factfinder could have reasonably found
the evidence clear and convincing on the matter to be proven. And we consider
20
See id. § 161.001(b)(1)(L)(viii), (b)(2) (West Supp. 2018); see also In re
J.L., 163 S.W.3d at 84.
21
In re J.F.C., 96 S.W.3d 256, 266 (Tex. 2002).
22
Id.
10
whether the disputed evidence is such that a reasonable factfinder could not have
ignored it in deciding to terminate the parent’s rights. If, given the entire record, the
evidence contrary to the ruling the factfinder made is so significant that no
reasonable factfinder could have resolved the dispute by terminating the parent’s
rights, the evidence is factually insufficient. 23
The decision to terminate a parent’s rights must be supported by clear and
convincing evidence, which is “the measure or degree of proof that will produce in
the mind of the trier of fact a firm belief or conviction as to the truth of the allegations
sought to be established.”24
B. Analysis—the Section L Finding
When accompanied by a best-interest finding, Section L authorizes trial courts
to terminate a parent’s relationship with a child when the parent is shown to have a
conviction for aggravated sexual assault against a child and the parent’s conduct
caused the child’s death or serious injury. 25 Under the Penal Code, an aggravated
23
Id.
24
Tex. Fam. Code Ann. § 101.007 (West 2019); In re J.L., 163 S.W.3d 79, 84
(Tex. 2005).
25
See Tex. Fam. Code Ann. § 161.001(b)(1)(L)(viii).
11
sexual assault occurs if the defendant intentionally or knowingly penetrates the
sexual organ of a child younger than fourteen by any means. 26
Section L requires the State to prove a serious injury resulted from the parent’s
conduct. 27 But the Family Code does not define the term serious injury. Absent a
definition for the term provided by the Legislature, we give the phrase its ordinary
meaning.28 To do so, we look to definitions used in dictionaries since they contain
relevant information about the rules of grammar and the common meanings used for
words. 29
26
Tex. Penal Code Ann. § 22.021(a)(1)(B)(i), (a)(2)(B) (West 2019).
27
Tex. Fam. Code Ann. § 161.001(b)(1)(L) (allowing a court to terminate a
parent’s rights based on a finding the parent was criminally responsible for the death
or serious injury of a child).
28
See Tex. Gov’t Code Ann. § 312.002 (West 2013).
29
See id. § 311.011(a) (West 2013) (providing that words and phrases used in
statutes, unless defined by the Legislature, “shall be read in context and construed
according to the rules of grammar and common usage”); Powell v. Stover, 165
S.W.3d 322, 326 (Tex. 2005) (relying on Webster’s Third New International
Dictionary to construe a word used in the Family Code); Tex. Dep’t of Protective &
Regulatory Servs. v. Mega Child Care, Inc., 145 S.W.3d 170, 196 (Tex. 2004)
(applying the plain-meaning rule, a well-established rule of statutory construction in
Texas, by looking to dictionaries defining a term the Legislature used in the Texas
Administrative Procedure Act).
12
Webster’s Third New International Dictionary defines the term serious as
causing “considerable distress, anxiety, or inconvenience: attended with danger[.]”30
The New Oxford American Dictionary defines serious as “significant or worrying
because of possible danger or risk; not slight or negligible[.]” 31 Webster’s defines
injury as “an unjust or undeserved infliction of suffering or harm[,]” 32 while
Oxford’s American Dictionary defines injure to include “harm[ing] or impairing
(something)[.]” 33 Thus, evidence allowing the factfinder to infer that a child suffered
a serious emotional or psychological injury as opposed to having suffered a bodily
injury is all that is needed to prove a serious injury resulted from an aggravated
assault under Section L.
Here, the evidence in the record shows that Father sexually assaulted a
thirteen-year-old child by means of penetrating her sexual organ with his. Father was
22 years old when the 2002 offense occurred. Father testified the crime he committed
in 2002 was serious and impacted the victim’s life in a “significant” way. While
Father suggests the only evidence relevant to the question of whether a serious injury
30
WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY 2073 (2002).
31
NEW OXFORD AMERICAN DICTIONARY 1594-95 (3d ed. 2010).
32
WEBSTER’S THIRD NEW INTERNATIONAL DICTIONARY 1164.
33
NEW OXFORD AMERICAN DICTIONARY 894.
13
occurred is the judgment convicting him of aggravated sexual assault, we disagree
given Father’s testimony in this record and the information in Father’s indictment,
both of which constitute evidence the trial court could reasonably consider in
deciding whether Father’s conduct resulted in a serious injury to the child.
We conclude legally and factually sufficient evidence supports the trial
court’s finding that a serious injury resulted to the child based on Father’s conduct.
B. Analysis—Best-Interest Finding
In conjunction with Father’s challenge to the Section L finding, he also argues
that insufficient evidence supports the trial court’s best-interest finding. In reviewing
best-interest findings, we consider a non-exhaustive list of factors in our review,
including (1) the desires of the children, (2) the emotional and physical needs of the
children now and in the future, (3) the emotional and physical danger to the children
now and in the future, (4) the parenting abilities of the parent seeking custody, (5)
programs available to assist the parent to promote the best interest of the children,
(6) plans for the children by the parent seeking custody and the agency seeking
custody, (7) the stability of the home or the placement the parent seeking custody
proposes for the children, (8) any acts or omissions of the parent showing the existing
parent-child relationship is improper, and (9) any excuses the parents offer to explain
14
their acts or omissions. 34 None of these factors is controlling and evidence on only
one factor may provide enough evidence to allow an appellate court to affirm a
factfinder’s best-interest finding.35 “A best-interest analysis may consider
circumstantial evidence, subjective factors, and the totality of the evidence as well
as the direct evidence.” 36
When the trial occurred, the twins were too young to express their desires. In
cases involving children who can’t express their own desires, “the factfinder may
consider that the child has bonded with the foster family, is well cared for by them,
and has spent minimal time with a parent” when evaluating what is in each child’s
best interest.37
Here, the evidence shows that two months before the February 2017 trial, the
Department placed the twins with their current foster parents, Mother’s step-brother
and his wife. The twins’ foster parents testified in the trial. According to the twins’
34
Holley v. Adams, 544 S.W.2d 367, 371-72 (Tex. 1976); Tex. Fam. Code
Ann. § 263.307(b) (West 2019).
35
See In re A.P., 184 S.W.3d 410, 414 (Tex. App.—Dallas 2006, no pet.).
36
See In re E.D., 419 S.W.3d 615, 620 (Tex. App.—San Antonio 2013, pet.
denied) (citing In re D.S., 333 S.W.3d 379, 384 (Tex. App.—Amarillo 2011, no
pet.).
37
In re L.G.R., 498 S.W.3d 195, 205 (Tex. App.—Houston [14th Dist.] 2016,
pet. denied).
15
foster mother, she and her husband have bonded with the twins. She stated the twins
treat them like parents. The foster parents’ testimony shows the twins are in a loving
home and are thriving there. The foster parents testified they can provide for the
twins and do not need any additional assistance. Two court-appointed special
advocates for the twins testified in the trial. Both testified that terminating Father’s
parental rights to the twins would serve the twins’ best interest because terminating
their parents’ rights would allow them to be adopted.
When he testified, Father suggested an alternative to the Department’s plan to
have the twins adopted by their foster parents. According to Father, he thought it
best if the court would allow the twins to continue living with the foster parents.
Nonetheless, he suggested the twins would be better off by not terminating his rights
and giving him supervised visitation while requiring him to provide the twins with
financial support. Under Father’s plan, Father wanted the court to allow him to begin
to bond with the twins beginning with supervised visitation with the expectation that
he could return to court and seek expanded rights as their relationship grew. But the
trial court could reasonably disagree that Father’s plan was better for the twins, as
16
the court had the right to prioritize the twins’ need for a permanent placement over
his desire to maintain a supervised relationship with them. 38
The evidence before the trial court also shows that Father not only had a
criminal history involving sexually abusing a child, but he also has a history of using
drugs. His testimony allowed the trial court to infer that he is highly tolerant toward
those who use illegal drugs. He has both used and sold illicit drugs in the past. While
Father denied using drugs in the three-month period preceding the trial, the trial court
was not required to believe him. 39 Instead, the trial court could have believed Father
presented a significant risk that, at some point in the twins’ lives, he would expose
them to the illegal drugs.
Courts consider a parent’s capacity to provide a child with a safe and stable
home when engaging in a best-interest analysis. 40 During trial, Father agreed that his
home is not an appropriate place to bring the twins. And the evidence about Father’s
38
See Tex. Fam. Code Ann. § 263.307(a) (West 2019) (providing “the prompt
and permanent placement of the child in a safe environment is presumed to be in the
child’s best interest).
39
See City of Keller v. Wilson, 168 S.W.3d 802, 819 (Tex. 2005) (explaining
that factfinders, as the sole judge of the credibility of the witnesses, “may choose
to believe one witness and disbelieve others”).
40
See In re J.D., 436 S.W.3d 105, 119 (Tex. App.—Houston [14th Dist.]
2014, no pet.).
17
past living arrangements shows he never provided another person with a stable home
over a prolonged period. The trial court could have reasonably believed that Father’s
pattern would continue, interfering with the need the twins have for a prompt and
permanent placement in a safe and stable home. 41
We conclude the record contains enough evidence to support the findings the
trial court relied on to terminate Father’s rights.42 We overrule Father’s arguments
claiming that the record contains legally and factually insufficient evidence to
support the trial court’s ruling.
Ineffective Assistance of Counsel
In issue two, Father argues he received ineffective assistance of counsel,
prejudicing his case. When the Department seeks to terminate a parent’s rights to a
child and the parent is indigent, the Family Code requires the trial court to appoint
41
Id. (cleaned up).
42
See In re J.F.C., 96 S.W.3d at 266 (explaining that the appellate court’s
analysis should determine whether the factfinder, under a clear and convincing
standard of proof, could have formed a firm belief or conviction about the
Department’s claims).
18
counsel to represent the parent.43 This includes a right to constitutionally-effective
counsel. 44
In assessing whether counsel was ineffective, we apply the same standards
applied to claims that arise in the trial of criminal cases where attorneys are
appointed to represent indigent defendants.45 The burden of proof on a claim of
ineffective assistance lies with the party claiming his court-appoint counsel rendered
ineffective assistance. 46 To prevail on this claims, the parent must establish the
record shows that (1) court-appointed counsel’s performance was deficient and (2)
the deficient performance prejudiced the defense.47
In reviewing a claim of ineffective assistance, we consider the circumstances
surrounding the case and focus on whether counsel performed in a reasonably
effective manner. 48 The appellate court’s review of counsel’s performance at trial is
43
See Tex. Fam. Code Ann. § 107.013(a); In re B.G., 317 S.W.3d 250, 253
(Tex. 2010).
44
Id.
45
In re M.S., 115 S.W.3d 534, 544-45 (Tex. 2003).
46
Id. at 545.
47
See Strickland v. Washington, 466 U.S. 668, 687 (1984); In re J.P.B., 180
S.W.3d 570, 574 (Tex. 2005).
19
highly deferential and presumes counsel’s conduct fell within the range of
reasonable professional assistance.49 To establish that a parent received ineffective
assistance of counsel, the record needs to show that the conduct engaged in by trial
counsel is the type of conduct that no competent attorney would have chosen to use
given the responsibilities legal counsel owe their clients. 50
Put another way, the evidence showing that trial counsel was ineffective must
be firmly established in the record.51 When the record is silent about why counsel
engaged in the alleged acts or omissions that are the subject of the arguments in the
appeal, the reviewing court must presume that valid reasons existed explaining the
choices trial counsel faced when representing their clients. 52
The record before us does not support the complaints Father levels at trial
counsel. For instance, Father complains the trial court failed to require his attorney
to perform the duties required of court-appointed attorneys. 53 But the record does
48
M.S., 115 S.W.3d at 545.
49
Id. (cleaned up).
50
Id.
51
In re L.G.R., 498 S.W.3d at 209 (cleaned up).
52
See id.
20
not show that Father’s court-appointed attorney failed to comply with any duties he
owed Father. For example, the Family Code requires court-appointed attorneys to
interview the witnesses and investigate the facts of the case.54 Nothing shows that
trial counsel failed to perform those duties. 55
Instead, the record shows that trial counsel appeared at pretrial hearings and
the trial on Father’s behalf. During the trial, trial counsel offered reasonable
explanations to explain why Father was late for trial, made various objections to the
testimony being offered by the other parties, cross-examined witnesses, made an
opening statement, and made a closing argument. In final argument, Father’s trial
counsel argued the evidence did not support the Department’s claims, and he
suggested that the twins would be better served by Father’s plan over the plan
proposed by the Department. So the record before us shows that trial counsel took
53
See Tex. Fam. Code Ann. § 107.0131(a) (West 2019).
54
See id. §§ 107.013(a), 107.0131(a).
55
See id. § 107.0131(a).
21
an active role in the trial. Moreover, Father points to nothing in the record to show
how the alleged actions or inactions of trial counsel prejudiced his defense.56
We conclude Father failed to meet his burden to establish that trial counsel
performed deficiently or prejudiced his rights under the standards in Strickland. 57
Conclusion
We hold Father’s issues lack merit and affirm the trial court’s judgment
terminating Father’s relationship with the twins.
AFFIRMED.
_________________________
HOLLIS HORTON
Justice
Submitted on June 18, 2019
Opinion Delivered October 3, 2019
Before Kreger, Horton and Johnson, JJ.
56
A party claiming ineffective assistance of counsel must establish both
deficient performance and resulting prejudice. See Strickland, 466 U.S. at 687.
57
Id.
22