Ronald Lewis v. Lisa Livingston, Linda Brison, as Personal Representative of the Estate of Teresa Lewis, Virginia Wilson, Founders Insurance Co., Safe Auto Insurance Co. (mem. dec.)

MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), FILED
this Memorandum Decision shall not be
regarded as precedent or cited before any Oct 03 2019, 9:40 am

court except for the purpose of establishing CLERK
Indiana Supreme Court
the defense of res judicata, collateral Court of Appeals
and Tax Court
estoppel, or the law of the case.

ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
J. David Agnew LISA LIVINGSTON:
New Albany, Indiana Crystal G. Rowe
Alyssa C.B. Cochran
New Albany, Indiana
ATTORNEY FOR APPELLEE
VIRGINIA WILSON:
William H. Mullis
Mitchell, Indiana

IN THE
COURT OF APPEALS OF INDIANA

Court of Appeals of Indiana | Memorandum Decision 19A-CT-428 | October 3, 2019 Page 1 of 12
 Ronald Lewis, October 3, 2019
Appellant-Defendant, Court of Appeals Case No.
19A-CT-428
v. Appeal from the Clark Circuit
Court
Lisa Livingston, Linda Brison, as The Honorable Andrew Adams,
Personal Representative of the Judge
Estate of Teresa Lewis, Virginia Trial Court Cause No.
Wilson, Founders Insurance Co., 10C04-1506-CT-85
Safe Auto Insurance Co.
Appellees-Plaintiffs.

Tavitas, Judge.

Case Summary

[1] Ronald Lewis appeals the trial court’s denial of his motion to amend. We

affirm.

Issue

[2] The sole issue on appeal is whether the trial court erred in denying Lewis’

motion to amend.

Facts

[3] On November 4, 2014, a tragic incident occurred in Clark County. Teresa J.

Lewis (“Teresa”) 1 was riding with her brother, Ronald Lewis, in Lewis’ vehicle.

1
The record reveals that Teresa also went by the name “Jeanette”; however, for consistency, we will refer to
her as “Teresa.”

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 According to Lewis, at some point during the drive, a wheelbarrow fell out of

the back of Lewis’ truck. After realizing the wheelbarrow had fallen out of the

truck, Lewis pulled over to the side of the road, and Teresa exited the vehicle in

order to retrieve the wheelbarrow. While doing so, Teresa was tragically struck

by at least one vehicle, which was driven by Lisa Livingston. Teresa’s injuries

were fatal.

[4] On June 17, 2015, Linda Brison, Teresa’s mother 2 and personal representative

of Teresa’s estate (the “Estate”), filed suit against Livingston, Virginia Wilson, 3

and Safe Auto Insurance Company (“Safe Auto”). The complaint sought

damages suffered as a result of the incident. 4 On July 7, 2015, Livingston

answered the Estate’s complaint and filed a “counterclaim” 5 against Lewis,

who was not named in the lawsuit until that point, for damages Livingston

sustained to her vehicle and the emotional distress she suffered as a result of the

events that evening. Appellant’s App. Vol. II p. 41. The claim against Lewis

stemmed from his alleged actions and alleged inactions regarding Teresa’s exit

2
Although we know Lewis and Teresa were brother and sister, we are unsure if Brison is also Lewis’ mother.
3
Wilson drove another vehicle related to the incident.
4
As Livingston and Wilson note, it appears to be a wrongful death action. The complaint notes that Brison
“was appointed personal representative of Lewis’ estate for the sole purpose of bringing this wrongful death
action.” Appellant’s App. Vol. II p. 34.
5
Livingston’s claim against Lewis would be better characterized as a third-party claim against Lewis, as
Lewis was not a Plaintiff.

Court of Appeals of Indiana | Memorandum Decision 19A-CT-428 | October 3, 2019 Page 3 of 12
 from Lewis’ vehicle on or beside the roadway. A summons was not issued to

Lewis.

[5] On July 9, 2015, the Estate filed a document titled “Reply To Counterclaim

Against Ronald Lewis” (the “Reply”) as well as a “Motion to Dismiss

Counterclaim Against Ronald Lewis” (the “Motion to Dismiss”). Id. at 44, 46.

The Reply stated the counterclaim should be dismissed because “Ronald Lewis

is not a party to the case and no Counterclaim may be filed against him

pursuant to Rules 7, 13, and 14 of the Indiana Rules of Trial Procedure.” Id. at

45. Lewis himself did not answer Livingston’s claims against him.

[6] On September 11, 2015, an attorney filed his appearance for both the Estate and

Ronald Lewis “as counterclaim Defendants, only.” Id. at 28. At the time of

this appearance, the Estate’s Motion to Dismiss was still pending. After many

motions, pretrial conferences, and status hearings, on April 13, 2017, the trial

court noted an “administrative event” on the chronological case summary

(“CCS”) stating: “Comes now the Court and finds Plaintiff’s Motion to Dismiss

Counterclaim Again Ronald Lewis should be and is hereby Dismissed.” 6 Id. at

16-17. The trial court, however, did not issue a written order.

[7] Again, after more motions, on November 2, 2017, a new attorney filed his

appearance for “Third-Party Defendant” Lewis. Id. at 22. The same day,

6
We interpret this entry as an order granting the motion to dismiss, thereby dismissing the claim against
Lewis.

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 Lewis filed a motion for leave to file an “Amended Answer, Cross-Claim, and

Counterclaim,” along with his proffered amended answer, cross-claim, and

counterclaim. Id. The basis of Lewis’ cross-claim and counterclaim was for

“compensatory damages” as a result of Lewis’ allegation that he witnessed

Teresa deceased in the roadway and that he subsequently saw another vehicle

run over her. Id. at 86.

[8] Wilson filed an “Objection to Motion for Leave as filed by Ronald Lewis with

Reply to Counterclaim and Motion to Dismiss Counterclaim,” on November 6,

2017. Id. at 23. On November 10, 2017, Livingston filed a “Motion in

Opposition to Motion for Leave to File Amended Answer,” and Lewis

responded the same day. Id. On November 15, 2017, the trial court denied

Lewis’ motion.

[9] Based on Lewis’ contention that the trial court’s November 15, 2017 order was

not a final appealable order, Lewis waited until all other parties reached a

settlement on all claims in January 2019 before initiating this appeal.

Livingston and Wilson filed motions to dismiss this appeal in May 2019

arguing that Lewis did not have standing to initiate an appeal. The motions

panel of this Court thereafter denied Livingston’s and Wilson’s motion to

dismiss Lewis’ appeal. Lewis now appeals the denial of his motion to amend.

Analysis

[10] Lewis argues that the trial court erred in dismissing his motion to amend. Both

parties contend that our standard of review on the denial of a motion to amend

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 is an abuse of discretion. “An abuse of discretion occurs if the trial court’s

decision is clearly against the logic and effect of the facts and circumstances

before the court, or if the court has misinterpreted the law.” Town of Georgetown

v. Sewell, 786 N.E.2d 1132, 1137 (Ind. Ct. App. 2003). “We will reverse the

judgment of the trial court only upon a showing that the trial court abused its

discretion in denying the motion.” Mayer v. Davis, 991 N.E.2d 116, 118 (Ind.

Ct. App. 2013).

[11] The parties disagree about whether we can affirm the trial court’s decision on

any basis supported in the record or whether our review is limited to the

arguments Livingston and Wilson used to support their arguments at the trial

court. Lewis argues that Wilson and Livingston relied exclusively on two

arguments, namely, that (1) Ronald Lewis was not, and had never been, a party

to the case; and (2) the statute of limitations had expired. Lewis contends that

Livingston and Wilson cannot raise new legal theories in this appeal. On the

other hand, Livingston and Wilson argue that we can affirm the trial court on

any basis in the record.

[12] We agree with Livingston and Wilson. Our court gives a “deferential

standard” to trial courts, and, “‘on appellate review the trial court’s judgment

will be affirmed if sustainable on any theory or basis found in the record.’” J.M.

v. Review Bd. Of Indiana Dept. of Workforce Development, 975 N.E.2d 1283, 1289

(Ind. 2012) (quoting Havert v. Caldwell, 452 N.E.2d 154, 157 (Ind. 1983)). “[I]t

is well established that a decision of the trial court will be sustained if a valid

ground exists to support it, whether or not the trial court considered those

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 grounds.” J.M., 975 N.E.2d at 1289. “To state it another way, we ‘may affirm

a trial court’s judgment on any theory supported by the evidence.’” Id. (citing

Dowdell v. State, 720 N.E.2d 1146, 1152 (Ind. 1999)). Regardless, we believe

that at least Wilson did argue more than Lewis states. Specifically, Wilson’s

objection states: “Ronald Lewis has never even filed a pleading in this action,

so it is more than a bit bewildering how he could amend a pleading. Not being

a party to this action, Ronald Lewis cannot file a pleading, amended or

otherwise.” Appellant’s App. Vol. II p. 92 (emphasis supplied).

[13] At the outset, we note that numerous errors—by all those involved in this

matter—have made the record difficult to understand. Specifically, the

following four errors have caused significant confusion in this case: (1)

Livingston adding a claim against Lewis in her answer, characterizing the claim

against a non-party as a “counterclaim”; (2) the trial court’s decision to wait

two years to rule on the Motion to Dismiss; (3) the Estate’s filing a Reply to

allegations against Lewis as if the Estate was attempting to answer on behalf of

Lewis; and (4) Lewis filing a motion for leave to amend a document that Lewis

never filed in the first instance. While these errors have made the proceeding

complicated, the end result is not changed. Turning now to the issue before us,

for the reasons set out below, we find Lewis’ arguments unavailing.

A. Trial Rule 15(A)

[14] Based on the record before us, we cannot conclude that the Estate’s filings

constitute an answer or responsive pleading to the counterclaim against Lewis

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 for the irregularities discussed above. Accordingly, we cannot conclude that

Lewis has the right to amend a pleading which he, himself, did not file.

[15] First, our review of the record indicates that Lewis never filed anything in the

lawsuit until November 2017 when the motion to amend before us was filed. 7

There was, however, a Reply and Motion to Dismiss filed by the Estate.

Specifically, the Reply is clear that it was filed on behalf of the Estate,

beginning: “Comes now Linda Brison, as Personal Representative of the Estate

of Theresa J. Lewis, and for her reply to the Counterclaim against Ronald

Lewis, states as follows. . . .” Appellant’s App. Vol. II p. 44. The same is true

of the Motion to Dismiss. The Motion to Dismiss begins: “Comes now the

Plaintiff and Counterclaim Defendant, Linda Brison, in her capacity as

Personal Representative of the Estate of Theresa J. Lewis, and states that the

Counterclaim filed against Ronald Lewis should be dismissed . . .” Id. at 46. In

other words, both documents are very clear that they were filed on behalf of the

Estate. Even if, as Lewis contends, these documents were filed “on behalf” of

Lewis, there is no evidence in the documents themselves to support Lewis’

contention. We decline Lewis’ invitation to interpret these filings as done on

7
This is excluding attorney appearances on behalf of Lewis, which were filed in September 2015 and
November 2017.

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 his behalf by the Plaintiff Estate, merely because of Lewis’ relationship as a

potential beneficiary to the Estate. 8

[16] Moreover, while Lewis had an attorney enter his appearances September 2015,

Lewis himself did not file an answer or reply to the counterclaim against him.

In fact, our review of the record reveals that the attorney, who appeared in

September 2015 for Lewis and the Estate, did not file anything on behalf of

Lewis specifically. Still, we recognize the line of cases that Lewis points to that

indicates an attorney’s appearance on Lewis’ behalf confers jurisdiction over a

party regardless of service of process. Lewis, however, glosses over the fact

that, in April 2017, the trial court granted the Estate’s Motion to Dismiss and

dismissed the claims against Lewis after Lewis’ then-counsel requested the trial

court to rule on the Motion to Dismiss. Accordingly, at the time Lewis filed his

motion to amend, there was no claim pending against Lewis. If Lewis was ever

a party prior to April 2017, he was certainly not after the trial court dismissed

him from the action.

[17] Based on the foregoing, Lewis cannot rely on Indiana Trial Rule 15. Indiana

Trial Rule 15(A) states: “A party may amend his pleading once as a matter of

course at any time before a responsive pleading is served. . . . Otherwise a party

may amend his pleading only by leave of court or by written consent of the

8
Although Lewis asserts he is a potential beneficiary to the Estate, there is no evidence in the record, other
than the fact that Lewis is Teresa’s brother, to support this statement.

Court of Appeals of Indiana | Memorandum Decision 19A-CT-428 | October 3, 2019 Page 9 of 12
 adverse party. . . .” (emphasis added). Problematic for Lewis is that none of the

filings done in response to Livingston’s counterclaim were Lewis’ pleadings.

[18] Lewis attempts to liken his case to Kocher v. Getz, 844 N.E.2d 1026, 1031 (Ind.

Ct. App. 2006), trans. denied, as support of his argument. The facts in Kocher,

however, are distinguishable. In Kocher, although the insurance company there

did not intervene in the case, our Court was “satisfied that [the company] has

maintained a consistent presence throughout the[] proceedings, albeit in the

background.” Id. In that case, however, it was admitted in the record that the

insurance company “is the catalyst behind th[e] appeal,” and the trial court

acknowledged in that case that “the ghost in the courtroom is [the insurance

company] . . . they have called shots, [] we all know that. We lawyers do

anyway.” Id. Moreover, the issue in Kocher was whether the insurance

company could appeal—not whether the insurance company could amend

another party’s filing. Although Lewis provides examples of his involvement in

the lawsuit, including driving from Florida for aspects of this case, there is no

evidence Lewis has been involved here, the same way the insurance company

in Kocher was involved.

[19] Accordingly, we cannot find it to be an abuse of discretion that the trial court

declined to allow Lewis to amend the Estate’s response pursuant to Indiana

Trial Rule 15(A).

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 II. Trial Rule 14

[20] We also analyze Indiana Trial Rule 14 to determine if Lewis could prevail a

different way. Pursuant to Indiana Trial Rule 14(A):

A defending party, as a third-party plaintiff, may cause a
summons and complaint to be served upon a person not a party
to the action who is or may be liable to him for all or part of the
plaintiff’s claim against him. The third-party plaintiff must file
the third-party complaint with his original answer or by leave of
court thereafter with good cause shown. The person served with
the summons and the third-party complaint, hereinafter called
the third-party defendant, as provided in Rules 12 and 13 may
make: . . . (1) his defenses, cross-claims and counterclaims to the
third-party plaintiff’s claims. . . .

Here, Lewis was not served with a summons or third-party complaint;

therefore, Lewis did not, pursuant to the rules, become a third-party defendant.

Lewis did not himself answer Livingston’s counterclaim; instead, the Estate

filed a Reply and sought to dismiss the claims against Lewis.

[21] After reviewing the trial rules, we are unable to find a situation in which Lewis

prevails. We decline to address Lewis’ argument regarding whether or not his

proffered amended answer, counterclaim, and cross-claim relate back to an

initial answer, counterclaim, and cross-claim, because Lewis did not file any of

these pleadings. In other words, there is nothing to which the amended filing

could relate back, aside from the filing of another party. Based on the

foregoing, Lewis failed to demonstrate the trial court abused its discretion.

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 Conclusion

[22] The trial court did not abuse its discretion in denying Lewis’ motion to amend.

We affirm.

[23] Affirmed.

Brown, J., and Altice, J., concur.

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