MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), FILED
this Memorandum Decision shall not be
regarded as precedent or cited before any Nov 25 2019, 9:20 am
court except for the purpose of establishing CLERK
Indiana Supreme Court
the defense of res judicata, collateral Court of Appeals
and Tax Court
estoppel, or the law of the case.
ATTORNEY FOR APPELLANT ATTORNEYS FOR APPELLEE
Derick W. Steele Curtis T. Hill, Jr.
Kokomo, Indiana Attorney General of Indiana
Lauren A. Jacobsen
Deputy Attorney General
Indianapolis, Indiana
IN THE
COURT OF APPEALS OF INDIANA
Jason A. Smith, November 25, 2019
Appellant-Defendant, Court of Appeals Case No.
19A-CR-630
v. Appeal from the Howard Superior
Court
State of Indiana, The Honorable William C.
Appellee-Plaintiff. Menges, Jr., Judge
Trial Court Cause No.
34D01-1705-F6-564
Bailey, Judge.
Court of Appeals of Indiana | Memorandum Decision 19A-CR-630 | November 25, 2019 Page 1 of 8
Case Summary
[1] Jason A. Smith (“Smith”) challenges the procedures that led to the revocation
of his probation. Smith contends that (1) a document filed with the trial court
did not amount to a petition to revoke, and, even if it did, (2) the person who
filed the document lacked statutory authority to file a petition to revoke.
[2] We affirm.
Facts and Procedural History
[3] In April 2018, Smith reached a plea agreement with the State, agreeing to plead
guilty to a Level 6 felony offense. The agreement provided for a two-year
suspended sentence and specified that Smith “shall be placed on supervised
probation for his suspended sentence with the specific condition he complete
the Men’s Non-Violence Education Group Classes.” App. Vol. II at 44. In
May 2018, Smith pleaded guilty. The trial court accepted the plea agreement
and the plea of guilty, and sentenced Smith as provided in the plea agreement.
[4] In July 2018, the State filed a petition to revoke, alleging Smith violated the
conditions of probation. Smith and the State reached an agreement: Smith
would admit to a violation, serve 120 days of the suspended sentence, and
“return to probation with all previous conditions in full force and effect.” Tr. at
21. Smith admitted to the violation and the court accepted the agreement.
[5] On December 5, 2018, Michael Holsapple (“Holsapple”)—lead facilitator for a
Howard County Non-Violence Education Program—filed a document alleging
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Smith failed to comply with the rules of the court-ordered program. In a
handwritten paragraph, Holsapple described the alleged violation. The
paragraph contains the word “alcohol” on the first line. App. Vol. II at 58.
[6] The trial court held an initial hearing in January 2019, at which Smith
acknowledged he understood the allegations against him and the potential
penalties. The trial court later held a fact-finding hearing at which Holsapple
testified Smith showed up for a group session with slurred speech and “a very
distinct odor of alcohol about his person.” Tr. at 38. Holsapple opined that
Smith was intoxicated, in violation of the program rules. Among the evidence
was a copy of the rules, which listed several “behaviors” that “may result
in . . . termination from the program,” among them, “[i]nability to participate
in [the] program due to impairment from . . . alcohol.” Exhibit Vol. I at 4.
[7] The court concluded that Smith violated the conditions of his probation. The
court revoked Smith’s probation and ordered him to serve 120 days of the
suspended sentence. The court also imposed an extended term of probation.
[8] Smith now appeals.
Discussion and Decision
[9] A trial court has discretion to suspend a sentence and impose probation. See
generally Ind. Code §§ 35-38-1-7.1(b), -1-31(a)(2). Probation is “a matter of
grace and a conditional liberty that is a favor, not a right.” State v. Vanderkolk,
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32 N.E.3d 775, 777 (Ind. 2015) (quoting Cox v. State, 706 N.E.2d 547, 549 (Ind.
1999)). Indiana Code Section 35-38-2-3(a) provides as follows:
The court may revoke a person’s probation if:
(1) the person has violated a condition of probation during
the probationary period; and
(2) the petition to revoke probation is filed during the
probationary period or before the earlier of the following:
(A) One (1) year after the termination of probation.
(B) Forty-five (45) days after the state receives
notice of the violation.
Upon a petition to revoke probation—unless the probationer has waived a
hearing—“the court shall conduct a hearing concerning the alleged violation.”
I.C. § 35-38-2-3(d). That hearing is civil in nature, with the State obligated to
“prove the violation by a preponderance of the evidence.” I.C. § 35-38-2-3(f).1
1
The revocation statute also provides that “[a] person who is not admitted to bail pending the hearing may
not be held in jail for more than fifteen (15) days without a hearing on the alleged violation of probation.”
I.C. § 35-38-2-3(d). Smith cursorily asserts that he was “held beyond the statutorily required maximum
fifteen (15) days without a hearing on the violation.” Br. of Appellant at 9. The Chronological Case
Summary shows (1) Smith was arrested on January 3, (2) an initial hearing was held on January 14, and (3) a
fact-finding hearing was held on February 5. During the proceedings below, Smith did not object to the
timeline—and he does not develop argument that the initial hearing failed to satisfy the statutory mandate.
To the extent Smith suggests he is entitled to relief on this basis, the claim is waived. See In re N.G., 51
N.E.3d 1167, 1173 (Ind. 2016) (discussing waiver); see also Ind. Appellate Rule 46(A)(8)(a) (“The argument
must contain the contentions of the appellant on the issues presented, supported by cogent reasoning.”).
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[10] We review decisions to revoke probation for an abuse of discretion, which
occurs “where the decision is clearly against the logic and effect of the facts and
circumstances or when the trial court misinterprets the law.” Heaton v. State,
984 N.E.2d 614, 616 (Ind. 2013) (cleaned up). However, to the extent an issue
turns on a question of law—such as the interpretation of a statute—we engage
in de novo review. Rodriguez v. State, 129 N.E.3d 789, 793 (Ind. 2019).
[11] Smith challenges the procedure that led to the revocation of his probation.2
Adequacy of the Filing
[12] Indiana Code Section 35-38-2-3(a) provides that the trial court “may revoke a
person’s probation if . . . the petition to revoke probation is filed” within the
allotted time. Smith asserts that the filing “was not a motion or petition to
revoke” and so the revocation proceedings were improper. Br. of Appellant at
10. Smith directs us to a dictionary definition for “petition,” asserting that a
petition “is an ex-parte communication with the court with a prayer for relief.”
2
In a footnote, Smith claims that he “arguably had no obligation to comply with the Men’s Non-Violence
Program after completing [the 120-day executed] sentence” imposed as a sanction for the first violation. Br.
of Appellant at 11. Smith asserts that “[n]othing in the oral sentencing [remarks], the written sentencing
order, or abstract of judgment placed Smith back on probation, or ordered him to continue to comply with
the Men’s Non-Violence Program.” Id. Smith falls short of requesting relief on this basis and has waived any
such argument by presenting it for the first time on appeal. See Leonard v. State, 80 N.E.3d 878, 884 n.4 (Ind.
2017). We nevertheless observe that the plea agreement for the Level 6 felony offense left nothing to the
discretion of the trial court and required that Smith “complete the Men’s Non-Violence Education Group
Classes” as a condition of probation. App. Vol. II at 44. After the first petition to revoke, the court accepted
another deal Smith made with the State whereby Smith would admit to a violation in exchange for an agreed
sanction of 120 days executed and a “return to probation with all previous conditions in full force and effect.”
Tr. at 21. Smith answered affirmatively when asked if that was his understanding of the deal. Thus, for the
foregoing reasons, we conclude that completing the program was a condition of Smith’s probation.
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Id. (emphasis added). Smith claims the document “does not follow any
approved form, nor does it contain a prayer for relief from the trial court.” Id.
[13] Smith has waived this argument by presenting it for the first time on appeal.
See, e.g., Reynolds v. Reynolds, 64 N.E.3d 829, 834 (Ind. 2016) (“Appellants may
not sit idly by and raise issues for the first time on appeal.”). Nevertheless, “the
form of the document does not control” whether the document amounts to a
petition to revoke. Noethtich v. State, 676 N.E.2d 1078, 1080 (Ind. Ct. App.
1997). Rather, “the substance of the document” controls. Id. Here, Holsapple
filed a document titled “Notice of Violation of Non-Violence Intervention
Program.” App. Vol. II at 58. Holsapple stated that Smith “was ordered to
complete the Howard County Non-Violence Intervention Program as a
condition of release pending trial or as a condition of probation,” and alleged
that Smith had violated rules, regulations, or conditions of the program. Id.
Holsapple affirmed, under penalties of perjury, that his assertions were true. Id.
[14] Ultimately, Holsapple intentionally invoked the power of the court by alleging
Smith violated the conditions of probation. Our supreme court has recognized
that revocation procedures “are to be more flexible.” Isaac v. State, 605 N.E.2d
144, 149 (Ind. 1992). Moreover, “[t]he power of a court to enforce compliance
with its orders duly entered is inherent.” Id. Although Holsapple did not
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specifically request revocation, he placed the issue squarely before the court.
We conclude that the filing amounted to an actionable petition to revoke.3
Authority of the Filer
[15] Smith contends Holsapple lacked authority to file a petition to revoke. Smith
acknowledges that “[i]t has long been recognized that the [Indiana Code] does
not specify who is required to file a petition to revoke probation.” Br. of
Appellant at 8. He nevertheless argues that prosecutors and probation officers
are “commonly accepted filers” and that only officers of the court—who “owe a
duty of candor”—should be authorized to file a petition to revoke. Id.
[16] We must give statutory language its plain meaning—and we will not read new
requirements into statutes. See, e.g., Johnson v. State, 87 N.E.3d 471, 472 (Ind.
2017). Here, Indiana Code Section 35-38-2-3(a) contemplates the timely filing
of a “petition to revoke probation.” The revocation statute imposes no
limitation on who has authority to file the petition. See I.C. § 35-38-2-3(a).
Indeed, as this Court has observed, the pertinent statute “speaks in terms of
what may occur when a petition . . . is filed and not in terms of who may file
3
Smith argues that a portion of Holsapple’s filing was illegible, depriving Smith of notice of the allegations
against him and thereby violating his federal right to due process. Smith has waived this argument by
presenting it for the first time on appeal. See, e.g., In re N.G., 51 N.E.3d at 1173. Waiver notwithstanding, the
petition stated that Smith “failed to comply with the rules, regulations or conditions of the program as
follows” and then contained a checkmark next to a line that reads: “The Defendant failed to otherwise
comply with the program as more detailed below.” App. Vol. II at 58. The next lines contain handwritten
remarks that—while not a model of penmanship—include the word “alcohol” legibly written on the first line.
Id. We are not persuaded that Smith lacked adequate notice of the nature of the allegations against him.
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it.” Malone v. State, 571 N.E.2d 329, 331 (Ind. Ct. App. 1991) (rejecting the
argument that a probation officer lacked authority to file a petition to revoke).
[17] As we have already concluded, the instant filing constituted a petition to
revoke. Moreover, because the Indiana Code does not limit who may file a
petition to revoke, we are not persuaded that the court abused its discretion by
conducting hearings on the petition and ultimately revoking Smith’s probation.
[18] Affirmed.
Najam, J., and May, J., concur.
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