Henry Horia v. Nationwide Credit & Collection

In the United States Court of Appeals For the Seventh Circuit ____________________ No. 19-1559 HENRY HORIA, Plaintiff-Appellant, v. NATIONWIDE CREDIT & COLLECTION, INC., Defendant-Appellee. ____________________ Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 17-cv-08355 — Andrea R. Wood, Judge. ____________________ ARGUED DECEMBER 12, 2019 — DECIDED DECEMBER 18, 2019 ____________________ Before BAUER, EASTERBROOK, and ST. EVE, Circuit Judges. EASTERBROOK, Circuit Judge. Nationwide Credit sent Hen- ry Horia a leWer seeking to collect a debt owed to GoWlieb Memorial Hospital. By return mail, Horia disputed the va- lidity of this claim. The Fair Debt Collection Practices Act re- quires a debt collector such as Nationwide Credit that noti- fies a credit agency, such as Experian, about the debt to re- veal whether the claim is disputed. 15 U.S.C. §1692e(8). Ho- ria asserts in this suit that Nationwide Credit notified Ex- 2 No. 19-1559 perian about the debt but not about the dispute, injuring his credit rating and causing him mental distress. Nationwide Credit has faced this kind of claim from Ho- ria before. In his first suit Horia complained about a different leWer that Nationwide Credit had sent, aWempting to collect a different debt to a different creditor. That claim was dis- puted, and Horia asserted that Nationwide Credit had failed to notify Experian about the dispute. The suit was seWled and dismissed with prejudice by agreement of the parties. Sixteen days later Horia filed this second suit. Contending that Horia is gaming the system by seeking multiple recoveries for a single kind of wrong, Nationwide Credit asked the district court to dismiss on the ground of claim preclusion—the contemporary phrase for what used to be called res judicata and the doctrine of bar. See Restatement (Second) of Judgments §19 (1982). The district court granted that motion, ruling that Horia has split his claims impermis- sibly. 2018 U.S. Dist. LEXIS 127678 (N.D. Ill. July 31, 2018). The doctrine of bar forecloses repeated suits on the same claim, even if a plaintiff advances a new legal theory or a different kind of injury. See, e.g., Migra v. Warren City School District Board of Education, 465 U.S. 75 (1984); Commissioner v. Sunnen, 333 U.S. 591, 597 (1948). But, as §19 explains, bar ap- plies only to “the same claim.” Horia insists that he has sued on two claims, not one. Federal law—which applies here because the first judg- ment was entered by a federal court, see Semtek International Inc. v. Lockheed Martin Corp., 531 U.S. 497 (2001); Taylor v. Sturgell, 553 U.S. 880 (2008)—defines a “claim” by looking for a single transaction. See, e.g., Herrmann v. Cencom Cable Associates, Inc., 999 F.2d 223, 226 (7th Cir. 1993); Kratville v. No. 19-1559 3 Runyon, 90 F.3d 195, 198 (7th Cir. 1996). Usually this means all losses arising from the same essential factual allegations (sometimes called a common core of facts), see Matrix IV, Inc. v. American National Bank & Trust Co., 649 F.3d 539, 548 (7th Cir. 2011), though the American Law Institute has resisted the idea that the inquiry can be reduced to a formula. See Restatement §24. See also Currier v. Virginia, 138 S. Ct. 2144, 2154 (2018) (“In civil cases, a claim generally may not be tried if it arises out of the same transaction or common nu- cleus of operative facts as another already tried.”). We do not find it necessary to seek a definition, because Horia has al- leged two transactions on any understanding. The two debts are owed (if Horia owes anything) to different creditors. Nationwide Credit sent two debt- collection leWers. Horia’s lawyer sent back two leWers, one disputing each debt. With respect to each debt, Nationwide Credit assertedly failed to tell Experian that the debt had been disputed. The two sequences overlap in time (though it is hard to know the date on which Nationwide Credit didn’t notify Experian; inaction spans a range of dates). They in- volve the same statutory rule and the same debt collector. But the wrongs differ—Nationwide Credit could have given a proper notice for one debt but not the other—and the inju- ry differs. Each failure to notify could have caused an addi- tional harm to credit score or peace of mind. Suppose this were an employment-discrimination suit. On Monday a potential employer turns down an applicant because of the applicant’s race. Unfazed, the applicant tries again on Friday and is rejected again, for the same forbidden reason. Does the disappointed applicant have one claim or two? The answer is two—for National Railroad Passenger Corp. 4 No. 19-1559 v. Morgan, 536 U.S. 101, 111 (2002), holds that each discrete discriminatory act produces one claim. In Morgan that maWered to the statute of limitations; here it maWers to claim preclusion, but the principle is the same. Discrete and inde- pendently wrongful acts produce different claims, even if the same wrongdoer commits both offenses and the second wrong is similar to the first. Likewise with discrete viola- tions of §1692e(8). Each time a debt collector fails to give a credit agency the required notice for a debt is a stand-alone wrong. Disputes that have an independent existence may be litigated separately. Joinder in federal practice is permissive, see Fed. R. Civ. P. 18(a), not mandatory. (The exception for compulsory counterclaims does not maWer to this case.) Nationwide Credit believes that allowing sequential liti- gation is inequitable because 15 U.S.C. §1692k(a)(2)(A) sets a maximum of $1,000 in statutory damages per case. See Por- talatin v. BlaP, Hasenmiller, Leibsker & Moore, LLC, 900 F.3d 377, 385 (7th Cir. 2018); Smith v. Greystone Alliance, LLC, 772 F.3d 448, 449 (7th Cir. 2014). (By “statutory damages” we mean a sum in addition to compensation for actual injury, which is governed by §1692k(a)(1).) Multiplying the number of cases multiplies the maximum award. That’s true, but what of it? A statutory cap per case, rather than per bill col- lector, induces debtors to file more cases. Judges aren’t au- thorized to turn per-case caps into per-defendant caps; that choice is legislative. Bill collectors can protect themselves, however. If Na- tionwide Credit wanted to extend the effect of the seWle- ment, it had only to negotiate a broad release. Many a re- lease covers all disputes between the same parties, not just the dispute already in court. Maybe the release in Horia’s No. 19-1559 5 first suit does cover the second, but release is an affirmative defense, see Fed. R. Civ. P. 8(c)(1), which Nationwide Credit has not asserted. Debt collectors also can use the language of the Act. Sec- tion 1692k(a)(2)(A) says that a court may award “such addi- tional damages as [it] may allow, but not exceeding $1,000” per case. Defendants are free to argue—and district judges have discretion to conclude—that a debtor who has already collected $1,000 in statutory damages should not receive more from the same defendant for the same sort of wrong. The critical statutory word is “may” rather than “must”. Debt collectors also are free to contend, and judges to find, that the second suit entails the same “actual damage” (§1692k(a)(1)) as the first, so that an additional award on that front is inappropriate. If a bill collector’s first failure to notify a credit bureau damages a debtor’s credit score and causes emotional distress, a second suit based on a second failure to notify the same credit bureau allows the debtor to collect on- ly the marginal loss caused by the second wrong. And a defendant who persuades a court that a sequential suit was brought to harass not only avoids an award of aWorneys’ fees but also becomes eligible to collect its own aWorneys’ fees from the debtor. 15 U.S.C. §1692k(a)(3). The statute thus provides debt collectors with tools to discourage abusive litigation. Horia may have difficulty showing that he suffered a marginal injury from Nationwide Credit’s second failure to notify Experian that a debt has been disputed. But he is enti- tled to try. REVERSED AND REMANDED