In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
No. 17-1824V
UNPUBLISHED
MARK PFEIFER, as Administrator of
the Estate of RONALD VINCENT Chief Special Master Corcoran
PFEIFER, deceased,
Filed: November 6, 2019
Petitioner,
v. Special Processing Unit (SPU);
Attorney’s Fees and Costs
SECRETARY OF HEALTH AND
HUMAN SERVICES,
Respondent.
Kate Gerayne Westad, SiebenCarey, Minneapolis, MN, for petitioner.
Lisa Ann Watts, U.S. Department of Justice, Washington, DC, for respondent.
DECISION ON ATTORNEY’S FEES AND COSTS1
On November 21, 2017, Mark Pfeifer (“petitioner”), as the administrator of the
estate of Ronald Vincent Pfeifer (“Mr. Pfeifer”), filed a petition for compensation under the
National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.,2 (the
“Vaccine Act”). Petitioner alleged that Mr. Pfeifer suffered Guillain-Barré Syndrome
(“GBS”) and respiratory failure which resulted in his untimely death on November 26,
2015, as a direct result of the influenza vaccination and/or influenza and Prevnar 13
vaccinations he received on October 29, 2015. (Petition at ¶¶ 1, 4). On March 15, 2019,
1 Although I have not designated this Decision for publication, it will be made available on the United States
Court of Federal Claims’ website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note
(2012) (Federal Management and Promotion of Electronic Government Services). In accordance with
Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the
disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the
identified material fits within this definition, I will redact such material from public access.
2
National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for
ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. §
300aa (2012).
a decision was issued by then-Chief Special Master Dorsey awarding compensation to
petitioner based on the respondent’s proffer. (ECF No. 34.)
Petitioner has now filed a motion for attorney’s fees and costs, dated September
30, 2019, (ECF No. 40.), requesting a total award of $29,280.45 (representing $27,067.95
in fees and cost payable to Petitioner and the law firm of Larking Hoffman and $2,212.50
in fees payable to Petitioner and the law firm of SiebenCarey).3 In accordance with
General Order #9, counsel for Petitioner filed a signed statement that Petitioner has not
incurred out-of-pocket expenses. (Id. at 2.) Respondent reacted to the motion on October
16, 2019 indicating that he is satisfied that the statutory requirements for an award of
attorney’s fees and costs are met in this case, and defers to the Court’s discretion to
determine the amount to be awarded. (ECF No. 42). Petitioner did not file a reply
thereafter.
For the reasons set forth below, I hereby GRANT Petitioner’s motion in part,
awarding final attorney’s fees in the amount of $29,080.95.
ANALYSIS
The Vaccine Act permits an award of reasonable attorney’s fees and costs. §
15(e). Counsel must submit fee requests that include contemporaneous and specific
billing records indicating the service performed, the number of hours expended on the
service, and the name of the person performing the service. See Savin v. Sec’y of Health
& Human Servs., 85 Fed. Cl. 313, 316-18 (2008). Counsel should not include in their fee
requests hours that are “excessive, redundant, or otherwise unnecessary.” Saxton v.
Sec’y of Health & Human Servs., 3 F.3d 1517, 1521 (Fed. Cir. 1993) (quoting Hensley v.
Eckerhart, 461 U.S. 424, 434 (1983)). It is “well within the special master’s discretion to
reduce the hours to a number that, in [her] experience and judgment, [is] reasonable for
the work done.” Id. at 1522. Furthermore, the special master may reduce a fee request
sua sponte, apart from objections raised by respondent and without providing a petitioner
notice and opportunity to respond. See Sabella v. Sec’y of Health & Human Servs., 86
Fed. Cl. 201, 209 (2009). A special master need not engage in a line-by-line analysis of
petitioner’s fee application when reducing fees. Broekelschen v. Sec’y of Health &
Human Servs., 102 Fed. Cl. 719, 729 (2011).
The petitioner “bears the burden of establishing the hours expended, the rates
charged, and the expenses incurred.” Wasson v. Sec’y of Health & Human Servs., 24 Cl.
3Petitioner’s attorney, Kate Westad, changed law firms from Larkin Hoffman to SiebenCarey on May 1,
2019 while the case was still proceeding. (ECF No. 40 at 1).
2
Ct. at 482, 484 (1991). She “should present adequate proof [of the attorney’s fees and
costs sought] at the time of the submission.” Id. at 484 n.1. Petitioner’s counsel “should
make a good faith effort to exclude from a fee request hours that are excessive,
redundant, or otherwise unnecessary, just as a lawyer in private practice ethically is
obligated to exclude such hours from his fee submission.” Hensley, 461 U.S., at 434.
Petitioner requests the rate of $350 per hour for all time billed by attorney Kate
Westad, $160 per hour for technical litigation paralegal Dwight Ludvingson and $125 per
hour for paralegal Teresa Lyon. (ECF No. 40-1 a 9). Both Ms. Westad and Ms. Lyon
have been previously awarded their respective rates and I find no cause for a reduction
of thier rates. The requested rate of $160 per hour for Mr. Ludvington exceeds the range
for paralegals in the Vaccine Program.4 As no supporting documentation was provided
to support a rate increase for Mr. Ludvingson, I reduce his rate to the rate of $125 for all
time billed. This results in a reduction of $199.50.5
I will next turn to costs. Just as they are required to establish the reasonableness
or requested fees, petitioner must also demonstrate that requested litigation costs are
reasonable. Perreira, 27 Fed. Cl. at 34; Presault v. United States, 52 Fed. Cl. 667, 670
(fed. Cl. 2002). Petitioner requests total costs in the amount of $4,164.45. Of this amount
$2,400.00 is for a report prepared by Dr. Prafuk Kelkar, an expert retained by Petitioner’s
counsel. The invoice shows Dr. Kelkar billed 3 hours at $800.00 per hour to prepare and
review an expert report. (ECF No. 40-2 at 5). The rate of $800.00 is higher than what is
usually awarded to experts retained to offer a causation opinion or to testify at a hearing,
which is usually an hourly rate of $500.00 for experts with demonstrated experience
testifying in Vaccine Program cases. As the overall amount for Dr. Kelkar’s time in billing
the report is reasonable, I will award the requested amount in full.6
4
The forum rates in the Vaccine Program are derived from the OSM Attorney’s Forum Hourly Rate
Schedules for years 2015 - 2019 available on the U.S. Court of Federal Claims website at
www.cofc.uscourts.gov/node/2914.
5 $160 - $125 = $35 x 5.7 hrs = $199.50.
6 I reserve the right to re-examine Dr. Kelkar’s hourly rate in future cases in light of the work performed in
that particular case and am not determining at this time that he should appropriately receive $500.00 per
hour for Vaccine Program work.
3
CONCLUSION
The Vaccine Act permits an award of reasonable attorneys’ fees and costs. §
15(e). Accordingly, I hereby GRANT Petitioner’s Motion for attorneys’ fees and costs. I
award the following:
1. A lump sum in the amount of $26,868.45, representing reimbursement for
attorney’s fees and costs in the form of a check payable to petitioner and the
firm of Larkin Hoffman and
2. A lump sum in the amount of $2,212.50 representing reimbursement for
attorney’s fees and costs in the form of a check payable to Petitioner and her
counsel, SiebenCarey.
In the absence of a timely-filed motion for review (see Appendix B to the Rules of
the Court), the Clerk shall enter judgment in accordance with this decision.7
IT IS SO ORDERED.
s/Brian H. Corcoran
Brian H. Corcoran
Chief Special Master
7 Pursuant to Vaccine Rule 11(a), the parties may expedite entry of judgment by filing a joint notice
renouncing their right to seek review.
4