Mills v. Commissioner

OPINION.

Johnson, Judge:

(1) Did the Commissioner err in disallowing the deduction of $30,786.78 claimed by petitioner as rentals paid for the use of machinery in its business ?

The Commissioner’s disallowance was based on the ground that the petitioner, through these payments, acquired an equity in the property. Section 23 (a) (1) (A) of the Internal Revenue Code, pertaining to deductions of expenses in a trade or business, authorizes deductions for rent in this language:

* * * and rentals or other payments required to be. made as a condition to the continued use or possession, for purposes of the trade or business, of property to which the taxpayer has not taken or is not taking title or in which he has no equity.

Under the evidence we think that petitioner, by the payments it made on the machinery under the terms of the three contracts, did acquire an equity in the property, and that respondent’s contention should be sustained.

Holeproof Hosiery Co., 11 B. T. A. 547, relied upon by the respondent, is in point. While not identically alike, the facts are strikingly similar and the principle involved is the same. There also the taxpayer was engaged in manufacturing, and for use in its business it acquired machinery under “four lease agreements” wherein it was obligated to pay monthly installments for two and one-half years, aggregating $24,000, at which time it could pay $5,674 additional, or 23 per cent in addition to the sums theretofore paid, and become the owner of the machinery.

Here, under the Atwood contract, petitioner was obligated to pay in five years, by monthly installments, the total sum of $51,915, whereupon it had the option of paying an additional sum of $6,198.87, or 12 per cent additional to the sums theretofore paid, and become the owner of the machinery. In the Crompton & Knowles agreement the monthly payments covered a period of four and one-half years, aggregating $125,000, when it had the option of paying an additional sum of $12,850, or 11 per cent additional, and become the owner, while in the Draper contract the term of payment was seven years, when the monthly payments would aggregate $184,644, and by paying $18,950, or 9 per cent additional, it could become the owner.

In Holeproof Hosiery Co., supra, the life of the machines was not shown by the evidence, but they were still in use 5 years after the taxable year. Here it appears that the life of the machines, except for obsolescence, was 12 years, according to testimony of petitioner’s manager, and was determined to be 16 years, and at the date of the hearing in this proceeding (more than 7 years after the taxable year) all machines were still in use, in good condition, and evidently giving good service, since at that time the mill, with 2,100 employees, was producing 60,000,000 yards of goods a year, compared with 19,000,000 yards produced by 1,900 employees prior to the installation of the machinery.

In the Holeproof case it was said:

* * * We do not know at what amount the machines could be rented on the open market, but we know that the total amounts to he paid under the lease agreements before the title to the machines was to pass to the petitioner exceeded but slightly the stated value of the machines, and it is inconceivable that the petitioner was not acquiring something of value, that is, a certain equity in the machines, with each payment made in accordance with the agreement. * * *

The same can be said of the facts in the instant case, and we accordingly hold that at the end of the taxable year involved “petitioner had a substantial equity in these machines,” and under the quoted section of the code rental payments therefor are not deductible. In support of this holding see also Alexander W. Smith, Jr., Executor, 20 B. T. A. 27, and Helser Machine & Marine Works, Inc., 39 B. T. A. 644.

We can not agree with petitioner that this case is distinguishable from the Holeproofcase because (a) the taxpayer there was required to pay rentals for a shorter period (two and one-half years) ; (b) the Holeproof contract contained no right to extend the lease for any period after the expiration of the two and one-half years, and (c) that the evidence here manifested more clearly an intention on the part of petitioner to lease or rent, rather than to buy. As to (a) and (b), these are details differing from the instant case, but they do not change or affect the essential facts or the underlying principle inherent in both cases. As to (c) it matters not whether the contract was in the form of a lease or a conditional sale, or what was the intention of the parties; if, under the terms of the contracts by which the payments were made, the petitioner acquired an equity in the machinery, which we so find, the payments would not be deductible, due to the limitation prescribed in the code.

Neither do we discern the applicability of GiTken Corporation, 10 T. C. 445, cited by petitioner. The question there was whether payments received were taxable income as rent in the current year, or whether, under the option, they might be later applied as part of the purchase price, and become taxable then. Here the question is not one of payments received, but of deductions claimed for rent paid which are not deductible because of the equity acquired.

The explanation or break-down of the consideration to be paid, contained in the letters from the manufacturing vendors and computations attached thereto, showing what part of the payments covered the price or value of the machines and what part covered interest, further strengthens our conviction that the petitioner was acquiring, not merely the right to use the machinery, but was either taking title to it, or, in any event, under the payments did acquire a substantial equity in its ownership. Under Helser Machine & Marine Works, supra, “a right to take title to the property” is of itself sufficient to defeat petitioner’s contention. Undoubtedly such a right is here shown.

The respondent did not err in disallowing the deductions claimed for rent.

(2) In the alternative, petitioner contends that, if not entitled to deduction for rent, it is entitled to a deduction for interest paid. Specifically, it asserts that “the payments accrued or paid by the petitioner during the taxable year on account of said machinery agreements include interest in the amount of $6,106.55,” which is deductible from its gross income under section 23 (b) of the code.

The evidence sustains this contention. While the contracts were silent as to interest, the letters from the manufacturing vendors and attached computation of figures relating to each of the three contracts disclosed how the total consideration was arrived at in each and specified in dollars and cents what payments under each of the contracts were principal and what payments thereunder constituted interest. The sums payable as interest within the taxable year under the contracts are therein disclosed. These letters and computations were used in the negotiation of the contracts, and they formed the basis on which the respective manufacturing vendors agreed to deliver the equipment to petitioner and on which petitioner agreed to receive and pay for same, and based thereon the contracts were executed. The real consideration for each contract is shown therein.

The omission from the contracts of any stipulation concerning interest did not preclude petitioner from making this extraneous proof, nor does it prevent us from considering it.

As a general rule the recitals of a written instrument as to the consideration are not conclusive, and it is always competent to inquire into the consideration and show by parol or other extrinsic evidence what the real consideration was. [32 Corpus Juris Secundum, section 948, and authorities there cited of Federal courts and from many state courts, including two from South Carolina, viz: Halsey v. Minnesota-South Carolina Land & Timber Co., 177 S. E. 29; Woodrow v. Frederick, 131 S. E. 598.]

The essential facts here are the same as those in Hudson-Dwncan & Co., 36 B. T. A. 554, relied upon by petitioner. There, as here, the payments made were lump sum payments, based upon a written contract which did npt apportion or allocate payments made thereunder between principal and,interest. There, as here, in negotiating the written contract, it was shown by extrinsic evidence that the amount stated in the contract was not all principal, but was the aggregate of the two items of principal and interest. Satisfactory proof having been made that under the agreement of the parties to the contract a definite part of each payment was in fact interest, such amounts paid within the calendar year were held deductible from the taxpayer’s gross income. The facts here warrant the same conclusion.

The fact that the contract in the Hudson-Dv/ncan case contained a recital “that the total purchase price includes interest,” while in the instant case the contracts are completely silent as to interest, does not require a different result. Recitals in a written contract as to consideration are not conclusive. The determination of the issue rests upon the evidence as a whole.

In Elliott Paint & Varnish Co., 44 B. T. A. 241, cited by respondent, the written contract stipulated that the payments in question were “without interest,” and yet we held that parol evidence was admissible to show the true agreement of the parties as to whether interest was included, although it would tend to vary the terms of the written contract. However, it was there held that the evidence as a whole did not establish that the actual agreement of the parties as to interest was different from that expressed in the written contract, and hence the claim for interest deduction was denied. The opinion analyzes the evidence and, points out its insufficiency to establish outside the contract an agreement between the parties that interest was intended to be paid. Referring to the extrinsic evidence by which the taxpayer sought to make such proof, the opinion, after stating there was no evidence that the value of the property was $27,500 and that the seller had in fact rejected an offer of that amount in cash, said:

* * * xhe parties, in agreeing upon the purchase price of $40,000, as set forth in their written contract, used some kind of a rough calculation in which interest on $27,500, at some rate not shown in the record and for a period of years not shown in the record, was computed and added to $27,500 to arrive at a figure which was approximately, but not exactly, $40,000. The only actual figures contained in the record pertaining to any such computation are on a piece of paper which the seller had in her hands and which had been furnished her by an adviser who was with her at the time the sale was made. * * *

Clearly the terms of a written contract could not have been impeached by such vague and uncertain evidence.

In the instant case, there is an absence of vagueness and uncertainty. The record here, as we have pointed out, shows that, as part of the consideration, a definite understanding and agreement was had between the parties to the contracts as to what portion of the payments constituted interest. The facts here are clearly distinguishable. Petitioner’s claim for deduction of interest paid is allowed.

Reviewed by the Court.

Decision will be entered under Bule 50.