FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 28, 2020
_________________________________
Christopher M. Wolpert
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 18-6162
(D.C. No. 5:17-CR-00107-HE-2)
JOSE AVIGAIL GRIJALVA, (W.D. Okla.)
Defendant - Appellant.
_________________________________
ORDER AND JUDGMENT*
_________________________________
Before MATHESON, McKAY, and BACHARACH, Circuit Judges.
_________________________________
Jose Avigail Grijalva pled guilty to a federal drug crime and was sentenced to 120
months in prison and five years of supervised release. He appeals his conviction and
sentence. His appointed counsel has submitted an Anders brief stating the appeal
presents no non-frivolous grounds for reversal. After careful review of the record, we
agree. Exercising jurisdiction under 28 U.S.C. § 1291, we grant counsel’s motion to
withdraw and dismiss the appeal.
*
This order and judgment is not binding precedent, except under the doctrines of
law of the case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
I. BACKGROUND
A. Guilty Plea and Motion to Withdraw
Mr. Grijalva and Raymend Lee Scott, Jr. were charged with (1) conspiring to
possess with intent to distribute and (2) possessing with intent to distribute more than 400
grams of a mixture containing fentanyl and more than 500 grams of a mixture containing
cocaine, in violation of 21 U.S.C. §§ 841(a)(1) and 846.
Mr. Grijalva moved to suppress the controlled substances evidence. Before the
motion could be heard, he pled guilty to the second charge without a plea agreement,
acknowledging he faced a 120-month statutory mandatory minimum sentence. See 21
U.S.C. § 841(b)(1)(A).1 Several months later, Mr. Scott pled guilty to the first charge
under a plea agreement in which the parties agreed to an 84-month sentence.
Mr. Grijalva then moved to withdraw his plea, arguing his mandatory minimum
sentence would be disproportionate to Mr. Scott’s expected sentence. The district court
denied the motion, concluding Mr. Grijalva had not carried his burden on any of the
criteria for plea withdrawal.
B. Sentence
Mr. Grijalva’s Presentence Report (“PSR”) calculated a base offense level of 32
based on the quantity of substances seized. The PSR applied a two-level acceptance-of-
responsibility reduction under United States Sentencing Guideline (“U.S.S.G.”)
1
Mr. Grijalva, over the advice of his counsel, rejected the government’s plea
agreement offer.
2
§ 3E1.1(a) for an adjusted offense level of 30. Based on Mr. Grijalva’s criminal history
category of III, his Guidelines range was 121 to 151 months.
Mr. Grijalva objected to the base offense level, challenging the PSR’s calculation
of the weight of the mixture containing fentanyl.2 The district court overruled his
objection, adopted the PSR calculations, and sentenced him to the statutory mandatory
minimum of 120 months.
C. Appeal and Anders Brief
Counsel for Mr. Grijalva timely appealed. We then granted counsel’s motion to
withdraw and allowed Mr. Grijalva to proceed pro se.
Mr. Grijalva submitted a pro se opening brief, asserting the district court erred in
(1) “denying” his motion to suppress, (2) denying his motion to withdraw his plea,
(3) calculating the purity of the mixture containing fentanyl, (4) “not granting” an
additional one-level reduction under U.S.S.G. § 3E1.1(b), and (5) imposing a sentence
disproportionate to Mr. Scott’s sentence. Doc. 10631562 at 3-16.3 He also moved for
appointment of new counsel, which we granted.
2
When weighing the mixture containing fentanyl, the laboratory did not remove
its packaging due to safety concerns. It estimated the mixture’s net weight by calculating
the weight of the packaging on the mixture containing cocaine. Mr. Grijalva objected to
this method and requested a test of the mixture containing fentanyl.
3
The panel directs the Clerk to file Mr. Grijalva’s pro se opening brief received on
March 1, 2019.
Mr. Grijalva claims the district court denied his motion to suppress and denied a
one-level reduction under § 3E1.1(b). But the district court never ruled on his motion to
suppress or received a motion for a § 3E1.1(b) reduction.
3
Mr. Grijalva’s new counsel filed a brief invoking Anders v. California, 386 U.S.
738 (1967), which “authorizes counsel to request permission to withdraw where counsel
conscientiously examines a case and determines that any appeal would be wholly
frivolous,” United States v. Calderon, 428 F.3d 928, 930 (10th Cir. 2005) (citation
omitted). The Anders brief concluded Mr. Grijalva’s assertions of error lack merit and
otherwise identified no non-frivolous issues for appeal.
The clerk’s office sent the Anders brief to Mr. Grijalva and invited him to respond.
Mr. Grijalva did not, despite receiving two extensions.
II. DISCUSSION
A. Standard of Review
Anders provides that:
[I]f counsel finds [the defendant’s] case to be wholly
frivolous, after a conscientious examination of it, he should so
advise the court and request permission to withdraw. That
request must, however, be accompanied by a brief referring to
anything in the record that might arguably support the appeal.
. . . [T]he court—not counsel—then proceeds, after a full
examination of all the proceedings, to decide whether the case
is wholly frivolous. If it so finds it may grant counsel’s
request to withdraw and dismiss the appeal . . . .
386 U.S. at 744. When counsel submits an Anders brief, we review the record de novo.
See United States v. Leon, 476 F.3d 829, 832 (10th Cir. 2007) (per curiam).
B. Analysis
Having “conducted an independent review and examination” of the record, id., we
discern no non-frivolous ground for appealing Mr. Grijalva’s conviction and sentence.
4
We consider the issues Mr. Grijalva has raised in his pro se brief and addressed in the
Anders brief. We also have searched the record for any other colorable appeal issues and
have found none.
Motion to Suppress Evidence
Mr. Grijalva claims in his pro se brief that the district court erred in denying his
motion to suppress the drug evidence. As the Anders brief notes, the court did not rule on
the motion because Mr. Grijalva pled guilty before it could be heard. Even if there had
been a suppression ruling before he pled guilty, his unconditional guilty plea waived any
appellate challenge. See United States v. Hawthorne, 316 F.3d 1140, 1145 (10th Cir.
2003) (“[E]ntry of an unconditional guilty plea results in the waiver of all
nonjurisdictional defenses.” (quotations omitted)).
Motion to Withdraw Guilty Plea
Mr. Grijalva argues that the district court erred in denying his motion to withdraw
his plea. He contends his guilty plea was unknowing because he did not understand that
proceeding to trial would force the government to meet its burden and allow him to still
be “eligible for [an] [a]cceptance of [r]esponsibility reduction under § 3E1.1(a).” Doc.
10631562 at 15. Because he did not object to whether his plea was knowing in the
district court, appellate review would be for plain error. See United States v. Pacheco-
Donelson, 893 F.3d 757, 759 (10th Cir. 2018).
As the Anders brief shows, the record refutes this argument. Before entering his
plea, Mr. Grijalva acknowledged—both in writing and during his plea hearing—that he
5
was foregoing his right to require the government to prove guilt beyond a reasonable
doubt. He also acknowledged his guilty plea carried a 120-month statutory mandatory
minimum sentence.4 The record demonstrates his plea was “a voluntary and intelligent
choice among the alternative courses of action” available. United States v. Muhammad,
747 F.3d 1234, 1239 (10th Cir. 2014) (quotations omitted).
Because he cannot show “a fair and just reason for requesting the withdrawal” of
his plea, Fed. R. Crim. P. 11(d)(2)(B), Mr. Grijalva cannot establish on appeal that the
district court abused its discretion when it denied his motion, see United States v.
Sanchez-Leon, 764 F.3d 1248, 1258 (10th Cir. 2014).
Purity of Mixture Containing Fentanyl
Mr. Grijalva argues, for the first time on appeal, that the approximately 2,600-
gram mixture containing fentanyl had only “28 grams of fentanyl.” Doc. 10631562 at 9.
Because the mixture did not contain “400 grams or more [of fentanyl],” he claims
§ 841(b)(1)(A)’s 120-month statutory mandatory minimum did not apply. Id. at 10.
The district court did not err. Mr. Grijalva misunderstands the applicable law. He
misconstrues § 841(b)(1)(A), which does not require 400 grams or more of fentanyl for
4
Mr. Grijalva’s § 3E1.1(a) argument is misguided. He received a two-level
acceptance-of-responsibility reduction because he pled guilty and did not put the
government to the burden of trial. See United States v. Tom, 494 F.3d 1277, 1280
(10th Cir. 2007) (“[A] defendant’s decision to exercise his constitutional right to trial will
commonly render him ineligible for a § 3E1.1 reduction.”); U.S.S.G. § 3E1.1, cmt. 2
(noting the “rare situations” in which a defendant may demonstrate acceptance of
responsibility despite proceeding to trial).
6
the mandatory minimum sentence—only “400 grams or more of a mixture or substance
containing a detectable amount of [fentanyl].” 21 U.S.C. § 841(b)(1)(A)(vi); see also
United States v. Valdez, 225 F.3d 1137, 1143 (10th Cir. 2010) (noting even “an
unquantifiable trace” of a controlled substance constitutes a “detectable amount” for
purposes of § 841(b)(1)(A) (emphasis and quotations omitted)). Moreover, he admitted
to possessing more than 400 grams of a mixture containing fentanyl.
One-Level Reduction Under § 3E1.1(b)
Mr. Grijalva contends, again for the first time on appeal, that the district court
erred in refusing to apply an additional one-level reduction under U.S.S.G. § 3E1.1(b).5
But even if Mr. Grijalva could show he was entitled to this reduction, it would not have
lowered his sentence. See Sanchez-Leon, 764 F.3d at 1262 (“[R]esentencing is required
only if the error was not harmless.” (quotations omitted)). Once Mr. Grijalva pled guilty
to possessing with intent to distribute more than 400 grams of a mixture containing
fentanyl and more than 500 grams of a mixture containing cocaine, the district court “had
no discretion under the statute to do other than impose the mandatory minimum
sentence.” United States v. Payton, 405 F.3d 1168, 1173 (10th Cir. 2005). Any error
would be harmless.
5
Section 3E1.1(b) provides for a one-level decrease “upon motion of the
government stating that the defendant has assisted authorities in the investigation or
prosecution of his own misconduct by timely notifying authorities of his intention to
enter a plea of guilty.” U.S.S.G. § 3E1.1(b).
7
Sentence Disparity
Mr. Grijalva asserts his 120-month sentence was substantively unreasonable
because it was disproportionate to Mr. Scott’s 84-month sentence. See 18 U.S.C.
§ 3553(a)(6) (requiring sentencing judge to consider “sentence disparities among
defendants with similar records who have been found guilty of similar conduct”).
We review a substantive reasonableness challenge for abuse of discretion. Gall v.
United States, 552 U.S. 38, 51 (2007). We look to “the district court’s consideration of
the § 3553(a) factors and the sufficiency of the justifications used to support the
sentence.” Sanchez-Leon, 764 F.3d at 1267 (quotations omitted).
Mr. Grijalva’s challenge lacks merit. Based on his guilty plea, the court could not
impose a sentence lower than the statutory mandatory minimum. See Payton, 405 F.3d at
1173. His sentence was substantively reasonable as a matter of law. See United States v.
Peralta, 784 F. App’x 588, 592 (10th Cir. 2019) (unpublished) (concluding sentence was
substantively reasonable because defendant received the statutory mandatory minimum).6
Also, Mr. Scott stood in a different posture. He was not subject to the statutory
mandatory minimum because he, unlike Mr. Grijalva, accepted a plea agreement with a
stipulated 84-month sentence. See United States v. Haley, 529 F.3d 1308, 1312 (10th Cir.
6
See 10th Cir. R. 32.1 (“Unpublished decisions are not precedential, but may be
cited for their persuasive value.”); see also Fed. R. App. P. 32.1.
8
2008) (“[D]isparate sentences are allowed where the disparity is explicable by the facts
on the record.” (quotations omitted)).7
7
The record on appeal does not reflect why Mr. Scott’s sentence was set below the
statutory mandatory minimum, other than it was tied to his plea agreement. A court may
do so under 18 U.S.C. § 3553(e) and Rule 35(b)(4) of the Federal Rules of Criminal
Procedure.
Mr. Grijalva also asserts the disparity between his sentence and Mr. Scott’s
“violated his constitutional right to equal protection because he received . . . significantly
different treatment.” Doc. 10631562 at 11. This argument also fails. The “guarantee of
equal protection under the Fifth Amendment” encompasses “a right to be free from
invidious discrimination in . . . governmental activity.” Harris v. McRae, 448 U.S. 297,
322 (1980); see also Sessions v. Morales-Santana, 137 S. Ct. 1678, 1686 n.1 (2017) (The
“[Supreme] Court’s approach to Fifth Amendment equal protection claims has always
been precisely the same as to equal protection claims under the Fourteenth Amendment.”
(quotations omitted)). Because Mr. Grijalva cannot show he and Mr. Scott were similarly
situated, he cannot demonstrate the disparity between their sentences was the product of
invidious discrimination. See City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432,
439 (1985); Barney v. Pulsipher, 143 F.3d 1299, 1312 (10th Cir. 1998) (stating a “viable
equal protection claim” requires showing the individual was “treated differently from
others who were similarly situated”).
9
III. CONCLUSION
Our independent review of the record found no non-frivolous ground for reversal
based on the issues raised in Mr. Grijalva’s pro se brief and addressed in the Anders brief.
Nor have we uncovered any other non-frivolous arguments for appeal. We grant
counsel’s motion to withdraw and dismiss the appeal.
Entered for the Court
Scott M. Matheson, Jr.
Circuit Judge
10