03/20/2020
IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
Assigned on Briefs December 2, 2019
IN RE CONNOR B.
Appeal from the Chancery Court for Lincoln County
No. AD392 J. B. Cox, Chancellor
___________________________________
No. M2019-00181-COA-R3-PT
___________________________________
In this termination of parental rights action, the mother has appealed the trial court’s
grant of a default judgment to the petitioners following the mother’s filing of an answer
that did not contain her signature in accordance with Tennessee Code Annotated § 36-1-
117(o). Although we determine that the trial court properly granted a default judgment to
the petitioners based upon the mother’s failure to file a proper answer within the time
allowed, we vacate the trial court’s termination of the mother’s parental rights,
determining that the appellate record is insufficient to afford appropriate review of the
statutory grounds for termination and best interest analysis.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court
Affirmed in Part, Vacated in Part; Case Remanded
THOMAS R. FRIERSON, II, J., delivered the opinion of the court, in which J. STEVEN
STAFFORD, P.J., W.S., and W. NEAL MCBRAYER, J., joined.
Jonathan C. Brown, Fayetteville, Tennessee, for the appellant, Virginia B.
Karla D. Ogle, Fayetteville, Tennessee, for the appellees, Robert A. and Taylor A.
OPINION
I. Factual and Procedural History
On June 11, 2018, Robert A. and Taylor A. (“Petitioners”) filed a petition in the
Lincoln County Chancery Court (“trial court”), seeking to terminate the parental rights of
Virginia B. (“Mother”) and Tommy R. (“Father”) to their minor child, Connor B. (“the
Child”), who was born in February 2013.1 Petitioners explained that they were the
brother and sister-in-law of the Child and that the Child had resided with them since
December 2, 2016, when he had been removed from Mother’s custody. Petitioners
averred that on December 28, 2016, the Child had been adjudicated to be dependent and
neglected in Mother’s custody. Petitioners alleged that when the Child came to live with
them, the Child’s teeth were black from lack of dental care and from smokeless tobacco
the parents had allowed the three-year-old to use. Petitioners further alleged that the
Child was dependent and neglected due to the parents’ criminal activity and use of drugs.
As grounds for termination of Mother’s parental rights, Petitioners averred that (1)
the parents had abandoned the Child by failing to provide a suitable home for four
months following the Child’s removal, (2) the parents had abandoned the Child by
willfully failing to support the Child and willfully failing to visit or engage in more than
token visitation, and (3) the conditions leading to the Child’s removal still persisted.2
Petitioners further alleged that termination of Mother’s parental rights was in the Child’s
best interest. Petitioners concomitantly filed interrogatories and a request for production
of documents to be served upon Mother along with the termination petition.
On July 24, 2018, Petitioners filed a motion seeking a default judgment against
Mother. In their motion, Petitioners asserted that Mother had been served with process
on June 22, 2018, and had failed to appear or otherwise respond.
On August 8, 2018, the trial court appointed a guardian ad litem in this matter.
Also on August 8, 2018, following Mother’s filing of an affidavit of indigency, the court
appointed counsel for Mother. Mother subsequently filed an answer to the petition on
August 24, 2018; however, Mother’s answer was signed by her counsel and not
personally by Mother.
On October 25, 2018, the trial court entered an order granting a continuance of the
hearing date at Mother’s request. The court noted that a hearing had been scheduled on
August 14, 2018, concerning the motion for default judgment and that Mother had
appeared “very late” for said hearing. In its order, the court stated that Mother had been
“admonished” by the judge and was directed to “cooperate with her appointed lawyer . . .
and . . . complete the First Set of Interrogatories and file them with the Court on or before
Friday, August 24, 2018 before 4:00 p.m.” Mother was also directed in the order to
cooperate with her attorney and file an answer containing her signature “or the Court
1
We note that Father’s parental rights were terminated by the trial court and that he is not participating in
this appeal. We will, therefore, confine our analysis solely to the facts and issues applicable to Mother’s
appeal. We also note that although the Child’s first name has been spelled two different ways in the
pleadings, we have chosen to adopt the spelling contained in the Child’s birth certificate.
2
Additional grounds for termination were alleged solely as to Father.
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would relieve [Mother’s counsel] of his appointment and would allow [Petitioners’
counsel] to proceed by default in the termination of parental rights case.” The court
further warned that if Mother were late to court in the future, she “could be facing
contempt of court.”
On December 28, 2018, the trial court entered an order granting a default
judgment in favor of Petitioners against Mother pursuant to Tennessee Rule of Civil
Procedure 55.01. In its order granting default judgment, the court noted that Mother had
“failed to appear in Court and [had] failed to plead or otherwise defend as provided by
law and the Tennessee Rules of Civil Procedure and as ordered by the Court on August
14, 2018.” The court concomitantly entered a separate order terminating Mother’s
parental rights. In its termination order, the trial court established that a hearing had been
conducted on November 6, 2018, wherein only Petitioners, their counsel, and the
guardian ad litem were present. The court determined that Mother had failed to file an
answer in accordance with the Tennessee Rules of Civil Procedure and as directed in the
court’s previous order. The court also found that Mother had failed to appear for the
hearing and defend against the action despite having received notice of the hearing date.
Following the presentation of proof by Petitioners, the trial court found by clear
and convincing evidence that Mother had abandoned the Child by failing to provide a
suitable home, by willfully failing to visit the Child, and by willfully failing to support
the Child. The court also found that the conditions leading to the Child’s removal from
Mother’s custody still persisted and that Mother had failed to manifest an ability and
willingness to assume legal and physical custody of or financial responsibility for the
Child. The court further determined that termination of Mother’s parental rights was in
the Child’s best interest. Mother timely appealed. Following the filing of competing
statements of the evidence by the parties, the trial court adopted the statement submitted
by Petitioners as an accurate representation of the trial court proceedings.
II. Issues Presented
Mother presents the following issues for our review, which we have restated
slightly:
1. Whether the trial court erred by failing to accept Mother’s answer
filed in this matter.
2. Whether the trial court erred by entering a default judgment against
Mother based on her failure to file an answer containing her
signature and her failure to respond to discovery.
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3. Whether the trial court erred by determining that termination of
Mother’s parental rights was in the Child’s best interest.
Petitioners have raised the following additional issues, which we have also restated
slightly:
4. Whether Mother’s notice of appeal was timely filed when her
counsel allegedly lacked standing to represent Mother on appeal.
5. Whether the trial court erred by ordering that Mother’s answer
would be stricken as a sanction pursuant to Tennessee Rule of Civil
Procedure 11.03.
III. Standard of Review
In a termination of parental rights case, this Court has a duty to determine
“whether the trial court’s findings, made under a clear and convincing standard, are
supported by a preponderance of the evidence.” In re F.R.R., III, 193 S.W.3d 528, 530
(Tenn. 2006). The trial court’s findings of fact are reviewed de novo upon the record,
accompanied by a presumption of correctness unless the evidence preponderates against
those findings. See Tenn. R. App. P. 13(d); see also In re Carrington H., 483 S.W.3d
507, 523-24 (Tenn. 2016); In re F.R.R., III, 193 S.W.3d at 530. Questions of law,
however, are reviewed de novo with no presumption of correctness. See In re Carrington
H., 483 S.W.3d at 524 (citing In re M.L.P., 281 S.W.3d 387, 393 (Tenn. 2009)). The trial
court’s determinations regarding witness credibility are entitled to great weight on appeal
and shall not be disturbed absent clear and convincing evidence to the contrary. See
Jones v. Garrett, 92 S.W.3d 835, 838 (Tenn. 2002).
“Parents have a fundamental constitutional interest in the care and custody of their
children under both the United States and Tennessee constitutions.” Keisling v. Keisling,
92 S.W.3d 374, 378 (Tenn. 2002). It is well established, however, that “this right is not
absolute and parental rights may be terminated if there is clear and convincing evidence
justifying such termination under the applicable statute.” In re Drinnon, 776 S.W.2d 96,
97 (Tenn. Ct. App. 1988) (citing Santosky v. Kramer, 455 U.S. 745 (1982)). As our
Supreme Court has explained:
The parental rights at stake are “far more precious than any property right.”
Santosky [v. Kramer], 455 U.S. [745,] 758-59 [(1982)]. Termination of
parental rights has the legal effect of reducing the parent to the role of a
complete stranger and of [“]severing forever all legal rights and obligations
of the parent or guardian of the child.” Tenn. Code Ann. § 36-1-113(l)(1);
see also Santosky, 455 U.S. at 759 (recognizing that a decision terminating
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parental rights is “final and irrevocable”). In light of the interests and
consequences at stake, parents are constitutionally entitled to
“fundamentally fair procedures” in termination proceedings. Santosky, 455
U.S. at 754; see also Lassiter v. Dep’t of Soc. Servs. of Durham Cnty, N.C.,
452 U.S. 18, 27 (1981) (discussing the due process right of parents to
fundamentally fair procedures).
Among the constitutionally mandated “fundamentally fair
procedures” is a heightened standard of proof—clear and convincing
evidence. Santosky, 455 U.S. at 769. This standard minimizes the risk of
unnecessary or erroneous governmental interference with fundamental
parental rights. Id.; In re Bernard T., 319 S.W.3d 586, 596 (Tenn. 2010).
“Clear and convincing evidence enables the fact-finder to form a firm belief
or conviction regarding the truth of the facts, and eliminates any serious or
substantial doubt about the correctness of these factual findings.” In re
Bernard T. 319 S.W.3d at 596 (citations omitted). The clear-and-
convincing-evidence standard ensures that the facts are established as
highly probable, rather than as simply more probable than not. In re
Audrey S., 182 S.W.3d 838, 861 (Tenn. Ct. App. 2005); In re M.A.R., 183
S.W.3d 652, 660 (Tenn. Ct. App. 2005).
***
In light of the heightened burden of proof in termination proceedings,
however, the reviewing court must make its own determination as to
whether the facts, either as found by the trial court or as supported by a
preponderance of the evidence, amount to clear and convincing evidence of
the elements necessary to terminate parental rights. In re Bernard T., 319
S.W.3d at 596-97.
In re Carrington H., 483 S.W.3d at 522-24. “[P]ersons seeking to terminate [parental]
rights must prove all the elements of their case by clear and convincing evidence,”
including statutory grounds and the best interest of the child. See In re Bernard T., 319
S.W.3d 586, 596 (Tenn. 2010). In addition, as our Supreme Court has explained, this
Court is required “to review thoroughly the trial court’s findings as to each ground for
termination and as to whether termination is in the child’s best interests.” In re
Carrington H., 483 S.W.3d at 525.
IV. Notice of Appeal
As a threshold question, Petitioners argue that Mother’s counsel lacked standing to
represent her in the filing of her notice of appeal. According to Petitioners, Mother’s
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counsel could not file a motion seeking counsel’s reappointment on appeal in the absence
of a new affidavit of indigency and request for appointment of counsel on appeal filed by
Mother. Petitioners posit that but for Mother’s counsel filing a motion for reappointment
and subsequently filing a notice of appeal on Mother’s behalf, the time for filing such
notice of appeal would have expired and Petitioners could have proceeded to adopt the
Child. Although we are mindful of Petitioners’ desire for permanency for the Child, we
disagree with their argument regarding the timeliness of the notice of appeal in this case.
“Tennessee statutorily provides the right to appointed counsel for indigent parents
at every stage of termination of parental rights proceedings, including the appeal.” In re
Bentley D., 537 S.W.3d 907, 913 (Tenn. 2017) (citing In re Carrington H., 483 S.W.3d at
527-28 (in turn citing Tenn. Code Ann. § 37-1-126(a)(2)(B)(ii); Tenn. R. Sup. Ct. 13).
Tennessee Supreme Court Rule 13, § 1(d)(2)(B) expressly states that in cases “involving
allegations against parents that could result in finding a child dependent or neglected or in
terminating parental rights,” “counsel will be appointed if the party is indigent and . . .
requests appointment of counsel.” Rule 13 further provides that “[a]ppointed counsel
shall continue to represent an indigent party throughout the proceedings, including any
appeals, until the case has been concluded or counsel has been allowed to withdraw by a
court.” Tenn. R. Sup. Ct. 13, § 1(e)(5).
Our review of the record on appeal demonstrates that Mother filed an affidavit of
indigency on August 7, 2018. The trial court entered an order that same day, determining
Mother to be indigent and finding that she qualified for the appointment of legal counsel
to represent her. The court therefore appointed attorney Jonathan Brown as Mother’s
counsel. Mr. Brown proceeded to file an answer to the petition on Mother’s behalf,
which did not contain Mother’s signature. Rather, the answer was signed by Mr. Brown,
in his representative capacity as Mother’s counsel, and was certified as having been
mailed to Petitioners’ counsel.
On October 25, 2018, the trial court entered an order granting a continuance of the
trial date at Mother’s request. The court stated in the order that a hearing had been
scheduled on August 14, 2018, concerning Petitioners’ previously filed motion for
default judgment. The trial court directed Mother to “cooperate with her appointed
lawyer . . . and . . . complete the First Set of Interrogatories and file them with the Court
on or before Friday, August 24, 2018 before 4:00 p.m.” Mother was also directed to file
an answer containing her signature, “or the Court would relieve Mr. Brown of his
appointment and would allow [Petitioners’ counsel] to proceed by default in the
termination of parental rights case.”
The statement of the evidence filed by Petitioners and certified by the trial court
evinces that a final hearing in the matter was set for November 6, 2018, and that although
timely notice of the hearing was filed, Mother failed to appear “as announced by her then
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attorney, Jonathan Brown.” According to the statement of the evidence, the court
“allowed [Petitioners’] counsel to proceed by default without Jonathan Brown, attorney
for [Mother].”
On December 28, 2018, the trial court entered an order granting a default
judgment in favor of Petitioners against Mother based upon her “fail[ure] to appear in
Court and [her] fail[ure] to plead or otherwise defend as provided by law and the
Tennessee Rules of Civil Procedure and as ordered by the Court on August 14, 2018.”
The court concomitantly entered a separate order terminating Mother’s parental rights. In
its termination order, the trial court stated that a hearing had been conducted on
November 6, 2018, wherein only Petitioners, their counsel, and the guardian ad litem
were present. The court in its termination order further noted that Mother had failed to
file an answer within the time allowed and that a separate hearing was conducted “to
terminate Mother’s parental rights.” The court accordingly proceeded to make factual
findings and conclusions of law concerning the clear and convincing nature of the proof
presented in support of the statutory grounds for termination and the best interest of the
Child based upon the testimony of Petitioners.
Notably absent from the trial court’s orders is any determination that Mr. Brown
had withdrawn from his representation of Mother or that the court had relieved him from
such obligation. See Tenn. R. Sup. Ct. 13, § 1(e)(5). According to the record before us,
Mr. Brown never sought to withdraw from his representation of Mother. Moreover,
although the trial court warned in its October 25, 2018 order that “the Court would
relieve Mr. Brown of his appointment and would allow [Petitioners’ counsel] to proceed
by default in the termination of parental rights case” if Mother failed to cooperate with
Mr. Brown and file an answer containing her signature, our thorough review of the
appellate record has not disclosed the existence of any subsequent order of the court
relieving Mr. Brown of his appointed legal representation.
We are mindful of the fact that on January 24, 2019, Mr. Brown filed a motion on
Mother’s behalf, seeking his appointment to represent Mother on appeal concerning the
termination of her parental rights. In the motion, Mr. Brown explained that he had
received a letter from Mother, stating that she desired to appeal the termination of her
rights, and he reiterated the fact that Mother previously had been found indigent by the
court. Subsequently, on February 5, 2019, the trial court appointed Mr. Brown to
represent Mother on appeal, finding Mother to be indigent. The February 5, 2019 order
was entered nunc pro tunc to January 24, 2019.
We determine that Mr. Brown’s January 24, 2019 motion was unnecessary in this
matter because he had not been granted court approval to withdraw from his
representation of Mother and because the proceedings had not been concluded. See
Tenn. R. Sup. Ct. 13, § 1(e)(5). Furthermore, although a party can effectively waive her
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right to appointed counsel by failing to cooperate with counsel, see In re M.E., No.
M2003-00859-COA-R3-PT, 2004 WL 1838179, at *12 (Tenn. Ct. App. Aug. 16, 2004),
the trial court did not specifically determine that such a failure to cooperate occurred in
this matter, and the record on appeal is insufficient to support such a finding in any event.
Inasmuch as Mr. Brown had neither withdrawn from his representation of Mother nor
been relieved of that obligation by the trial court, Mr. Brown’s duty to represent Mother
continued through the time of the timely filing of Mother’s notice of appeal. Petitioners’
arguments concerning the timeliness of the notice of appeal’s filing are therefore
unavailing.3
V. Mother’s Answer
Mother argues that the trial court erred by failing to accept her answer because it
was not personally signed by her. As relevant to this issue, Tennessee Code Annotated §
36-1-117(o) (Supp. 2019) provides that the “response or answer to a petition for
termination of parental rights shall be signed by the respondent personally, sworn to and
verified, and filed with the clerk of the court.”
In In re Bentley D., 537 S.W.3d 907, 912-13 (Tenn. 2017), our Supreme Court
addressed the operative effect of the wording incorporated in Tennessee Code Annotated
§ 36-1-117(o), requiring that an answer be “signed by the respondent personally,” as
compared to the signature requirement contained in Tennessee Code Annotated § 36-1-
124(d), which requires that a notice of appeal filed in a parental termination matter “shall
be signed by the appellant.” When analyzing Tennessee Code Annotated § 36-1-124(d)
to determine whether it required the appellant to sign the notice of appeal personally or
whether the appellant’s attorney could sign the notice in a representative capacity, the
High Court elucidated:
Interestingly, Tennessee Code Annotated section 36-1-117(o) was
enacted in the same legislation [as Tennessee Code Annotated § 36-1-
124(d)]. When statutes are enacted together, the doctrine of in pari materia
requires us to interpret them together. Stevens ex rel. Stevens v. Hickman
Comm. Health Care Serv., Inc., 418 S.W.3d 547, 560 (Tenn. 2013). The
construction of one such statute, if doubtful, may be aided by considering
the words and legislative intent indicated by the language of the other
statute. Johnson v. Hopkins, 432 S.W.3d 840, 848 (Tenn. 2013). Section
36-1-117(o) provides as follows: “The response or answer to a petition for
3
We further note that because Mr. Brown’s representation of Mother had not concluded, the trial court
should have allowed Mr. Brown to participate in the hearing concerning grounds for termination of
Mother’s parental rights and best interest of the Child, upon the court’s finding that default judgment was
proper. We will address this issue in a later section of this Opinion.
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termination of parental rights shall be signed by the respondent personally,
sworn to and verified, and filed with the clerk of the court.” Tenn. Code
Ann. § 36-1-117(o) (emphasis added). Thus, we note that although section
36-1-117(o) requires that the filing be signed by the litigant “personally,”
Tennessee Code Annotated section 36-1-124(d) omits this modifier. We
must presume that the General Assembly acted purposely in excluding the
word “personally” from the signature requirement of section 36-1-124(d).
See In re Kaliyah S., 455 S.W.3d at 554 (“‘[W]here the legislature includes
particular language in one section of a statute but omits it in another section
of the same act, it is generally presumed that the legislature acted purposely
in the subject included or excluded.’”) (quoting State v. Pope, 427 S.W.3d
363, 368 (Tenn. 2013)). Just as we must not overlook or ignore any words,
“we must be circumspect about adding words to a statute that the General
Assembly did not place there.” Coleman v. State, 341 S.W.3d 221, 241
(Tenn. 2011). Significantly, in these two provisions adopted at the same
time, the General Assembly distinguished between a filing that is signed
and one that is signed “personally.”
In re Bentley D., 537 S.W.3d at 912-13. Although the above analysis as it pertains to
Tennessee Code Annotated § 36-1-117(o) is arguably dicta, we embrace the High Court’s
reasoning and the principles of statutory interpretation the Court employed. We
accordingly determine that the legislature intended that the answer in a parental
termination case be signed by the named respondent personally and not solely by the
respondent’s attorney.
In this matter, because the answer filed did not contain Mother’s signature, we
conclude that the trial court did not err in rejecting it.4 We therefore find Mother’s first
issue to be unavailing.
VI. Propriety of Default Judgment
Mother argues that the trial court erred by entering a default judgment against her
based upon her failure to file an appropriate answer to the complaint. As this Court has
previously explained concerning default judgments generally:
A default judgment, while a necessary part of a trial court’s
repertoire, is a big stick that should not be wielded haphazardly. Default
4
Despite Petitioners’ argument that the trial court could strike Mother’s answer as a sanction pursuant to
Tennessee Rule of Civil Procedure 11, we find nothing in the trial court’s order demonstrating that Rule
11 was raised or considered. Having determined that the trial court could properly reject Mother’s answer
due to the lack of her signature, we conclude that any issue involving Rule 11 is pretermitted as moot.
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judgments should be granted only when a defendant (1) makes no
appearance in the case, in spite of being properly served, (2) appears, but
fails to respond to the complaint, or (3) disobeys a pretrial order directing
defendant to comply with some procedural requirement.
First Union Nat’l Bank of Tenn. v. Abercrombie, No. M2001-01379-COA-R3-CV, 2003
WL 22251347, at *3 (Tenn. Ct. App. Oct. 2, 2003) (internal citations omitted). In the
instant action, although Mother did make an appearance in the case, she failed to properly
respond to the petition and disobeyed the trial court’s previous order directing her to
comply with certain procedural requirements.
Tennessee Code Annotated § 36-1-117(n) provides that a default judgment can be
entered against a respondent parent in a termination of parental rights matter “upon a
finding that service of process has been validly made against that party in accordance
with the Tennessee Rules of Civil or Juvenile Procedure and the statutes concerning
substituted service; however, in termination proceedings, proof must be presented as to
legal grounds and best interest pursuant to § 36-1-113.” (Emphasis added.) A default
judgment in a parental termination case, therefore, differs from a default judgment in
other civil cases, wherein the typical civil defendant, “by suffering a default judgment to
be entered against him, impliedly confesses all of the material allegations of fact
contained in his complaint, except the amount of the plaintiff’s unliquidated damages.”
Patterson v. Rockwell Int’l, 665 S.W.2d 96, 101 (Tenn. 1984). By contrast, a default
judgment in a parental termination case requires the presentation of proof concerning
grounds for termination of parental rights and best interest. See In re Savanna I., No.
E2018-00392-COA-R3-PT, 2018 WL 6167386, at *6 (Tenn. Ct. App. Nov. 26, 2018)
(affirming the trial court’s grant of a default judgment against the respondent mother,
following the presentation of sufficient proof of grounds and best interest during an
evidentiary hearing, based on her failure to answer the termination petition or otherwise
defend the action).
The underlined portion of the statute quoted above was added to the statutory
framework in 2008, following two decisions of this Court addressing default judgments
in parental termination actions: In re B.G.J., 215 S.W.3d 396, 398 (Tenn. Ct. App.
2006), and State, Dep’t of Children’s Servs. v. D.L.M.L., No. E2005-02194-COA-R3-PT,
2006 WL 1072155, at *1 (Tenn. Ct. App. Apr. 24, 2006). In B.G.J., the respondent
father in a termination of parental rights action hired an attorney to represent him in
defending against such action, and the father’s attorney filed a notice of appearance in the
case. See 215 S.W.3d at 397. The father’s attorney subsequently filed an answer to the
petition on the father’s behalf, but the answer was not filed within the thirty days
allowed. See id. Upon the petitioners’ motion, the trial court later entered a default
judgment, which also terminated the father’s parental rights, but did not hold an
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evidentiary hearing. See id. Although the father’s attorney attended the default hearing,
the father apparently did not. See id.
On appeal in B.G.J., this Court determined that although the father had made an
appearance in the matter, “he did not file his Answer or otherwise defend this suit within
the time limits prescribed by the Tennessee Rules of Civil Procedure, and he was
therefore subject to a default judgment pursuant to Tenn. R. Civ. P. 55.” See id. at 398.
As this Court further explained, “[d]efault judgments are allowed in termination cases”
when proper proof of statutory grounds and best interest is heard. See id. The Court
ultimately determined that the default judgment terminating the father’s parental rights
should be vacated for lack of sufficient proof inasmuch as the trial court had failed to
hear evidence regarding statutory grounds and best interest. See id. at 399. The Court
further noted:
As the United States Supreme Court has explained, a “fundamental
requisite” of due process of law is the “opportunity to be heard.” Grannis
v. Ordean, 234 U.S. 385, 394, 34 S. Ct. 779, 58 L. Ed. 1363 (1914). This
requires “timely and adequate notice”, and “an effective opportunity to
defend by confronting any adverse witnesses and by presenting his own
arguments and evidence orally.” Goldberg v. Kelly, 397 U.S. 254, 267, 90
S. Ct. 1011, 25 L. Ed. 2d 287 (1970). Since the father was not present at
the earlier hearing and had no opportunity to confront the witnesses or
present his own evidence, to affirm the Trial Court’s ruling, which was
based on evidence presented at an earlier hearing, would be a denial of the
father’s due process rights.
See id.
Similarly, in State, Dep’t of Children’s Servs. v. D.L.M.L., the respondent mother
failed to respond to the petition to terminate her parental rights, and the petitioner filed a
motion for default judgment. See 2006 WL 1072155, at *1. The trial court then granted
a default judgment, which terminated the mother’s parental rights, without taking any
proof concerning statutory grounds or best interest of the child. See id. As in B.G.J., this
Court vacated the termination order based on insufficient proof, stating:
In light of the fact that the record contains absolutely no evidence,
we are completely unable to perform any sort of a review to determine if
there actually was sufficient proof to conclude that grounds for terminating
Mother’s parental rights had been established by clear and convincing
evidence. Likewise, we cannot determine if there is sufficient proof to
conclude that there was clear and convincing evidence that termination of
Mother’s parental rights was in the best interests of the children. In cases
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such as this case when a parent does not respond to a petition to terminate
parental rights and a default judgment is sought, a trial court nevertheless
must hear testimony and otherwise conduct a hearing where sufficient
evidence is offered for the trial court to determine if grounds for
terminating the parental rights have been proven by clear and convincing
evidence, and whether it has been proven by clear and convincing evidence
that terminating the parental rights was in the best interests of the children.
Without being able to evaluate this critical but absent evidence, we have no
choice but to vacate the judgment of the Juvenile Court.
See id. at *2.
In this matter, Mother was clearly subject to a default judgment due to her failure
to file a personally signed answer within the time allowed. See In re B.G.J., 215 S.W.3d
at 398. Unlike B.G.J. and State, Dep’t of Children’s Servs. v. D.L.M.L., the trial court
clarified in its termination order that it had held a separate hearing and taken proof
concerning the statutory grounds for termination of Mother’s parental rights and the best
interest of the Child, as the statute demands. We therefore find no error in the trial
court’s grant of a default judgment to Petitioners.
VII. Sufficiency of the Evidence
Mother argues that insufficient evidence was presented to demonstrate that
termination of her parental rights was in the Child’s best interest. In addition, we note
that “in an appeal from an order terminating parental rights the Court of Appeals must
review the trial court’s findings as to each ground for termination . . . regardless of
whether the parent challenges these findings on appeal.” In re Carrington H., 483
S.W.3d at 525-26.
Our review of these issues is thwarted by the fact that no transcript from the
termination hearing is contained in the appellate record. According to the parties’ briefs,
no recording of the hearing was made. In addition, the statement of the evidence adopted
by the trial court fails to “convey a fair, accurate and complete account” of the
proceedings in accordance with Tennessee Rule of Appellate Procedure 24. Instead, the
statement of the evidence merely contains a procedural history of the case and a
chronology of the pleadings filed therein.
With regard to the sufficiency of the record necessary to ensure appellate review
in a parental rights termination case, this Court has previously elucidated:
[A] record of sufficient completeness is required to permit proper
appellate review of the parent’s claims in termination of parental rights
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proceedings. L.D.N. v. R.B.W., No. E2005-02057-COA-R3-PT, 2006 WL
369275 (Tenn. Ct. App. Feb. 17, 2006); In re J.M.C.H., No. M2002-01097-
COA-R3-CV, 2002 WL 31662347 (Tenn. Ct. App. Nov. 26, 2002); In re
Adoption of J.D.W., No. M2000-00151-COA-R3-CV, 2000 WL 1156628
(Tenn. Ct. App. Aug. 16, 2000). In each of these cases, the termination of
one or both parents’ rights was reversed due to the lack of a sufficient
evidentiary record for appellate review and remanded for a new trial.
L.D.N., 2006 WL 369275, at *5; In re J.M.C.H., 2002 WL 31662347, at *5;
In re Adoption of J.D.W., 2000 WL 1156628, at *7. Specifically, in J.D.W.
this court explained:
[I]n cases involving the termination of parental rights, a
record of the proceeding of sufficient completeness to permit
proper appellate consideration of the parent’s claims must be
made in order to preserve that parent’s right to an effective
appeal. If the parent whose rights are to be terminated is
indigent, then the trial court must ensure that such a record is
created and made available to a parent who seeks to appeal.
Because the trial record does not constitute a record of
sufficient completeness for appellate review, we vacate the
orders terminating the father’s parental rights and granting the
subsequent adoption and remand this case to the trial court for
a new trial on this matter.
In re Adoption of J.D.W., 2000 WL 1156628, at *4 (footnote omitted). We
further explained on remand that the trial court must determine if the parent
is indigent and, if so, ensure there is a record of trial evidence that is
sufficiently complete to allow an appellate court to review the evidence in
accordance with applicable standards, even when the petition to terminate
parental rights is filed by a private party. Id. at *4, n.5.
The foregoing notwithstanding, we noted in L.D.N. that “a parental
rights termination case where a Statement of the Evidence would be
sufficient would be extremely rare.” L.D.N. v. R.B.W., 2006 WL 369275, at
*5. However, no Tennessee court has held that an evidentiary record that is
based solely on a statement of the evidence would automatically constitute
an insufficient record. Id. More specific to the evidence in this record, our
courts have not held that an evidentiary record that is based, in part, on a
statement of the evidence is automatically insufficient. To the contrary, our
courts have “stopped just short of holding that a Statement of the Evidence
never will be sufficient for proper appellate review in a parental rights
termination case and that a transcript always must be provided.” Id.
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Nevertheless, the best way to proceed in a termination of parental rights
case is by providing the appellate court with a complete transcript of all
evidence. Id.
In re Austin C., No. M2013-02147-COA-R3-PT, 2014 WL 4261178, at *4-5 (Tenn. Ct.
App. Aug. 27, 2014) (emphasis added).
In the case at bar, we have not been presented with a record of sufficient
completeness so as to permit proper appellate review of the statutory grounds for
termination of parental rights or the best interest analysis. No transcript of the evidence
is contained in the record, and the statement of the evidence approved by the trial court
does not adequately convey a complete account of the evidence presented during the
termination hearing. Because of the insufficiency of the record, we are constrained to
vacate the trial court’s order terminating Mother’s parental rights and remand this action
to the trial court for the development of a sufficient record that will permit proper
appellate review of these issues.
We note, however, that because Mother’s counsel of record was not present for the
evidentiary hearing that was conducted concerning grounds, the inadequacy of this record
cannot be cured by the trial court’s mere adoption of a more complete statement of the
evidence. We reiterate that Mother’s attorney had neither withdrawn from his
representation of her nor been relieved of that duty by the trial court. As stated in B.G.J.,
a “fundamental requisite” of due process of law is the “opportunity to be heard,” which
includes “an effective opportunity to defend by confronting any adverse witnesses and by
presenting his own arguments and evidence orally.” See In re B.G.J., 215 S.W.3d at 399.
In order to ensure that Mother’s constitutional rights are fully protected, we instruct the
trial court upon remand to conduct a new evidentiary hearing with regard to the statutory
grounds for termination and best interest of the Child and to allow Mother and/or her
counsel to participate therein unless and until Mother’s counsel is properly relieved of his
duty of representation. We further instruct the court to ensure the availability of a record
of sufficient completeness concerning the evidence presented at such trial so as to permit
proper appellate review. See, e.g., In re Austin C., 2014 WL 4261178, at *5.
VIII. Conclusion
Based on Mother’s failure to file a proper answer within the time permitted, we
affirm the trial court’s order granting a default judgment to Petitioners. For the foregoing
reasons, however, we vacate the trial court’s judgment terminating Mother’s parental
rights. We remand this matter to the trial court for a new evidentiary hearing concerning
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statutory grounds for termination and best interest of the Child in accordance with this
Opinion. Costs on appeal are assessed to the appellees, Robert A. and Taylor A.
_________________________________
THOMAS R. FRIERSON, II, JUDGE
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