PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 18-4547
UNITED STATES OF AMERICA,
Plaintiff - Appellant,
v.
EDWARD JAY WASS,
Defendant - Appellee.
Appeal from the United States District Court for the Eastern District of North Carolina, at
Wilmington. Terrence W. Boyle, Chief District Judge. (7:18-cr-00045-BO-1)
Argued: January 29, 2020 Decided: March 25, 2020
Before KEENAN, WYNN, and RUSHING, Circuit Judges.
Reversed and remanded by published opinion. Judge Wynn wrote the opinion, in which
Judge Keenan and Judge Rushing joined.
ARGUED: Jacob D. Pugh, OFFICE OF THE UNITED STATES ATTORNEY,
Raleigh, North Carolina, for Appellant. Eric Joseph Brignac, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellee. ON BRIEF:
Robert J. Higdon, Jr., United States Attorney, Jennifer P. May-Parker, Assistant United
States Attorney, OFFICE OF THE UNITED STATES ATTORNEY, Raleigh, North
Carolina, for Appellant. G. Alan DuBois, Federal Public Defender, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Raleigh, North Carolina, for Appellee.
WYNN, Circuit Judge:
Defendant Edward Wass was indicted in March 2018 for a violation of the Sex
Offender Registration and Notification Act (“SORNA”), 18 U.S.C. § 2250(a). The
indictment alleged that between September 2016 and February 2018, Wass traveled
interstate and knowingly failed to register as a sex offender as he was required to do
pursuant to SORNA. The district court dismissed the indictment on the ground that
SORNA is unconstitutional under the nondelegation doctrine and the ex post facto clause.
The Government timely appealed.
Because binding precedent establishes that application of SORNA to Wass does not
violate the nondelegation doctrine or the ex post facto clause, we reverse the dismissal of
the indictment and remand for further proceedings.
I.
In 1995, Wass was convicted of two sexual offenses in Florida and sentenced to one
year each of custody and community control as well as seven years of probation. His
probation was revoked in 1998, after which he served another year in custody and an
additional fifteen years of probation. 1 He completed his probation in 2014.
In July 2006—well after Wass’s sex-offense convictions had become final—
Congress enacted SORNA. Sex Offender Registration and Notification Act, Pub. L. No.
1
The record does not specify why Wass’s probation was revoked.
2
109-248, 120 Stat. 587 (2006). 2 SORNA requires a sex offender—that is, “an individual
who was convicted of a sex offense,” 34 U.S.C. § 20911(1)—to “register, and keep the
registration current, in each jurisdiction where the offender resides, where the offender is
an employee, and where the offender is a student,” id. § 20913(a). The duration of the
registration requirement depends on the severity of the underlying sex offense, id. §
20915(a), and whether the offender “maintains a clean record,” id. § 20915(b)(1).
Under SORNA, Congress made failure to register a crime. 18 U.S.C. § 2250(a).
Relevant here, that statute provides that “[w]hoever . . . (1) is required to register under
[SORNA]; . . . [(2)] travels in interstate or foreign commerce . . . ; and (3) knowingly fails
to register or update a registration as required by [SORNA]; shall be fined . . . or imprisoned
not more than 10 years, or both.” Id.
In March 2018, a grand jury returned an indictment charging Wass under § 2250(a).
Specifically, the indictment alleged that “[d]uring a period of time beginning at a date
unknown, but no later than September 2016, and continuing through on or about February
27, 2018,” Wass, “being required to register under [SORNA], and having traveled in
interstate commerce, did knowingly fail to register as required by” SORNA. J.A. 6. 3 The
indictment did not specify where Wass allegedly traveled. On Wass’s motion, the district
court dismissed the indictment, citing the nondelegation doctrine and the ex post facto
2
SORNA was originally codified at 42 U.S.C. § 16901 et seq. It was later
transferred to 34 U.S.C. § 20901 et seq.
3
Citations to “J.A. __” refer to the Joint Appendix filed by the parties in this appeal.
3
clause. United States v. Wass, No. 7:18-CR-45-BO, 2018 WL 3341180, at *2–5 (E.D.N.C.
July 6, 2018).
“We review a district court’s decision to grant a motion to dismiss an indictment de
novo.” United States v. Saunders, 828 F.3d 198, 204 (4th Cir. 2016) (quoting United States
v. Good, 326 F.3d 589, 591 (4th Cir. 2003)). Upon de novo review, we reverse.
II.
The first issue before us is whether the district court correctly found that the
application of SORNA to sex offenders, like Wass, whose offenses predate Congress’s
enactment of SORNA (“pre-SORNA offenders”), violates the nondelegation doctrine
because SORNA improperly delegated to the Attorney General the question of whether the
statute would apply to pre-SORNA offenders.
“The nondelegation doctrine bars Congress from transferring its legislative power
to another branch of Government.” Gundy v. United States, 139 S. Ct. 2116, 2121 (Kagan,
J.) (plurality opinion), reh’g denied, 140 S. Ct. 579 (2019); see also id. at 2123 (citing U.S.
Const. art. I, § 1). But Congress “may confer substantial discretion on executive agencies
to implement and enforce the laws” as long as it “has supplied an intelligible principle to
guide the delegee’s use of discretion.” Id. at 2123 (citing Mistretta v. United States, 488
U.S. 361, 372 (1989)).
When Congress enacted SORNA, it authorized the Attorney General “to specify the
applicability of the [registration] requirements . . . to sex offenders convicted before . . .
[SORNA’s] enactment.” 34 U.S.C. § 20913(d); see also Reynolds v. United States, 565
U.S. 432, 435 (2012) (holding that SORNA’s “registration requirements do not apply to
4
pre-[SORNA] offenders until the Attorney General specifies that they do apply”). Pursuant
to this authority, the Attorney General issued regulations, finalized in 2011, applying
SORNA’s requirements to “all sex offenders, including sex offenders convicted of the
offense for which registration is required prior to the enactment” of SORNA. 28 C.F.R. §
72.3 (2011).
Wass argues that the nondelegation doctrine renders SORNA unconstitutional as
applied to pre-SORNA offenders like himself. Specifically, he contends that § 20913(d)
violates the nondelegation doctrine because he interprets the statute’s language granting
the Attorney General “the authority to specify the applicability” of SORNA’s requirements
to pre-SORNA offenders as meaning that Congress refused to decide the question of
whether SORNA would apply at all to pre-SORNA offenders, instead punting that decision
to the Attorney General. 34 U.S.C. § 20913(d). The district court understood § 20913(d) in
the same way. See Wass, 2018 WL 3341180, at *1, *3 (“[SORNA] did not take a position
on what to do with individuals who had been convicted of a registrable sex offense prior
to the law’s passage. Instead, Congress made that responsibility the Attorney General’s.
. . . The Attorney General . . . was granted the freedom to apply SORNA to all pre-
[SORNA] offenders, to draw distinctions between various groups based on no particular
congressional mandate, or to not apply SORNA at all.”).
But the Supreme Court disagrees: “This Court has already interpreted § 20913(d) to
say something different—to require the Attorney General to apply SORNA to all pre-
[SORNA] offenders as soon as feasible.” Gundy, 139 S. Ct. at 2123 (Kagan, J.) (plurality
opinion) (emphasis added) (citing Reynolds, 565 U.S. at 442–43). Thus, the “Attorney
5
General’s discretion extends only to considering and addressing feasibility issues.” Id. at
2124. That is, Congress intended to give the Attorney General “the time needed (if any) to
address the various implementation issues involved in getting pre-[SORNA] offenders into
the registration system.” Id. at 2128. The plurality in Gundy concluded that such
“delegation easily passes constitutional muster.” Id. at 2121.
Wass argues that Gundy is not determinative because it was a split (4-1-3) opinion.
See Response Br. at 8. 4 We cannot agree.
“It is well established . . . that when a decision of the Court lacks a majority opinion,
the opinion of the Justices concurring in the judgment on the ‘narrowest grounds’ is to be
regarded as the Court’s holding.” A.T. Massey Coal Co. v. Massanari, 305 F.3d 226, 236
(4th Cir. 2002) (quoting Marks v. United States, 430 U.S. 188, 193 (1977)). Three Justices
joined Justice Kagan in her plurality opinion in Gundy, and Justice Alito concurred in the
judgment, writing:
If a majority of this Court were willing to reconsider the approach we
have taken [to the nondelegation doctrine] for the past 84 years, I would
support that effort. But because a majority is not willing to do that, it would
be freakish to single out the provision at issue here for special treatment.
Because I cannot say that [SORNA] lacks a discernable standard that
is adequate under the approach this Court has taken for many years, I vote to
affirm.
Gundy, 139 S. Ct. at 2131 (Alito, J., concurring). Thus, “the narrowest common ground
that five Justices stood upon in Gundy is that the SORNA delegation did not violate long-
4
Counsel conceded at oral argument that Gundy resolves this question. Oral Arg. at
4:30–5:06, https://www.ca4.uscourts.gov/OAarchive/mp3/18-4547-20200129.mp3. We
nevertheless address it to make this Court’s position clear.
6
standing delegation doctrine analysis.” United States v. Glenn, 786 F. App’x 410, 411–12
(4th Cir. 2019) (per curiam). Accordingly, we hold that Wass’s argument is precluded by
Gundy.
III.
As to the second issue, Wass’s ex post facto arguments fare no better. The
Constitution forbids Congress or the states from passing any ex post facto law. See U.S.
Const. art. I, § 9, cl. 3; id. § 10, cl. 1. An ex post facto law is one that “imposes a punishment
for an act which was not punishable at the time it was committed; or imposes additional
punishment to that then prescribed.” Weaver v. Graham, 450 U.S. 24, 28 (1981) (quoting
Cummings v. Missouri, 71 U.S. (4 Wall.) 277, 325–326 (1866)), limited on other grounds
by Cal. Dep’t of Corr. v. Morales, 514 U.S. 499, 506 n.3 (1995). The Constitution’s
prohibition on ex post facto laws “ensures that individuals have fair warning of applicable
laws and guards against vindictive legislative action.” Peugh v. United States, 569 U.S.
530, 544 (2013) (citing Weaver, 450 U.S. at 28–29).
Because the ex post facto clause forbids “retroactive punishment,” Smith v. Doe,
538 U.S. 84, 92 (2003) (emphasis added), a threshold question is whether a statute
challenged on ex post facto grounds in fact authorizes punishment. “If the intention of the
legislature was to impose punishment, that ends the inquiry”; retroactive application of
such a punishment would violate the Constitution. Id. But if the legislature’s intention “was
to enact a regulatory scheme that is civil and nonpunitive,” courts must examine “whether
the statutory scheme is so punitive either in purpose or effect as to negate” that intention.
7
Id. (quoting Kansas v. Hendricks, 521 U.S. 346, 361 (1997)) (internal quotation marks
omitted).
Wass’s ex post facto challenge to SORNA is twofold. First, he challenges the
application of the criminal sanctions of 18 U.S.C. § 2250(a) to pre-SORNA offenders.
Second, he alleges that SORNA’s registration requirement is itself so punitive that it
constitutes punishment that cannot constitutionally be applied to pre-SORNA offenders.
We hold that SORNA does not violate the ex post facto clause under either theory.
A.
As to Wass’s first challenge—the application of the criminal sanctions of 18 U.S.C.
§ 2250(a) to pre-SORNA offenders—there is no doubt that § 2250(a), which authorizes
imprisonment, is punitive. The question is thus what behavior it punishes. If the statute
punishes pre-SORNA offenders for their underlying (pre-SORNA) sex offenses, it violates
the ex post facto clause. If it punishes post-SORNA conduct, it does not.
This Court has already answered this question. In United States v. Gould, we
rejected an ex post facto challenge to SORNA. 568 F.3d 459, 466 (4th Cir. 2009). The
defendant in Gould was convicted of a sex offense in 1985. Id. at 461. In August 2006,
after Congress enacted SORNA, the defendant moved from Pennsylvania to Maryland. Id.
at 462. He failed to register in Maryland and was indicted. Id. We held that § 2250(a)
punishes the failure to register after SORNA’s enactment and therefore that the defendant’s
“punishment does not violate the Ex Post Facto Clause.” Id. at 466.
Wass argues that Gould’s reasoning has been undermined by the Supreme Court’s
decision in Carr v. United States. Carr involved a defendant who had been convicted of a
8
sex offense, moved between states, and failed to register in the new state—all before the
enactment of SORNA. 560 U.S. 438, 442 (2010) (noting the defendant’s 2004 sex-offense
conviction and 2004 or 2005 interstate move, after which he did not register, either before
or after SORNA’s enactment). The Supreme Court held that § 2250 “does not extend to
preenactment travel” like that of the Carr defendant. Id. at 458.
Importantly, in reaching this conclusion, the Supreme Court held that “the elements
of § 2250 should be read sequentially.” Id. at 446. The Court also held that the first element
“is not a predicate sex-offense conviction. It is a requirement ‘to register under
[SORNA].’” Id. at 447 n.4 (quoting 18 U.S.C. § 2250(a)(1)). 5 Thus, “the statutory sequence
begins when a person becomes subject to SORNA’s registration requirements. The person
must then travel in interstate commerce and thereafter fail to register.” Id. at 446. And each
of these elements must “necessarily postdate SORNA’s enactment because a sex offender
could not have been required to register under SORNA until SORNA became the law.” Id.
The Supreme Court therefore concluded that “[l]iability under § 2250 . . . cannot be
predicated on pre-SORNA travel.” Id. at 442. 6
5
These two categories are not coextensive. Having a predicate sex-offense
conviction alone is not enough to be required to register. As noted, for some sex offenders,
the registration requirement is time-limited. See 34 U.S.C. § 20915.
6
Because the Court found that “§ 2250 does not extend to preenactment travel,” it
did not reach the question of whether applying SORNA to pre-SORNA travel or to pre-
SORNA offenders would violate the ex post facto clause. Carr, 560 U.S. at 458 (emphasis
added); see id. at 455 n.9.
9
None of this reasoning undermines the key holding of Gould: that SORNA punishes
conduct that occurs after its enactment. Nevertheless, Wass argues that, after Carr, “Gould
is simply incorrect (or at least incomplete) when it holds that Section 2250(a) punishes
only the failure to register.” Response Br. at 11. We do not read Gould to say that § 2250(a)
punishes only the failure to register, ignoring the other two elements.
However, it is true that Gould rejected the defendant’s appeal even though the
defendant’s August 2006 interstate travel preceded his February 2007 requirement to
register. Gould, 568 F.3d at 462, 465; see United States v. Hatcher, 560 F.3d 222, 229 (4th
Cir. 2009) (“SORNA’s registration requirements did not apply to pre-SORNA offenders
until the Attorney General issued the interim rule on February 28, 2007.”). Under Carr’s
sequential understanding of the § 2250(a) elements, Gould has been limited by Carr,
because an offender’s interstate travel must take place after the offender is required to
register. Carr, 560 U.S. at 447. But for purposes of this case, Gould’s key point—that
SORNA punishes new conduct—still stands after (and is reinforced by) Carr. Gould, 568
F.3d at 466. 7 Carr merely clarified the elements required for a § 2250(a) violation.
7
Unsurprisingly, several of our sister circuits have issued decisions after Carr
rejecting ex post facto challenges from pre-SORNA offenders whose interstate travel and
failure to register occurred after they had become subject to SORNA’s registration
requirement. E.g., United States v. Billiot, 785 F.3d 1266, 1269 (8th Cir. 2015) (citing the
pre-Carr circuit precedent of United States v. May, 535 F.3d 912, 920 (8th Cir. 2008),
abrogated on other grounds by Reynolds, 565 U.S. 432); United States v. White, 782 F.3d
1118, 1126–27 (10th Cir. 2015) (holding that the panel remained bound by the pre-Carr
decision of United States v. Lawrance, 548 F.3d 1329 (10th Cir. 2008)); United States v.
Torres, 767 F.3d 426, 430 (5th Cir. 2014); United States v. Lott, 750 F.3d 214, 220 (2d Cir.
2014) (citing pre-Carr Second Circuit precedent, United States v. Guzman, 591 F.3d 83
(2d Cir.), as amended (Jan. 8, 2010), and stating that “[t]here is no superseding authority
10
To the extent there is any doubt about this Court’s position after Carr, we hold that
application of § 2250(a) does not violate the ex post facto clause as long as, after SORNA’s
enactment, the defendant: (1) was required to register, (2) traveled in interstate commerce,
and (3) knowingly failed to register (in that order). See 18 U.S.C. § 2250(a); 8 Carr, 560
U.S. at 447 & n.4; see also Gould, 568 F.3d at 466.
Here, “[n]o one disputes that Mr. Wass’s 1995 Florida convictions are of the type
that would require him to register,” Response Br. at 1, and the indictment alleges that his
travel and knowing failure to register occurred well after SORNA’s enactment, see J.A. 6. 9
Wass’s other argument regarding § 2250(a) is equally unavailing. He attempts to
rely on cases in which this Court found an ex post facto violation when a district court
revoked a defendant’s supervised release and imposed a sentence on the basis of a statute
that changed or was enacted after the defendant committed the underlying offense. See
Response Br. at 12 (citing United States v. Lominac, 144 F.3d 308, 312 (4th Cir. 1998),
abrogated by Johnson v. United States, 529 U.S. 694 (2000); United States v. Parriett, 974
that causes us to revisit that holding”); United States v. Parks, 698 F.3d 1, 4–5 (1st Cir.
2012); United States v. Felts, 674 F.3d 599, 606 (6th Cir. 2012). Moreover, in unpublished
decisions, this Court has continued to rely on Gould after Carr. E.g., United States v.
Sampsell, 541 F. App’x 258, 260 (4th Cir. 2013) (per curiam); United States v. Burns, 418
F. App’x 209, 212 (4th Cir. 2011) (“[The defendant] overlooks the fact that his failure-to-
register conviction stems from post-enactment conduct.”).
8
Of course, the statute provides other means to satisfy the second and third
elements—for example, traveling in foreign rather than interstate commerce. 18 U.S.C. §
2250(a)(2)(B).
9
Wass concedes that the alleged travel and failure to register postdate SORNA’s
enactment. See Response Br. at 11–12.
11
F.2d 523, 525–26 (4th Cir. 1992)). But supervised release, and any revocation sentence
based on a supervised release violation, is “a component of [the defendant’s] underlying
original sentence.” United States v. Venable, 943 F.3d 187, 194 (4th Cir. 2019) (citing
United States v. Ketter, 908 F.3d 61, 65 (4th Cir. 2018)); see also Parriett, 974 F.2d at 526
(“[T]he revision of the supervised release statute altered the legal consequences of [the
defendant]’s original crime, and therefore . . . the amendment cannot be applied to [the
defendant] without violating the ex post facto clause.”).
By contrast, as discussed, a SORNA violation constitutes a new criminal offense.
Gould, 568 F.3d at 466; see Carr, 560 U.S. at 447; cf. United States v. Mitchell, 209 F.3d
319, 322 (4th Cir. 2000) (rejecting an ex post facto challenge to a conviction under 18
U.S.C. § 922(g)(9), even though the defendant’s predicate domestic-violence conviction
occurred before the relevant statutory amendment, “because the conduct prohibited by §
922(g)(9) is the possession of a firearm,” which in the defendant’s case came after the
amendment); United States v. Presley, 52 F.3d 64, 68 (4th Cir. 1995) (rejecting a similar
ex post facto challenge to an Armed Career Criminal Act sentencing enhancement),
abrogated on other grounds by Johnson v. United States, 559 U.S. 133 (2010).
Here, because, after SORNA’s enactment, Wass “bec[ame] subject to SORNA’s
registration requirements,” allegedly “travel[ed] in interstate commerce,” and “thereafter
[allegedly] fail[ed] to register,” he was properly indicted for a violation of § 2250. Carr,
560 U.S. at 446. Accordingly, Wass’s ex post facto challenge to § 2250 is without merit.
B.
12
Wass alternatively contends that the registration requirement itself is so punitive
that it constitutes punishment for the underlying sex offense, and thus that requiring him to
register violates the ex post facto clause.
Congress intended SORNA’s registration requirements “to create a non-punitive
regulatory framework to keep track of sex offenders.” United States v. Under Seal, 709
F.3d 257, 264 (4th Cir. 2013). But regardless of a legislature’s intention, it may
nevertheless enact a scheme that is “so punitive either in purpose or effect as to negate”
that intention. Smith, 538 U.S. at 92 (quoting Kansas, 521 U.S. at 361). The Supreme Court
has clarified that, because courts usually defer to the legislature’s stated intent, “only the
clearest proof will suffice to override legislative intent and transform what has been
denominated a civil remedy into a criminal penalty.” Id. (quoting Hudson v. United States,
522 U.S. 93, 100 (1997)) (internal quotation marks omitted). Wass contends that SORNA’s
registration requirements constitute such a clearly punitive scheme.
Wass’s argument cannot succeed because this Court has already held that SORNA
is non-punitive, “both in purpose and effect.” Under Seal, 709 F.3d at 263 (emphasis
added). 10 Although Under Seal involved an Eighth Amendment cruel-and-unusual-
punishment challenge to SORNA, this Court used the framework that the Supreme Court
established in Smith for ex post facto challenges, since a threshold question for either type
10
Several of our sister circuits agree. E.g., Parks, 698 F.3d at 6; United States v.
Elkins, 683 F.3d 1039, 1043–45 (9th Cir. 2012); Felts, 674 F.3d at 605–06; United States
v. Young, 585 F.3d 199, 204–06 (5th Cir. 2009); Lawrance, 548 F.3d at 1333; May, 535
F.3d at 919–20.
13
of constitutional challenge is whether the statute imposes a punishment. Cf. United States
v. Juvenile Male, 670 F.3d 999, 1010 (9th Cir. 2012) (“[O]ther circuits have held that
SORNA’s registration requirement is not even a punitive measure, let alone cruel and
unusual punishment.”).
In Smith, the Supreme Court evaluated the Alaska Sex Offender Registration Act
and found it to be nonpunitive. 538 U.S. at 89, 105. The Court first concluded that the
Alaska legislature’s intent “was to create a civil, nonpunitive regime.” Id. at 96. The Court
then determined that the statute’s registration and notification requirements were not
sufficiently punitive to overcome this legislative intent. Id. at 105. In conducting this
analysis, the Court cited five of the seven factors from Kennedy v. Mendoza-Martinez, 372
U.S. 144, 168–69 (1963), as providing a “useful”—though “‘neither exhaustive nor
dispositive’”—framework. Smith, 538 U.S. at 97 (quoting United States v. Ward, 448 U.S.
242, 249 (1980)).
Under the Smith framework, a court asks “whether, in its necessary operation, the
regulatory scheme:” (1) “has been regarded in our history and traditions as a punishment;”
(2) “imposes an affirmative disability or restraint;” (3) “promotes the traditional aims of
punishment;” (4) “has a rational connection to a nonpunitive purpose;” or (5) “is excessive
with respect to this purpose.” Id. 11 The Supreme Court evaluated the Alaska statute using
11
The Court noted that the final two Mendoza-Martinez factors, “whether the
regulation comes into play only on a finding of scienter” and “whether the behavior to
which it applies is already a crime,” were “of little weight” because “[t]he regulatory
scheme applies only to past conduct, which was, and is, a crime.” Smith, 538 U.S. at 105.
This Court agreed in Under Seal. 709 F.3d at 264 n.5.
14
each of these factors and found that the statute’s challengers could not “show, much less
by the clearest proof, that the effects of the law negate[d] Alaska’s intention to establish a
civil regulatory scheme.” Id. at 105.
Using the Smith framework, this Court held in Under Seal that SORNA’s
registration requirements are nonpunitive. 709 F.3d at 263; id. at 264 (“Appellant cannot
show, much less by the ‘clearest proof,’ that SORNA’s effects negate Congress’ intent to
establish a civil regulatory scheme.”). We analyzed the registration requirements using the
five factors that Smith had found to be the most relevant. Id. at 265–66. That analysis
remains the law of this Circuit and compels the conclusion that “SORNA’s registration
requirements, as applied to [Wass], do not violate the” ex post facto clause. Id. at 266. 12
IV.
Finally, Wass urges us to employ the doctrine of constitutional avoidance to find
that SORNA cannot apply to pre-SORNA offenders. Constitutional avoidance is, however,
a canon of statutory interpretation.
Here, our interpretation of the statute is circumscribed by precedent. Accordingly,
the doctrine of constitutional avoidance does not apply. See United States v. Awadallah,
349 F.3d 42, 55 (2d Cir. 2003) (“Th[e constitutional avoidance] rule, which facilitates a
choice between alternative interpretations of an ambiguous statute, has no bearing if the
meaning of the statute is known.” (citing Dep’t of Hous. & Urban Dev. v. Rucker, 535 U.S.
12
Under Seal involved a juvenile defendant, whereas Wass is an adult. 709 F.3d at
259. But Under Seal’s analysis of the Smith factors did not depend on the defendant’s
juvenile status. See id. at 265–66.
15
125, 134 (2002))); see also Jennings v. Rodriguez, 138 S. Ct. 830, 842 (2018) (“In the
absence of more than one plausible construction, the canon simply has no application.”
(internal quotation marks omitted)); cf. United States v. Simms, 914 F.3d 229, 252 (4th
Cir.) (en banc) (rejecting the Government’s contention that the Court should adopt a
“reading of [a statute] that directly conflicts with how courts . . . have thoughtfully
interpreted th[e] statute . . . since its enactment three decades ago,” and noting that
“[t]ellingly, the Government has yet to identify any case in which the Supreme Court has
done anything comparable in the name of constitutional avoidance”), cert. denied, 140 S.
Ct. 304 (2019).
V.
Because binding precedent forecloses Wass’s arguments, we reverse the district
court’s dismissal of his indictment and remand for further proceedings.
REVERSED AND REMANDED
16