Conditionally Granted and Opinion Filed April 9, 2020
S In The
Court of Appeals
Fifth District of Texas at Dallas
No. 05-20-00246-CV
IN RE THERMIGEN, LLC, Relator
Original Proceeding from the 134th Judicial District Court
Dallas County, Texas
Trial Court Cause No. DC-17-07119
MEMORANDUM OPINION
Before Chief Justice Burns and Justices Osborne, and Reichek
Opinion by Justice Reichek
The underlying proceeding involves burn injuries the Plaintiff allegedly
sustained when she underwent a skin-tightening procedure on her neck. In this
original proceeding, Relator Thermigen, LLC (“Thermigen” or “Relator”) seeks a
writ of mandamus challenging the trial court’s January 23, 2020 discovery order as
overbroad. Specifically, Relator objects that the trial court ordered it to produce
(1) complaints of adverse events relating to the transcutaneous procedure, which was
not the kind of procedure Plaintiff underwent; (2) information for adverse events
other than thermal burn injuries; and (3) information related to injuries that occurred
after the Plaintiff’s injury.
After reviewing Relator’s petition, Real Party in Interest’s response, Relator’s
reply, the mandamus record, and sealed supplemental mandamus record, we
conclude that Relator is entitled to partial relief because the order is overbroad
insofar as it directs discovery for “all adverse events, regardless of injury,” rather
than limiting the discovery to adverse events relating to the generator’s alleged
temperature malfunctions.
Background
Plaintiff underwent an elective skin-tightening procedure on her neck. That
procedure was performed with the ThermiRF system, a radiofrequency generator
designed and manufactured by Relator. After allegedly suffering burns during the
procedure, she sued Relator and asserted negligence and strict liability claims based
on the allegedly defective design, manufacture, and marketing of the device.
The ThermiRF system uses temperature-controlled radiofrequency
technology to heat targeted areas of skin. According to the declaration of
ThermiGen Quality Director John Anderson, the ThermiRF system can be used on
skin surfaces or beneath the skin. The generator is the same for each procedure, but
the handpiece and application differ depending on the type of procedure.
Transcutaneous procedures, which do not break the skin, involve
recommended temperature settings of 40°C to 45°C and use an electrode with a
larger contact surface that is attached to a handpiece ergonomically designed for the
intended procedure. Percutaneous procedures (the kind that Plaintiff underwent)
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involve an incision and the insertion of the electrode beneath the skin. These
procedures employ higher recommended temperature settings of 50°C to 70°C, and
the electrode is a cannula insulated sufficiently to expose only a 5mm or 10mm
contact surface at the tip. A thermal camera is also used in percutaneous procedures
to measure the heat temperature. A single user manual exists for the ThermiRF
system, with separate instructions for the different modes of operation.
On January 25, 2019, Plaintiff served her Fifth Request for Production, which
contained twelve detailed requests. In summary, she sought:
information regarding reports about the ThermiRF system causing
burns;
information regarding reports about the ThermiRF system having
temperature related problems (such as unexpected temperature spikes
or inaccurate temperature readings);
underlying reports regarding injury incidents listed in previously
produced documents;
information reflecting ThermiGen’s decision to report or not report
incidents of injury or malfunction of the ThermiRF system; and
information pertaining to clinical trials for the ThermiRF system.
Relator objected on the grounds that the requests were overly broad, unduly
burdensome, not reasonably limited in time, and not limited to “substantially
similar” incidents. Plaintiff filed a motion to compel.
The trial court held a hearing on the motion to compel. At the hearing,
Plaintiff argued that she was entitled to information about incidents, not just injuries,
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because prior discovery had revealed numerous complaints about the ThermiRF
system “shutting off too much” or having too many spikes in temperature. The trial
court agreed and indicated that it was not inclined to limit its discovery order to
“injury,” finding the term too subjective. The court also addressed the distinction
between percutaneous and transcutaneous procedures at length. After noting that
both procedures utilized the same generator and possibly the same software and that
there were problems reported with both applications, the court indicated it would
order discovery for both percutaneous and transcutaneous procedures. The court
also indicated that it would order discovery of incidents “related to temperature.”
On January 23, 2020, the court issued a discovery order directing Relator to
produce the following:
“The complete investigation file for all adverse events, regardless of
injury or bodily location, relating to the percutaneous procedures of the
ThermiRF device”; and
“[a]ll complaints of adverse events, regardless of injury or bodily
location, relating to the transcutaneous procedures of the ThermiRF
device.”
In this mandamus proceeding, Relator complains the trial court’s order is
overbroad to the extent it compels production of complaints and documents that
concern (1) incidents that did not result in injury, (2) injuries not involving thermal
burns, (3) injuries that occurred after the date of Plaintiff’s injury, and (4)
transcutaneous procedures. In response, Plaintiff argues that she is entitled to
information about incidents, not just injuries, because earlier discovery had
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uncovered multiple adverse events involving temperature spike incidents and
dangerous heat levels with the generator, and such information was relevant to her
theory that this type of defect caused her injury. Plaintiff further contends that,
because the same ThermiRF generator turns radiofrequency energy into heat
regardless of application, she should be able to obtain discovery relating to both
transcutaneous and percutaneous procedures.
Standard of Review
Mandamus is warranted when the relator demonstrates a clear abuse of
discretion and there is no adequate appellate remedy. In re Prudential Ins. Co. of
Am., 148 S.W.3d 124, 136–36 (Tex. 2004) (orig. proceeding); Walker v. Packer, 827
S.W.2d 833, 839 (Tex. 1992) (orig. proceeding). The Relator here has the burden
of establishing both prerequisites to mandamus relief, and this burden is a heavy one.
See In re CSX Corp., 124 S.W.3d 149, 151 (Tex. 2003) (orig. proceeding) (per
curiam). A trial court abuses its discretion if it reaches a decision that is so arbitrary
and unreasonable that it amounts to a clear and prejudicial error of law or if it clearly
fails to correctly analyze or apply the law. In re Olshan Found. Repair Co., LLC,
328 S.W.3d 883, 887–88 (Tex. 2010) (orig. proceeding).
An order that compels overly broad discovery is an abuse of discretion for
which mandamus is the proper remedy. In re Deere & Co., 299 S.W.3d 819, 820
(Tex. 2009) (orig. proceeding) (per curiam). Whether discovery is overbroad in
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products liability cases depends on whether the order covers products relevant to the
case and is reasonable in its scope. Id.
Discussion
The rules of civil procedure provide that the scope of discovery includes any
unprivileged information that is relevant to the subject of the action, even if it would
be inadmissible at trial, as long as the information sought appears “reasonably
calculated to lead to the discovery of admissible evidence.” TEX. R. CIV. P. 192.3(a);
see also In re CSX Corp., 124 S.W.3d at 152 (explaining that scope of discovery is
generally within trial court’s discretion, but trial court must make effort to impose
“reasonable discovery limits”).
1. “Adverse events, regardless of injury”
Discovery should be limited to incidents involving circumstances relevant to
the underlying lawsuit. See In re Sun Coast Res., Inc., 562 S.W.3d 138, 150 (Tex.
App.—Houston [14th Dist.] 2018, orig. proceeding). Evidence of similar events is
probative if an adequate predicate is established. See In re HEB Grocery Co., 375
S.W.3d 497, 503 (Tex. App.—Houston [14th Dist.] 2012, orig. proceeding). An
unrelated incident may be relevant and admissible if it and the incident involved in
the lawsuit occurred under reasonably similar conditions, the two incidents are
connected in some special way, or the incidents occurred by means of the same
instrumentality. Columbia Med. Ctr. Subsidiary, L.P. v. Meier, 198 S.W.3d 408,
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411–12 (Tex. App.—Dallas 2006, pet. denied). “Reasonably similar” generally
means the same type of occurrence. Id.; In re Sun Coast, 562 S.W.3d at 148.
In Sun Coast, the plaintiffs alleged Sun Coast was negligent in spilling or
overfilling an above-ground storage tank of gasoline, resulting in hazardous vapors
that ignited a fatal fire. 562 S.W.3d at 144. The plaintiffs sought, and the trial court
compelled, Sun Coast’s production of a “spill log” of all hazardous materials spills
for the previous five and a half years. Id. at 147. The plaintiffs argued the requested
information regarding prior hazardous materials spills was reasonably calculated to
lead to the discovery of evidence pertaining to Sun Coast’s knowledge of the
existence of prior spills and whether such spills were caused by conduct similar to
that alleged in the lawsuit. Id.
Sun Coast argued the trial court’s order, as worded, was overbroad because it
lacked any restrictions regarding subject matter or geographic scope and would
require Sun Coast to produce information about other incidents that bore no relation
to plaintiffs’ claims. The appellate court agreed, concluding the trial court’s order
compelled production of some relevant information but cast “too wide a net” by
failing to limit discovery to “incidents involving circumstances necessarily relevant
to the underlying lawsuit.” Id. at 148, 150. Specifically, the court observed the order
would include hazardous materials spills that may have resulted from an automobile
accident with one of Sun Coast’s tankers on the highway, which bore no relation to
the plaintiffs’ theory of negligence. Id. at 150.
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Here, Plaintiff’s claims involve burn injuries she allegedly sustained during
the procedure performed with the ThermiRF system and its temperature-controlled
radiofrequency technology. But the trial court ordered Relator to produce (1) the
complete investigation file for all adverse events, regardless of injury or bodily
location, relating to the percutaneous procedures of the ThermiRF device and (2) all
complaints of adverse events, regardless of injury or bodily location, relating to the
transcutaneous procedures of the ThermiRF device. To the extent the order broadly
directs discovery for “all adverse events,” it necessarily captures incidents unrelated
to temperature-related problems, such as temperature spikes or excessive heating,
and therefore required Relator to produce evidence of incidents that were not
relevant to the underlying suit. As such, the order is overbroad.
Relator also complains that the order should be limited to incidents involving
only “injury,” not merely “adverse events.” Here, we cannot agree. Plaintiff alleges
that Relator knew, or in the exercise of ordinary care should have known, that
ThermiRF was defective and unreasonably dangerous to persons likely to use the
product. Therefore, past instances relating to temperature-related problems are
relevant to the issue of notice. See Alza Corp. v. Thompson, No. 13-07-00090-CV,
2010 WL 1254610, at *7 (Tex. App.—Corpus Christi–Edinburg Apr. 1, 2010, no
pet.) (mem. op.). While it is possible that not all responsive discovery will meet the
standards for admissibility at trial, this is not the standard for relevance at the
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discovery stage. See In re Exmark Mfg. Co., 299 S.W.3d 519, 528 (Tex. App.—
Corpus Christi–Edinburg 2009, orig. proceeding).
2. Transcutaneous procedures involving the ThermiRF device
Relator also complains that it is required to produce information regarding
transcutaneous procedures that involve the ThermiRF device. However, courts have
routinely permitted discovery involving other products if there is a connection
between the alleged defect and the discovery sought.
For example, In re Deere & Co. involved a plaintiff who was injured after a
backhoe loader step broke off under his weight and asserted, among others, a
products liability claim. 299 S.W.3d at 820. The trial court ordered discovery
regarding more than thirty product lines that included backhoes, tractors, and other
loaders. Id. Deere objected that the order was overly broad, but the supreme court
concluded that the discovery of other products was not an abuse of discretion
because the order was limited to products with handles and step assemblies similar
to the model at issue. Id. at 821.
Similarly, In re Navistar, Inc., 501 S.W.3d 136 (Tex. App.—Corpus Christi–
Edinburg 2016, orig. proceeding), involved the buyer of fifteen tractor-trailer trucks
who brought a products liability action against the engine manufacturer, alleging that
the 0.5 nitrous oxide engines were defective. Id. at 138. Our sister court concluded
that the trial court did not its abuse discretion in ordering production of information
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concerning 0.2 engines, in addition to the 0.5 engines at issue, since both engines
utilized the same technology at issue. Id. at 142.
And in In re Caterpillar Inc., No. 09-13-00106-CV, 2013 WL 1932819 (Tex.
App.—Beaumont 2013, orig. proceeding) (per curiam) (mem. op.), also a products
liability suit, Emery Bowie died after a bulldozer moved unexpectedly in reverse.
Id. at *1. The plaintiffs sought documents related to another lawsuit brought against
Caterpillar by Alphonso Lopez concerning a wheel tractor scraper. Id. Caterpillar
objected to the request, arguing that the two machines involved different
transmissions, gears, speed controls, steering, and engines. Id. Also, Lopez was
injured while seated, while Bowie had been standing. Id. But, because there was
evidentiary support that the Lopez accident was caused by a problem involving the
electrical control system, and the allegedly defective Caterpillar machine in the
Bowie case contained a similar system, our sister court of appeals concluded that the
plaintiffs were entitled to information about the electronic control system in the
Lopez suit. Id. at *1–2.1
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This Court recently reiterated these principles in In re National Collegiate Athletic Ass’n, 543 S.W.3d 487, 496
(Tex. App.—Dallas 2018, orig. proceeding). In that case, plaintiff Debra Ploetz brought a wrongful death action
against the NCAA for negligence, alleging that her husband Greg’s death from Chronic Traumatic Encephalopathy
(CTE) was a result of concussions he sustained while playing college football. The NCAA argued that the trial court’s
order to produce documents related to head trauma of all types from all sports was overbroad. We rejected the
argument that the order should be limited to injuries sustained solely while playing football, because “[i]nformation
known to the NCAA regarding concussive and non-concussive blows to the head and the impact of those injuries on
NCAA athletes is discoverable regardless of whether the NCAA obtained the information from studying brain injuries
in soccer players, hockey players, football players, or athletes in other sports because the injury, not the sport, is the
proper inquiry.” Id. At issue in this lawsuit is the danger presented by the generator, and if and when Relator became
aware of this danger; how it became aware of the danger, whether it acquired such knowledge because of problems
attendant to transcutaneous or percutaneous procedures, is of no significance.
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As shown in these cases, discovery in a products liability case need not be
limited to the same product so long as there is a connection to the alleged defect.
The case before us presents an even stronger argument because the allegedly
defective product—the generator—is the same for the percutaneous and
transcutaneous procedures. Thus, there is an obvious connection. Further,
recognizing the differences between the two procedures, the trial court sensibly
directed Relator to produce a narrower field of discovery for the transcutaneous
procedures, requiring only “complaints” instead of the “complete investigation file”
that must be produced for the percutaneous procedures. Accordingly, we conclude
that the trial court did not abuse its discretion in permitting discovery for both
procedures.
3. Injuries occurring after date of Plaintiff’s injuries
Lastly, Relator asserts the trial court’s order is overbroad in that it “concerns
injuries which occurred after the date of [Plaintiff’s] injury.” Again, we cannot
agree. In her third amended petition, Plaintiff alleged Relator placed into the stream
of commerce the radio frequency device, i.e., the ThermiRF generator that is the
subject of this litigation, and the device was unreasonably dangerous and defective
at the time of the incident. Thus, discovery of injuries involving that product’s
temperature-related problems, whether occurring before or after the Plaintiff’s
injuries, is potentially relevant to this allegation and, at a minimum, is reasonably
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calculated to lead to the discovery of admissible evidence. See TEX. R. CIV. P.
192.3(a). Thus, no abuse of discretion is shown here.
Conclusion
We conclude the trial court abused its discretion only to the extent it failed to
limit the subject matter of the discovery to adverse events involving the ThermiRF
System generator’s temperature-related problems. Accordingly, we conditionally
grant the petition for writ of mandamus in part and direct the trial court to modify its
order consistent with this memorandum opinion. The trial court’s modified order is
due within thirty days of the date of this opinion. The writ will issue only in the
event that the trial court fails to comply.
/Amanda L. Reichek/
AMANDA L. REICHEK
JUSTICE
200246F.P05
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